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FOX & HERRICK PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan NameFOX & HERRICK PROFIT SHARING 401(K) PLAN
Plan identification number 001

FOX & HERRICK PROFIT SHARING 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROBERT A. FOX, M.D., INC. & ROBERT R. HERRICK, M.D., INC. has sponsored the creation of one or more 401k plans.

Company Name:ROBERT A. FOX, M.D., INC. & ROBERT R. HERRICK, M.D., INC.
Employer identification number (EIN):942598201
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FOX & HERRICK PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01
0012015-01-01
0012014-01-01ROBERT A. FOX, M.D.
0012013-01-01ROBERT A. FOX, M.D.
0012012-01-01ROBERT A. FOX, M.D.
0012011-01-01ROBERT A. FOX, M.D.
0012010-01-01ROBERT A. FOX, M.D.
0012009-01-01ROBERT A. FOX, M.D.

Plan Statistics for FOX & HERRICK PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for FOX & HERRICK PROFIT SHARING 401(K) PLAN

Measure Date Value
2016: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011
Number of participants with account balances2015-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014
Total number of active participants reported on line 7a of the Form 55002014-01-013
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011
Total of all active and inactive participants2014-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-014
Number of participants with account balances2014-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-014
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-014
Number of participants with account balances2013-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-015
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-015
Number of participants with account balances2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015
Total number of active participants reported on line 7a of the Form 55002011-01-015
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-015
Number of participants with account balances2011-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015
Total number of active participants reported on line 7a of the Form 55002010-01-015
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-015
Number of participants with account balances2010-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-015
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-015
Number of participants with account balances2009-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on FOX & HERRICK PROFIT SHARING 401(K) PLAN

Measure Date Value
2016 : FOX & HERRICK PROFIT SHARING 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-04-30$0
Total plan liabilities at end of year2016-04-30$0
Total plan liabilities at beginning of year2016-04-30$0
Total income from all sources2016-04-30$-11,641
Expenses. Total of all expenses incurred2016-04-30$961,695
Benefits paid (including direct rollovers)2016-04-30$961,695
Total plan assets at end of year2016-04-30$0
Total plan assets at beginning of year2016-04-30$973,336
Value of fidelity bond covering the plan2016-04-30$900,000
Total contributions received or receivable from participants2016-04-30$0
Assets. Value of loans (other than to participants)2016-04-30$0
Expenses. Other expenses not covered elsewhere2016-04-30$0
Contributions received from other sources (not participants or employers)2016-04-30$0
Other income received2016-04-30$-11,641
Noncash contributions received2016-04-30$0
Net income (gross income less expenses)2016-04-30$-973,336
Net plan assets at end of year (total assets less liabilities)2016-04-30$0
Net plan assets at beginning of year (total assets less liabilities)2016-04-30$973,336
Total contributions received or receivable from employer(s)2016-04-30$0
Value of certain deemed distributions of participant loans2016-04-30$0
Value of corrective distributions2016-04-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-04-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-04-30$0
2015 : FOX & HERRICK PROFIT SHARING 401(K) PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$645,784
Expenses. Total of all expenses incurred2015-12-31$1,359,804
Benefits paid (including direct rollovers)2015-12-31$1,359,090
Total plan assets at end of year2015-12-31$973,336
Total plan assets at beginning of year2015-12-31$1,687,356
Value of fidelity bond covering the plan2015-12-31$900,000
Total contributions received or receivable from participants2015-12-31$0
Assets. Value of loans (other than to participants)2015-12-31$803,314
Expenses. Other expenses not covered elsewhere2015-12-31$60
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$645,784
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-714,020
Net plan assets at end of year (total assets less liabilities)2015-12-31$973,336
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,687,356
Total contributions received or receivable from employer(s)2015-12-31$0
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$654
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : FOX & HERRICK PROFIT SHARING 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$151,961
Expenses. Total of all expenses incurred2014-12-31$56,956
Benefits paid (including direct rollovers)2014-12-31$56,655
Total plan assets at end of year2014-12-31$1,687,356
Total plan assets at beginning of year2014-12-31$1,592,351
Value of fidelity bond covering the plan2014-12-31$900,000
Total contributions received or receivable from participants2014-12-31$8,000
Assets. Value of loans (other than to participants)2014-12-31$240,159
Expenses. Other expenses not covered elsewhere2014-12-31$45
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$138,340
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$95,005
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,687,356
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,592,351
Total contributions received or receivable from employer(s)2014-12-31$5,621
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$256
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : FOX & HERRICK PROFIT SHARING 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$6,711
Total income from all sources2013-12-31$307,719
Expenses. Total of all expenses incurred2013-12-31$121,689
Benefits paid (including direct rollovers)2013-12-31$117,122
Total plan assets at end of year2013-12-31$1,592,351
Total plan assets at beginning of year2013-12-31$1,413,032
Value of fidelity bond covering the plan2013-12-31$900,000
Total contributions received or receivable from participants2013-12-31$15,000
Assets. Value of loans (other than to participants)2013-12-31$260,138
Expenses. Other expenses not covered elsewhere2013-12-31$105
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$267,408
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$186,030
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,592,351
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,406,321
Total contributions received or receivable from employer(s)2013-12-31$25,311
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$4,462
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : FOX & HERRICK PROFIT SHARING 401(K) PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$6,711
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$232,762
Expenses. Total of all expenses incurred2012-12-31$2,430,658
Benefits paid (including direct rollovers)2012-12-31$2,414,314
Total plan assets at end of year2012-12-31$1,413,032
Total plan assets at beginning of year2012-12-31$3,604,217
Value of fidelity bond covering the plan2012-12-31$900,000
Total contributions received or receivable from participants2012-12-31$0
Assets. Value of loans (other than to participants)2012-12-31$261,459
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$227,706
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$-2,197,896
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,406,321
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$3,604,217
Total contributions received or receivable from employer(s)2012-12-31$5,056
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$16,344
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : FOX & HERRICK PROFIT SHARING 401(K) PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$103,874
Expenses. Total of all expenses incurred2011-12-31$109,705
Benefits paid (including direct rollovers)2011-12-31$95,966
Total plan assets at end of year2011-12-31$3,604,217
Total plan assets at beginning of year2011-12-31$3,610,048
Value of fidelity bond covering the plan2011-12-31$900,000
Total contributions received or receivable from participants2011-12-31$0
Assets. Value of loans (other than to participants)2011-12-31$258,460
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$71,374
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-5,831
Net plan assets at end of year (total assets less liabilities)2011-12-31$3,604,217
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$3,610,048
Assets. Value of assets in partnership/joint-venture interests2011-12-31$639,141
Total contributions received or receivable from employer(s)2011-12-31$32,500
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$13,739
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : FOX & HERRICK PROFIT SHARING 401(K) PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$679,846
Expenses. Total of all expenses incurred2010-12-31$99,865
Benefits paid (including direct rollovers)2010-12-31$90,000
Total plan assets at end of year2010-12-31$3,610,048
Total plan assets at beginning of year2010-12-31$3,030,067
Value of fidelity bond covering the plan2010-12-31$900,000
Total contributions received or receivable from participants2010-12-31$22,000
Assets. Value of loans (other than to participants)2010-12-31$212,141
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$420,940
Other income received2010-12-31$230,621
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$579,981
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,610,048
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,030,067
Assets. Value of assets in partnership/joint-venture interests2010-12-31$724,584
Total contributions received or receivable from employer(s)2010-12-31$6,285
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$9,865
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for FOX & HERRICK PROFIT SHARING 401(K) PLAN

2016: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: FOX & HERRICK PROFIT SHARING 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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