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Plan Name | ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | ERNEST GALLO CLINIC AND RESEARCH CENTER |
Employer identification number (EIN): | 942697305 |
NAIC Classification: | 622000 |
NAIC Description: | Hospitals |
Additional information about ERNEST GALLO CLINIC AND RESEARCH CENTER
Jurisdiction of Incorporation: | California Department of State |
Incorporation Date: | 1980-09-29 |
Company Identification Number: | C1003685 |
Legal Registered Office Address: |
5858 Horton Street, Suite 200 Emeryville United States of America (USA) 94608 |
More information about ERNEST GALLO CLINIC AND RESEARCH CENTER
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2014-07-01 | ANN LAURENSON | 2015-02-24 | ||
002 | 2013-07-01 | ANN LAURENSON | |||
002 | 2012-07-01 | NANCY GREEN | |||
002 | 2011-07-01 | AMBER SHOMO | WILLIAM SAWYERS | 2013-03-06 | |
002 | 2010-07-01 | AMBER SHOMO | WILLIAM SAWYERS | 2012-04-05 | |
002 | 2009-07-01 | AMBER SHOMO |
Measure | Date | Value |
---|---|---|
2013: ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-07-01 | 121 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-07-01 | 8 |
Number of retired or separated participants receiving benefits | 2013-07-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2013-07-01 | 54 |
Total of all active and inactive participants | 2013-07-01 | 63 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-07-01 | 0 |
Total participants | 2013-07-01 | 63 |
Number of participants with account balances | 2013-07-01 | 61 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-07-01 | 2 |
2012: ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-07-01 | 160 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-07-01 | 29 |
Number of retired or separated participants receiving benefits | 2012-07-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-07-01 | 92 |
Total of all active and inactive participants | 2012-07-01 | 121 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-07-01 | 0 |
Total participants | 2012-07-01 | 121 |
Number of participants with account balances | 2012-07-01 | 118 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-07-01 | 31 |
2011: ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-07-01 | 160 |
Number of retired or separated participants receiving benefits | 2011-07-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-07-01 | 38 |
Total of all active and inactive participants | 2011-07-01 | 38 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-07-01 | 0 |
Total participants | 2011-07-01 | 38 |
Number of participants with account balances | 2011-07-01 | 116 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-07-01 | 13 |
2010: ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-07-01 | 162 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-07-01 | 148 |
Number of retired or separated participants receiving benefits | 2010-07-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-07-01 | 12 |
Total of all active and inactive participants | 2010-07-01 | 160 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-07-01 | 0 |
Total participants | 2010-07-01 | 160 |
Number of participants with account balances | 2010-07-01 | 52 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-07-01 | 0 |
2009: ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-07-01 | 171 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-07-01 | 156 |
Number of retired or separated participants receiving benefits | 2009-07-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-07-01 | 6 |
Total of all active and inactive participants | 2009-07-01 | 162 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-07-01 | 0 |
Total participants | 2009-07-01 | 162 |
Number of participants with account balances | 2009-07-01 | 49 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-07-01 | 0 |
Measure | Date | Value |
---|---|---|
2014 : ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2014 401k financial data | ||
Total income from all sources (including contributions) | 2014-06-30 | $2,135,053 |
Total of all expenses incurred | 2014-06-30 | $2,772,724 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-06-30 | $2,753,076 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-06-30 | $1,388,118 |
Value of total assets at end of year | 2014-06-30 | $3,751,052 |
Value of total assets at beginning of year | 2014-06-30 | $4,388,723 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-06-30 | $19,648 |
Total interest from all sources | 2014-06-30 | $866 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-06-30 | $85,533 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-06-30 | $85,533 |
Administrative expenses professional fees incurred | 2014-06-30 | $9,368 |
Was this plan covered by a fidelity bond | 2014-06-30 | Yes |
Value of fidelity bond cover | 2014-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-06-30 | No |
Contributions received from participants | 2014-06-30 | $26,175 |
Participant contributions at end of year | 2014-06-30 | $11,259 |
Participant contributions at beginning of year | 2014-06-30 | $26,708 |
Participant contributions at beginning of year | 2014-06-30 | $6,352 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-06-30 | $981,938 |
Administrative expenses (other) incurred | 2014-06-30 | $7,001 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
Value of net income/loss | 2014-06-30 | $-637,671 |
Value of net assets at end of year (total assets less liabilities) | 2014-06-30 | $3,751,052 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-06-30 | $4,388,723 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-06-30 | No |
Investment advisory and management fees | 2014-06-30 | $3,279 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-06-30 | $3,623,470 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-06-30 | $4,170,093 |
Value of interest in pooled separate accounts at end of year | 2014-06-30 | $58,156 |
Value of interest in pooled separate accounts at beginning of year | 2014-06-30 | $65,624 |
Interest on participant loans | 2014-06-30 | $863 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-06-30 | $58,167 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-06-30 | $30,869 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-06-30 | $30,869 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-06-30 | $3 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-06-30 | $659,810 |
Net investment gain/loss from pooled separate accounts | 2014-06-30 | $726 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-06-30 | No |
Contributions received in cash from employer | 2014-06-30 | $380,005 |
Employer contributions (assets) at beginning of year | 2014-06-30 | $89,077 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-06-30 | $2,753,076 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-06-30 | No |
Did the plan have assets held for investment | 2014-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-06-30 | Disclaimer |
Accountancy firm name | 2014-06-30 | HOOD & STRONG LLP |
Accountancy firm EIN | 2014-06-30 | 941254756 |
2013 : ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2013 401k financial data | ||
Total income from all sources (including contributions) | 2013-06-30 | $988,963 |
Total of all expenses incurred | 2013-06-30 | $1,204,087 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-06-30 | $1,203,937 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-06-30 | $349,936 |
Value of total assets at end of year | 2013-06-30 | $4,388,723 |
Value of total assets at beginning of year | 2013-06-30 | $4,603,847 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-06-30 | $150 |
Total interest from all sources | 2013-06-30 | $1,795 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-06-30 | $92,411 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-06-30 | $92,411 |
Was this plan covered by a fidelity bond | 2013-06-30 | Yes |
Value of fidelity bond cover | 2013-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-06-30 | No |
Contributions received from participants | 2013-06-30 | $302,532 |
Participant contributions at end of year | 2013-06-30 | $26,708 |
Participant contributions at beginning of year | 2013-06-30 | $46,087 |
Participant contributions at end of year | 2013-06-30 | $6,352 |
Participant contributions at beginning of year | 2013-06-30 | $26,580 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-06-30 | $47,404 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-06-30 | $112 |
Administrative expenses (other) incurred | 2013-06-30 | $150 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
Value of net income/loss | 2013-06-30 | $-215,124 |
Value of net assets at end of year (total assets less liabilities) | 2013-06-30 | $4,388,723 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-06-30 | $4,603,847 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-06-30 | $4,170,093 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-06-30 | $3,336,983 |
Value of interest in pooled separate accounts at end of year | 2013-06-30 | $65,624 |
Value of interest in pooled separate accounts at beginning of year | 2013-06-30 | $82,392 |
Interest on participant loans | 2013-06-30 | $1,786 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-06-30 | $30,869 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-06-30 | $78,610 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-06-30 | $78,610 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-06-30 | $9 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-06-30 | $544,065 |
Net investment gain/loss from pooled separate accounts | 2013-06-30 | $756 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-06-30 | No |
Employer contributions (assets) at end of year | 2013-06-30 | $89,077 |
Employer contributions (assets) at beginning of year | 2013-06-30 | $1,033,083 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-06-30 | $1,203,937 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-06-30 | No |
Did the plan have assets held for investment | 2013-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-06-30 | Disclaimer |
Accountancy firm name | 2013-06-30 | HOOD & STRONG LLP |
Accountancy firm EIN | 2013-06-30 | 941254756 |
2012 : ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2012 401k financial data | ||
Total income from all sources (including contributions) | 2012-06-30 | $1,539,351 |
Total of all expenses incurred | 2012-06-30 | $145,218 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-06-30 | $152,923 |
Value of total corrective distributions | 2012-06-30 | $-8,230 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-06-30 | $1,354,894 |
Value of total assets at end of year | 2012-06-30 | $4,525,237 |
Value of total assets at beginning of year | 2012-06-30 | $3,131,104 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-06-30 | $525 |
Total interest from all sources | 2012-06-30 | $1,124 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-06-30 | $69,257 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-06-30 | $69,257 |
Was this plan covered by a fidelity bond | 2012-06-30 | Yes |
Value of fidelity bond cover | 2012-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-06-30 | No |
Contributions received from participants | 2012-06-30 | $398,267 |
Participant contributions at end of year | 2012-06-30 | $46,087 |
Participant contributions at beginning of year | 2012-06-30 | $9,863 |
Participant contributions at end of year | 2012-06-30 | $26,580 |
Participant contributions at beginning of year | 2012-06-30 | $29,645 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-06-30 | $2,154 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-06-30 | $112 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-06-30 | $44 |
Administrative expenses (other) incurred | 2012-06-30 | $525 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
Value of net income/loss | 2012-06-30 | $1,394,133 |
Value of net assets at end of year (total assets less liabilities) | 2012-06-30 | $4,525,237 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-06-30 | $3,131,104 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-06-30 | $3,336,983 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-06-30 | $1,876,767 |
Value of interest in pooled separate accounts at end of year | 2012-06-30 | $82,392 |
Value of interest in pooled separate accounts at beginning of year | 2012-06-30 | $57,557 |
Interest on participant loans | 2012-06-30 | $1,120 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-06-30 | $78,610 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-06-30 | $4,938 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-06-30 | $4,938 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-06-30 | $4 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-06-30 | $112,611 |
Net investment gain/loss from pooled separate accounts | 2012-06-30 | $1,465 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-06-30 | No |
Contributions received in cash from employer | 2012-06-30 | $954,473 |
Employer contributions (assets) at end of year | 2012-06-30 | $954,473 |
Employer contributions (assets) at beginning of year | 2012-06-30 | $1,152,290 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-06-30 | $152,923 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-06-30 | No |
Did the plan have assets held for investment | 2012-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-06-30 | Disclaimer |
Accountancy firm name | 2012-06-30 | HOOD & STRONG LLP |
Accountancy firm EIN | 2012-06-30 | 941254756 |
2011 : ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2011 401k financial data | ||
Total income from all sources (including contributions) | 2011-06-30 | $1,948,630 |
Total of all expenses incurred | 2011-06-30 | $92,665 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-06-30 | $91,844 |
Value of total corrective distributions | 2011-06-30 | $671 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-06-30 | $1,637,188 |
Value of total assets at end of year | 2011-06-30 | $3,131,104 |
Value of total assets at beginning of year | 2011-06-30 | $1,275,139 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-06-30 | $150 |
Total interest from all sources | 2011-06-30 | $836 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-06-30 | $33,003 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-06-30 | $33,003 |
Was this plan covered by a fidelity bond | 2011-06-30 | Yes |
Value of fidelity bond cover | 2011-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-06-30 | No |
Contributions received from participants | 2011-06-30 | $456,725 |
Participant contributions at end of year | 2011-06-30 | $9,863 |
Participant contributions at beginning of year | 2011-06-30 | $13,552 |
Participant contributions at end of year | 2011-06-30 | $29,645 |
Participant contributions at beginning of year | 2011-06-30 | $17,645 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-06-30 | $28,173 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-06-30 | $44 |
Administrative expenses (other) incurred | 2011-06-30 | $150 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
Value of net income/loss | 2011-06-30 | $1,855,965 |
Value of net assets at end of year (total assets less liabilities) | 2011-06-30 | $3,131,104 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-06-30 | $1,275,139 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-06-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-06-30 | $1,876,767 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-06-30 | $1,243,942 |
Value of interest in pooled separate accounts at end of year | 2011-06-30 | $57,557 |
Value of interest in pooled separate accounts at beginning of year | 2011-06-30 | $0 |
Interest on participant loans | 2011-06-30 | $836 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-06-30 | $4,938 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-06-30 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-06-30 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-06-30 | $276,336 |
Net investment gain/loss from pooled separate accounts | 2011-06-30 | $1,267 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-06-30 | No |
Contributions received in cash from employer | 2011-06-30 | $1,152,290 |
Employer contributions (assets) at end of year | 2011-06-30 | $1,152,290 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-06-30 | $91,844 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-06-30 | No |
Did the plan have assets held for investment | 2011-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-06-30 | Disclaimer |
Accountancy firm name | 2011-06-30 | HOOD & STRONG LLP |
Accountancy firm EIN | 2011-06-30 | 941254756 |
2010 : ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2010 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-06-30 | $0 |
2013: ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2013 form 5500 responses | ||
---|---|---|
2013-07-01 | Type of plan entity | Single employer plan |
2013-07-01 | Submission has been amended | Yes |
2013-07-01 | Plan funding arrangement – Insurance | Yes |
2013-07-01 | Plan funding arrangement – Trust | Yes |
2013-07-01 | Plan benefit arrangement – Insurance | Yes |
2013-07-01 | Plan benefit arrangement - Trust | Yes |
2012: ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2012 form 5500 responses | ||
2012-07-01 | Type of plan entity | Single employer plan |
2012-07-01 | Plan funding arrangement – Insurance | Yes |
2012-07-01 | Plan funding arrangement – Trust | Yes |
2012-07-01 | Plan benefit arrangement – Insurance | Yes |
2012-07-01 | Plan benefit arrangement - Trust | Yes |
2011: ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2011 form 5500 responses | ||
2011-07-01 | Type of plan entity | Single employer plan |
2011-07-01 | Plan funding arrangement – Insurance | Yes |
2011-07-01 | Plan funding arrangement – Trust | Yes |
2011-07-01 | Plan benefit arrangement – Insurance | Yes |
2011-07-01 | Plan benefit arrangement - Trust | Yes |
2010: ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2010 form 5500 responses | ||
2010-07-01 | Type of plan entity | Single employer plan |
2010-07-01 | Plan funding arrangement – Insurance | Yes |
2010-07-01 | Plan funding arrangement – Trust | Yes |
2010-07-01 | Plan benefit arrangement – Insurance | Yes |
2010-07-01 | Plan benefit arrangement - Trust | Yes |
2009: ERNEST GALLO CLINIC AND RESEARCH CENTER 403B RETIREMENT SAVINGS PLAN 2009 form 5500 responses | ||
2009-07-01 | Type of plan entity | Single employer plan |
2009-07-01 | Plan funding arrangement – Trust | Yes |
2009-07-01 | Plan benefit arrangement - Trust | Yes |