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ARCHER NORRIS 401(K) PLAN 401k Plan overview

Plan NameARCHER NORRIS 401(K) PLAN
Plan identification number 002

ARCHER NORRIS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ARCHER NORRIS has sponsored the creation of one or more 401k plans.

Company Name:ARCHER NORRIS
Employer identification number (EIN):942697489
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ARCHER NORRIS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022019-01-01KYLE EVERETT2020-04-22
0022018-01-01
0022018-01-01
0022017-01-01DOUGLAS STRAUS
0022016-01-01DOUGLAS STRAUS
0022015-01-01JIM KENTNER
0022014-01-01JIM KENTNER JIM KENTNER2015-10-13
0022013-01-01JIM KENTNER JIM KENTNER2014-10-14
0022012-01-01SUSAN BURROUGHS SUSAN BURROUGHS2013-10-15
0022011-01-01SUSAN E. BURROUGHS SUSAN E. BURROUGHS2012-10-12
0022010-01-01SUSAN E. BURROUGHS SUSAN E. BURROUGHS2011-10-13
0022009-01-01SUSAN E. BURROUGHS SUSAN E. BURROUGHS2010-10-13

Plan Statistics for ARCHER NORRIS 401(K) PLAN

401k plan membership statisitcs for ARCHER NORRIS 401(K) PLAN

Measure Date Value
2018: ARCHER NORRIS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01171
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-012
Total of all active and inactive participants2018-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-012
Number of participants with account balances2018-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ARCHER NORRIS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01217
Total number of active participants reported on line 7a of the Form 55002017-01-01114
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0157
Total of all active and inactive participants2017-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01171
Number of participants with account balances2017-01-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ARCHER NORRIS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01236
Total number of active participants reported on line 7a of the Form 55002016-01-01149
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0168
Total of all active and inactive participants2016-01-01217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01217
Number of participants with account balances2016-01-01205
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ARCHER NORRIS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01231
Total number of active participants reported on line 7a of the Form 55002015-01-01180
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0150
Total of all active and inactive participants2015-01-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01230
Number of participants with account balances2015-01-01217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ARCHER NORRIS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01234
Total number of active participants reported on line 7a of the Form 55002014-01-01182
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0141
Total of all active and inactive participants2014-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01223
Number of participants with account balances2014-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ARCHER NORRIS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01241
Total number of active participants reported on line 7a of the Form 55002013-01-01195
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0128
Total of all active and inactive participants2013-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01223
Number of participants with account balances2013-01-01220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ARCHER NORRIS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01220
Total number of active participants reported on line 7a of the Form 55002012-01-01206
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0122
Total of all active and inactive participants2012-01-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01228
Number of participants with account balances2012-01-01228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ARCHER NORRIS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01219
Total number of active participants reported on line 7a of the Form 55002011-01-01188
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0126
Total of all active and inactive participants2011-01-01214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01214
Number of participants with account balances2011-01-01213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: ARCHER NORRIS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01223
Total number of active participants reported on line 7a of the Form 55002010-01-01189
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0124
Total of all active and inactive participants2010-01-01213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01213
Number of participants with account balances2010-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: ARCHER NORRIS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01213
Total number of active participants reported on line 7a of the Form 55002009-01-01176
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0145
Total of all active and inactive participants2009-01-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01221
Number of participants with account balances2009-01-01221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ARCHER NORRIS 401(K) PLAN

Measure Date Value
2018 : ARCHER NORRIS 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-165,393
Total unrealized appreciation/depreciation of assets2018-12-31$-165,393
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$22
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$-256,010
Total loss/gain on sale of assets2018-12-31$-45,948
Total of all expenses incurred2018-12-31$28,291,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$28,259,398
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$742,736
Value of total assets at end of year2018-12-31$2,651
Value of total assets at beginning of year2018-12-31$28,549,713
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$31,676
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$14,812
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$590,110
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$564,238
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$5,328
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$578,791
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$416,625
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$767
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$163,945
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$22
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$3,796
Administrative expenses (other) incurred2018-12-31$-577
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$685
Total non interest bearing cash at beginning of year2018-12-31$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-28,547,084
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,629
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$28,549,713
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Investment advisory and management fees2018-12-31$31,028
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$47
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$25,485,341
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$0
Interest on participant loans2018-12-31$14,288
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$168
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in master investment trust accounts at end of year2018-12-31$0
Value of interest in master investment trust accounts at beginning of year2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$59
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$83,475
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$83,475
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$356
Assets. Value of investments in 103.12 investment entities at end of year2018-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,860
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,130,737
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,396,123
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$0
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$0
Assets. Invements in employer securities at beginning of year2018-12-31$0
Assets. Value of employer real property at end of year2018-12-31$0
Assets. Value of employer real property at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$0
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$4,229
Income. Dividends from preferred stock2018-12-31$557
Income. Dividends from common stock2018-12-31$25,315
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$28,259,398
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$2,638
Contract administrator fees2018-12-31$1,225
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$1,420,273
Liabilities. Value of benefit claims payable at end of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$5,190,830
Aggregate carrying amount (costs) on sale of assets2018-12-31$5,236,778
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOWAT MACKIE & ANDERSON LLP
Accountancy firm EIN2018-12-31946357165
2017 : ARCHER NORRIS 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$242,717
Total unrealized appreciation/depreciation of assets2017-12-31$242,717
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,686,408
Total loss/gain on sale of assets2017-12-31$7,228
Total of all expenses incurred2017-12-31$5,927,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,907,367
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,399,671
Value of total assets at end of year2017-12-31$28,549,713
Value of total assets at beginning of year2017-12-31$27,791,277
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$20,605
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$20,364
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,001,533
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$977,283
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$5,328
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$12,158
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$864,364
Participant contributions at end of year2017-12-31$416,625
Participant contributions at beginning of year2017-12-31$626,837
Participant contributions at end of year2017-12-31$767
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$851,078
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$5,544
Administrative expenses (other) incurred2017-12-31$-490
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$300
Total non interest bearing cash at beginning of year2017-12-31$125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$758,436
Value of net assets at end of year (total assets less liabilities)2017-12-31$28,549,713
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$27,791,277
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Investment advisory and management fees2017-12-31$20,126
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$25,485,341
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$25,863,600
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$19,741
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$526
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$83,475
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$41,691
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$41,691
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$97
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,130,737
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,009,351
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$0
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Assets. Value of employer real property at end of year2017-12-31$0
Assets. Value of employer real property at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$684,229
Employer contributions (assets) at end of year2017-12-31$4,229
Employer contributions (assets) at beginning of year2017-12-31$971
Income. Dividends from preferred stock2017-12-31$526
Income. Dividends from common stock2017-12-31$23,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,907,367
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$2,638
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$14,002
Contract administrator fees2017-12-31$969
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$1,420,273
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$1,231,893
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$124,549
Aggregate carrying amount (costs) on sale of assets2017-12-31$117,321
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOWAT MACKIE & ANDERSON LLP
Accountancy firm EIN2017-12-31946357165
2016 : ARCHER NORRIS 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$66,896
Total unrealized appreciation/depreciation of assets2016-12-31$66,896
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,452,751
Total loss/gain on sale of assets2016-12-31$4,438
Total of all expenses incurred2016-12-31$3,759,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,739,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,118,081
Value of total assets at end of year2016-12-31$27,791,277
Value of total assets at beginning of year2016-12-31$28,098,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$20,578
Total interest from all sources2016-12-31$30,787
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$857,617
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$828,301
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$12,158
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$23,550
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,105,930
Participant contributions at end of year2016-12-31$626,837
Participant contributions at beginning of year2016-12-31$749,253
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$10,743
Other income not declared elsewhere2016-12-31$5,619
Administrative expenses (other) incurred2016-12-31$-146
Total non interest bearing cash at end of year2016-12-31$125
Total non interest bearing cash at beginning of year2016-12-31$808
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-307,023
Value of net assets at end of year (total assets less liabilities)2016-12-31$27,791,277
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$28,098,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$15,805
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$25,863,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$26,030,998
Interest on participant loans2016-12-31$30,598
Income. Interest from US Government securities2016-12-31$7
Income. Interest from corporate debt instruments2016-12-31$145
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$41,691
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$53,074
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$53,074
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$37
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,369,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,408
Employer contributions (assets) at end of year2016-12-31$971
Employer contributions (assets) at beginning of year2016-12-31$21,753
Income. Dividends from preferred stock2016-12-31$289
Income. Dividends from common stock2016-12-31$29,027
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,739,196
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$14,002
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Contract administrator fees2016-12-31$4,919
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$1,231,893
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$1,218,864
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$180,345
Aggregate carrying amount (costs) on sale of assets2016-12-31$175,907
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31COURTNEY PHILLIPS & ASSOCIATES CPAS
Accountancy firm EIN2016-12-31942446034
2015 : ARCHER NORRIS 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-28,237
Total unrealized appreciation/depreciation of assets2015-12-31$-28,237
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,199,772
Total loss/gain on sale of assets2015-12-31$-4,219
Total of all expenses incurred2015-12-31$2,356,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,329,411
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,489,810
Value of total assets at end of year2015-12-31$28,098,300
Value of total assets at beginning of year2015-12-31$28,254,844
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$26,905
Total interest from all sources2015-12-31$32,727
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,195,312
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,179,872
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$23,550
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,307,050
Participant contributions at end of year2015-12-31$749,253
Participant contributions at beginning of year2015-12-31$727,738
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$4,307,013
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$211,007
Other income not declared elsewhere2015-12-31$1,361
Administrative expenses (other) incurred2015-12-31$18,858
Total non interest bearing cash at end of year2015-12-31$808
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-156,544
Value of net assets at end of year (total assets less liabilities)2015-12-31$28,098,300
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$28,254,844
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$6,572
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$26,030,998
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$23,195,862
Interest on participant loans2015-12-31$32,727
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$53,074
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,486,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$971,753
Employer contributions (assets) at end of year2015-12-31$21,753
Employer contributions (assets) at beginning of year2015-12-31$24,231
Income. Dividends from preferred stock2015-12-31$875
Income. Dividends from common stock2015-12-31$14,565
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,329,411
Contract administrator fees2015-12-31$1,475
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$1,218,864
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$104,451
Aggregate carrying amount (costs) on sale of assets2015-12-31$108,670
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31COURTNEY PHILLIPS & ASSOCIATES CPAS
Accountancy firm EIN2015-12-31942446034
2014 : ARCHER NORRIS 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,325,409
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,232,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,200,290
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,364,303
Value of total assets at end of year2014-12-31$28,254,844
Value of total assets at beginning of year2014-12-31$28,161,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$32,138
Total interest from all sources2014-12-31$34,525
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$523,892
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$523,892
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,197,225
Participant contributions at end of year2014-12-31$727,738
Participant contributions at beginning of year2014-12-31$877,843
Participant contributions at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$4,307,013
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$3,995,007
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$242,847
Other income not declared elsewhere2014-12-31$257,070
Administrative expenses (other) incurred2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$92,981
Value of net assets at end of year (total assets less liabilities)2014-12-31$28,254,844
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$28,161,863
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$23,195,862
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$23,253,940
Interest on participant loans2014-12-31$34,525
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,145,619
Net investment gain/loss from pooled separate accounts2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$924,231
Employer contributions (assets) at end of year2014-12-31$24,231
Employer contributions (assets) at beginning of year2014-12-31$35,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,200,290
Contract administrator fees2014-12-31$32,138
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31COURTNEY,PHILLIPS & ASSOCIATES CPAS
Accountancy firm EIN2014-12-31942446034
2013 : ARCHER NORRIS 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$6,103,350
Total of all expenses incurred2013-12-31$2,681,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,644,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,416,903
Value of total assets at end of year2013-12-31$28,161,863
Value of total assets at beginning of year2013-12-31$24,740,511
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$37,498
Total interest from all sources2013-12-31$36,624
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$497,750
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$497,750
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,289,555
Participant contributions at end of year2013-12-31$877,843
Participant contributions at beginning of year2013-12-31$792,704
Assets. Other investments not covered elsewhere at end of year2013-12-31$3,995,007
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$3,208,354
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$205,234
Other income not declared elsewhere2013-12-31$574,892
Administrative expenses (other) incurred2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,421,352
Value of net assets at end of year (total assets less liabilities)2013-12-31$28,161,863
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$24,740,511
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$16,124
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$23,253,940
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$20,719,096
Interest on participant loans2013-12-31$36,624
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,577,181
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$922,114
Employer contributions (assets) at end of year2013-12-31$35,073
Employer contributions (assets) at beginning of year2013-12-31$20,357
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,644,500
Contract administrator fees2013-12-31$21,374
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31COURTNEY,PHILLIPS & ASSOCIATES CPAS
Accountancy firm EIN2013-12-31942446034
2012 : ARCHER NORRIS 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$4,839,090
Total of all expenses incurred2012-12-31$1,494,351
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,469,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,359,034
Value of total assets at end of year2012-12-31$24,740,511
Value of total assets at beginning of year2012-12-31$21,395,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$24,727
Total interest from all sources2012-12-31$36,015
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$475,594
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$475,594
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,297,747
Participant contributions at end of year2012-12-31$792,704
Participant contributions at beginning of year2012-12-31$728,471
Assets. Other investments not covered elsewhere at end of year2012-12-31$3,208,354
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$2,769,026
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$108,930
Other income not declared elsewhere2012-12-31$308,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,344,739
Value of net assets at end of year (total assets less liabilities)2012-12-31$24,740,511
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$21,395,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$10,319
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$20,719,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$17,874,010
Interest on participant loans2012-12-31$36,015
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,659,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$952,357
Employer contributions (assets) at end of year2012-12-31$20,357
Employer contributions (assets) at beginning of year2012-12-31$24,265
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,469,624
Contract administrator fees2012-12-31$14,408
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31COURTNEY,PHILLIPS & ASSOCIATES CPAS
Accountancy firm EIN2012-12-31942446034
2011 : ARCHER NORRIS 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,533,439
Total of all expenses incurred2011-12-31$1,109,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,065,189
Expenses. Certain deemed distributions of participant loans2011-12-31$23,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,442,728
Value of total assets at end of year2011-12-31$21,395,772
Value of total assets at beginning of year2011-12-31$19,972,278
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,145
Total interest from all sources2011-12-31$36,262
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$486,554
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$486,554
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,284,657
Participant contributions at end of year2011-12-31$728,471
Participant contributions at beginning of year2011-12-31$714,991
Assets. Other investments not covered elsewhere at end of year2011-12-31$2,769,026
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$2,794,226
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$260,806
Other income not declared elsewhere2011-12-31$-112,233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,423,494
Value of net assets at end of year (total assets less liabilities)2011-12-31$21,395,772
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$19,972,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$8,675
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$17,874,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$16,463,057
Interest on participant loans2011-12-31$36,262
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-319,872
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$897,265
Employer contributions (assets) at end of year2011-12-31$24,265
Employer contributions (assets) at beginning of year2011-12-31$4
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,065,189
Contract administrator fees2011-12-31$12,470
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31SWEENEY KOVAR, LLP
Accountancy firm EIN2011-12-31942921824
2010 : ARCHER NORRIS 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,528,760
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,494,656
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,473,094
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,413,189
Value of total assets at end of year2010-12-31$19,972,278
Value of total assets at beginning of year2010-12-31$17,938,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$21,562
Total interest from all sources2010-12-31$32,846
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$490,182
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$490,182
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,286,888
Participant contributions at end of year2010-12-31$714,991
Participant contributions at beginning of year2010-12-31$427,946
Assets. Other investments not covered elsewhere at end of year2010-12-31$2,794,226
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$1,736,852
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$201,297
Other income not declared elsewhere2010-12-31$171,203
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,034,104
Value of net assets at end of year (total assets less liabilities)2010-12-31$19,972,278
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$17,938,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$5,922
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$16,463,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$835,020
Interest on participant loans2010-12-31$32,846
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$14,920,217
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,519,465
Net investment gain or loss from common/collective trusts2010-12-31$-98,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$925,004
Employer contributions (assets) at end of year2010-12-31$4
Employer contributions (assets) at beginning of year2010-12-31$18,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,473,094
Contract administrator fees2010-12-31$15,640
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31SWEENEY KOVAR, LLP
Accountancy firm EIN2010-12-31942921824
2009 : ARCHER NORRIS 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ARCHER NORRIS 401(K) PLAN

2018: ARCHER NORRIS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ARCHER NORRIS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ARCHER NORRIS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ARCHER NORRIS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ARCHER NORRIS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ARCHER NORRIS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ARCHER NORRIS 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ARCHER NORRIS 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ARCHER NORRIS 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ARCHER NORRIS 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberR00126
Policy instance 1
Insurance contract or identification numberR00126
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberR00126
Policy instance 1
Insurance contract or identification numberR00126
Number of Individuals Covered18
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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