401k Plan data: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN plan

SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 401k Plan overview

Plan Name	SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN
Plan identification number	001

SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Plan covering Self-Employed individuals.

401k Sponsoring company profile

NICK C. KAZARIAN has sponsored the creation of one or more 401k plans.

Company Name: NICK C. KAZARIAN

Employer identification number (EIN): 942776525

NAIC Classification: 621320
NAIC Description: Offices of Optometrists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 NICK C. KAZARIAN 2019-07-02 NICK C. KAZARIAN 2019-07-02
001 2017-01-01 NICK C. KAZARIAN 2018-06-07 NICK C. KAZARIAN 2018-06-07
001 2016-01-01 NICK C. KAZARIAN 2017-06-29 NICK C. KAZARIAN 2017-06-29
001 2015-01-01 NICK C. KAZARIAN
001 2014-01-01 NICK C. KAZARIAN NICK C. KAZARIAN 2015-06-20
001 2013-01-01 NICK C. KAZARIAN NICK C. KAZARIAN 2014-07-10
001 2012-01-01 NICK C. KAZARIAN
001 2011-01-01 NICK C. KAZARIAN
001 2009-01-01 NICK C. KAZARIAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	NICK C. KAZARIAN	2019-07-02	NICK C. KAZARIAN	2019-07-02
001	2017-01-01	NICK C. KAZARIAN	2018-06-07	NICK C. KAZARIAN	2018-06-07
001	2016-01-01	NICK C. KAZARIAN	2017-06-29	NICK C. KAZARIAN	2017-06-29
001	2015-01-01	NICK C. KAZARIAN
001	2014-01-01	NICK C. KAZARIAN		NICK C. KAZARIAN	2015-06-20
001	2013-01-01	NICK C. KAZARIAN		NICK C. KAZARIAN	2014-07-10
001	2012-01-01	NICK C. KAZARIAN
001	2011-01-01	NICK C. KAZARIAN
001	2009-01-01	NICK C. KAZARIAN

Plan Statistics for SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN

401k plan membership statisitcs for SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN

Measure Date Value
2022: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 2
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 2
Number of participants with account balances 2022-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 2
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 2
Number of participants with account balances 2021-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 2
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 2
Number of participants with account balances 2020-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 2
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 2
Number of participants with account balances 2019-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2015: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 1
Total participants 2015-01-01 1
Number of participants with account balances 2015-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 2
Number of participants with account balances 2014-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2
Number of participants with account balances 2013-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 2
Number of participants with account balances 2012-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 2
Number of participants with account balances 2011-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 2
Number of participants with account balances 2009-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	2
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	2
Number of participants with account balances	2022-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	2
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	2
Number of participants with account balances	2021-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	2
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	2
Number of participants with account balances	2020-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	2
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	2
Number of participants with account balances	2019-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2015: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	1
Total participants	2015-01-01	1
Number of participants with account balances	2015-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	2
Number of participants with account balances	2014-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2
Number of participants with account balances	2013-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	2
Number of participants with account balances	2012-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	2
Number of participants with account balances	2011-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	2
Number of participants with account balances	2009-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN

Measure	Date	Value
2022 : SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2022 401k financial data
Total plan liabilities at end of year	2022-12-31	$3,986
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-240,327
Expenses. Total of all expenses incurred	2022-12-31	$324
Benefits paid (including direct rollovers)	2022-12-31	$0
Total plan assets at end of year	2022-12-31	$1,475,678
Total plan assets at beginning of year	2022-12-31	$1,712,343
Value of fidelity bond covering the plan	2022-12-31	$100,000
Total contributions received or receivable from participants	2022-12-31	$0
Expenses. Other expenses not covered elsewhere	2022-12-31	$324
Contributions received from other sources (not participants or employers)	2022-12-31	$0
Other income received	2022-12-31	$-250,755
Noncash contributions received	2022-12-31	$0
Net income (gross income less expenses)	2022-12-31	$-240,651
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$1,471,692
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$1,712,343
Total contributions received or receivable from employer(s)	2022-12-31	$10,428
Value of certain deemed distributions of participant loans	2022-12-31	$0
Value of corrective distributions	2022-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$0
2021 : SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2021 401k financial data
Transfers to/from the plan	2021-12-31	$0
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$242,106
Expenses. Total of all expenses incurred	2021-12-31	$265
Benefits paid (including direct rollovers)	2021-12-31	$0
Total plan assets at end of year	2021-12-31	$1,712,343
Total plan assets at beginning of year	2021-12-31	$1,470,502
Value of fidelity bond covering the plan	2021-12-31	$100,000
Total contributions received or receivable from participants	2021-12-31	$0
Expenses. Other expenses not covered elsewhere	2021-12-31	$265
Contributions received from other sources (not participants or employers)	2021-12-31	$0
Other income received	2021-12-31	$229,378
Noncash contributions received	2021-12-31	$0
Net income (gross income less expenses)	2021-12-31	$241,841
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$1,712,343
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$1,470,502
Total contributions received or receivable from employer(s)	2021-12-31	$12,728
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$0
2020 : SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2020 401k financial data
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$195,993
Expenses. Total of all expenses incurred	2020-12-31	$0
Total plan assets at end of year	2020-12-31	$1,470,502
Total plan assets at beginning of year	2020-12-31	$1,274,509
Value of fidelity bond covering the plan	2020-12-31	$100,000
Total contributions received or receivable from participants	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$0
Other income received	2020-12-31	$189,760
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$195,993
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$1,470,502
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$1,274,509
Total contributions received or receivable from employer(s)	2020-12-31	$6,233
2019 : SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$233,778
Expenses. Total of all expenses incurred	2019-12-31	$172
Benefits paid (including direct rollovers)	2019-12-31	$0
Total plan assets at end of year	2019-12-31	$1,274,509
Total plan assets at beginning of year	2019-12-31	$1,040,903
Value of fidelity bond covering the plan	2019-12-31	$100,000
Total contributions received or receivable from participants	2019-12-31	$0
Expenses. Other expenses not covered elsewhere	2019-12-31	$172
Contributions received from other sources (not participants or employers)	2019-12-31	$0
Other income received	2019-12-31	$222,107
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$233,606
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$1,274,509
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$1,040,903
Total contributions received or receivable from employer(s)	2019-12-31	$11,671
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$0
2015 : SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$-12,865
Expenses. Total of all expenses incurred	2015-12-31	$104,785
Benefits paid (including direct rollovers)	2015-12-31	$104,680
Total plan assets at end of year	2015-12-31	$822,947
Total plan assets at beginning of year	2015-12-31	$940,597
Value of fidelity bond covering the plan	2015-12-31	$100,000
Total contributions received or receivable from participants	2015-12-31	$0
Expenses. Other expenses not covered elsewhere	2015-12-31	$105
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-20,901
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$-117,650
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$822,947
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$940,597
Total contributions received or receivable from employer(s)	2015-12-31	$8,036
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0
2014 : SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$64,675
Expenses. Total of all expenses incurred	2014-12-31	$105
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$940,597
Total plan assets at beginning of year	2014-12-31	$876,027
Value of fidelity bond covering the plan	2014-12-31	$100,000
Total contributions received or receivable from participants	2014-12-31	$0
Expenses. Other expenses not covered elsewhere	2014-12-31	$105
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$52,267
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$64,570
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$940,597
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$876,027
Total contributions received or receivable from employer(s)	2014-12-31	$12,408
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0
2013 : SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$193,325
Expenses. Total of all expenses incurred	2013-12-31	$162
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$876,027
Total plan assets at beginning of year	2013-12-31	$682,864
Value of fidelity bond covering the plan	2013-12-31	$100,000
Total contributions received or receivable from participants	2013-12-31	$0
Expenses. Other expenses not covered elsewhere	2013-12-31	$162
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$177,818
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$193,163
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$876,027
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$682,864
Total contributions received or receivable from employer(s)	2013-12-31	$15,507
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
2012 : SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$110,475
Expenses. Total of all expenses incurred	2012-12-31	$0
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$682,864
Total plan assets at beginning of year	2012-12-31	$572,389
Total contributions received or receivable from participants	2012-12-31	$0
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$92,612
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$110,475
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$682,864
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$572,389
Total contributions received or receivable from employer(s)	2012-12-31	$17,863
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
2011 : SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$30,200
Expenses. Total of all expenses incurred	2011-12-31	$70
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$572,389
Total plan assets at beginning of year	2011-12-31	$542,259
Total contributions received or receivable from participants	2011-12-31	$0
Expenses. Other expenses not covered elsewhere	2011-12-31	$70
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$17,104
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$30,130
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$572,389
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$542,259
Total contributions received or receivable from employer(s)	2011-12-31	$13,096
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
2010 : SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$97,030
Expenses. Total of all expenses incurred	2010-12-31	$60
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$542,259
Total plan assets at beginning of year	2010-12-31	$445,289
Total contributions received or receivable from participants	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$81,447
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$96,970
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$542,259
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$445,289
Total contributions received or receivable from employer(s)	2010-12-31	$15,583
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$60

Form 5500 Responses for SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN

2022: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2015: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SMITH BARNEY KEOGH PLAN FOR NICK C. KAZARIAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NICK C. KAZARIAN
Employer identification number (EIN):	942776525
NAIC Classification:	621320
NAIC Description:	Offices of Optometrists