401k Plan data: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN plan

IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan Name	IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN
Plan identification number	001

IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

IXYS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: IXYS CORPORATION

Employer identification number (EIN): 942885422

NAIC Classification: 335900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01 UZI SASSON
001 2014-01-01 UZI SASSON
001 2013-01-01 UZI SASSON
001 2012-01-01 UZI SASSON
001 2011-01-01 UZI SASSON
001 2010-01-01 UZI SASSON
001 2009-01-01 UZI SASSON

Plan Statistics for IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN

Measure Date Value
2018: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 356
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 370
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 308
Number of retired or separated participants receiving benefits 2017-01-01 8
Number of other retired or separated participants entitled to future benefits 2017-01-01 42
Total of all active and inactive participants 2017-01-01 358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 358
Number of participants with account balances 2017-01-01 299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 379
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 309
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 65
Total of all active and inactive participants 2016-01-01 374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 374
Number of participants with account balances 2016-01-01 298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 400
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 305
Number of retired or separated participants receiving benefits 2015-01-01 7
Number of other retired or separated participants entitled to future benefits 2015-01-01 61
Total of all active and inactive participants 2015-01-01 373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 373
Number of participants with account balances 2015-01-01 298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 408
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 310
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 73
Total of all active and inactive participants 2014-01-01 383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 383
Number of participants with account balances 2014-01-01 323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 411
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 322
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 73
Total of all active and inactive participants 2013-01-01 395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 395
Number of participants with account balances 2013-01-01 331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 433
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 327
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 85
Total of all active and inactive participants 2012-01-01 412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 412
Number of participants with account balances 2012-01-01 329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 447
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 323
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 31
Total of all active and inactive participants 2011-01-01 355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 355
Number of participants with account balances 2011-01-01 337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 462
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 313
Number of retired or separated participants receiving benefits 2010-01-01 2
Number of other retired or separated participants entitled to future benefits 2010-01-01 128
Total of all active and inactive participants 2010-01-01 443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 443
Number of participants with account balances 2010-01-01 379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 455
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 284
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 143
Total of all active and inactive participants 2009-01-01 428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 428
Number of participants with account balances 2009-01-01 367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2018: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	356
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	370
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	308
Number of retired or separated participants receiving benefits	2017-01-01	8
Number of other retired or separated participants entitled to future benefits	2017-01-01	42
Total of all active and inactive participants	2017-01-01	358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	358
Number of participants with account balances	2017-01-01	299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	379
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	309
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	65
Total of all active and inactive participants	2016-01-01	374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	374
Number of participants with account balances	2016-01-01	298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	400
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	305
Number of retired or separated participants receiving benefits	2015-01-01	7
Number of other retired or separated participants entitled to future benefits	2015-01-01	61
Total of all active and inactive participants	2015-01-01	373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	373
Number of participants with account balances	2015-01-01	298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	408
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	310
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	73
Total of all active and inactive participants	2014-01-01	383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	383
Number of participants with account balances	2014-01-01	323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	411
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	322
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	73
Total of all active and inactive participants	2013-01-01	395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	395
Number of participants with account balances	2013-01-01	331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	433
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	327
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	85
Total of all active and inactive participants	2012-01-01	412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	412
Number of participants with account balances	2012-01-01	329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	447
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	323
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	31
Total of all active and inactive participants	2011-01-01	355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	355
Number of participants with account balances	2011-01-01	337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	462
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	313
Number of retired or separated participants receiving benefits	2010-01-01	2
Number of other retired or separated participants entitled to future benefits	2010-01-01	128
Total of all active and inactive participants	2010-01-01	443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	443
Number of participants with account balances	2010-01-01	379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	455
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	284
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	143
Total of all active and inactive participants	2009-01-01	428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	428
Number of participants with account balances	2009-01-01	367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN

Measure	Date	Value
2018 : IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-07-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-07-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-07-31	$0
Total income from all sources (including contributions)	2018-07-31	$603,694
Total loss/gain on sale of assets	2018-07-31	$0
Total of all expenses incurred	2018-07-31	$54,103,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-07-31	$54,026,625
Expenses. Certain deemed distributions of participant loans	2018-07-31	$58,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-07-31	$135,002
Value of total assets at end of year	2018-07-31	$0
Value of total assets at beginning of year	2018-07-31	$53,499,691
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-07-31	$18,405
Total interest from all sources	2018-07-31	$1,807
Total dividends received (eg from common stock, registered investment company shares)	2018-07-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-07-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-07-31	$0
Was this plan covered by a fidelity bond	2018-07-31	Yes
Value of fidelity bond cover	2018-07-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-07-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-07-31	No
Contributions received from participants	2018-07-31	$109,103
Participant contributions at end of year	2018-07-31	$0
Participant contributions at beginning of year	2018-07-31	$500,751
Participant contributions at end of year	2018-07-31	$0
Participant contributions at beginning of year	2018-07-31	$37,122
Assets. Other investments not covered elsewhere at end of year	2018-07-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-07-31	$238,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-07-31	No
Value of net income/loss	2018-07-31	$-53,499,691
Value of net assets at end of year (total assets less liabilities)	2018-07-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-07-31	$53,499,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-07-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-07-31	No
Were any leases to which the plan was party in default or uncollectible	2018-07-31	No
Investment advisory and management fees	2018-07-31	$18,405
Value of interest in pooled separate accounts at end of year	2018-07-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-07-31	$44,127,838
Interest on participant loans	2018-07-31	$1,807
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-07-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-07-31	$8,512,885
Net investment gain/loss from pooled separate accounts	2018-07-31	$466,885
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-07-31	No
Was there a failure to transmit to the plan any participant contributions	2018-07-31	No
Has the plan failed to provide any benefit when due under the plan	2018-07-31	No
Contributions received in cash from employer	2018-07-31	$25,899
Employer contributions (assets) at end of year	2018-07-31	$0
Employer contributions (assets) at beginning of year	2018-07-31	$82,555
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-07-31	$54,026,625
Did the plan have assets held for investment	2018-07-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-07-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-07-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-07-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-07-31	Disclaimer
Accountancy firm name	2018-07-31	AUDIT & TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2018-07-31	943211753
2017 : IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$9,955,654
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,504,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,492,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$3,104,690
Value of total assets at end of year	2017-12-31	$53,499,691
Value of total assets at beginning of year	2017-12-31	$45,048,055
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$11,049
Total interest from all sources	2017-12-31	$23,585
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,386,704
Participant contributions at end of year	2017-12-31	$500,751
Participant contributions at beginning of year	2017-12-31	$516,531
Participant contributions at end of year	2017-12-31	$37,122
Participant contributions at beginning of year	2017-12-31	$63,016
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$238,540
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$199,759
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$24,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$8,451,636
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$53,499,691
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$45,048,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$11,049
Value of interest in pooled separate accounts at end of year	2017-12-31	$44,127,838
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$35,140,004
Interest on participant loans	2017-12-31	$23,585
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$8,512,885
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$9,083,247
Net investment gain/loss from pooled separate accounts	2017-12-31	$6,827,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$693,217
Employer contributions (assets) at end of year	2017-12-31	$82,555
Employer contributions (assets) at beginning of year	2017-12-31	$45,498
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,492,969
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	AUDIT & TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2017-12-31	943211753
2016 : IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$6,332,626
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,801,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,793,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,906,823
Value of total assets at end of year	2016-12-31	$45,048,055
Value of total assets at beginning of year	2016-12-31	$40,516,945
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$8,450
Total interest from all sources	2016-12-31	$21,847
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$100
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,211,123
Participant contributions at end of year	2016-12-31	$516,531
Participant contributions at beginning of year	2016-12-31	$479,441
Participant contributions at end of year	2016-12-31	$63,016
Participant contributions at beginning of year	2016-12-31	$94,400
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$199,759
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$-308,822
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$87,707
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$4,531,110
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$45,048,055
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$40,516,945
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$8,350
Value of interest in pooled separate accounts at end of year	2016-12-31	$35,140,004
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$31,212,173
Interest on participant loans	2016-12-31	$21,847
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$9,083,247
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$8,965,126
Net investment gain/loss from pooled separate accounts	2016-12-31	$3,403,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$607,993
Employer contributions (assets) at end of year	2016-12-31	$45,498
Employer contributions (assets) at beginning of year	2016-12-31	$74,627
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,793,066
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	AUDIT & TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2016-12-31	943211753
2015 : IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$99
Total income from all sources (including contributions)	2015-12-31	$3,266,160
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,598,796
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,581,071
Expenses. Certain deemed distributions of participant loans	2015-12-31	$11,193
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,888,434
Value of total assets at end of year	2015-12-31	$40,516,945
Value of total assets at beginning of year	2015-12-31	$38,849,680
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$6,532
Total interest from all sources	2015-12-31	$19,030
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$1,500
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,218,959
Participant contributions at end of year	2015-12-31	$479,441
Participant contributions at beginning of year	2015-12-31	$426,783
Participant contributions at end of year	2015-12-31	$94,400
Participant contributions at beginning of year	2015-12-31	$1,692
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$-308,822
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$-229,679
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$31,382
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$99
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,667,364
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$40,516,945
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$38,849,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$5,032
Value of interest in pooled separate accounts at end of year	2015-12-31	$31,212,173
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$32,230,324
Interest on participant loans	2015-12-31	$19,030
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$8,965,126
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$6,391,697
Net investment gain/loss from pooled separate accounts	2015-12-31	$358,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$638,093
Employer contributions (assets) at end of year	2015-12-31	$74,627
Employer contributions (assets) at beginning of year	2015-12-31	$28,863
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,581,071
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	AUDIT & TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2015-12-31	943211753
2014 : IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$99
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$5,354,891
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,699,022
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,686,900
Expenses. Certain deemed distributions of participant loans	2014-12-31	$6,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,078,388
Value of total assets at end of year	2014-12-31	$38,849,680
Value of total assets at beginning of year	2014-12-31	$35,193,712
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$5,432
Total interest from all sources	2014-12-31	$19,146
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$1,000
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,198,833
Participant contributions at end of year	2014-12-31	$426,783
Participant contributions at beginning of year	2014-12-31	$422,857
Participant contributions at end of year	2014-12-31	$1,692
Participant contributions at beginning of year	2014-12-31	$194
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$-229,679
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$-263,349
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$239,149
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$99
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$3,655,869
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$38,849,581
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$35,193,712
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$32,230,324
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$28,763,970
Interest on participant loans	2014-12-31	$19,146
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$6,391,697
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$6,227,948
Net investment gain/loss from pooled separate accounts	2014-12-31	$2,257,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$640,406
Employer contributions (assets) at end of year	2014-12-31	$28,863
Employer contributions (assets) at beginning of year	2014-12-31	$42,092
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,686,900
Contract administrator fees	2014-12-31	$4,432
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	AUDIT & TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2014-12-31	943211753
2013 : IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$28,857
Total income from all sources (including contributions)	2013-12-31	$8,214,942
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,298,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,263,994
Expenses. Certain deemed distributions of participant loans	2013-12-31	$23,354
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,930,582
Value of total assets at end of year	2013-12-31	$35,193,712
Value of total assets at beginning of year	2013-12-31	$29,305,870
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$10,895
Total interest from all sources	2013-12-31	$21,582
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$9,000
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,059,286
Participant contributions at end of year	2013-12-31	$422,857
Participant contributions at beginning of year	2013-12-31	$596,987
Participant contributions at end of year	2013-12-31	$194
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$-263,349
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$148,869
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$265,605
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$28,857
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$5,916,699
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$35,193,712
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$29,277,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$28,763,970
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$22,584,952
Interest on participant loans	2013-12-31	$21,582
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$6,227,948
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$5,928,450
Net investment gain/loss from pooled separate accounts	2013-12-31	$5,262,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$605,691
Employer contributions (assets) at end of year	2013-12-31	$42,092
Employer contributions (assets) at beginning of year	2013-12-31	$46,612
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,263,994
Contract administrator fees	2013-12-31	$1,895
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	AUDIT & TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2013-12-31	943211753
2012 : IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$28,857
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$161
Total income from all sources (including contributions)	2012-12-31	$6,208,642
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,872,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,863,312
Expenses. Certain deemed distributions of participant loans	2012-12-31	$6,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,872,258
Value of total assets at end of year	2012-12-31	$29,305,870
Value of total assets at beginning of year	2012-12-31	$24,941,064
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,374
Total interest from all sources	2012-12-31	$28,840
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$1,500
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,009,560
Participant contributions at end of year	2012-12-31	$596,987
Participant contributions at beginning of year	2012-12-31	$627,161
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$26,977
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$148,869
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$240,626
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$161
Other income not declared elsewhere	2012-12-31	$148,869
Liabilities. Value of operating payables at end of year	2012-12-31	$28,857
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$4,336,110
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$29,277,013
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$24,940,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$22,584,952
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$18,356,420
Interest on participant loans	2012-12-31	$28,840
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$5,928,450
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$5,869,520
Net investment gain/loss from pooled separate accounts	2012-12-31	$3,158,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$622,072
Employer contributions (assets) at end of year	2012-12-31	$46,612
Employer contributions (assets) at beginning of year	2012-12-31	$60,986
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,863,312
Contract administrator fees	2012-12-31	$874
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	AUDIT & TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2012-12-31	943211753
2011 : IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$161
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,441
Total income from all sources (including contributions)	2011-12-31	$3,073,014
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,646,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,636,323
Expenses. Certain deemed distributions of participant loans	2011-12-31	$6,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,340,594
Value of total assets at end of year	2011-12-31	$24,941,064
Value of total assets at beginning of year	2011-12-31	$23,515,907
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,281
Total interest from all sources	2011-12-31	$28,225
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$1,735
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,938,675
Participant contributions at end of year	2011-12-31	$627,161
Participant contributions at beginning of year	2011-12-31	$578,793
Participant contributions at end of year	2011-12-31	$26,977
Participant contributions at beginning of year	2011-12-31	$1,810
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$782,662
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$161
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$1,441
Other income not declared elsewhere	2011-12-31	$-421
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,426,437
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$24,940,903
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$23,514,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$1,546
Value of interest in pooled separate accounts at end of year	2011-12-31	$18,356,420
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$18,079,967
Interest on participant loans	2011-12-31	$28,225
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$5,869,520
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$4,827,640
Net investment gain/loss from pooled separate accounts	2011-12-31	$-295,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$619,257
Employer contributions (assets) at end of year	2011-12-31	$60,986
Employer contributions (assets) at beginning of year	2011-12-31	$27,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,636,323
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	AUDIT & TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2011-12-31	943211753
2010 : IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,441
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,900,161
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,360,232
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,352,612
Expenses. Certain deemed distributions of participant loans	2010-12-31	$5,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,604,824
Value of total assets at end of year	2010-12-31	$23,515,907
Value of total assets at beginning of year	2010-12-31	$19,974,537
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,700
Total interest from all sources	2010-12-31	$26,812
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$1,700
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,890,154
Participant contributions at end of year	2010-12-31	$578,793
Participant contributions at beginning of year	2010-12-31	$490,790
Participant contributions at end of year	2010-12-31	$1,810
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$130,140
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$1,441
Other income not declared elsewhere	2010-12-31	$-571
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,539,929
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$23,514,466
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$19,974,537
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$18,079,967
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$15,182,153
Interest on participant loans	2010-12-31	$26,812
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$4,827,640
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$4,301,594
Net investment gain/loss from pooled separate accounts	2010-12-31	$2,269,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$584,530
Employer contributions (assets) at end of year	2010-12-31	$27,697
Employer contributions (assets) at beginning of year	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,352,612
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	AUDIT AND TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2010-12-31	943211753

Form 5500 Responses for IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN

2018: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: IXYS CORPORATION EMPLOYEE SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

815039

Policy instance

Insurance contract or identification number	815039
Number of Individuals Covered	303
Insurance policy start date	2018-01-01
Insurance policy end date	2018-07-03
Total amount of commissions paid to insurance broker	USD $19,545
Total amount of fees paid to insurance company	USD $10,692
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $19,545
Amount paid for insurance broker fees	10692
Additional information about fees paid to insurance broker	TPA PARTNERSHIP PROGRAM
Insurance broker organization code?	3
Insurance broker name	QUINTES ADMINISTRATIVE AND

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

815039

Policy instance

Insurance contract or identification number	815039
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $72,604
Total amount of fees paid to insurance company	USD $23,474
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $68,349
Amount paid for insurance broker fees	23474
Additional information about fees paid to insurance broker	TPA PARTNERSHIP PROGRAM
Insurance broker organization code?	3
Insurance broker name	GAWLICK, FREDERICK A.

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

GH0122

Policy instance

Insurance contract or identification number	GH0122
Number of Individuals Covered	335
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $100,432
Total amount of fees paid to insurance company	USD $19,755
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $61,836
Amount paid for insurance broker fees	19755
Additional information about fees paid to insurance broker	TPA PARTNERSHIP PROGRAM
Insurance broker organization code?	3
Insurance broker name	FREDERICK GAWLICK

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

GH0122

Policy instance

Insurance contract or identification number	GH0122
Number of Individuals Covered	350
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $92,935
Total amount of fees paid to insurance company	USD $18,087
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $57,265
Amount paid for insurance broker fees	18087
Additional information about fees paid to insurance broker	TPA PARTNERSHIP PROGRAM
Insurance broker organization code?	3
Insurance broker name	FREDERICK GAWLICK

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

GH0122

Policy instance

Insurance contract or identification number	GH0122
Number of Individuals Covered	346
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $78,523
Total amount of fees paid to insurance company	USD $15,089
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $44,635
Amount paid for insurance broker fees	15089
Additional information about fees paid to insurance broker	TPA PARTNERSHIP PROGRAM
Insurance broker organization code?	3
Insurance broker name	FREDERICK GAWLICK

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

GH0122

Policy instance

Insurance contract or identification number	GH0122
Number of Individuals Covered	358
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $67,523
Total amount of fees paid to insurance company	USD $12,995
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $67,523
Insurance broker organization code?	3
Amount paid for insurance broker fees	12995
Additional information about fees paid to insurance broker	TPA PARTNERSHIP PROGRAM
Insurance broker name	HAYASHI & WAYLAND RPS

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

GH0122

Policy instance

Insurance contract or identification number	GH0122
Number of Individuals Covered	414
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $61,929
Total amount of fees paid to insurance company	USD $11,983
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

GH0122

Policy instance

Insurance contract or identification number	GH0122
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $50,533
Total amount of fees paid to insurance company	USD $9,742
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	IXYS CORPORATION
Employer identification number (EIN):	942885422
NAIC Classification:	335900