401k Plan data: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN plan

ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 401k Plan overview

Plan Name	ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN
Plan identification number	001

ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ADVENT SOFTWARE, INC. has sponsored the creation of one or more 401k plans.

Company Name: ADVENT SOFTWARE, INC.

Employer identification number (EIN): 942901952

NAIC Classification: 541519
NAIC Description: Other Computer Related Services

Additional information about ADVENT SOFTWARE, INC.

Jurisdiction of Incorporation: Nevada Department of State

Incorporation Date: 1998-05-05

Company Identification Number: 19981218058

Legal Registered Office Address: 2215-B RENAISSANCE DR

LAS VEGAS
United States of America (USA)
89119

More information about ADVENT SOFTWARE, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 JACK TSUI
001 2017-01-01
001 2016-01-01 JACK TSUI
001 2015-01-01 JACK TSUI
001 2014-01-01 CARMEL GALVIN
001 2013-01-01 JOHN BRENNAN
001 2012-01-01 JOHN BRENNAN
001 2011-01-01 JOHN P. BRENNAN JOHN P. BRENNAN 2012-10-09
001 2009-01-01 JOHN BRENNAN JOHN BRENNAN 2010-09-30

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	JACK TSUI
001	2017-01-01
001	2016-01-01	JACK TSUI
001	2015-01-01	JACK TSUI
001	2014-01-01	CARMEL GALVIN
001	2013-01-01	JOHN BRENNAN
001	2012-01-01	JOHN BRENNAN
001	2011-01-01	JOHN P. BRENNAN	JOHN P. BRENNAN	2012-10-09
001	2009-01-01	JOHN BRENNAN	JOHN BRENNAN	2010-09-30

Plan Statistics for ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN

401k plan membership statisitcs for ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN

Measure Date Value
2017: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 347
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 425
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 3,151
Total of all active and inactive participants 2016-01-01 3,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 3,151
Number of participants with account balances 2016-01-01 317
2015: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,458
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 398
Total of all active and inactive participants 2015-01-01 398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 398
Number of participants with account balances 2015-01-01 398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 34
2014: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,357
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 906
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 489
Total of all active and inactive participants 2014-01-01 1,395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1,395
Number of participants with account balances 2014-01-01 1,386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 72
2013: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,416
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 902
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 455
Total of all active and inactive participants 2013-01-01 1,357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,357
Number of participants with account balances 2013-01-01 1,346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 80
2012: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,394
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,001
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 390
Total of all active and inactive participants 2012-01-01 1,391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 1,392
Number of participants with account balances 2012-01-01 1,376
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 67
2011: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,268
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 980
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 371
Total of all active and inactive participants 2011-01-01 1,351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 1,352
Number of participants with account balances 2011-01-01 1,327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 66
2009: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,349
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 863
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 367
Total of all active and inactive participants 2009-01-01 1,230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 1,232
Number of participants with account balances 2009-01-01 1,199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 54

Measure	Date	Value
2017: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	347
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	425
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	3,151
Total of all active and inactive participants	2016-01-01	3,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	3,151
Number of participants with account balances	2016-01-01	317
2015: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,458
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	398
Total of all active and inactive participants	2015-01-01	398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	398
Number of participants with account balances	2015-01-01	398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	34
2014: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,357
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	906
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	489
Total of all active and inactive participants	2014-01-01	1,395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,395
Number of participants with account balances	2014-01-01	1,386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	72
2013: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,416
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	902
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	455
Total of all active and inactive participants	2013-01-01	1,357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,357
Number of participants with account balances	2013-01-01	1,346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	80
2012: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,394
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,001
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	390
Total of all active and inactive participants	2012-01-01	1,391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	1,392
Number of participants with account balances	2012-01-01	1,376
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	67
2011: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,268
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	980
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	371
Total of all active and inactive participants	2011-01-01	1,351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	1,352
Number of participants with account balances	2011-01-01	1,327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	66
2009: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,349
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	863
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	367
Total of all active and inactive participants	2009-01-01	1,230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	1,232
Number of participants with account balances	2009-01-01	1,199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	54

Financial Data on ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN

Measure	Date	Value
2017 : ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-01-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-01-31	$0
Total income from all sources (including contributions)	2017-01-31	$415,531
Total loss/gain on sale of assets	2017-01-31	$0
Total of all expenses incurred	2017-01-31	$22,268,126
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-01-31	$22,264,263
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-01-31	$0
Value of total assets at end of year	2017-01-31	$0
Value of total assets at beginning of year	2017-01-31	$21,852,595
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-01-31	$3,863
Total interest from all sources	2017-01-31	$42
Total dividends received (eg from common stock, registered investment company shares)	2017-01-31	$2,948
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-01-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-01-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-01-31	$2,948
Was this plan covered by a fidelity bond	2017-01-31	Yes
Value of fidelity bond cover	2017-01-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-01-31	No
Participant contributions at end of year	2017-01-31	$0
Participant contributions at beginning of year	2017-01-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-31	No
Value of net income/loss	2017-01-31	$-21,852,595
Value of net assets at end of year (total assets less liabilities)	2017-01-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-01-31	$21,852,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-01-31	No
Were any leases to which the plan was party in default or uncollectible	2017-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-01-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-01-31	$19,410,924
Value of interest in pooled separate accounts at end of year	2017-01-31	$0
Value of interest in pooled separate accounts at beginning of year	2017-01-31	$1,968,845
Interest on participant loans	2017-01-31	$6
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-01-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-01-31	$472,826
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-01-31	$472,826
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-01-31	$36
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-01-31	$410,854
Net investment gain/loss from pooled separate accounts	2017-01-31	$1,687
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-01-31	No
Was there a failure to transmit to the plan any participant contributions	2017-01-31	No
Has the plan failed to provide any benefit when due under the plan	2017-01-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-01-31	$22,264,263
Contract administrator fees	2017-01-31	$3,863
Did the plan have assets held for investment	2017-01-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-01-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-01-31	Disclaimer
Accountancy firm name	2017-01-31	MOSS ADAMS LLP
Accountancy firm EIN	2017-01-31	910189318
2016 : ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,673,146
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$6,934,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$6,873,467
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$0
Value of total assets at end of year	2016-12-31	$21,852,595
Value of total assets at beginning of year	2016-12-31	$27,113,816
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$60,900
Total interest from all sources	2016-12-31	$39,073
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$329,682
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$329,682
Administrative expenses professional fees incurred	2016-12-31	$15,985
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$1,048
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-5,261,221
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$21,852,595
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$27,113,816
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$16,250
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$19,410,924
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$24,479,417
Value of interest in pooled separate accounts at end of year	2016-12-31	$1,968,845
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,202,067
Interest earned on other investments	2016-12-31	$39,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$472,826
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$431,284
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$431,284
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$70
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,274,189
Net investment gain/loss from pooled separate accounts	2016-12-31	$30,202
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$6,873,467
Contract administrator fees	2016-12-31	$28,665
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2016-12-31	910189318
2015 : ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$52,809,510
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$5,589,983
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$81,595,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$81,355,682
Expenses. Certain deemed distributions of participant loans	2015-12-31	$2,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$7,428,746
Value of total assets at end of year	2015-12-31	$27,113,816
Value of total assets at beginning of year	2015-12-31	$155,928,834
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$237,332
Total interest from all sources	2015-12-31	$40,868
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,272,374
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,272,374
Administrative expenses professional fees incurred	2015-12-31	$15,225
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$5,208,730
Participant contributions at end of year	2015-12-31	$1,048
Participant contributions at beginning of year	2015-12-31	$1,109,110
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$311,277
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-76,005,508
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$27,113,816
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$155,928,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$97,500
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$24,479,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$144,580,030
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,202,067
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$8,809,656
Interest on participant loans	2015-12-31	$40,734
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$431,284
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$1,430,038
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$1,430,038
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$134
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-3,274,897
Net investment gain/loss from pooled separate accounts	2015-12-31	$122,892
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,908,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$81,355,682
Contract administrator fees	2015-12-31	$124,607
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2015-12-31	910189318
2014 : ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$22,438,419
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$9,751,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$9,561,831
Expenses. Certain deemed distributions of participant loans	2014-12-31	$10,652
Value of total corrective distributions	2014-12-31	$5,929
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$12,986,657
Value of total assets at end of year	2014-12-31	$155,928,834
Value of total assets at beginning of year	2014-12-31	$143,241,614
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$172,787
Total interest from all sources	2014-12-31	$57,423
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$2,238,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$2,238,954
Administrative expenses professional fees incurred	2014-12-31	$14,280
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$8,695,551
Participant contributions at end of year	2014-12-31	$1,109,110
Participant contributions at beginning of year	2014-12-31	$1,123,346
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$572,236
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$12,687,220
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$155,928,834
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$143,241,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$32,500
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$144,580,030
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$132,172,294
Value of interest in pooled separate accounts at end of year	2014-12-31	$8,809,656
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$9,012,868
Interest on participant loans	2014-12-31	$57,318
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,430,038
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$933,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$933,106
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$105
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$7,075,271
Net investment gain/loss from pooled separate accounts	2014-12-31	$80,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$3,718,870
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$9,561,831
Contract administrator fees	2014-12-31	$126,007
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2014-12-31	910189318
2013 : ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$40,446,816
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$12,167,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$11,989,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$13,035,241
Value of total assets at end of year	2013-12-31	$143,241,614
Value of total assets at beginning of year	2013-12-31	$114,962,703
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$178,864
Total interest from all sources	2013-12-31	$61,074
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,731,677
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,731,677
Administrative expenses professional fees incurred	2013-12-31	$46,780
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$8,824,513
Participant contributions at end of year	2013-12-31	$1,123,346
Participant contributions at beginning of year	2013-12-31	$1,124,695
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$380,290
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$28,278,911
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$143,241,614
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$114,962,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$132,172,294
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$104,481,512
Value of interest in pooled separate accounts at end of year	2013-12-31	$9,012,868
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$8,372,622
Interest on participant loans	2013-12-31	$60,979
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$933,106
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$983,874
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$983,874
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$95
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$25,463,256
Net investment gain/loss from pooled separate accounts	2013-12-31	$155,568
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$3,830,438
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$11,989,041
Contract administrator fees	2013-12-31	$132,084
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2013-12-31	910189318
2012 : ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$26,419,651
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$5,681,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,395,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$13,700,723
Value of total assets at end of year	2012-12-31	$114,962,703
Value of total assets at beginning of year	2012-12-31	$94,224,878
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$285,862
Total interest from all sources	2012-12-31	$58,559
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,852,805
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,852,805
Administrative expenses professional fees incurred	2012-12-31	$46,150
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$9,156,319
Participant contributions at end of year	2012-12-31	$1,124,695
Participant contributions at beginning of year	2012-12-31	$1,000,364
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$207,879
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$535,348
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$20,737,825
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$114,962,703
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$94,224,878
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$380
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$104,481,512
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$84,365,096
Value of interest in pooled separate accounts at end of year	2012-12-31	$8,372,622
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$7,387,241
Interest on participant loans	2012-12-31	$58,559
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$983,874
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$857,200
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$857,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$10,625,072
Net investment gain/loss from pooled separate accounts	2012-12-31	$182,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$4,009,056
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$407,098
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,395,964
Contract administrator fees	2012-12-31	$239,332
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2012-12-31	910189318
2011 : ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$0
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$10,948,593
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,001,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,732,484
Expenses. Certain deemed distributions of participant loans	2011-12-31	$0
Value of total corrective distributions	2011-12-31	$1,678
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$12,677,519
Value of total assets at end of year	2011-12-31	$94,224,878
Value of total assets at beginning of year	2011-12-31	$87,277,397
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$266,950
Total interest from all sources	2011-12-31	$50,155
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,517,023
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,517,023
Administrative expenses professional fees incurred	2011-12-31	$47,106
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$8,544,506
Participant contributions at end of year	2011-12-31	$1,000,364
Participant contributions at beginning of year	2011-12-31	$858,491
Participant contributions at end of year	2011-12-31	$207,879
Participant contributions at beginning of year	2011-12-31	$203,342
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$417,871
Other income not declared elsewhere	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$6,947,481
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$94,224,878
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$87,277,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$555
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$84,365,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$78,628,905
Value of interest in pooled separate accounts at end of year	2011-12-31	$7,387,241
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$6,731,630
Interest on participant loans	2011-12-31	$50,095
Value of interest in common/collective trusts at end of year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$857,200
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$499,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$499,752
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$60
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,470,531
Net investment gain/loss from pooled separate accounts	2011-12-31	$174,427
Net investment gain or loss from common/collective trusts	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$0
Contributions received in cash from employer	2011-12-31	$3,715,142
Employer contributions (assets) at end of year	2011-12-31	$407,098
Employer contributions (assets) at beginning of year	2011-12-31	$355,277
Income. Dividends from common stock	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,732,484
Contract administrator fees	2011-12-31	$219,289
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOHLER, NIXON & WILLIAMS
Accountancy firm EIN	2011-12-31	770106234
2010 : ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$21,625,671
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,408,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,206,760
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$11,580,983
Value of total assets at end of year	2010-12-31	$87,277,397
Value of total assets at beginning of year	2010-12-31	$69,059,821
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$201,335
Total interest from all sources	2010-12-31	$46,075
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,186,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,186,843
Administrative expenses professional fees incurred	2010-12-31	$45,730
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$7,962,277
Participant contributions at end of year	2010-12-31	$858,491
Participant contributions at beginning of year	2010-12-31	$660,738
Participant contributions at end of year	2010-12-31	$203,342
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$207,872
Other income not declared elsewhere	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$18,217,576
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$87,277,397
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$69,059,821
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$145
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$78,628,905
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$61,728,774
Value of interest in pooled separate accounts at end of year	2010-12-31	$6,731,630
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$6,669,782
Interest on participant loans	2010-12-31	$46,027
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$499,752
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$527
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$527
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$48
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$8,642,351
Net investment gain/loss from pooled separate accounts	2010-12-31	$169,419
Net investment gain or loss from common/collective trusts	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$3,410,834
Employer contributions (assets) at end of year	2010-12-31	$355,277
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,206,760
Contract administrator fees	2010-12-31	$155,460
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MOHLER, NIXON & WILLIAMS
Accountancy firm EIN	2010-12-31	770106234

Form 5500 Responses for ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN

2017: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ADVENT SOFTWARE, INC. PROFIT SHARING AND EMPLOYEE SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31505

Policy instance

Insurance contract or identification number	31505
Number of Individuals Covered	398
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31505

Policy instance

Insurance contract or identification number	31505
Number of Individuals Covered	1386
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31505

Policy instance

Insurance contract or identification number	31505
Number of Individuals Covered	1346
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31505

Policy instance

Insurance contract or identification number	31505
Number of Individuals Covered	1376
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31505

Policy instance

Insurance contract or identification number	31505
Number of Individuals Covered	1327
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31505

Policy instance

Insurance contract or identification number	31505
Number of Individuals Covered	1207
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ADVENT SOFTWARE, INC.
Employer identification number (EIN):	942901952
NAIC Classification:	541519
NAIC Description:	Other Computer Related Services

Jurisdiction of Incorporation:	Nevada Department of State
Incorporation Date:	1998-05-05
Company Identification Number:	19981218058
Legal Registered Office Address:	2215-B RENAISSANCE DR LAS VEGAS United States of America (USA) 89119