401k Plan data: APL SMART PLAN plan

APL SMART PLAN 401k Plan overview

Plan Name	APL SMART PLAN
Plan identification number	002

APL SMART PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

APL LIMITED has sponsored the creation of one or more 401k plans.

Company Name: APL LIMITED

Employer identification number (EIN): 942911022

NAIC Classification: 483000
NAIC Description: Water Transportation

Additional information about APL LIMITED

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2013001

More information about APL LIMITED

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APL SMART PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 KATARINA RAJIC
002 2015-01-01 AMY WASSERMAN
002 2015-01-01
002 2014-01-01 AMY WASSERMAN
002 2014-01-01 AMY WASSERMAN
002 2013-01-01 AMY WASSERMAN
002 2012-01-01 AMY WASSERMAN
002 2011-01-01 AMY WASSERMAN
002 2009-01-01 AMY WASSERMAN
002 2009-01-01 AMY WASSERMAN

Plan Statistics for APL SMART PLAN

401k plan membership statisitcs for APL SMART PLAN

Measure Date Value
2016: APL SMART PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 2,201
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 165
Number of retired or separated participants receiving benefits 2016-01-01 22
Number of other retired or separated participants entitled to future benefits 2016-01-01 653
Total of all active and inactive participants 2016-01-01 840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 6
Total participants 2016-01-01 846
Number of participants with account balances 2016-01-01 826
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 14
2015: APL SMART PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3,510
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,471
Number of retired or separated participants receiving benefits 2015-01-01 21
Number of other retired or separated participants entitled to future benefits 2015-01-01 702
Total of all active and inactive participants 2015-01-01 2,194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 7
Total participants 2015-01-01 2,201
Number of participants with account balances 2015-01-01 1,203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 32
2014: APL SMART PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3,087
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2,742
Number of retired or separated participants receiving benefits 2014-01-01 16
Number of other retired or separated participants entitled to future benefits 2014-01-01 744
Total of all active and inactive participants 2014-01-01 3,502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 8
Total participants 2014-01-01 3,510
Number of participants with account balances 2014-01-01 2,901
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 72
2013: APL SMART PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3,347
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,308
Number of retired or separated participants receiving benefits 2013-01-01 19
Number of other retired or separated participants entitled to future benefits 2013-01-01 752
Total of all active and inactive participants 2013-01-01 3,079
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 8
Total participants 2013-01-01 3,087
Number of participants with account balances 2013-01-01 2,814
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 56
2012: APL SMART PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3,750
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2,494
Number of retired or separated participants receiving benefits 2012-01-01 26
Number of other retired or separated participants entitled to future benefits 2012-01-01 823
Total of all active and inactive participants 2012-01-01 3,343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 4
Total participants 2012-01-01 3,347
Number of participants with account balances 2012-01-01 3,030
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 66
2011: APL SMART PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 3,829
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,872
Number of retired or separated participants receiving benefits 2011-01-01 26
Number of other retired or separated participants entitled to future benefits 2011-01-01 839
Total of all active and inactive participants 2011-01-01 3,737
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 13
Total participants 2011-01-01 3,750
Number of participants with account balances 2011-01-01 3,135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 50
2009: APL SMART PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 4,160
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 3,045
Number of retired or separated participants receiving benefits 2009-01-01 28
Number of other retired or separated participants entitled to future benefits 2009-01-01 982
Total of all active and inactive participants 2009-01-01 4,055
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 12
Total participants 2009-01-01 4,067
Number of participants with account balances 2009-01-01 3,363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 77

Measure	Date	Value
2016: APL SMART PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2,201
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	165
Number of retired or separated participants receiving benefits	2016-01-01	22
Number of other retired or separated participants entitled to future benefits	2016-01-01	653
Total of all active and inactive participants	2016-01-01	840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	6
Total participants	2016-01-01	846
Number of participants with account balances	2016-01-01	826
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	14
2015: APL SMART PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3,510
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,471
Number of retired or separated participants receiving benefits	2015-01-01	21
Number of other retired or separated participants entitled to future benefits	2015-01-01	702
Total of all active and inactive participants	2015-01-01	2,194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	7
Total participants	2015-01-01	2,201
Number of participants with account balances	2015-01-01	1,203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	32
2014: APL SMART PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3,087
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2,742
Number of retired or separated participants receiving benefits	2014-01-01	16
Number of other retired or separated participants entitled to future benefits	2014-01-01	744
Total of all active and inactive participants	2014-01-01	3,502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	8
Total participants	2014-01-01	3,510
Number of participants with account balances	2014-01-01	2,901
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	72
2013: APL SMART PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3,347
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,308
Number of retired or separated participants receiving benefits	2013-01-01	19
Number of other retired or separated participants entitled to future benefits	2013-01-01	752
Total of all active and inactive participants	2013-01-01	3,079
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	8
Total participants	2013-01-01	3,087
Number of participants with account balances	2013-01-01	2,814
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	56
2012: APL SMART PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3,750
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,494
Number of retired or separated participants receiving benefits	2012-01-01	26
Number of other retired or separated participants entitled to future benefits	2012-01-01	823
Total of all active and inactive participants	2012-01-01	3,343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	4
Total participants	2012-01-01	3,347
Number of participants with account balances	2012-01-01	3,030
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	66
2011: APL SMART PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3,829
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,872
Number of retired or separated participants receiving benefits	2011-01-01	26
Number of other retired or separated participants entitled to future benefits	2011-01-01	839
Total of all active and inactive participants	2011-01-01	3,737
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	13
Total participants	2011-01-01	3,750
Number of participants with account balances	2011-01-01	3,135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	50
2009: APL SMART PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	4,160
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	3,045
Number of retired or separated participants receiving benefits	2009-01-01	28
Number of other retired or separated participants entitled to future benefits	2009-01-01	982
Total of all active and inactive participants	2009-01-01	4,055
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	12
Total participants	2009-01-01	4,067
Number of participants with account balances	2009-01-01	3,363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	77

Financial Data on APL SMART PLAN

Measure	Date	Value
2016 : APL SMART PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$-39,146
Total unrealized appreciation/depreciation of assets	2016-12-31	$-39,146
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$23,581,772
Total loss/gain on sale of assets	2016-12-31	$303,511
Total of all expenses incurred	2016-12-31	$25,312,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$25,154,487
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$7,877,702
Value of total assets at end of year	2016-12-31	$195,474,529
Value of total assets at beginning of year	2016-12-31	$197,204,817
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$157,573
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$95,589
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$4,983,292
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$4,960,289
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$4,304,230
Participant contributions at end of year	2016-12-31	$2,512,697
Participant contributions at beginning of year	2016-12-31	$2,933,524
Participant contributions at end of year	2016-12-31	$56,162
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$14,925
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$8,730
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$222,638
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$157,573
Liabilities. Value of operating payables at end of year	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$-1,730,288
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$195,474,529
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$197,204,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$160,250,593
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$159,595,309
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$93,620
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$29,942,406
Value of interest in common/collective trusts at beginning of year	2016-12-31	$32,440,022
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$1,969
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$9,314,004
Net investment gain/loss from pooled separate accounts	2016-12-31	$0
Net investment gain or loss from common/collective trusts	2016-12-31	$1,046,820
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Assets. Value of employer real property at end of year	2016-12-31	$0
Assets. Value of employer real property at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$3,350,834
Employer contributions (assets) at end of year	2016-12-31	$1,487,343
Employer contributions (assets) at beginning of year	2016-12-31	$1,449,873
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$23,003
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$25,154,487
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Contract administrator fees	2016-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$1,210,403
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$777,359
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$3,608,702
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$3,305,191
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2016-12-31	942290202
2015 : APL SMART PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-449,414
Total unrealized appreciation/depreciation of assets	2015-12-31	$-449,414
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$88,371,961
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$15,058,330
Total loss/gain on sale of assets	2015-12-31	$145,390
Total of all expenses incurred	2015-12-31	$33,372,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$33,224,163
Expenses. Certain deemed distributions of participant loans	2015-12-31	$-4,697
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$11,998,830
Value of total assets at end of year	2015-12-31	$197,204,817
Value of total assets at beginning of year	2015-12-31	$303,890,818
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$152,904
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$153,602
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$6,326,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$6,312,517
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$6,583,983
Participant contributions at end of year	2015-12-31	$2,933,524
Participant contributions at beginning of year	2015-12-31	$7,022,583
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$8,730
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$291,624
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,515,650
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$152,904
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$-18,314,040
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$197,204,817
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$303,890,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$159,595,309
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$245,405,359
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$153,323
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$32,440,022
Value of interest in common/collective trusts at beginning of year	2015-12-31	$47,105,618
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$279
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$278,958
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-4,456,372
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$1,340,267
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Assets. Value of employer real property at end of year	2015-12-31	$0
Assets. Value of employer real property at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$3,899,197
Employer contributions (assets) at end of year	2015-12-31	$1,449,873
Employer contributions (assets) at beginning of year	2015-12-31	$3,607,482
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$13,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$33,224,163
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$0
Contract administrator fees	2015-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$777,359
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$179,194
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$3,026,497
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$2,881,107
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2015-12-31	942290202
2014 : APL SMART PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-94,441
Total unrealized appreciation/depreciation of assets	2014-12-31	$-94,441
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$40,670,072
Total loss/gain on sale of assets	2014-12-31	$120,785
Total of all expenses incurred	2014-12-31	$47,522,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$47,423,662
Expenses. Certain deemed distributions of participant loans	2014-12-31	$58,766
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$18,937,925
Value of total assets at end of year	2014-12-31	$303,890,818
Value of total assets at beginning of year	2014-12-31	$310,742,839
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$39,665
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$228,427
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$10,923,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$10,895,693
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$9,097,122
Participant contributions at end of year	2014-12-31	$7,022,583
Participant contributions at beginning of year	2014-12-31	$6,871,944
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$291,624
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$776,308
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,289,952
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$39,665
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$-6,852,021
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$303,890,818
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$310,742,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$245,405,359
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$257,964,146
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$228,216
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$47,105,618
Value of interest in common/collective trusts at beginning of year	2014-12-31	$39,441,233
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$211
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$278,958
Asset value of US Government securities at beginning of year	2014-12-31	$214,948
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$10,067,474
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$486,286
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$8,550,851
Employer contributions (assets) at end of year	2014-12-31	$3,607,482
Employer contributions (assets) at beginning of year	2014-12-31	$5,139,447
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$27,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$47,423,662
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$179,194
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$334,813
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$2,613,310
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$2,492,525
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2014-12-31	942290202
2013 : APL SMART PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$1,542
Total unrealized appreciation/depreciation of assets	2013-12-31	$1,542
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$72,811,739
Total loss/gain on sale of assets	2013-12-31	$-16,636
Total of all expenses incurred	2013-12-31	$34,871,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$34,832,961
Expenses. Certain deemed distributions of participant loans	2013-12-31	$9,417
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$19,854,948
Value of total assets at end of year	2013-12-31	$310,742,839
Value of total assets at beginning of year	2013-12-31	$272,802,238
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$28,760
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$225,505
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$9,097,682
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$9,095,460
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$9,529,995
Participant contributions at end of year	2013-12-31	$6,871,944
Participant contributions at beginning of year	2013-12-31	$7,032,377
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$776,308
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$608,559
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$28,760
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$37,940,601
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$310,742,839
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$272,802,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$257,964,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$216,512,389
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$225,298
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$39,441,233
Value of interest in common/collective trusts at beginning of year	2013-12-31	$42,246,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,758,823
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,758,823
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$207
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$214,948
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$43,015,753
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$632,945
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$9,716,394
Employer contributions (assets) at end of year	2013-12-31	$5,139,447
Employer contributions (assets) at beginning of year	2013-12-31	$5,251,799
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$2,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$34,832,961
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$334,813
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$594,423
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$611,059
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2013-12-31	942290202
2012 : APL SMART PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$374
Total unrealized appreciation/depreciation of assets	2012-12-31	$374
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$48,923,239
Total loss/gain on sale of assets	2012-12-31	$7,745
Total of all expenses incurred	2012-12-31	$31,446,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$31,399,310
Expenses. Certain deemed distributions of participant loans	2012-12-31	$12,136
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$20,400,277
Value of total assets at end of year	2012-12-31	$272,802,238
Value of total assets at beginning of year	2012-12-31	$255,325,014
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$34,569
Total interest from all sources	2012-12-31	$256,805
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$6,434,429
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$6,434,429
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$9,794,437
Participant contributions at end of year	2012-12-31	$7,032,377
Participant contributions at beginning of year	2012-12-31	$7,483,316
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$299,157
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$468,875
Administrative expenses (other) incurred	2012-12-31	$34,569
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$17,477,224
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$272,802,238
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$255,325,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$216,512,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$195,705,547
Interest on participant loans	2012-12-31	$256,499
Value of interest in common/collective trusts at end of year	2012-12-31	$42,246,850
Value of interest in common/collective trusts at beginning of year	2012-12-31	$43,289,215
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,758,823
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$2,066,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$2,066,291
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$306
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$21,034,629
Net investment gain or loss from common/collective trusts	2012-12-31	$788,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$10,136,965
Employer contributions (assets) at end of year	2012-12-31	$5,251,799
Employer contributions (assets) at beginning of year	2012-12-31	$6,481,488
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$31,399,310
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$11,920
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$4,175
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2012-12-31	942290202
2011 : APL SMART PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$20,796,398
Total of all expenses incurred	2011-12-31	$28,803,877
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$28,742,804
Expenses. Certain deemed distributions of participant loans	2011-12-31	$17,767
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$21,172,413
Value of total assets at end of year	2011-12-31	$255,325,014
Value of total assets at beginning of year	2011-12-31	$263,332,493
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$43,306
Total interest from all sources	2011-12-31	$265,449
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$5,440,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$5,440,160
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$9,626,132
Participant contributions at end of year	2011-12-31	$7,483,316
Participant contributions at beginning of year	2011-12-31	$7,062,813
Participant contributions at end of year	2011-12-31	$299,157
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$485,491
Administrative expenses (other) incurred	2011-12-31	$43,306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-8,007,479
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$255,325,014
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$263,332,493
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$195,705,547
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$207,162,028
Interest on participant loans	2011-12-31	$265,449
Value of interest in common/collective trusts at end of year	2011-12-31	$43,289,215
Value of interest in common/collective trusts at beginning of year	2011-12-31	$42,189,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$2,066,291
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$1,707,180
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$1,707,180
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-7,040,373
Net investment gain or loss from common/collective trusts	2011-12-31	$958,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$11,060,790
Employer contributions (assets) at end of year	2011-12-31	$6,481,488
Employer contributions (assets) at beginning of year	2011-12-31	$5,211,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$28,742,804
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2011-12-31	942290202
2010 : APL SMART PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$48,366,816
Total of all expenses incurred	2010-12-31	$36,738,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$36,684,639
Expenses. Certain deemed distributions of participant loans	2010-12-31	$2,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$21,040,051
Value of total assets at end of year	2010-12-31	$263,332,493
Value of total assets at beginning of year	2010-12-31	$251,704,361
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$51,667
Total interest from all sources	2010-12-31	$371,136
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$3,527,222
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$3,527,222
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$9,454,187
Participant contributions at end of year	2010-12-31	$7,062,813
Participant contributions at beginning of year	2010-12-31	$6,696,900
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$2,131,571
Administrative expenses (other) incurred	2010-12-31	$51,667
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$11,628,132
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$263,332,493
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$251,704,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$207,162,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$191,509,766
Interest on participant loans	2010-12-31	$303,793
Interest earned on other investments	2010-12-31	$67,343
Value of interest in common/collective trusts at end of year	2010-12-31	$42,189,319
Value of interest in common/collective trusts at beginning of year	2010-12-31	$45,890,990
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,707,180
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,857,151
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,857,151
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$22,127,102
Net investment gain or loss from common/collective trusts	2010-12-31	$1,301,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$9,454,293
Employer contributions (assets) at end of year	2010-12-31	$5,211,153
Employer contributions (assets) at beginning of year	2010-12-31	$5,749,554
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$36,684,639
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2010-12-31	942290202
2009 : APL SMART PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for APL SMART PLAN

2016: APL SMART PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: APL SMART PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: APL SMART PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: APL SMART PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: APL SMART PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: APL SMART PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: APL SMART PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

APL SMART PLAN [EIN = 814033925]

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Company Name:	APL LIMITED
Employer identification number (EIN):	942911022
NAIC Classification:	483000
NAIC Description:	Water Transportation

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2013001

Plan id#	Filing Submission Date	Name of Administrator
002	2016-01-01	KATARINA RAJIC
002	2015-01-01	AMY WASSERMAN
002	2015-01-01
002	2014-01-01	AMY WASSERMAN
002	2014-01-01	AMY WASSERMAN
002	2013-01-01	AMY WASSERMAN
002	2012-01-01	AMY WASSERMAN
002	2011-01-01	AMY WASSERMAN
002	2009-01-01	AMY WASSERMAN
002	2009-01-01	AMY WASSERMAN