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ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 401k Plan overview

Plan NameESS TECHNOLOGY, INC. SALARY SAVINGS PLAN
Plan identification number 001

ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ESS TECHNOLOGY, INC. has sponsored the creation of one or more 401k plans.

Company Name:ESS TECHNOLOGY, INC.
Employer identification number (EIN):942928582
NAIC Classification:334410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01RUTH BELMAR-TACCIR JOHN MARSH2018-09-18
0012016-01-01RUTH BELMAR-TACCIR JOHN MARSH2017-10-06
0012015-01-01RUTH BELMAR-TACCIR JOHN MARSH2016-10-13
0012014-01-01RUTH BELMAR-TACCIR JOHN MARSH2015-09-21
0012013-01-01RUTH BELMAR-TACCIR JOHN MARSH2014-08-01
0012012-01-01RUTH BELMAR-TACCIR JOHN MARSH2013-07-25
0012011-01-01RUTH BELMAR-TACCIR
0012009-01-01RUTH BELMAR-TACCIR
0012009-01-01RUTH BELMAR-TACCIR
0012009-01-01RUTH BELMAR-TACCIR

Plan Statistics for ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN

401k plan membership statisitcs for ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN

Measure Date Value
2022: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0187
Total number of active participants reported on line 7a of the Form 55002022-01-0125
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-0153
Total of all active and inactive participants2022-01-0180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0180
Number of participants with account balances2022-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0188
Total number of active participants reported on line 7a of the Form 55002021-01-0124
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0161
Total of all active and inactive participants2021-01-0187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0187
Number of participants with account balances2021-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0197
Total number of active participants reported on line 7a of the Form 55002020-01-0123
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0165
Total of all active and inactive participants2020-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0188
Number of participants with account balances2020-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0197
Total number of active participants reported on line 7a of the Form 55002019-01-0126
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0169
Total of all active and inactive participants2019-01-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0197
Number of participants with account balances2019-01-0189
2018: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0199
Total number of active participants reported on line 7a of the Form 55002018-01-0130
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0167
Total of all active and inactive participants2018-01-0197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0197
Number of participants with account balances2018-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01160
Total number of active participants reported on line 7a of the Form 55002017-01-0130
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0169
Total of all active and inactive participants2017-01-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0199
Number of participants with account balances2017-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01140
Total number of active participants reported on line 7a of the Form 55002016-01-0149
Number of retired or separated participants receiving benefits2016-01-0133
Number of other retired or separated participants entitled to future benefits2016-01-0178
Total of all active and inactive participants2016-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01160
Number of participants with account balances2016-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01136
Total number of active participants reported on line 7a of the Form 55002015-01-0158
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0180
Total of all active and inactive participants2015-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01138
Number of participants with account balances2015-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01153
Total number of active participants reported on line 7a of the Form 55002014-01-0151
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0185
Total of all active and inactive participants2014-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01136
Number of participants with account balances2014-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01166
Total number of active participants reported on line 7a of the Form 55002013-01-0149
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01104
Total of all active and inactive participants2013-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01153
Number of participants with account balances2013-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01183
Total number of active participants reported on line 7a of the Form 55002012-01-0150
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01116
Total of all active and inactive participants2012-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01166
Number of participants with account balances2012-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01183
Total number of active participants reported on line 7a of the Form 55002011-01-0150
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01133
Total of all active and inactive participants2011-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01183
Number of participants with account balances2011-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01160
2009: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01223
Total number of active participants reported on line 7a of the Form 55002009-01-0154
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01149
Total of all active and inactive participants2009-01-01203
Total participants2009-01-01203
Number of participants with account balances2009-01-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN

Measure Date Value
2022 : ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-2,038,579
Expenses. Total of all expenses incurred2022-12-31$1,911,282
Benefits paid (including direct rollovers)2022-12-31$1,863,578
Total plan assets at end of year2022-12-31$10,936,177
Total plan assets at beginning of year2022-12-31$14,886,038
Value of fidelity bond covering the plan2022-12-31$500,000
Assets. Value of tangible personal property2022-12-31$0
Total contributions received or receivable from participants2022-12-31$250,217
Assets. Value of loans (other than to participants)2022-12-31$0
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$1,205
Other income received2022-12-31$-2,344,632
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-3,949,861
Net plan assets at end of year (total assets less liabilities)2022-12-31$10,936,177
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$14,886,038
Assets. Value of participant loans2022-12-31$38,160
Assets. Value of assets in partnership/joint-venture interests2022-12-31$0
Assets. Value of real-estate (other than employer real property)2022-12-31$0
Assets. Value of employer securities2022-12-31$0
Assets. Value of employer real property2022-12-31$0
Total contributions received or receivable from employer(s)2022-12-31$54,631
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$47,704
2021 : ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$2,978,170
Expenses. Total of all expenses incurred2021-12-31$2,508,830
Benefits paid (including direct rollovers)2021-12-31$2,452,836
Total plan assets at end of year2021-12-31$14,886,038
Total plan assets at beginning of year2021-12-31$14,416,698
Value of fidelity bond covering the plan2021-12-31$500,000
Assets. Value of tangible personal property2021-12-31$0
Total contributions received or receivable from participants2021-12-31$215,764
Assets. Value of loans (other than to participants)2021-12-31$0
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$390,714
Other income received2021-12-31$2,371,692
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$469,340
Net plan assets at end of year (total assets less liabilities)2021-12-31$14,886,038
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$14,416,698
Assets. Value of participant loans2021-12-31$25,616
Assets. Value of assets in partnership/joint-venture interests2021-12-31$0
Assets. Value of real-estate (other than employer real property)2021-12-31$0
Assets. Value of employer securities2021-12-31$0
Assets. Value of employer real property2021-12-31$0
Total contributions received or receivable from employer(s)2021-12-31$0
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$55,994
2020 : ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$1,907,033
Expenses. Total of all expenses incurred2020-12-31$614,923
Benefits paid (including direct rollovers)2020-12-31$576,298
Total plan assets at end of year2020-12-31$14,416,698
Total plan assets at beginning of year2020-12-31$13,124,588
Value of fidelity bond covering the plan2020-12-31$500,000
Assets. Value of tangible personal property2020-12-31$0
Total contributions received or receivable from participants2020-12-31$200,034
Assets. Value of loans (other than to participants)2020-12-31$0
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$1,706,999
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$1,292,110
Net plan assets at end of year (total assets less liabilities)2020-12-31$14,416,698
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$13,124,588
Assets. Value of participant loans2020-12-31$33,769
Assets. Value of assets in partnership/joint-venture interests2020-12-31$0
Assets. Value of real-estate (other than employer real property)2020-12-31$0
Assets. Value of employer securities2020-12-31$0
Assets. Value of employer real property2020-12-31$0
Total contributions received or receivable from employer(s)2020-12-31$0
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$38,625
2019 : ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$2,857,426
Expenses. Total of all expenses incurred2019-12-31$1,693,731
Benefits paid (including direct rollovers)2019-12-31$1,690,455
Total plan assets at end of year2019-12-31$13,124,588
Total plan assets at beginning of year2019-12-31$11,960,893
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$273,046
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$2,584,380
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$1,163,695
Net plan assets at end of year (total assets less liabilities)2019-12-31$13,124,588
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$11,960,893
Assets. Value of participant loans2019-12-31$53,714
Total contributions received or receivable from employer(s)2019-12-31$0
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$3,276
2018 : ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2018 401k financial data
Total income from all sources2018-12-31$-160,734
Expenses. Total of all expenses incurred2018-12-31$625,961
Benefits paid (including direct rollovers)2018-12-31$624,492
Total plan assets at end of year2018-12-31$11,960,893
Total plan assets at beginning of year2018-12-31$12,747,588
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$385,294
Other income received2018-12-31$-546,028
Net income (gross income less expenses)2018-12-31$-786,695
Net plan assets at end of year (total assets less liabilities)2018-12-31$11,960,893
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$12,747,588
Assets. Value of participant loans2018-12-31$75,182
Assets. Value of assets in partnership/joint-venture interests2018-12-31$30,654
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$1,469
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-379
Total unrealized appreciation/depreciation of assets2017-12-31$-379
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,206,616
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$989,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$988,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$391,611
Value of total assets at end of year2017-12-31$12,747,588
Value of total assets at beginning of year2017-12-31$11,530,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,698
Total interest from all sources2017-12-31$16,105
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$88,788
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$88,788
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$391,122
Participant contributions at end of year2017-12-31$53,810
Participant contributions at beginning of year2017-12-31$71,676
Assets. Other investments not covered elsewhere at end of year2017-12-31$508,085
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$366,708
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$489
Other income not declared elsewhere2017-12-31$128,339
Administrative expenses (other) incurred2017-12-31$1,698
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,216,911
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,747,588
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,530,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$8,765
Assets. partnership/joint venture interests at beginning of year2017-12-31$22,121
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,561,721
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,356,744
Interest on participant loans2017-12-31$2,976
Interest earned on other investments2017-12-31$13,129
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,615,207
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,713,428
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,582,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$988,007
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SILICON VALLEY ACCOUNTANCY
Accountancy firm EIN2017-12-31770573994
2016 : ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-1,036
Total unrealized appreciation/depreciation of assets2016-12-31$-1,036
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,344,033
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$900,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$899,070
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$512,330
Value of total assets at end of year2016-12-31$11,530,677
Value of total assets at beginning of year2016-12-31$11,087,439
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,725
Total interest from all sources2016-12-31$16,783
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$102,404
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$102,404
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$512,330
Participant contributions at end of year2016-12-31$71,676
Participant contributions at beginning of year2016-12-31$74,296
Assets. Other investments not covered elsewhere at end of year2016-12-31$366,708
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$347,105
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Other income not declared elsewhere2016-12-31$28,604
Administrative expenses (other) incurred2016-12-31$1,725
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$443,238
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,530,677
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$11,087,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$22,121
Assets. partnership/joint venture interests at beginning of year2016-12-31$9,987
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,356,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$8,886,289
Interest on participant loans2016-12-31$3,021
Interest earned on other investments2016-12-31$13,762
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,713,428
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,769,762
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$684,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$899,070
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SILICON VALLEY ACCOUNTANCY
Accountancy firm EIN2016-12-31770573994
2015 : ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$882
Total unrealized appreciation/depreciation of assets2015-12-31$882
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$538,618
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$802,395
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$801,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$472,932
Value of total assets at end of year2015-12-31$11,087,439
Value of total assets at beginning of year2015-12-31$11,351,216
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,020
Total interest from all sources2015-12-31$16,641
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$97,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$97,119
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$472,932
Participant contributions at end of year2015-12-31$74,296
Participant contributions at beginning of year2015-12-31$83,073
Assets. Other investments not covered elsewhere at end of year2015-12-31$347,105
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$291,684
Other income not declared elsewhere2015-12-31$39,599
Administrative expenses (other) incurred2015-12-31$1,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-263,777
Value of net assets at end of year (total assets less liabilities)2015-12-31$11,087,439
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,351,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$9,987
Assets. partnership/joint venture interests at beginning of year2015-12-31$9,536
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$8,886,289
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,500,877
Interest on participant loans2015-12-31$3,366
Interest earned on other investments2015-12-31$13,275
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,769,762
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,466,046
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-88,555
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$801,375
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SILICON VALLEY ACCOUNTANCY
Accountancy firm EIN2015-12-31770573994
2014 : ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,173,844
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$508,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$478,010
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$371,604
Value of total assets at end of year2014-12-31$11,351,216
Value of total assets at beginning of year2014-12-31$10,685,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$30,566
Total interest from all sources2014-12-31$9,956
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$82,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$82,280
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$371,604
Participant contributions at end of year2014-12-31$83,073
Participant contributions at beginning of year2014-12-31$67,191
Assets. Other investments not covered elsewhere at end of year2014-12-31$291,684
Other income not declared elsewhere2014-12-31$17,809
Administrative expenses (other) incurred2014-12-31$30,566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$665,268
Value of net assets at end of year (total assets less liabilities)2014-12-31$11,351,216
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,685,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$9,536
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,500,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,094,658
Interest on participant loans2014-12-31$2,715
Interest earned on other investments2014-12-31$7,232
Value of interest in common/collective trusts at beginning of year2014-12-31$1,524,099
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$9
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,466,046
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$689,421
Net investment gain or loss from common/collective trusts2014-12-31$2,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$478,010
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SILICON VALLEY ACCOUNTANCY
Accountancy firm EIN2014-12-31770573994
2013 : ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,956,743
Total loss/gain on sale of assets2013-12-31$6,247
Total of all expenses incurred2013-12-31$1,067,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,015,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$291,017
Value of total assets at end of year2013-12-31$10,685,948
Value of total assets at beginning of year2013-12-31$9,796,581
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$52,315
Total interest from all sources2013-12-31$1,946
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$85,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$85,384
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$291,017
Participant contributions at end of year2013-12-31$67,191
Participant contributions at beginning of year2013-12-31$36,129
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$52,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$889,367
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,685,948
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,796,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,094,658
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,055,023
Interest on participant loans2013-12-31$1,933
Value of interest in common/collective trusts at end of year2013-12-31$1,524,099
Value of interest in common/collective trusts at beginning of year2013-12-31$1,582,022
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$14,184
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$14,184
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$13
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,564,371
Net investment gain or loss from common/collective trusts2013-12-31$7,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,015,061
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$109,223
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$137,371
Aggregate carrying amount (costs) on sale of assets2013-12-31$131,124
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SILICON VALLEY ACCOUNTANCY
Accountancy firm EIN2013-12-31770573994
2012 : ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,246,316
Total loss/gain on sale of assets2012-12-31$-88,482
Total of all expenses incurred2012-12-31$277,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$230,320
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$250,823
Value of total assets at end of year2012-12-31$9,796,581
Value of total assets at beginning of year2012-12-31$8,827,602
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$47,017
Total interest from all sources2012-12-31$1,934
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$86,544
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$85,946
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$250,823
Participant contributions at end of year2012-12-31$36,129
Participant contributions at beginning of year2012-12-31$52,064
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$47,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$968,979
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,796,581
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,827,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,055,023
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,031,302
Interest on participant loans2012-12-31$1,929
Value of interest in common/collective trusts at end of year2012-12-31$1,582,022
Value of interest in common/collective trusts at beginning of year2012-12-31$1,539,821
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$14,184
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,211
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,211
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$982,031
Net investment gain or loss from common/collective trusts2012-12-31$13,466
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Income. Dividends from common stock2012-12-31$598
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$230,320
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$109,223
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$201,204
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$-66,816
Aggregate carrying amount (costs) on sale of assets2012-12-31$21,666
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SILICON VALLEY ACCOUNTANCY
Accountancy firm EIN2012-12-31770573994
2011 : ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$106,380
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$257,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$216,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$212,904
Value of total assets at end of year2011-12-31$8,827,602
Value of total assets at beginning of year2011-12-31$8,978,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$41,261
Total interest from all sources2011-12-31$2,712
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$60,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$60,574
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$212,904
Participant contributions at end of year2011-12-31$52,064
Participant contributions at beginning of year2011-12-31$54,595
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$218,160
Other income not declared elsewhere2011-12-31$40,473
Administrative expenses (other) incurred2011-12-31$41,261
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-151,236
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,827,602
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,978,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,031,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,228,822
Interest on participant loans2011-12-31$2,704
Value of interest in common/collective trusts at end of year2011-12-31$1,539,821
Value of interest in common/collective trusts at beginning of year2011-12-31$1,477,261
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,211
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$8
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-236,726
Net investment gain or loss from common/collective trusts2011-12-31$26,064
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Income. Dividends from common stock2011-12-31$379
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$216,355
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$201,204
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SILICON VALLEY ACCOUNTANCY
Accountancy firm EIN2011-12-31770573994
2010 : ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,369,983
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$644,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$605,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$245,681
Value of total assets at end of year2010-12-31$8,978,838
Value of total assets at beginning of year2010-12-31$8,253,371
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$38,831
Total interest from all sources2010-12-31$2,730
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$91,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$91,571
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$244,485
Participant contributions at end of year2010-12-31$54,595
Participant contributions at beginning of year2010-12-31$18,240
Assets. Other investments not covered elsewhere at end of year2010-12-31$218,160
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$111,261
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Administrative expenses (other) incurred2010-12-31$38,831
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$95
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$725,467
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,978,838
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,253,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,228,822
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,389,569
Interest on participant loans2010-12-31$2,730
Value of interest in common/collective trusts at end of year2010-12-31$1,477,261
Value of interest in common/collective trusts at beginning of year2010-12-31$1,734,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,001,756
Net investment gain or loss from common/collective trusts2010-12-31$28,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$605,685
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SILICON VALLEY ACCOUNTANCY CORP
Accountancy firm EIN2010-12-31770573994
2009 : ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN

2022: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ESS TECHNOLOGY, INC. SALARY SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074235
Policy instance 1
Insurance contract or identification number074235
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-08-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,371
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2371
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074235
Policy instance 1
Insurance contract or identification number074235
Number of Individuals Covered99
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,010
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4010
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameABD INS & FINANCIAL SERVICES, INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074235
Policy instance 1
Insurance contract or identification number074235
Number of Individuals Covered138
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,470
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2470
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameJHW FINANCIAL & INSURANCE SERVICES
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074235
Policy instance 1
Insurance contract or identification number074235
Number of Individuals Covered136
Insurance policy start date2014-06-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,259
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8259
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameJHW FINANCIAL & INSURANCE SERVICES

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