401k Plan data: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN plan

PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan Name	PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number	002

PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

PROSPECT SIERRA SCHOOL has sponsored the creation of one or more 401k plans.

Company Name: PROSPECT SIERRA SCHOOL

Employer identification number (EIN): 942940144

NAIC Classification: 611000

Additional information about PROSPECT SIERRA SCHOOL

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C1178875

More information about PROSPECT SIERRA SCHOOL

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-09-01
002 2020-09-01
002 2019-09-01
002 2018-09-01
002 2017-09-01
002 2016-09-01 PEGGY SNYDER 2018-04-19 PEGGY SNYDER 2018-04-19
002 2015-09-01 PEGGY SNYDER 2016-12-20 PEGGY SNYDER 2016-12-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2021-09-01
002	2020-09-01
002	2019-09-01
002	2018-09-01
002	2017-09-01
002	2016-09-01	PEGGY SNYDER	2018-04-19	PEGGY SNYDER	2018-04-19
002	2015-09-01	PEGGY SNYDER	2016-12-20	PEGGY SNYDER	2016-12-20

Plan Statistics for PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2021: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-09-01 177
Total number of active participants reported on line 7a of the Form 5500 2021-09-01 99
Number of retired or separated participants receiving benefits 2021-09-01 0
Number of other retired or separated participants entitled to future benefits 2021-09-01 84
Total of all active and inactive participants 2021-09-01 183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-09-01 2
Total participants 2021-09-01 185
Number of participants with account balances 2021-09-01 167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-09-01 0
2020: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-09-01 177
Total number of active participants reported on line 7a of the Form 5500 2020-09-01 94
Number of retired or separated participants receiving benefits 2020-09-01 0
Number of other retired or separated participants entitled to future benefits 2020-09-01 1
Total of all active and inactive participants 2020-09-01 95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-09-01 82
Total participants 2020-09-01 177
Number of participants with account balances 2020-09-01 162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-09-01 0
2019: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-09-01 153
Total number of active participants reported on line 7a of the Form 5500 2019-09-01 101
Number of retired or separated participants receiving benefits 2019-09-01 0
Number of other retired or separated participants entitled to future benefits 2019-09-01 75
Total of all active and inactive participants 2019-09-01 176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-09-01 1
Total participants 2019-09-01 177
Number of participants with account balances 2019-09-01 151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-09-01 0
2018: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-09-01 144
Total number of active participants reported on line 7a of the Form 5500 2018-09-01 84
Number of retired or separated participants receiving benefits 2018-09-01 0
Number of other retired or separated participants entitled to future benefits 2018-09-01 68
Total of all active and inactive participants 2018-09-01 152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-09-01 1
Total participants 2018-09-01 153
Number of participants with account balances 2018-09-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-09-01 0
2017: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-09-01 128
Total number of active participants reported on line 7a of the Form 5500 2017-09-01 87
Number of retired or separated participants receiving benefits 2017-09-01 0
Number of other retired or separated participants entitled to future benefits 2017-09-01 56
Total of all active and inactive participants 2017-09-01 143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-09-01 1
Total participants 2017-09-01 144
Number of participants with account balances 2017-09-01 130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-09-01 0

Measure	Date	Value
2021: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-09-01	177
Total number of active participants reported on line 7a of the Form 5500	2021-09-01	99
Number of retired or separated participants receiving benefits	2021-09-01	0
Number of other retired or separated participants entitled to future benefits	2021-09-01	84
Total of all active and inactive participants	2021-09-01	183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-09-01	2
Total participants	2021-09-01	185
Number of participants with account balances	2021-09-01	167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-09-01	0
2020: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-09-01	177
Total number of active participants reported on line 7a of the Form 5500	2020-09-01	94
Number of retired or separated participants receiving benefits	2020-09-01	0
Number of other retired or separated participants entitled to future benefits	2020-09-01	1
Total of all active and inactive participants	2020-09-01	95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-09-01	82
Total participants	2020-09-01	177
Number of participants with account balances	2020-09-01	162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-09-01	0
2019: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-09-01	153
Total number of active participants reported on line 7a of the Form 5500	2019-09-01	101
Number of retired or separated participants receiving benefits	2019-09-01	0
Number of other retired or separated participants entitled to future benefits	2019-09-01	75
Total of all active and inactive participants	2019-09-01	176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-09-01	1
Total participants	2019-09-01	177
Number of participants with account balances	2019-09-01	151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-09-01	0
2018: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-09-01	144
Total number of active participants reported on line 7a of the Form 5500	2018-09-01	84
Number of retired or separated participants receiving benefits	2018-09-01	0
Number of other retired or separated participants entitled to future benefits	2018-09-01	68
Total of all active and inactive participants	2018-09-01	152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-09-01	1
Total participants	2018-09-01	153
Number of participants with account balances	2018-09-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-09-01	0
2017: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-09-01	128
Total number of active participants reported on line 7a of the Form 5500	2017-09-01	87
Number of retired or separated participants receiving benefits	2017-09-01	0
Number of other retired or separated participants entitled to future benefits	2017-09-01	56
Total of all active and inactive participants	2017-09-01	143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-09-01	1
Total participants	2017-09-01	144
Number of participants with account balances	2017-09-01	130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-09-01	0

Financial Data on PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN

Measure	Date	Value
2022 : PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-08-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-08-31	$0
Total income from all sources (including contributions)	2022-08-31	$-1,367,683
Total loss/gain on sale of assets	2022-08-31	$0
Total of all expenses incurred	2022-08-31	$490,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-08-31	$472,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-08-31	$869,502
Value of total assets at end of year	2022-08-31	$16,414,107
Value of total assets at beginning of year	2022-08-31	$18,272,274
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-08-31	$17,913
Total interest from all sources	2022-08-31	$94,677
Total dividends received (eg from common stock, registered investment company shares)	2022-08-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-08-31	No
Was this plan covered by a fidelity bond	2022-08-31	Yes
Value of fidelity bond cover	2022-08-31	$500,000
If this is an individual account plan, was there a blackout period	2022-08-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-08-31	No
Contributions received from participants	2022-08-31	$582,052
Participant contributions at end of year	2022-08-31	$11,645
Participant contributions at beginning of year	2022-08-31	$9,477
Participant contributions at beginning of year	2022-08-31	$13,073
Income. Received or receivable in cash from other sources (including rollovers)	2022-08-31	$2,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-08-31	No
Value of net income/loss	2022-08-31	$-1,858,167
Value of net assets at end of year (total assets less liabilities)	2022-08-31	$16,414,107
Value of net assets at beginning of year (total assets less liabilities)	2022-08-31	$18,272,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-08-31	No
Were any leases to which the plan was party in default or uncollectible	2022-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-08-31	$13,515,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-08-31	$15,310,698
Value of interest in pooled separate accounts at end of year	2022-08-31	$123,296
Value of interest in pooled separate accounts at beginning of year	2022-08-31	$105,173
Interest on participant loans	2022-08-31	$401
Interest earned on other investments	2022-08-31	$94,276
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-08-31	$2,763,330
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-08-31	$2,830,151
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-08-31	$-2,353,423
Net investment gain/loss from pooled separate accounts	2022-08-31	$21,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-08-31	No
Was there a failure to transmit to the plan any participant contributions	2022-08-31	No
Has the plan failed to provide any benefit when due under the plan	2022-08-31	No
Contributions received in cash from employer	2022-08-31	$284,954
Employer contributions (assets) at beginning of year	2022-08-31	$3,702
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-08-31	$472,571
Contract administrator fees	2022-08-31	$17,913
Did the plan have assets held for investment	2022-08-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-08-31	No
Opinion of an independent qualified public accountant for this plan	2022-08-31	Unqualified
Accountancy firm name	2022-08-31	PATRICIA A. WINTROATH, CPA
Accountancy firm EIN	2022-08-31	203976651
2021 : PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-08-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-08-31	$0
Total income from all sources (including contributions)	2021-08-31	$4,112,633
Total loss/gain on sale of assets	2021-08-31	$0
Total of all expenses incurred	2021-08-31	$495,746
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-08-31	$480,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-08-31	$1,002,590
Value of total assets at end of year	2021-08-31	$18,272,274
Value of total assets at beginning of year	2021-08-31	$14,655,387
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-08-31	$15,562
Total interest from all sources	2021-08-31	$91,166
Total dividends received (eg from common stock, registered investment company shares)	2021-08-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-08-31	No
Was this plan covered by a fidelity bond	2021-08-31	Yes
Value of fidelity bond cover	2021-08-31	$500,000
If this is an individual account plan, was there a blackout period	2021-08-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-08-31	No
Contributions received from participants	2021-08-31	$575,079
Participant contributions at end of year	2021-08-31	$9,477
Participant contributions at end of year	2021-08-31	$13,073
Participant contributions at beginning of year	2021-08-31	$15,454
Income. Received or receivable in cash from other sources (including rollovers)	2021-08-31	$149,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-08-31	No
Value of net income/loss	2021-08-31	$3,616,887
Value of net assets at end of year (total assets less liabilities)	2021-08-31	$18,272,274
Value of net assets at beginning of year (total assets less liabilities)	2021-08-31	$14,655,387
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-08-31	No
Were any leases to which the plan was party in default or uncollectible	2021-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-08-31	$15,310,698
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-08-31	$11,891,346
Value of interest in pooled separate accounts at end of year	2021-08-31	$105,173
Value of interest in pooled separate accounts at beginning of year	2021-08-31	$98,366
Interest on participant loans	2021-08-31	$268
Interest earned on other investments	2021-08-31	$90,898
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-08-31	$2,830,151
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-08-31	$2,641,176
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-08-31	$3,009,669
Net investment gain/loss from pooled separate accounts	2021-08-31	$9,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-08-31	No
Was there a failure to transmit to the plan any participant contributions	2021-08-31	No
Has the plan failed to provide any benefit when due under the plan	2021-08-31	No
Contributions received in cash from employer	2021-08-31	$277,901
Employer contributions (assets) at end of year	2021-08-31	$3,702
Employer contributions (assets) at beginning of year	2021-08-31	$9,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-08-31	$480,184
Contract administrator fees	2021-08-31	$15,562
Did the plan have assets held for investment	2021-08-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-08-31	No
Opinion of an independent qualified public accountant for this plan	2021-08-31	Disclaimer
Accountancy firm name	2021-08-31	PATRICIA A. WINTROATH, CPA
Accountancy firm EIN	2021-08-31	203976651
2020 : PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-08-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-08-31	$0
Total income from all sources (including contributions)	2020-08-31	$2,619,308
Total loss/gain on sale of assets	2020-08-31	$0
Total of all expenses incurred	2020-08-31	$1,482,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-08-31	$1,470,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-08-31	$850,869
Value of total assets at end of year	2020-08-31	$14,655,387
Value of total assets at beginning of year	2020-08-31	$13,518,901
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-08-31	$12,746
Total interest from all sources	2020-08-31	$91,995
Total dividends received (eg from common stock, registered investment company shares)	2020-08-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-08-31	No
Was this plan covered by a fidelity bond	2020-08-31	Yes
Value of fidelity bond cover	2020-08-31	$500,000
If this is an individual account plan, was there a blackout period	2020-08-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-08-31	No
Contributions received from participants	2020-08-31	$512,780
Participant contributions at end of year	2020-08-31	$15,454
Income. Received or receivable in cash from other sources (including rollovers)	2020-08-31	$102,157
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-08-31	No
Value of net income/loss	2020-08-31	$1,136,486
Value of net assets at end of year (total assets less liabilities)	2020-08-31	$14,655,387
Value of net assets at beginning of year (total assets less liabilities)	2020-08-31	$13,518,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-08-31	No
Were any leases to which the plan was party in default or uncollectible	2020-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-08-31	$11,891,346
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-08-31	$10,830,891
Value of interest in pooled separate accounts at end of year	2020-08-31	$98,366
Value of interest in pooled separate accounts at beginning of year	2020-08-31	$104,405
Interest earned on other investments	2020-08-31	$91,995
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-08-31	$2,641,176
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-08-31	$2,583,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-08-31	$1,676,211
Net investment gain/loss from pooled separate accounts	2020-08-31	$233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-08-31	No
Was there a failure to transmit to the plan any participant contributions	2020-08-31	No
Has the plan failed to provide any benefit when due under the plan	2020-08-31	No
Contributions received in cash from employer	2020-08-31	$235,932
Employer contributions (assets) at end of year	2020-08-31	$9,045
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-08-31	$1,470,076
Contract administrator fees	2020-08-31	$12,746
Did the plan have assets held for investment	2020-08-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-08-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2020-08-31	Disclaimer
Accountancy firm name	2020-08-31	PATRICIA A. WINTROATH, CPA
Accountancy firm EIN	2020-08-31	203976651
2019 : PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-08-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-08-31	$0
Total income from all sources (including contributions)	2019-08-31	$1,252,965
Total loss/gain on sale of assets	2019-08-31	$0
Total of all expenses incurred	2019-08-31	$297,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-08-31	$286,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-08-31	$885,497
Value of total assets at end of year	2019-08-31	$13,518,901
Value of total assets at beginning of year	2019-08-31	$12,563,873
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-08-31	$11,305
Total interest from all sources	2019-08-31	$91,203
Total dividends received (eg from common stock, registered investment company shares)	2019-08-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-08-31	No
Was this plan covered by a fidelity bond	2019-08-31	Yes
Value of fidelity bond cover	2019-08-31	$500,000
If this is an individual account plan, was there a blackout period	2019-08-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-08-31	No
Contributions received from participants	2019-08-31	$616,635
Income. Received or receivable in cash from other sources (including rollovers)	2019-08-31	$2,543
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-08-31	No
Value of net income/loss	2019-08-31	$955,028
Value of net assets at end of year (total assets less liabilities)	2019-08-31	$13,518,901
Value of net assets at beginning of year (total assets less liabilities)	2019-08-31	$12,563,873
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-08-31	No
Were any leases to which the plan was party in default or uncollectible	2019-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-08-31	$10,830,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-08-31	$9,926,552
Value of interest in pooled separate accounts at end of year	2019-08-31	$104,405
Value of interest in pooled separate accounts at beginning of year	2019-08-31	$102,467
Interest earned on other investments	2019-08-31	$91,203
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-08-31	$2,583,605
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-08-31	$2,534,854
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-08-31	$271,329
Net investment gain/loss from pooled separate accounts	2019-08-31	$4,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-08-31	No
Was there a failure to transmit to the plan any participant contributions	2019-08-31	No
Has the plan failed to provide any benefit when due under the plan	2019-08-31	No
Contributions received in cash from employer	2019-08-31	$266,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-08-31	$286,632
Contract administrator fees	2019-08-31	$11,305
Did the plan have assets held for investment	2019-08-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-08-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-08-31	Disclaimer
Accountancy firm name	2019-08-31	PATRICIA A. WINTROATH, CPA
Accountancy firm EIN	2019-08-31	203976651
2018 : PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-08-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-08-31	$0
Total income from all sources (including contributions)	2018-08-31	$2,020,929
Total loss/gain on sale of assets	2018-08-31	$0
Total of all expenses incurred	2018-08-31	$547,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-08-31	$538,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-08-31	$867,001
Value of total assets at end of year	2018-08-31	$12,563,873
Value of total assets at beginning of year	2018-08-31	$11,090,810
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-08-31	$9,805
Total interest from all sources	2018-08-31	$87,181
Total dividends received (eg from common stock, registered investment company shares)	2018-08-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-08-31	No
Was this plan covered by a fidelity bond	2018-08-31	Yes
Value of fidelity bond cover	2018-08-31	$500,000
If this is an individual account plan, was there a blackout period	2018-08-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-08-31	No
Contributions received from participants	2018-08-31	$601,667
Income. Received or receivable in cash from other sources (including rollovers)	2018-08-31	$2,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-08-31	No
Value of net income/loss	2018-08-31	$1,473,063
Value of net assets at end of year (total assets less liabilities)	2018-08-31	$12,563,873
Value of net assets at beginning of year (total assets less liabilities)	2018-08-31	$11,090,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-08-31	No
Were any leases to which the plan was party in default or uncollectible	2018-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-08-31	$9,926,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-08-31	$8,649,940
Value of interest in pooled separate accounts at end of year	2018-08-31	$102,467
Value of interest in pooled separate accounts at beginning of year	2018-08-31	$98,303
Interest earned on other investments	2018-08-31	$87,181
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-08-31	$2,534,854
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-08-31	$2,342,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-08-31	$1,061,486
Net investment gain/loss from pooled separate accounts	2018-08-31	$5,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-08-31	No
Was there a failure to transmit to the plan any participant contributions	2018-08-31	No
Has the plan failed to provide any benefit when due under the plan	2018-08-31	No
Contributions received in cash from employer	2018-08-31	$262,812
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-08-31	$538,061
Contract administrator fees	2018-08-31	$9,805
Did the plan have assets held for investment	2018-08-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-08-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-08-31	Disclaimer
Accountancy firm name	2018-08-31	PATRICIA A. WINTROATH, CPA
Accountancy firm EIN	2018-08-31	203976651

Form 5500 Responses for PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN

2021: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-09-01	Type of plan entity	Single employer plan
2021-09-01	Submission has been amended	No
2021-09-01	This submission is the final filing	No
2021-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-09-01	Plan is a collectively bargained plan	No
2021-09-01	Plan funding arrangement – Insurance	Yes
2021-09-01	Plan funding arrangement – Trust	Yes
2021-09-01	Plan benefit arrangement – Insurance	Yes
2021-09-01	Plan benefit arrangement - Trust	Yes
2020: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-09-01	Type of plan entity	Single employer plan
2020-09-01	Submission has been amended	No
2020-09-01	This submission is the final filing	No
2020-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-09-01	Plan is a collectively bargained plan	No
2020-09-01	Plan funding arrangement – Insurance	Yes
2020-09-01	Plan funding arrangement – Trust	Yes
2020-09-01	Plan benefit arrangement – Insurance	Yes
2020-09-01	Plan benefit arrangement - Trust	Yes
2019: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-09-01	Type of plan entity	Single employer plan
2019-09-01	Submission has been amended	No
2019-09-01	This submission is the final filing	No
2019-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-09-01	Plan is a collectively bargained plan	No
2019-09-01	Plan funding arrangement – Insurance	Yes
2019-09-01	Plan funding arrangement – Trust	Yes
2019-09-01	Plan benefit arrangement – Insurance	Yes
2019-09-01	Plan benefit arrangement - Trust	Yes
2018: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-09-01	Type of plan entity	Single employer plan
2018-09-01	Submission has been amended	No
2018-09-01	This submission is the final filing	No
2018-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-09-01	Plan is a collectively bargained plan	No
2018-09-01	Plan funding arrangement – Insurance	Yes
2018-09-01	Plan funding arrangement – Trust	Yes
2018-09-01	Plan benefit arrangement – Insurance	Yes
2018-09-01	Plan benefit arrangement - Trust	Yes
2017: PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-09-01	Type of plan entity	Single employer plan
2017-09-01	Submission has been amended	No
2017-09-01	This submission is the final filing	No
2017-09-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-09-01	Plan is a collectively bargained plan	No
2017-09-01	Plan funding arrangement – Insurance	Yes
2017-09-01	Plan funding arrangement – Trust	Yes
2017-09-01	Plan benefit arrangement – Insurance	Yes
2017-09-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

500819

Policy instance

Insurance contract or identification number	500819
Number of Individuals Covered	85
Insurance policy start date	2021-09-01
Insurance policy end date	2022-08-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

500819

Policy instance

Insurance contract or identification number	500819
Number of Individuals Covered	87
Insurance policy start date	2020-09-01
Insurance policy end date	2021-08-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

500819

Policy instance

Insurance contract or identification number	500819
Number of Individuals Covered	151
Insurance policy start date	2019-09-01
Insurance policy end date	2020-08-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

500819

Policy instance

Insurance contract or identification number	500819
Number of Individuals Covered	140
Insurance policy start date	2018-09-01
Insurance policy end date	2019-08-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

500819

Policy instance

Insurance contract or identification number	500819
Number of Individuals Covered	130
Insurance policy start date	2017-09-01
Insurance policy end date	2018-08-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

Potentially related plans

PROSPECT SIERRA SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 922940144]

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Company Name:	PROSPECT SIERRA SCHOOL
Employer identification number (EIN):	942940144
NAIC Classification:	611000

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C1178875