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BAYWOOD COURT EMPLOYEE SAVINGS PLAN 401k Plan overview

Plan NameBAYWOOD COURT EMPLOYEE SAVINGS PLAN
Plan identification number 001

BAYWOOD COURT EMPLOYEE SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

BAYWOOD COURT has sponsored the creation of one or more 401k plans.

Company Name:BAYWOOD COURT
Employer identification number (EIN):942940176
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Additional information about BAYWOOD COURT

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C1248516

More information about BAYWOOD COURT

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAYWOOD COURT EMPLOYEE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01MATTHEW NEAL2023-04-03
0012020-07-01MATTHEW NEAL2022-03-30
0012019-07-01MATTHEW NEAL2021-04-06
0012018-07-01
0012017-07-01
0012016-07-01BRUCE UDELF BRUCE UDELF2018-03-29
0012015-07-01BRUCE UDELF BRUCE UDELF2017-03-07
0012012-07-01BRUCE UDELF BRUCE UDELF2014-02-21
0012011-07-01BRUCE UDELF BRUCE UDELF2013-02-15
0012009-07-01KELLY WIEST KELLY WIEST2011-04-15
0012009-07-01KELLY WIEST KELLY WIEST2011-07-18

Plan Statistics for BAYWOOD COURT EMPLOYEE SAVINGS PLAN

401k plan membership statisitcs for BAYWOOD COURT EMPLOYEE SAVINGS PLAN

Measure Date Value
2021: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01254
Total number of active participants reported on line 7a of the Form 55002021-07-01218
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-0136
Total of all active and inactive participants2021-07-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01254
Number of participants with account balances2021-07-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-017
2020: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01256
Total number of active participants reported on line 7a of the Form 55002020-07-01214
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0144
Total of all active and inactive participants2020-07-01258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01258
Number of participants with account balances2020-07-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-019
2019: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01267
Total number of active participants reported on line 7a of the Form 55002019-07-01217
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0135
Total of all active and inactive participants2019-07-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01252
Number of participants with account balances2019-07-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-018
2018: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01240
Total number of active participants reported on line 7a of the Form 55002018-07-01218
Number of other retired or separated participants entitled to future benefits2018-07-0140
Total of all active and inactive participants2018-07-01258
Total participants2018-07-01258
Number of participants with account balances2018-07-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-015
2017: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01230
Total number of active participants reported on line 7a of the Form 55002017-07-01223
Number of other retired or separated participants entitled to future benefits2017-07-0125
Total of all active and inactive participants2017-07-01248
Total participants2017-07-01248
Number of participants with account balances2017-07-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-017
2016: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01227
Total number of active participants reported on line 7a of the Form 55002016-07-01216
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0114
Total of all active and inactive participants2016-07-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01230
Number of participants with account balances2016-07-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-012
2015: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01237
Total number of active participants reported on line 7a of the Form 55002015-07-01234
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0113
Total of all active and inactive participants2015-07-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01247
Number of participants with account balances2015-07-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-012
2012: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01223
Total number of active participants reported on line 7a of the Form 55002012-07-01188
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-0153
Total of all active and inactive participants2012-07-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01241
Number of participants with account balances2012-07-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
2011: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01314
Total number of active participants reported on line 7a of the Form 55002011-07-01172
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-0151
Total of all active and inactive participants2011-07-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01223
Number of participants with account balances2011-07-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2009: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01205
Total number of active participants reported on line 7a of the Form 55002009-07-01172
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-0151
Total of all active and inactive participants2009-07-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01223
Number of participants with account balances2009-07-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on BAYWOOD COURT EMPLOYEE SAVINGS PLAN

Measure Date Value
2022 : BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-68,272
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$732,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$701,896
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$786,902
Value of total assets at end of year2022-06-30$4,600,157
Value of total assets at beginning of year2022-06-30$5,401,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$30,849
Total interest from all sources2022-06-30$505
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$436,056
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$436,056
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$477,618
Participant contributions at end of year2022-06-30$6,074
Participant contributions at beginning of year2022-06-30$7,815
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$79,351
Administrative expenses (other) incurred2022-06-30$5,772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Income. Non cash contributions2022-06-30$0
Value of net income/loss2022-06-30$-801,017
Value of net assets at end of year (total assets less liabilities)2022-06-30$4,600,157
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$5,401,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$4,469,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$5,226,683
Interest on participant loans2022-06-30$505
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$119,107
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$156,327
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-1,291,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$229,933
Employer contributions (assets) at end of year2022-06-30$5,246
Employer contributions (assets) at beginning of year2022-06-30$10,349
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$701,896
Contract administrator fees2022-06-30$25,077
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30BAKER TILLY, US, LLP
Accountancy firm EIN2022-06-30390859910
2021 : BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$2,025,274
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$410,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$383,043
Expenses. Certain deemed distributions of participant loans2021-06-30$2,814
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$767,166
Value of total assets at end of year2021-06-30$5,401,174
Value of total assets at beginning of year2021-06-30$3,786,308
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$24,551
Total interest from all sources2021-06-30$850
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$227,452
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$227,452
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$464,947
Participant contributions at end of year2021-06-30$7,815
Participant contributions at beginning of year2021-06-30$16,712
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$100,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Income. Non cash contributions2021-06-30$0
Value of net income/loss2021-06-30$1,614,866
Value of net assets at end of year (total assets less liabilities)2021-06-30$5,401,174
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$3,786,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$5,226,683
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$3,535,585
Interest on participant loans2021-06-30$850
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$156,327
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$226,399
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$1,029,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$201,719
Employer contributions (assets) at end of year2021-06-30$10,349
Employer contributions (assets) at beginning of year2021-06-30$7,612
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$383,043
Contract administrator fees2021-06-30$24,551
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Unqualified
Accountancy firm name2021-06-30BAKER TILLY, US, LLP
Accountancy firm EIN2021-06-30390859910
2020 : BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$719,109
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$239,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$220,307
Expenses. Certain deemed distributions of participant loans2020-06-30$-91
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$663,611
Value of total assets at end of year2020-06-30$3,786,308
Value of total assets at beginning of year2020-06-30$3,307,193
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$19,778
Total interest from all sources2020-06-30$5,039
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$49,803
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$49,803
Administrative expenses professional fees incurred2020-06-30$0
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$378,631
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$415,287
Participant contributions at end of year2020-06-30$16,712
Participant contributions at beginning of year2020-06-30$14,639
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$38,669
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-06-30$2,634
Administrative expenses (other) incurred2020-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Income. Non cash contributions2020-06-30$0
Value of net income/loss2020-06-30$479,115
Value of net assets at end of year (total assets less liabilities)2020-06-30$3,786,308
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$3,307,193
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Investment advisory and management fees2020-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$3,535,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$3,102,805
Interest on participant loans2020-06-30$1,114
Interest earned on other investments2020-06-30$3,925
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$226,399
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$181,613
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$209,655
Employer contributions (assets) at end of year2020-06-30$7,612
Employer contributions (assets) at beginning of year2020-06-30$8,136
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$217,673
Contract administrator fees2020-06-30$19,778
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30SQUAR MILNER LLP
Accountancy firm EIN2020-06-30330835986
2019 : BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-06-30$710,403
Total of all expenses incurred2019-06-30$198,299
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$179,291
Value of total corrective distributions2019-06-30$-97
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$561,902
Value of total assets at end of year2019-06-30$3,307,193
Value of total assets at beginning of year2019-06-30$2,795,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$19,105
Total interest from all sources2019-06-30$5,149
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$43,307
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$43,307
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$280,000
If this is an individual account plan, was there a blackout period2019-06-30No
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$364,639
Participant contributions at end of year2019-06-30$14,639
Participant contributions at beginning of year2019-06-30$8,505
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$3,027
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-06-30$84
Other income not declared elsewhere2019-06-30$2,354
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$512,104
Value of net assets at end of year (total assets less liabilities)2019-06-30$3,307,193
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$2,795,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$3,102,805
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$2,593,424
Interest on participant loans2019-06-30$1,061
Income. Interest from loans (other than to participants)2019-06-30$0
Interest earned on other investments2019-06-30$4,088
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$181,613
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$185,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$97,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$194,236
Employer contributions (assets) at end of year2019-06-30$8,136
Employer contributions (assets) at beginning of year2019-06-30$7,662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$179,207
Contract administrator fees2019-06-30$19,105
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30SQUAR MILNER LLP
Accountancy firm EIN2019-06-30330835986
2018 : BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-06-30$656,753
Total of all expenses incurred2018-06-30$147,646
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$130,254
Expenses. Certain deemed distributions of participant loans2018-06-30$-1,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$434,310
Value of total assets at end of year2018-06-30$2,795,089
Value of total assets at beginning of year2018-06-30$2,285,982
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$19,179
Total interest from all sources2018-06-30$4,867
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$39,545
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$39,545
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$280,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$301,556
Participant contributions at end of year2018-06-30$8,505
Participant contributions at beginning of year2018-06-30$19,906
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-06-30$-4
Other income not declared elsewhere2018-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$509,107
Value of net assets at end of year (total assets less liabilities)2018-06-30$2,795,089
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$2,285,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$2,593,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$2,062,820
Interest on participant loans2018-06-30$715
Income. Interest from loans (other than to participants)2018-06-30$0
Interest earned on other investments2018-06-30$4,152
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$185,498
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$197,320
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$178,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$132,754
Employer contributions (assets) at end of year2018-06-30$7,662
Employer contributions (assets) at beginning of year2018-06-30$5,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$130,258
Contract administrator fees2018-06-30$19,179
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30SQUAR MILNER LLP
Accountancy firm EIN2018-06-30330835986
2017 : BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-06-30$630,571
Total of all expenses incurred2017-06-30$55,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$40,154
Expenses. Certain deemed distributions of participant loans2017-06-30$-770
Value of total corrective distributions2017-06-30$2,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$391,163
Value of total assets at end of year2017-06-30$2,285,982
Value of total assets at beginning of year2017-06-30$1,710,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$13,793
Total interest from all sources2017-06-30$6,272
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$19,679
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$19,679
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$240,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$215,702
Participant contributions at end of year2017-06-30$19,906
Participant contributions at beginning of year2017-06-30$29,298
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$78,836
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-06-30$355
Other income not declared elsewhere2017-06-30$17
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$575,102
Value of net assets at end of year (total assets less liabilities)2017-06-30$2,285,982
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$1,710,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$2,062,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$1,485,103
Interest on participant loans2017-06-30$1,183
Interest earned on other investments2017-06-30$5,089
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$197,320
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$193,448
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$213,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30Yes
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$96,625
Employer contributions (assets) at end of year2017-06-30$5,936
Employer contributions (assets) at beginning of year2017-06-30$3,031
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$39,799
Contract administrator fees2017-06-30$13,793
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30SQUAR MILNER LLP
Accountancy firm EIN2017-06-30330835986
2016 : BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2016 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$265,034
Total of all expenses incurred2016-06-30$326,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$312,410
Expenses. Certain deemed distributions of participant loans2016-06-30$16
Value of total corrective distributions2016-06-30$1,894
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$274,767
Value of total assets at end of year2016-06-30$1,710,880
Value of total assets at beginning of year2016-06-30$1,772,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$12,192
Total interest from all sources2016-06-30$7,582
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$15,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$15,139
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$240,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$188,280
Participant contributions at end of year2016-06-30$29,298
Participant contributions at beginning of year2016-06-30$51,655
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-06-30$638
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-06-30$2,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-61,478
Value of net assets at end of year (total assets less liabilities)2016-06-30$1,710,880
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$1,772,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$1,485,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$1,501,530
Interest on participant loans2016-06-30$2,057
Interest earned on other investments2016-06-30$5,525
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$193,448
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$214,665
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-32,454
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30Yes
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$86,487
Employer contributions (assets) at end of year2016-06-30$3,031
Employer contributions (assets) at beginning of year2016-06-30$2,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$311,772
Contract administrator fees2016-06-30$12,192
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30ARMANINO LLP
Accountancy firm EIN2016-06-30946214841
2013 : BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$1,965
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$382,498
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$310,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$304,806
Value of total corrective distributions2013-06-30$3,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$195,922
Value of total assets at end of year2013-06-30$1,623,321
Value of total assets at beginning of year2013-06-30$1,548,874
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$1,469
Total interest from all sources2013-06-30$15,953
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$500,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$128,652
Participant contributions at end of year2013-06-30$96,029
Participant contributions at beginning of year2013-06-30$93,960
Participant contributions at end of year2013-06-30$1,962
Participant contributions at beginning of year2013-06-30$5,900
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$6,718
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$72,482
Value of net assets at end of year (total assets less liabilities)2013-06-30$1,621,356
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$1,548,874
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Investment advisory and management fees2013-06-30$1,469
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$1,015,594
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$977,091
Interest on participant loans2013-06-30$2,989
Interest earned on other investments2013-06-30$12,964
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$505,032
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$469,668
Expenses. Payments to insurance carriers foe the provision of benefits2013-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$170,623
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$60,552
Employer contributions (assets) at end of year2013-06-30$4,704
Employer contributions (assets) at beginning of year2013-06-30$2,255
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$304,806
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-06-30No
Liabilities. Value of benefit claims payable at end of year2013-06-30$1,965
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30ARMANINO LLP
Accountancy firm EIN2013-06-30946214841
2012 : BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-06-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-06-30$0
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total transfer of assets to this plan2012-06-30$0
Total transfer of assets from this plan2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$3,741
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Expenses. Interest paid2012-06-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-06-30$0
Total income from all sources (including contributions)2012-06-30$192,232
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$110,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$108,657
Expenses. Certain deemed distributions of participant loans2012-06-30$0
Value of total corrective distributions2012-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$204,873
Value of total assets at end of year2012-06-30$1,548,874
Value of total assets at beginning of year2012-06-30$1,463,441
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$1,883
Total income from rents2012-06-30$0
Total interest from all sources2012-06-30$16,162
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$0
Administrative expenses professional fees incurred2012-06-30$0
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$500,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$159,593
Participant contributions at end of year2012-06-30$93,960
Participant contributions at beginning of year2012-06-30$105,479
Participant contributions at end of year2012-06-30$5,900
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-06-30$3,741
Other income not declared elsewhere2012-06-30$0
Administrative expenses (other) incurred2012-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Income. Non cash contributions2012-06-30$0
Value of net income/loss2012-06-30$81,692
Value of net assets at end of year (total assets less liabilities)2012-06-30$1,545,133
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$1,463,441
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Investment advisory and management fees2012-06-30$1,883
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$977,091
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$927,881
Interest on participant loans2012-06-30$3,156
Income. Interest from loans (other than to participants)2012-06-30$0
Interest earned on other investments2012-06-30$13,006
Income. Interest from US Government securities2012-06-30$0
Income. Interest from corporate debt instruments2012-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$469,668
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$430,081
Expenses. Payments to insurance carriers foe the provision of benefits2012-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$-28,803
Net investment gain/loss from pooled separate accounts2012-06-30$0
Net investment gain or loss from common/collective trusts2012-06-30$0
Net gain/loss from 103.12 investment entities2012-06-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$45,280
Employer contributions (assets) at end of year2012-06-30$2,255
Income. Dividends from preferred stock2012-06-30$0
Income. Dividends from common stock2012-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$108,657
Contract administrator fees2012-06-30$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-06-30No
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Aggregate proceeds on sale of assets2012-06-30$0
Aggregate carrying amount (costs) on sale of assets2012-06-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30ARMANINO MCKENNA LLP
Accountancy firm EIN2012-06-30946214841
2011 : BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total transfer of assets to this plan2011-06-30$0
Total transfer of assets from this plan2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Expenses. Interest paid2011-06-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-06-30$0
Total income from all sources (including contributions)2011-06-30$386,814
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$66,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$64,899
Expenses. Certain deemed distributions of participant loans2011-06-30$0
Value of total corrective distributions2011-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$167,502
Value of total assets at end of year2011-06-30$1,463,441
Value of total assets at beginning of year2011-06-30$1,143,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$1,574
Total income from rents2011-06-30$0
Total interest from all sources2011-06-30$16,480
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$0
Assets. Real estate other than employer real property at end of year2011-06-30$0
Assets. Real estate other than employer real property at beginning of year2011-06-30$0
Administrative expenses professional fees incurred2011-06-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-06-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-06-30$0
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$146,752
Participant contributions at end of year2011-06-30$105,479
Participant contributions at beginning of year2011-06-30$89,005
Participant contributions at end of year2011-06-30$0
Participant contributions at beginning of year2011-06-30$0
Assets. Other investments not covered elsewhere at end of year2011-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2011-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$20,750
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-06-30$0
Assets. Loans (other than to participants) at end of year2011-06-30$0
Assets. Loans (other than to participants) at beginning of year2011-06-30$0
Administrative expenses (other) incurred2011-06-30$0
Total non interest bearing cash at end of year2011-06-30$0
Total non interest bearing cash at beginning of year2011-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$320,341
Value of net assets at end of year (total assets less liabilities)2011-06-30$1,463,441
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$1,143,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Assets. partnership/joint venture interests at end of year2011-06-30$0
Assets. partnership/joint venture interests at beginning of year2011-06-30$0
Investment advisory and management fees2011-06-30$1,574
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$927,881
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$617,069
Interest on participant loans2011-06-30$2,876
Income. Interest from loans (other than to participants)2011-06-30$0
Interest earned on other investments2011-06-30$13,604
Income. Interest from US Government securities2011-06-30$0
Income. Interest from corporate debt instruments2011-06-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$430,081
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$437,026
Expenses. Payments to insurance carriers foe the provision of benefits2011-06-30$0
Asset value of US Government securities at end of year2011-06-30$0
Asset value of US Government securities at beginning of year2011-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$202,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Employer contributions (assets) at end of year2011-06-30$0
Employer contributions (assets) at beginning of year2011-06-30$0
Income. Dividends from preferred stock2011-06-30$0
Income. Dividends from common stock2011-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$64,899
Asset. Corporate debt instrument preferred debt at end of year2011-06-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-06-30$0
Asset. Corporate debt instrument debt (other) at end of year2011-06-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-06-30$0
Contract administrator fees2011-06-30$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-06-30No
Assets. Corporate common stocks other than exployer securities at end of year2011-06-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-06-30$0
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Aggregate proceeds on sale of assets2011-06-30$0
Aggregate carrying amount (costs) on sale of assets2011-06-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30ARMANINO MCKENNA LLP
Accountancy firm EIN2011-06-30946214841
2010 : BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for BAYWOOD COURT EMPLOYEE SAVINGS PLAN

2021: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan benefit arrangement – InsuranceYes
2020: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan benefit arrangement – InsuranceYes
2019: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan benefit arrangement – InsuranceYes
2018: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan benefit arrangement – InsuranceYes
2017: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan benefit arrangement – InsuranceYes
2016: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan benefit arrangement – InsuranceYes
2015: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan benefit arrangement – InsuranceYes
2012: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan benefit arrangement – InsuranceYes
2011: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan benefit arrangement – InsuranceYes
2009: BAYWOOD COURT EMPLOYEE SAVINGS PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50389
Policy instance 2
Insurance contract or identification number50389
Number of Individuals Covered0
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $54
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered254
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $265
Total amount of fees paid to insurance companyUSD $51
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $265
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50389
Policy instance 2
Insurance contract or identification number50389
Number of Individuals Covered7
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $61
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $43
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered253
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $469
Total amount of fees paid to insurance companyUSD $90
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $469
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50389
Policy instance 2
Insurance contract or identification number50389
Number of Individuals Covered8
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $48
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered247
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $250
Total amount of fees paid to insurance companyUSD $57
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $250
Insurance broker organization code?3
Amount paid for insurance broker fees57
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50389
Policy instance 2
Insurance contract or identification number50389
Number of Individuals Covered10
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $36
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered258
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $217
Total amount of fees paid to insurance companyUSD $46
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $217
Insurance broker organization code?3
Amount paid for insurance broker fees46
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50389
Policy instance 2
Insurance contract or identification number50389
Number of Individuals Covered13
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $35
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered248
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $79
Total amount of fees paid to insurance companyUSD $18
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50389
Policy instance 2
Insurance contract or identification number50389
Number of Individuals Covered44
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $41
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $41
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameDAVID CHEEK
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered247
Insurance policy start date2015-12-15
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $39
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $39
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameROYAL ALLIANCE ASSOCIATES INC.
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50389
Policy instance 1
Insurance contract or identification number50389
Number of Individuals Covered92
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $5,672
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,349
Insurance broker organization code?3
Insurance broker nameJOHN CREECH
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50389
Policy instance 1
Insurance contract or identification number50389
Number of Individuals Covered93
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $10,493
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number50389
Policy instance 1
Insurance contract or identification number50389
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $1,813
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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