DICON FIBEROPTICS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2023 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $3,677,343 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $391,072 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $357,618 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $1,082,187 |
| Value of total assets at end of year | 2023-12-31 | $19,983,269 |
| Value of total assets at beginning of year | 2023-12-31 | $16,696,998 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $33,454 |
| Total interest from all sources | 2023-12-31 | $3,809 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $206,904 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $206,904 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $870,910 |
| Participant contributions at end of year | 2023-12-31 | $94,311 |
| Participant contributions at beginning of year | 2023-12-31 | $63,030 |
| Other income not declared elsewhere | 2023-12-31 | $2,368 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $3,286,271 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $19,983,269 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $16,696,998 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $10,488,142 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $8,647,012 |
| Interest on participant loans | 2023-12-31 | $3,809 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $9,189,539 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $7,799,011 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $1,410,436 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $971,639 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $211,277 |
| Employer contributions (assets) at end of year | 2023-12-31 | $211,277 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $187,945 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $357,618 |
| Contract administrator fees | 2023-12-31 | $33,454 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | BPM LLP |
| Accountancy firm EIN | 2023-12-31 | 814234542 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $3,677,343 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $391,072 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $357,618 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $1,082,187 |
| Value of total assets at end of year | 2023-01-01 | $19,983,269 |
| Value of total assets at beginning of year | 2023-01-01 | $16,696,998 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $33,454 |
| Total interest from all sources | 2023-01-01 | $3,809 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $206,904 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $206,904 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $870,910 |
| Participant contributions at end of year | 2023-01-01 | $94,311 |
| Participant contributions at beginning of year | 2023-01-01 | $63,030 |
| Other income not declared elsewhere | 2023-01-01 | $2,368 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $3,286,271 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $19,983,269 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $16,696,998 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $10,488,142 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $8,647,012 |
| Interest on participant loans | 2023-01-01 | $3,809 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $9,189,539 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $7,799,011 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $1,410,436 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $971,639 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $211,277 |
| Employer contributions (assets) at end of year | 2023-01-01 | $211,277 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $187,945 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $357,618 |
| Contract administrator fees | 2023-01-01 | $33,454 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | BPM LLP |
| Accountancy firm EIN | 2023-01-01 | 814234542 |
| 2022 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-1,748,256 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $508,159 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $470,119 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,016,349 |
| Value of total assets at end of year | 2022-12-31 | $16,696,998 |
| Value of total assets at beginning of year | 2022-12-31 | $18,953,413 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $38,040 |
| Total interest from all sources | 2022-12-31 | $3,969 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $141,583 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $141,583 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $828,404 |
| Participant contributions at end of year | 2022-12-31 | $63,030 |
| Participant contributions at beginning of year | 2022-12-31 | $72,994 |
| Other income not declared elsewhere | 2022-12-31 | $2,520 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-2,256,415 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $16,696,998 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $18,953,413 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $8,647,012 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $10,166,898 |
| Interest on participant loans | 2022-12-31 | $3,969 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $7,799,011 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $8,542,723 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-2,186,670 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $-726,007 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $187,945 |
| Employer contributions (assets) at end of year | 2022-12-31 | $187,945 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $170,798 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $470,119 |
| Contract administrator fees | 2022-12-31 | $38,040 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | BPM, LLP |
| Accountancy firm EIN | 2022-12-31 | 814234542 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-1,748,256 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $508,159 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $470,119 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $1,016,349 |
| Value of total assets at end of year | 2022-01-01 | $16,696,998 |
| Value of total assets at beginning of year | 2022-01-01 | $18,953,413 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $38,040 |
| Total interest from all sources | 2022-01-01 | $3,969 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $141,583 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $141,583 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $828,404 |
| Participant contributions at end of year | 2022-01-01 | $63,030 |
| Participant contributions at beginning of year | 2022-01-01 | $72,994 |
| Other income not declared elsewhere | 2022-01-01 | $2,520 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-2,256,415 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $16,696,998 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $18,953,413 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $8,647,012 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $10,166,898 |
| Interest on participant loans | 2022-01-01 | $3,969 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $7,799,011 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $8,542,723 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-2,186,670 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $-726,007 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $187,945 |
| Employer contributions (assets) at end of year | 2022-01-01 | $187,945 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $170,798 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $470,119 |
| Contract administrator fees | 2022-01-01 | $38,040 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | BPM, LLP |
| Accountancy firm EIN | 2022-01-01 | 814234542 |
| 2021 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $3,441,052 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $1,870,665 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,801,633 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,232,154 |
| Value of total assets at end of year | 2021-12-31 | $18,953,413 |
| Value of total assets at beginning of year | 2021-12-31 | $17,383,026 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $69,032 |
| Total interest from all sources | 2021-12-31 | $4,578 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $137,473 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $137,473 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $878,458 |
| Participant contributions at end of year | 2021-12-31 | $72,994 |
| Participant contributions at beginning of year | 2021-12-31 | $89,820 |
| Other income not declared elsewhere | 2021-12-31 | $3,022 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $1,570,387 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $18,953,413 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $17,383,026 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $10,166,898 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $9,162,319 |
| Interest on participant loans | 2021-12-31 | $4,578 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $8,542,723 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $8,130,887 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $1,027,496 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $1,036,329 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $353,696 |
| Employer contributions (assets) at end of year | 2021-12-31 | $170,798 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,801,633 |
| Contract administrator fees | 2021-12-31 | $69,032 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BPM, LLP |
| Accountancy firm EIN | 2021-12-31 | 814234542 |
| 2020 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $2,962,278 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $933,626 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $872,884 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $983,446 |
| Value of total assets at end of year | 2020-12-31 | $17,383,026 |
| Value of total assets at beginning of year | 2020-12-31 | $15,354,374 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $60,742 |
| Total interest from all sources | 2020-12-31 | $6,159 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $84,452 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $84,452 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $804,081 |
| Participant contributions at end of year | 2020-12-31 | $89,820 |
| Participant contributions at beginning of year | 2020-12-31 | $130,158 |
| Other income not declared elsewhere | 2020-12-31 | $44 |
| Administrative expenses (other) incurred | 2020-12-31 | $60,742 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $34 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $2,028,652 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $17,383,026 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $15,354,374 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $9,162,319 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $6,771,999 |
| Interest on participant loans | 2020-12-31 | $6,128 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $8,130,887 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $8,447,487 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $4,696 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $4,696 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $31 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,297,501 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $590,676 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $179,365 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $872,884 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | BPM, LLP |
| Accountancy firm EIN | 2020-12-31 | 814234542 |
| 2019 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $3,360,570 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $1,215,309 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,153,688 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $927,336 |
| Value of total assets at end of year | 2019-12-31 | $15,354,374 |
| Value of total assets at beginning of year | 2019-12-31 | $13,209,113 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $61,621 |
| Total interest from all sources | 2019-12-31 | $6,282 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $102,846 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $102,846 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $751,228 |
| Participant contributions at end of year | 2019-12-31 | $130,158 |
| Participant contributions at beginning of year | 2019-12-31 | $132,978 |
| Other income not declared elsewhere | 2019-12-31 | $3 |
| Administrative expenses (other) incurred | 2019-12-31 | $61,621 |
| Total non interest bearing cash at end of year | 2019-12-31 | $34 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $13 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $2,145,261 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $15,354,374 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $13,209,113 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $6,771,999 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $5,687,789 |
| Interest on participant loans | 2019-12-31 | $6,188 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $8,447,487 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $7,385,804 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $4,696 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $2,529 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $2,529 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $94 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,337,805 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $986,298 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $176,108 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,153,688 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | BPM, LLP. |
| Accountancy firm EIN | 2019-12-31 | 814234542 |
| 2018 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $318,338 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $1,250,174 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,188,255 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $811,983 |
| Value of total assets at end of year | 2018-12-31 | $13,209,113 |
| Value of total assets at beginning of year | 2018-12-31 | $14,140,949 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $61,919 |
| Total interest from all sources | 2018-12-31 | $7,888 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $89,864 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $89,864 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $708,179 |
| Participant contributions at end of year | 2018-12-31 | $132,978 |
| Participant contributions at beginning of year | 2018-12-31 | $172,456 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $0 |
| Other income not declared elsewhere | 2018-12-31 | $1 |
| Administrative expenses (other) incurred | 2018-12-31 | $61,919 |
| Total non interest bearing cash at end of year | 2018-12-31 | $13 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $13 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-931,836 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $13,209,113 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $14,140,949 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $5,687,789 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $5,996,942 |
| Interest on participant loans | 2018-12-31 | $7,844 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $7,385,804 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $7,971,538 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $2,529 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $44 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-462,770 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $-128,628 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $103,804 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,188,255 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BPM LLP |
| Accountancy firm EIN | 2018-12-31 | 814234542 |
| 2017 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $2,545,024 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $113,309 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $65,898 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $816,165 |
| Value of total assets at end of year | 2017-12-31 | $14,140,949 |
| Value of total assets at beginning of year | 2017-12-31 | $11,709,234 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $47,411 |
| Total interest from all sources | 2017-12-31 | $9,261 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $79,083 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $79,083 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $661,090 |
| Participant contributions at end of year | 2017-12-31 | $172,456 |
| Participant contributions at beginning of year | 2017-12-31 | $200,018 |
| Administrative expenses (other) incurred | 2017-12-31 | $47,411 |
| Total non interest bearing cash at end of year | 2017-12-31 | $13 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $2,431,715 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $14,140,949 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $11,709,234 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $5,996,942 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $7,903,421 |
| Interest on participant loans | 2017-12-31 | $9,261 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $7,971,538 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $3,605,795 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,196,097 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $444,418 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $155,075 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $65,898 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BPM LLP |
| Accountancy firm EIN | 2017-12-31 | 814234542 |
| 2016 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $1,560,533 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $657,423 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $624,769 |
| Value of total corrective distributions | 2016-12-31 | $1,196 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $764,745 |
| Value of total assets at end of year | 2016-12-31 | $11,709,234 |
| Value of total assets at beginning of year | 2016-12-31 | $10,806,124 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $31,458 |
| Total interest from all sources | 2016-12-31 | $8,686 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $100,595 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $100,595 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $627,468 |
| Participant contributions at end of year | 2016-12-31 | $200,018 |
| Participant contributions at beginning of year | 2016-12-31 | $83,022 |
| Other income not declared elsewhere | 2016-12-31 | $51 |
| Administrative expenses (other) incurred | 2016-12-31 | $31,458 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $903,110 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $11,709,234 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $10,806,124 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $7,903,421 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $10,048,187 |
| Interest on participant loans | 2016-12-31 | $8,686 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $3,605,795 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $674,915 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $620,060 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $66,396 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $137,277 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $624,769 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BPM LLP |
| Accountancy firm EIN | 2016-12-31 | 814234542 |
| 2015 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $8,987 |
| Total income from all sources (including contributions) | 2015-12-31 | $514,066 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $731,093 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $695,015 |
| Value of total corrective distributions | 2015-12-31 | $9,387 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $601,227 |
| Value of total assets at end of year | 2015-12-31 | $10,806,124 |
| Value of total assets at beginning of year | 2015-12-31 | $11,032,138 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $26,691 |
| Total interest from all sources | 2015-12-31 | $4,527 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $81,811 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $81,811 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $601,227 |
| Participant contributions at end of year | 2015-12-31 | $83,022 |
| Participant contributions at beginning of year | 2015-12-31 | $93,130 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $8,987 |
| Other income not declared elsewhere | 2015-12-31 | $1 |
| Administrative expenses (other) incurred | 2015-12-31 | $26,691 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-217,027 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $10,806,124 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $11,023,151 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $10,048,187 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $10,063,247 |
| Interest on participant loans | 2015-12-31 | $4,527 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $674,915 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $736,786 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-173,202 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-298 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $138,975 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $695,015 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | BURR PILGER MAYER, INC. |
| Accountancy firm EIN | 2015-12-31 | 263839190 |
| 2014 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $8,987 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $5,839 |
| Total income from all sources (including contributions) | 2014-12-31 | $1,222,896 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $718,413 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $686,565 |
| Value of total corrective distributions | 2014-12-31 | $8,987 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $733,114 |
| Value of total assets at end of year | 2014-12-31 | $11,032,138 |
| Value of total assets at beginning of year | 2014-12-31 | $10,524,507 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $22,861 |
| Total interest from all sources | 2014-12-31 | $5,273 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $499,215 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $499,215 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $594,139 |
| Participant contributions at end of year | 2014-12-31 | $93,130 |
| Participant contributions at beginning of year | 2014-12-31 | $122,926 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $8,987 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $5,839 |
| Administrative expenses (other) incurred | 2014-12-31 | $22,861 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $504,483 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $11,023,151 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $10,518,668 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $10,063,247 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $9,629,373 |
| Interest on participant loans | 2014-12-31 | $5,273 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $736,786 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $627,829 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-51,714 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $37,008 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $138,975 |
| Employer contributions (assets) at end of year | 2014-12-31 | $138,975 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $144,379 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $686,565 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | BURR PILGER MAYER, INC. |
| Accountancy firm EIN | 2014-12-31 | 263839190 |
| 2013 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $5,839 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $5,087 |
| Total income from all sources (including contributions) | 2013-12-31 | $2,265,525 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $423,178 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $373,581 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $23,995 |
| Value of total corrective distributions | 2013-12-31 | $5,839 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $758,733 |
| Value of total assets at end of year | 2013-12-31 | $10,524,507 |
| Value of total assets at beginning of year | 2013-12-31 | $8,681,408 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $19,763 |
| Total interest from all sources | 2013-12-31 | $4,854 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $323,889 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $323,889 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $614,354 |
| Participant contributions at end of year | 2013-12-31 | $122,926 |
| Participant contributions at beginning of year | 2013-12-31 | $83,042 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $5,839 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $5,087 |
| Administrative expenses (other) incurred | 2013-12-31 | $19,763 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $1,842,347 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $10,518,668 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $8,676,321 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $9,629,373 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $7,677,402 |
| Interest on participant loans | 2013-12-31 | $4,854 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $627,829 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $765,214 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,197,030 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $-18,981 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $144,379 |
| Employer contributions (assets) at end of year | 2013-12-31 | $144,379 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $155,750 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $373,581 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | BURR PILGER MAYER, INC. |
| Accountancy firm EIN | 2013-12-31 | 263839190 |
| 2012 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $5,087 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $7,502 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,485,307 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $304,095 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $283,737 |
| Value of total corrective distributions | 2012-12-31 | $5,087 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $780,399 |
| Value of total assets at end of year | 2012-12-31 | $8,681,408 |
| Value of total assets at beginning of year | 2012-12-31 | $7,502,611 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $15,271 |
| Total interest from all sources | 2012-12-31 | $3,609 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $160,007 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $160,007 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $624,649 |
| Participant contributions at end of year | 2012-12-31 | $83,042 |
| Participant contributions at beginning of year | 2012-12-31 | $84,314 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $5,087 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $7,502 |
| Other income not declared elsewhere | 2012-12-31 | $45 |
| Administrative expenses (other) incurred | 2012-12-31 | $15,271 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,181,212 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $8,676,321 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $7,495,109 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $7,677,402 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $6,658,898 |
| Interest on participant loans | 2012-12-31 | $3,609 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $765,214 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $600,710 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $510,076 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $31,171 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $155,750 |
| Employer contributions (assets) at end of year | 2012-12-31 | $155,750 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $158,689 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $283,737 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | BURR PILGER MAYER, INC. |
| Accountancy firm EIN | 2012-12-31 | 263839190 |
| 2011 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $7,502 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $15,469 |
| Total income from all sources (including contributions) | 2011-12-31 | $710,463 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $209,542 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $190,242 |
| Value of total corrective distributions | 2011-12-31 | $7,502 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $761,938 |
| Value of total assets at end of year | 2011-12-31 | $7,502,611 |
| Value of total assets at beginning of year | 2011-12-31 | $7,009,657 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $11,798 |
| Total interest from all sources | 2011-12-31 | $4,529 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $59,733 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $59,733 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $599,365 |
| Participant contributions at end of year | 2011-12-31 | $84,314 |
| Participant contributions at beginning of year | 2011-12-31 | $75,364 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $3,884 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $7,502 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $15,469 |
| Other income not declared elsewhere | 2011-12-31 | $11,648 |
| Administrative expenses (other) incurred | 2011-12-31 | $11,798 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $500,921 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $7,495,109 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,994,188 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $6,658,898 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $6,400,420 |
| Interest on participant loans | 2011-12-31 | $4,529 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $600,710 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $378,153 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-127,325 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $-60 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $158,689 |
| Employer contributions (assets) at end of year | 2011-12-31 | $158,689 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $155,720 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $190,242 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | BURR PILGER MAYER, INC. |
| Accountancy firm EIN | 2011-12-31 | 263839190 |
| 2010 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $15,469 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $30,102 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,227,342 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $488,341 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $462,615 |
| Value of total corrective distributions | 2010-12-31 | $22,780 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $780,016 |
| Value of total assets at end of year | 2010-12-31 | $7,009,657 |
| Value of total assets at beginning of year | 2010-12-31 | $6,285,289 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $2,946 |
| Total interest from all sources | 2010-12-31 | $3,609 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $56,537 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $56,537 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $624,296 |
| Participant contributions at end of year | 2010-12-31 | $75,364 |
| Participant contributions at beginning of year | 2010-12-31 | $24,809 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $15,469 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $30,102 |
| Administrative expenses (other) incurred | 2010-12-31 | $2,946 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $739,001 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,994,188 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $6,255,187 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $6,400,420 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $5,704,280 |
| Interest on participant loans | 2010-12-31 | $3,609 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $378,153 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $417,534 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $363,992 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $23,188 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $155,720 |
| Employer contributions (assets) at end of year | 2010-12-31 | $155,720 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $138,666 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $462,615 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MILLER, KAPLAN, ARASE & CO., LLP |
| Accountancy firm EIN | 2010-12-31 | 952036255 |
| 2009 : DICON FIBEROPTICS, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data |
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| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
