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RATTO BROS., INC. 401(K) PLAN 401k Plan overview

Plan NameRATTO BROS., INC. 401(K) PLAN
Plan identification number 001

RATTO BROS., INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RATTO BROS., INC. has sponsored the creation of one or more 401k plans.

Company Name:RATTO BROS., INC.
Employer identification number (EIN):943025282
NAIC Classification:111210
NAIC Description:Vegetable and Melon Farming

Additional information about RATTO BROS., INC.

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1987-01-01
Company Identification Number: C1195013
Legal Registered Office Address: 1111 Broadway 24th Fl

Oakland
United States of America (USA)
94607

More information about RATTO BROS., INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RATTO BROS., INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01ROBERT ENGLE2023-10-05 ROBERT ENGLE2023-10-05
0012021-01-01ROBERT ENGLE2022-09-29 ROBERT ENGLE2022-09-29
0012020-01-01ROBERT ENGLE2021-09-29 ROBERT ENGLE2021-09-29
0012019-01-01ROBERT ENGLE2020-10-12 ROBERT ENGLE2020-10-12
0012018-01-01RONALD A. RATTO2019-10-01 RONALD A. RATTO2019-10-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01MARTHA TALAMANTES
0012012-01-01MARTHA TALAMANTES
0012011-01-01RON RATTO2012-07-19 RON RATTO2012-07-19
0012010-01-01RON RATTO2011-10-07 RON RATTO2011-10-07

Plan Statistics for RATTO BROS., INC. 401(K) PLAN

401k plan membership statisitcs for RATTO BROS., INC. 401(K) PLAN

Measure Date Value
2022: RATTO BROS., INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01248
Total number of active participants reported on line 7a of the Form 55002022-01-01173
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0164
Total of all active and inactive participants2022-01-01237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01237
Number of participants with account balances2022-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: RATTO BROS., INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01265
Total number of active participants reported on line 7a of the Form 55002021-01-01183
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0161
Total of all active and inactive participants2021-01-01244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01244
Number of participants with account balances2021-01-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: RATTO BROS., INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01258
Total number of active participants reported on line 7a of the Form 55002020-01-01209
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0153
Total of all active and inactive participants2020-01-01262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01262
Number of participants with account balances2020-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: RATTO BROS., INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01260
Total number of active participants reported on line 7a of the Form 55002019-01-01198
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0150
Total of all active and inactive participants2019-01-01248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01248
Number of participants with account balances2019-01-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: RATTO BROS., INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01292
Total number of active participants reported on line 7a of the Form 55002018-01-01197
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0165
Total of all active and inactive participants2018-01-01262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01262
Number of participants with account balances2018-01-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RATTO BROS., INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01291
Total number of active participants reported on line 7a of the Form 55002017-01-01238
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0152
Total of all active and inactive participants2017-01-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01290
Number of participants with account balances2017-01-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: RATTO BROS., INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01301
Total number of active participants reported on line 7a of the Form 55002016-01-01239
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0144
Total of all active and inactive participants2016-01-01283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01283
Number of participants with account balances2016-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RATTO BROS., INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01292
Total number of active participants reported on line 7a of the Form 55002015-01-01230
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0165
Total of all active and inactive participants2015-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01295
Number of participants with account balances2015-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RATTO BROS., INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01261
Total number of active participants reported on line 7a of the Form 55002014-01-01230
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0148
Total of all active and inactive participants2014-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01278
Number of participants with account balances2014-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RATTO BROS., INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01254
Total number of active participants reported on line 7a of the Form 55002013-01-01232
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0123
Total of all active and inactive participants2013-01-01255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01255
Number of participants with account balances2013-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RATTO BROS., INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01130
Total number of active participants reported on line 7a of the Form 55002012-01-01242
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-017
Total of all active and inactive participants2012-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01254
Number of participants with account balances2012-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on RATTO BROS., INC. 401(K) PLAN

Measure Date Value
2022 : RATTO BROS., INC. 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-591,978
Total of all expenses incurred2022-12-31$2,496,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,416,785
Expenses. Certain deemed distributions of participant loans2022-12-31$22,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$817,676
Value of total assets at end of year2022-12-31$7,089,823
Value of total assets at beginning of year2022-12-31$10,178,719
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$57,159
Total interest from all sources2022-12-31$19,149
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$57,159
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$529,580
Participant contributions at end of year2022-12-31$323,479
Participant contributions at beginning of year2022-12-31$437,718
Total non interest bearing cash at end of year2022-12-31$410
Total non interest bearing cash at beginning of year2022-12-31$410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,088,896
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,089,823
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,178,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$6,477,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,450,637
Interest on participant loans2022-12-31$19,149
Net investment gain/loss from pooled separate accounts2022-12-31$-1,428,803
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$288,096
Employer contributions (assets) at end of year2022-12-31$288,096
Employer contributions (assets) at beginning of year2022-12-31$289,954
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,416,785
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ATHERTON & ASSOCIATES, LLP
Accountancy firm EIN2022-12-31941239084
2021 : RATTO BROS., INC. 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$1,887,282
Total of all expenses incurred2021-12-31$1,902,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,784,573
Expenses. Certain deemed distributions of participant loans2021-12-31$43,008
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$823,061
Value of total assets at end of year2021-12-31$10,178,719
Value of total assets at beginning of year2021-12-31$10,194,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$75,100
Total interest from all sources2021-12-31$25,451
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$75,100
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$494,693
Participant contributions at end of year2021-12-31$437,718
Participant contributions at beginning of year2021-12-31$438,373
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$38,414
Total non interest bearing cash at end of year2021-12-31$410
Total non interest bearing cash at beginning of year2021-12-31$560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-15,399
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,178,719
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$10,194,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,450,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$9,450,795
Interest on participant loans2021-12-31$25,451
Net investment gain/loss from pooled separate accounts2021-12-31$1,038,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$289,954
Employer contributions (assets) at end of year2021-12-31$289,954
Employer contributions (assets) at beginning of year2021-12-31$304,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,784,573
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31GRIMBLEBY COLEMAN CPAS, INC.
Accountancy firm EIN2021-12-31770000018
2020 : RATTO BROS., INC. 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$1,994,362
Total of all expenses incurred2020-12-31$723,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$665,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$797,001
Value of total assets at end of year2020-12-31$10,194,118
Value of total assets at beginning of year2020-12-31$8,923,470
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$57,730
Total interest from all sources2020-12-31$29,517
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$57,730
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$492,611
Participant contributions at end of year2020-12-31$438,373
Participant contributions at beginning of year2020-12-31$414,626
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$560
Total non interest bearing cash at beginning of year2020-12-31$560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,270,648
Value of net assets at end of year (total assets less liabilities)2020-12-31$10,194,118
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,923,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$9,450,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$8,196,887
Interest on participant loans2020-12-31$28,444
Interest earned on other investments2020-12-31$1,073
Net investment gain/loss from pooled separate accounts2020-12-31$1,167,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$304,390
Employer contributions (assets) at end of year2020-12-31$304,390
Employer contributions (assets) at beginning of year2020-12-31$311,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$665,984
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GRIMBLEBY COLEMAN CPAS, INC.
Accountancy firm EIN2020-12-31770000018
2019 : RATTO BROS., INC. 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$2,291,946
Total of all expenses incurred2019-12-31$352,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$321,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$929,381
Value of total assets at end of year2019-12-31$8,923,470
Value of total assets at beginning of year2019-12-31$6,984,140
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$31,223
Total interest from all sources2019-12-31$32,619
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$31,223
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$518,151
Participant contributions at end of year2019-12-31$414,626
Participant contributions at beginning of year2019-12-31$349,460
Participant contributions at beginning of year2019-12-31$889
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$647,297
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$99,410
Other income not declared elsewhere2019-12-31$107
Total non interest bearing cash at end of year2019-12-31$560
Total non interest bearing cash at beginning of year2019-12-31$410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,939,330
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,923,470
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,984,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,196,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,685,308
Interest on participant loans2019-12-31$26,604
Interest earned on other investments2019-12-31$6,015
Net investment gain/loss from pooled separate accounts2019-12-31$1,329,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$311,820
Employer contributions (assets) at end of year2019-12-31$311,397
Employer contributions (assets) at beginning of year2019-12-31$300,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$321,393
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRIMBLEBY COLEMAN CPAS, INC.
Accountancy firm EIN2019-12-31770000018
2018 : RATTO BROS., INC. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$381,991
Total of all expenses incurred2018-12-31$1,243,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,214,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$832,819
Value of total assets at end of year2018-12-31$6,984,140
Value of total assets at beginning of year2018-12-31$7,845,588
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$28,749
Total interest from all sources2018-12-31$25,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$11,199
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$501,682
Participant contributions at end of year2018-12-31$349,460
Participant contributions at beginning of year2018-12-31$367,898
Participant contributions at end of year2018-12-31$889
Assets. Other investments not covered elsewhere at end of year2018-12-31$647,297
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$616,276
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$29,810
Other income not declared elsewhere2018-12-31$-54
Administrative expenses (other) incurred2018-12-31$16,197
Total non interest bearing cash at end of year2018-12-31$410
Total non interest bearing cash at beginning of year2018-12-31$410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-861,448
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,984,140
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,845,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$1,353
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,685,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,559,913
Interest on participant loans2018-12-31$19,953
Interest earned on other investments2018-12-31$5,410
Net investment gain/loss from pooled separate accounts2018-12-31$-476,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$301,327
Employer contributions (assets) at end of year2018-12-31$300,776
Employer contributions (assets) at beginning of year2018-12-31$301,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,214,690
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRIMBLEBY COLEMAN CPAS, INC.
Accountancy firm EIN2018-12-31770000018
2017 : RATTO BROS., INC. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,855,989
Total of all expenses incurred2017-12-31$463,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$432,089
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$805,227
Value of total assets at end of year2017-12-31$7,845,588
Value of total assets at beginning of year2017-12-31$6,453,007
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$31,319
Total interest from all sources2017-12-31$22,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$13,746
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$504,136
Participant contributions at end of year2017-12-31$367,898
Participant contributions at beginning of year2017-12-31$301,272
Assets. Other investments not covered elsewhere at end of year2017-12-31$616,276
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$844,782
Administrative expenses (other) incurred2017-12-31$16,173
Total non interest bearing cash at end of year2017-12-31$410
Total non interest bearing cash at beginning of year2017-12-31$410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,392,581
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,845,588
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,453,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$1,400
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,559,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,013,266
Interest on participant loans2017-12-31$17,096
Interest earned on other investments2017-12-31$5,375
Net investment gain/loss from pooled separate accounts2017-12-31$1,028,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$301,091
Employer contributions (assets) at end of year2017-12-31$301,091
Employer contributions (assets) at beginning of year2017-12-31$293,277
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$432,089
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRIMBLEBY COLEMAN CPAS, INC.
Accountancy firm EIN2017-12-31770000018
2016 : RATTO BROS., INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,237,859
Total of all expenses incurred2016-12-31$916,105
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$890,200
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$832,676
Value of total assets at end of year2016-12-31$6,453,007
Value of total assets at beginning of year2016-12-31$6,131,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$25,905
Total interest from all sources2016-12-31$19,834
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$11,148
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$504,983
Participant contributions at end of year2016-12-31$301,272
Participant contributions at beginning of year2016-12-31$253,301
Participant contributions at beginning of year2016-12-31$300
Assets. Other investments not covered elsewhere at end of year2016-12-31$844,782
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$669,023
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$34,416
Administrative expenses (other) incurred2016-12-31$13,565
Total non interest bearing cash at end of year2016-12-31$410
Total non interest bearing cash at beginning of year2016-12-31$410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$321,754
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,453,007
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,131,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$1,192
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,013,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,913,132
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$15,290
Interest earned on other investments2016-12-31$4,544
Net investment gain/loss from pooled separate accounts2016-12-31$385,349
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$293,277
Employer contributions (assets) at end of year2016-12-31$293,277
Employer contributions (assets) at beginning of year2016-12-31$295,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$890,200
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRIMBLEBY COLEMAN CPAS, INC.
Accountancy firm EIN2016-12-31770000018
2015 : RATTO BROS., INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$752,226
Total of all expenses incurred2015-12-31$539,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$513,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$831,094
Value of total assets at end of year2015-12-31$6,131,253
Value of total assets at beginning of year2015-12-31$5,918,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$25,511
Total interest from all sources2015-12-31$17,137
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$10,474
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$459,942
Participant contributions at end of year2015-12-31$253,301
Participant contributions at beginning of year2015-12-31$221,066
Participant contributions at end of year2015-12-31$300
Assets. Other investments not covered elsewhere at end of year2015-12-31$669,023
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$76,065
Total non interest bearing cash at end of year2015-12-31$410
Total non interest bearing cash at beginning of year2015-12-31$410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$212,946
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,131,253
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,918,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$1,176
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,913,132
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,411,206
Interest on participant loans2015-12-31$12,607
Interest earned on other investments2015-12-31$4,530
Net investment gain/loss from pooled separate accounts2015-12-31$-96,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$295,087
Employer contributions (assets) at end of year2015-12-31$295,087
Employer contributions (assets) at beginning of year2015-12-31$285,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$513,769
Contract administrator fees2015-12-31$13,861
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRIMBLEBY COLEMAN CPAS, INC.
Accountancy firm EIN2015-12-31770000018
2014 : RATTO BROS., INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,006,510
Total of all expenses incurred2014-12-31$272,746
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$261,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$661,707
Value of total assets at end of year2014-12-31$5,918,307
Value of total assets at beginning of year2014-12-31$5,184,543
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$10,970
Total interest from all sources2014-12-31$10,463
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$376,082
Participant contributions at end of year2014-12-31$221,066
Participant contributions at beginning of year2014-12-31$201,485
Total non interest bearing cash at end of year2014-12-31$410
Total non interest bearing cash at beginning of year2014-12-31$403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$733,764
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,918,307
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,184,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$93
Value of interest in pooled separate accounts at end of year2014-12-31$5,411,206
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,784,412
Interest on participant loans2014-12-31$10,463
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$778
Net investment gain/loss from pooled separate accounts2014-12-31$334,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$285,625
Employer contributions (assets) at end of year2014-12-31$285,625
Employer contributions (assets) at beginning of year2014-12-31$197,465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$261,776
Contract administrator fees2014-12-31$10,877
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRIMBLEBY COLEMAN CPAS, INC.
Accountancy firm EIN2014-12-31770000018
2013 : RATTO BROS., INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$739,029
Total unrealized appreciation/depreciation of assets2013-12-31$739,029
Total income from all sources (including contributions)2013-12-31$1,310,774
Total of all expenses incurred2013-12-31$89,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$81,839
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$561,611
Value of total assets at end of year2013-12-31$5,184,543
Value of total assets at beginning of year2013-12-31$3,963,424
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,816
Total interest from all sources2013-12-31$10,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$364,004
Participant contributions at end of year2013-12-31$201,485
Participant contributions at beginning of year2013-12-31$194,623
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$142
Other income not declared elsewhere2013-12-31$39
Total non interest bearing cash at end of year2013-12-31$403
Total non interest bearing cash at beginning of year2013-12-31$403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$1,221,119
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,184,543
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,963,424
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$4,784,412
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,588,533
Interest on participant loans2013-12-31$10,095
Income. Interest from loans (other than to participants)2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$778
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$197,465
Employer contributions (assets) at end of year2013-12-31$197,465
Employer contributions (assets) at beginning of year2013-12-31$179,201
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$81,839
Contract administrator fees2013-12-31$7,816
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRIMBLEBY COLEMAN CPAS, INC.
Accountancy firm EIN2013-12-31770000018
2012 : RATTO BROS., INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$360,612
Total unrealized appreciation/depreciation of assets2012-12-31$360,612
Total income from all sources (including contributions)2012-12-31$882,072
Total of all expenses incurred2012-12-31$161,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$156,642
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$513,380
Value of total assets at end of year2012-12-31$3,963,424
Value of total assets at beginning of year2012-12-31$3,242,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,556
Total interest from all sources2012-12-31$8,080
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$334,179
Participant contributions at end of year2012-12-31$194,623
Participant contributions at beginning of year2012-12-31$140,194
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Total non interest bearing cash at end of year2012-12-31$403
Total non interest bearing cash at beginning of year2012-12-31$393
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$720,874
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,963,424
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,242,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$0
Value of interest in pooled separate accounts at end of year2012-12-31$3,588,533
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,942,669
Interest on participant loans2012-12-31$8,080
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$664
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$549
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$179,201
Employer contributions (assets) at end of year2012-12-31$179,201
Employer contributions (assets) at beginning of year2012-12-31$158,745
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$156,642
Contract administrator fees2012-12-31$4,556
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRIMBLEBY COLEMAN CPAS, INC.
Accountancy firm EIN2012-12-31770000018

Form 5500 Responses for RATTO BROS., INC. 401(K) PLAN

2022: RATTO BROS., INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RATTO BROS., INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RATTO BROS., INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RATTO BROS., INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RATTO BROS., INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RATTO BROS., INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RATTO BROS., INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RATTO BROS., INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RATTO BROS., INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RATTO BROS., INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RATTO BROS., INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12697
Policy instance 2
Insurance contract or identification number12697
Number of Individuals Covered160
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $10,007
Amount paid for insurance broker fees10007
Additional information about fees paid to insurance brokerTPA COMPENSATION AND FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number116500
Policy instance 1
Insurance contract or identification number116500
Number of Individuals Covered32
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,486
Amount paid for insurance broker fees2486
Additional information about fees paid to insurance brokerTPA FEES AND COMMISSIONS
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12697
Policy instance 2
Insurance contract or identification number12697
Number of Individuals Covered176
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $12,955
Amount paid for insurance broker fees12955
Additional information about fees paid to insurance brokerTPA COMPENSTION AND FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number116500
Policy instance 1
Insurance contract or identification number116500
Number of Individuals Covered27
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,164
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees3164
Additional information about fees paid to insurance brokerTPA COMPENSATION AND FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12697
Policy instance 2
Insurance contract or identification number12697
Number of Individuals Covered197
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $2,399
Total amount of fees paid to insurance companyUSD $11,646
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees11646
Additional information about fees paid to insurance brokerTPA COMPENSATION AND FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number116500
Policy instance 1
Insurance contract or identification number116500
Number of Individuals Covered21
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,024
Total amount of fees paid to insurance companyUSD $2,595
Amount paid for insurance broker fees2595
Additional information about fees paid to insurance brokerTPA COMPENSATION AND FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $3,024
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12697
Policy instance 2
Insurance contract or identification number12697
Number of Individuals Covered206
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $6,784
Total amount of fees paid to insurance companyUSD $13,058
Amount paid for insurance broker fees13058
Additional information about fees paid to insurance brokerTPA COMPENSATION AND FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $6,784
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number116500
Policy instance 1
Insurance contract or identification number116500
Number of Individuals Covered22
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $8,679
Total amount of fees paid to insurance companyUSD $2,841
Amount paid for insurance broker fees2459
Additional information about fees paid to insurance brokerTPA COMPENSATION & FEE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $8,679
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12697
Policy instance 1
Insurance contract or identification number12697
Number of Individuals Covered208
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $5,983
Total amount of fees paid to insurance companyUSD $12,718
Amount paid for insurance broker fees12718
Additional information about fees paid to insurance brokerTPA COMPENSATION AND TPA FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $5,983
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number116500
Policy instance 2
Insurance contract or identification number116500
Number of Individuals Covered21
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $8,338
Total amount of fees paid to insurance companyUSD $3,808
Amount paid for insurance broker fees2089
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $8,338
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number116500
Policy instance 2
Insurance contract or identification number116500
Number of Individuals Covered21
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $8,393
Total amount of fees paid to insurance companyUSD $3,909
Amount paid for insurance broker fees2293
Additional information about fees paid to insurance brokerTPA COMPENSATION AND TPA FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $8,393
Insurance broker nameMERRILL LYNCH LIFE AGENCY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12697
Policy instance 1
Insurance contract or identification number12697
Number of Individuals Covered217
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $5,424
Total amount of fees paid to insurance companyUSD $14,934
Amount paid for insurance broker fees14934
Additional information about fees paid to insurance brokerTPA COMPENSATION AND FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $5,424
Insurance broker nameMERRILL LYNCH LIFE AGY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12697
Policy instance 1
Insurance contract or identification number12697
Number of Individuals Covered236
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $4,503
Total amount of fees paid to insurance companyUSD $11,553
Amount paid for insurance broker fees11101
Additional information about fees paid to insurance brokerTPA COMPENSATION AND FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $4,503
Insurance broker nameWILSHIRE ASSOCIATES INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number116500
Policy instance 2
Insurance contract or identification number116500
Number of Individuals Covered17
Insurance policy start date2015-12-02
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $8,416
Total amount of fees paid to insurance companyUSD $3,074
Amount paid for insurance broker fees2350
Additional information about fees paid to insurance brokerTPA COMPENSATION AND FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $8,416
Insurance broker nameMERRILL LYNCH LIFE AGENCY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12697
Policy instance 2
Insurance contract or identification number12697
Number of Individuals Covered221
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,868
Total amount of fees paid to insurance companyUSD $12,170
Amount paid for insurance broker fees12135
Additional information about fees paid to insurance brokerTPA COMPENSATION AND FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $1,868
Insurance broker nameWILSHIRE ASSOCIATES INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number116500
Policy instance 1
Insurance contract or identification number116500
Number of Individuals Covered20
Insurance policy start date2014-12-02
Insurance policy end date2014-12-31
Total amount of fees paid to insurance companyUSD $183
Amount paid for insurance broker fees125
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
Insurance broker nameWILSHIRE ASSOCIATES INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12697
Policy instance 1
Insurance contract or identification number12697
Number of Individuals Covered137
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $3,176
Total amount of fees paid to insurance companyUSD $9,217
Commission paid to Insurance BrokerUSD $3,176
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerTPA ADMINISTRATION FEE & TPA COMPENSATION
Insurance broker nameOSBORNE & ASSOCIATES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12697
Policy instance 1
Insurance contract or identification number12697
Number of Individuals Covered124
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $3,119
Total amount of fees paid to insurance companyUSD $5,268
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,119
Amount paid for insurance broker fees5268
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameTHE OSBORNE ORGANIZATION, INC.

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