401k Plan data: FINISAR CORPORATION 401K PROFIT SHARING PLAN plan

FINISAR CORPORATION 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	FINISAR CORPORATION 401K PROFIT SHARING PLAN
Plan identification number	001

FINISAR CORPORATION 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FINISAR CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: FINISAR CORPORATION

Employer identification number (EIN): 943038428

NAIC Classification: 423990
NAIC Description: Other Miscellaneous Durable Goods Merchant Wholesalers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FINISAR CORPORATION 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2019-01-01
001 2018-01-01 SUZY MARQUEZ SUZY MARQUEZ 2019-06-10
001 2017-01-01 JOHN DRURY SUZY MARQUEZ 2018-07-11
001 2017-01-01 JOHN DRURY SUZY MARQUEZ 2018-06-29
001 2016-01-01 JOHN DRURY SUZY MARQUEZ 2017-06-30
001 2015-01-01 JOHN DRURY SUZY MARQUEZ 2016-07-28
001 2014-01-01 JOHN DRURY SUZY MARQUEZ 2015-07-31
001 2013-01-01 JOHN DRURY SUZY MARQUEZ 2014-07-30
001 2012-01-01 SUZY MARQUEZ JOHN DRURY 2013-08-01
001 2011-01-01 SUZY MARQUEZ JOHN DRURY 2012-08-01
001 2010-01-01 SUZY MARQUEZ JOHN DRURY 2011-10-13
001 2009-01-01 SUZY MARQUEZ JOHN DRURY 2010-10-13
001 2009-01-01 SUZY MARQUEZ JOHN DRURY 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01
001	2020-01-01
001	2019-01-01
001	2019-01-01
001	2018-01-01	SUZY MARQUEZ	SUZY MARQUEZ	2019-06-10
001	2017-01-01	JOHN DRURY	SUZY MARQUEZ	2018-07-11
001	2017-01-01	JOHN DRURY	SUZY MARQUEZ	2018-06-29
001	2016-01-01	JOHN DRURY	SUZY MARQUEZ	2017-06-30
001	2015-01-01	JOHN DRURY	SUZY MARQUEZ	2016-07-28
001	2014-01-01	JOHN DRURY	SUZY MARQUEZ	2015-07-31
001	2013-01-01	JOHN DRURY	SUZY MARQUEZ	2014-07-30
001	2012-01-01	SUZY MARQUEZ	JOHN DRURY	2013-08-01
001	2011-01-01	SUZY MARQUEZ	JOHN DRURY	2012-08-01
001	2010-01-01	SUZY MARQUEZ	JOHN DRURY	2011-10-13
001	2009-01-01	SUZY MARQUEZ	JOHN DRURY	2010-10-13
001	2009-01-01	SUZY MARQUEZ	JOHN DRURY	2010-10-13

Plan Statistics for FINISAR CORPORATION 401K PROFIT SHARING PLAN

401k plan membership statisitcs for FINISAR CORPORATION 401K PROFIT SHARING PLAN

Measure Date Value
2020: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 1,697
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,778
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1,151
Number of retired or separated participants receiving benefits 2019-01-01 2
Number of other retired or separated participants entitled to future benefits 2019-01-01 544
Total of all active and inactive participants 2019-01-01 1,697
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 1,697
Number of participants with account balances 2019-01-01 1,498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 45
2018: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,593
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1,224
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 479
Total of all active and inactive participants 2018-01-01 1,704
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1,704
Number of participants with account balances 2018-01-01 1,482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 43
2017: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,305
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,170
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 372
Total of all active and inactive participants 2017-01-01 1,543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1,543
Number of participants with account balances 2017-01-01 1,391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 17
2016: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,274
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 910
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 368
Total of all active and inactive participants 2016-01-01 1,279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 1,279
Number of participants with account balances 2016-01-01 1,279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 10
2015: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,252
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 894
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 379
Total of all active and inactive participants 2015-01-01 1,274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1,274
Number of participants with account balances 2015-01-01 1,274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 24
2014: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,217
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 919
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 332
Total of all active and inactive participants 2014-01-01 1,252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1,252
Number of participants with account balances 2014-01-01 1,206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 12
2013: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,021
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 829
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 338
Total of all active and inactive participants 2013-01-01 1,168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,168
Number of participants with account balances 2013-01-01 1,123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 7
2012: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 973
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 653
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 342
Total of all active and inactive participants 2012-01-01 995
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 995
Number of participants with account balances 2012-01-01 995
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 10
2011: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 918
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 635
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 338
Total of all active and inactive participants 2011-01-01 973
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 973
Number of participants with account balances 2011-01-01 973
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 6
2010: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,295
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 582
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 336
Total of all active and inactive participants 2010-01-01 918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 918
Number of participants with account balances 2010-01-01 918
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 11
2009: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 692
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 926
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 367
Total of all active and inactive participants 2009-01-01 1,294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 1,295
Number of participants with account balances 2009-01-01 929
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 75

Measure	Date	Value
2020: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,697
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,778
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,151
Number of retired or separated participants receiving benefits	2019-01-01	2
Number of other retired or separated participants entitled to future benefits	2019-01-01	544
Total of all active and inactive participants	2019-01-01	1,697
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	1,697
Number of participants with account balances	2019-01-01	1,498
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	45
2018: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,593
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,224
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	479
Total of all active and inactive participants	2018-01-01	1,704
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1,704
Number of participants with account balances	2018-01-01	1,482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	43
2017: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,305
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,170
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	372
Total of all active and inactive participants	2017-01-01	1,543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1,543
Number of participants with account balances	2017-01-01	1,391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	17
2016: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,274
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	910
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	368
Total of all active and inactive participants	2016-01-01	1,279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,279
Number of participants with account balances	2016-01-01	1,279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	10
2015: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,252
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	894
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	379
Total of all active and inactive participants	2015-01-01	1,274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1,274
Number of participants with account balances	2015-01-01	1,274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	24
2014: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,217
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	919
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	332
Total of all active and inactive participants	2014-01-01	1,252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,252
Number of participants with account balances	2014-01-01	1,206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	12
2013: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,021
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	829
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	338
Total of all active and inactive participants	2013-01-01	1,168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,168
Number of participants with account balances	2013-01-01	1,123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	7
2012: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	973
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	653
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	342
Total of all active and inactive participants	2012-01-01	995
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	995
Number of participants with account balances	2012-01-01	995
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	10
2011: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	918
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	635
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	338
Total of all active and inactive participants	2011-01-01	973
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	973
Number of participants with account balances	2011-01-01	973
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	6
2010: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,295
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	582
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	336
Total of all active and inactive participants	2010-01-01	918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	918
Number of participants with account balances	2010-01-01	918
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	11
2009: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	692
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	926
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	367
Total of all active and inactive participants	2009-01-01	1,294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	1,295
Number of participants with account balances	2009-01-01	929
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	75

Financial Data on FINISAR CORPORATION 401K PROFIT SHARING PLAN

Measure	Date	Value
2020 : FINISAR CORPORATION 401K PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-02-29	$-74,406
Total unrealized appreciation/depreciation of assets	2020-02-29	$-74,406
Total transfer of assets from this plan	2020-02-29	$190,754,072
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-02-29	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-02-29	$0
Total income from all sources (including contributions)	2020-02-29	$-8,631,489
Total loss/gain on sale of assets	2020-02-29	$311,017
Total of all expenses incurred	2020-02-29	$4,317,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-02-29	$4,270,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-02-29	$1,933,879
Value of total assets at end of year	2020-02-29	$0
Value of total assets at beginning of year	2020-02-29	$203,703,042
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-02-29	$47,446
Total interest from all sources	2020-02-29	$212,685
Total dividends received (eg from common stock, registered investment company shares)	2020-02-29	$21,392
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-02-29	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-02-29	$21,392
Was this plan covered by a fidelity bond	2020-02-29	Yes
Value of fidelity bond cover	2020-02-29	$1,000,000
If this is an individual account plan, was there a blackout period	2020-02-29	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-02-29	$0
Were there any nonexempt tranactions with any party-in-interest	2020-02-29	No
Contributions received from participants	2020-02-29	$1,933,879
Participant contributions at end of year	2020-02-29	$0
Participant contributions at beginning of year	2020-02-29	$1,228,791
Other income not declared elsewhere	2020-02-29	$-81,080
Administrative expenses (other) incurred	2020-02-29	$47,446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-02-29	No
Value of net income/loss	2020-02-29	$-12,948,970
Value of net assets at end of year (total assets less liabilities)	2020-02-29	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-02-29	$203,703,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-02-29	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-02-29	No
Were any leases to which the plan was party in default or uncollectible	2020-02-29	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-02-29	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-02-29	$112,069,705
Value of interest in pooled separate accounts at end of year	2020-02-29	$0
Value of interest in pooled separate accounts at beginning of year	2020-02-29	$46,247,820
Interest on participant loans	2020-02-29	$9,840
Interest earned on other investments	2020-02-29	$202,845
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-02-29	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-02-29	$41,341,827
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-02-29	$-7,804,753
Net investment gain/loss from pooled separate accounts	2020-02-29	$-3,150,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-02-29	No
Was there a failure to transmit to the plan any participant contributions	2020-02-29	No
Has the plan failed to provide any benefit when due under the plan	2020-02-29	No
Assets. Invements in employer securities at end of year	2020-02-29	$0
Assets. Invements in employer securities at beginning of year	2020-02-29	$2,814,899
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-02-29	$4,270,035
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-02-29	Yes
Did the plan have assets held for investment	2020-02-29	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-02-29	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-02-29	Yes
Aggregate proceeds on sale of assets	2020-02-29	$3,054,955
Aggregate carrying amount (costs) on sale of assets	2020-02-29	$2,743,938
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-02-29	Yes
Opinion of an independent qualified public accountant for this plan	2020-02-29	Disclaimer
Accountancy firm name	2020-02-29	BDO USA, LLP
Accountancy firm EIN	2020-02-29	135381590
2019 : FINISAR CORPORATION 401K PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$-373,442
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$-373,442
Total unrealized appreciation/depreciation of assets	2019-12-31	$-373,442
Total unrealized appreciation/depreciation of assets	2019-12-31	$-373,442
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$55,049,643
Total income from all sources (including contributions)	2019-12-31	$55,049,643
Total loss/gain on sale of assets	2019-12-31	$1,526,309
Total loss/gain on sale of assets	2019-12-31	$1,526,309
Total of all expenses incurred	2019-12-31	$11,042,300
Total of all expenses incurred	2019-12-31	$11,042,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$10,931,151
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$10,931,151
Expenses. Certain deemed distributions of participant loans	2019-12-31	$-507
Expenses. Certain deemed distributions of participant loans	2019-12-31	$-507
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$18,864,323
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$18,864,323
Value of total assets at end of year	2019-12-31	$203,703,042
Value of total assets at end of year	2019-12-31	$203,703,042
Value of total assets at beginning of year	2019-12-31	$159,695,699
Value of total assets at beginning of year	2019-12-31	$159,695,699
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$111,656
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$111,656
Total interest from all sources	2019-12-31	$1,144,390
Total interest from all sources	2019-12-31	$1,144,390
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,225,727
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,225,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,225,727
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,225,727
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$11,381,191
Contributions received from participants	2019-12-31	$11,381,191
Participant contributions at end of year	2019-12-31	$1,228,791
Participant contributions at end of year	2019-12-31	$1,228,791
Participant contributions at beginning of year	2019-12-31	$1,316,007
Participant contributions at beginning of year	2019-12-31	$1,316,007
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,616,227
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,616,227
Other income not declared elsewhere	2019-12-31	$-261,933
Other income not declared elsewhere	2019-12-31	$-261,933
Administrative expenses (other) incurred	2019-12-31	$111,656
Administrative expenses (other) incurred	2019-12-31	$111,656
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$44,007,343
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$203,703,042
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$203,703,042
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$159,695,699
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$159,695,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$112,069,705
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$112,069,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$83,351,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$83,351,013
Value of interest in pooled separate accounts at end of year	2019-12-31	$46,247,820
Value of interest in pooled separate accounts at end of year	2019-12-31	$46,247,820
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$34,747,575
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$34,747,575
Interest on participant loans	2019-12-31	$71,807
Interest on participant loans	2019-12-31	$71,807
Interest earned on other investments	2019-12-31	$1,072,583
Interest earned on other investments	2019-12-31	$1,072,583
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$41,341,827
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$41,341,827
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$31,373,983
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$31,373,983
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$22,628,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$22,628,090
Net investment gain/loss from pooled separate accounts	2019-12-31	$10,296,179
Net investment gain/loss from pooled separate accounts	2019-12-31	$10,296,179
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at end of year	2019-12-31	$2,814,899
Assets. Invements in employer securities at end of year	2019-12-31	$2,814,899
Assets. Invements in employer securities at beginning of year	2019-12-31	$8,907,121
Assets. Invements in employer securities at beginning of year	2019-12-31	$8,907,121
Contributions received in cash from employer	2019-12-31	$5,866,905
Contributions received in cash from employer	2019-12-31	$5,866,905
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$10,931,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$10,931,151
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$13,111,029
Aggregate proceeds on sale of assets	2019-12-31	$13,111,029
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$11,584,720
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$11,584,720
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	BDO USA, LLP
Accountancy firm name	2019-12-31	BDO USA, LLP
Accountancy firm EIN	2019-12-31	135381590
Accountancy firm EIN	2019-12-31	135381590
2018 : FINISAR CORPORATION 401K PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$462,233
Total unrealized appreciation/depreciation of assets	2018-12-31	$462,233
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$8,522,034
Total loss/gain on sale of assets	2018-12-31	$-121,536
Total of all expenses incurred	2018-12-31	$12,213,133
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$12,103,250
Expenses. Certain deemed distributions of participant loans	2018-12-31	$13,409
Value of total corrective distributions	2018-12-31	$3,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$15,657,119
Value of total assets at end of year	2018-12-31	$159,695,699
Value of total assets at beginning of year	2018-12-31	$163,386,798
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$92,495
Total interest from all sources	2018-12-31	$988,366
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,160,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,160,428
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$11,306,061
Participant contributions at end of year	2018-12-31	$1,316,007
Participant contributions at beginning of year	2018-12-31	$1,391,106
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,155,442
Other income not declared elsewhere	2018-12-31	$55,374
Administrative expenses (other) incurred	2018-12-31	$92,495
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-3,691,099
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$159,695,699
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$163,386,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$83,351,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$90,026,099
Value of interest in pooled separate accounts at end of year	2018-12-31	$34,747,575
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$34,535,882
Interest on participant loans	2018-12-31	$68,024
Interest earned on other investments	2018-12-31	$920,342
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$31,373,983
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$30,318,550
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-8,915,420
Net investment gain/loss from pooled separate accounts	2018-12-31	$-764,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$8,907,121
Assets. Invements in employer securities at beginning of year	2018-12-31	$7,115,161
Contributions received in cash from employer	2018-12-31	$3,195,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$12,103,250
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$2,136,487
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$2,258,023
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	BDO USA, LLP
Accountancy firm EIN	2018-12-31	135381590
2017 : FINISAR CORPORATION 401K PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$34,523,187
Total loss/gain on sale of assets	2017-12-31	$4,000,906
Total of all expenses incurred	2017-12-31	$7,793,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$7,705,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$14,206,524
Value of total assets at end of year	2017-12-31	$163,386,798
Value of total assets at beginning of year	2017-12-31	$136,656,826
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$87,358
Total interest from all sources	2017-12-31	$902,877
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$796,306
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$796,306
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$10,434,173
Participant contributions at end of year	2017-12-31	$1,391,106
Participant contributions at beginning of year	2017-12-31	$981,524
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,081,305
Administrative expenses (other) incurred	2017-12-31	$87,358
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$26,729,972
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$163,386,798
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$136,656,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$90,026,099
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$64,271,091
Value of interest in pooled separate accounts at end of year	2017-12-31	$34,535,882
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$34,945,658
Interest on participant loans	2017-12-31	$44,515
Interest earned on other investments	2017-12-31	$858,362
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$30,318,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$26,878,300
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$10,015,222
Net investment gain/loss from pooled separate accounts	2017-12-31	$4,601,352
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$7,115,161
Assets. Invements in employer securities at beginning of year	2017-12-31	$9,580,253
Contributions received in cash from employer	2017-12-31	$2,691,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$7,705,857
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$27,884,426
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$23,883,520
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	BDO USA, LLP
Accountancy firm EIN	2017-12-31	135381590
2016 : FINISAR CORPORATION 401K PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$5,212,352
Total unrealized appreciation/depreciation of assets	2016-12-31	$5,212,352
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$22,629,289
Total loss/gain on sale of assets	2016-12-31	$794,096
Total of all expenses incurred	2016-12-31	$5,134,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$5,036,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$11,008,855
Value of total assets at end of year	2016-12-31	$136,656,826
Value of total assets at beginning of year	2016-12-31	$119,161,746
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$97,392
Total interest from all sources	2016-12-31	$740,634
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$710,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$710,719
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$9,294,313
Participant contributions at end of year	2016-12-31	$981,524
Participant contributions at beginning of year	2016-12-31	$1,108,888
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,707,943
Administrative expenses (other) incurred	2016-12-31	$97,392
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$95
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$17,495,080
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$136,656,826
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$119,161,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$64,271,091
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$92,599,623
Value of interest in pooled separate accounts at end of year	2016-12-31	$34,945,658
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$43,806
Interest earned on other investments	2016-12-31	$696,828
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$26,878,300
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$19,085,183
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$-1,966,219
Net investment gain/loss from pooled separate accounts	2016-12-31	$6,128,852
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$9,580,253
Assets. Invements in employer securities at beginning of year	2016-12-31	$6,367,957
Contributions received in cash from employer	2016-12-31	$6,599
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$5,036,817
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$3,145,957
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$2,351,861
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	BDO USA, LLP
Accountancy firm EIN	2016-12-31	135381590
2015 : FINISAR CORPORATION 401K PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-1,313,145
Total unrealized appreciation/depreciation of assets	2015-12-31	$-1,313,145
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$10,719,700
Total loss/gain on sale of assets	2015-12-31	$-8,016
Total of all expenses incurred	2015-12-31	$5,080,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$4,960,028
Value of total corrective distributions	2015-12-31	$90
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$12,387,339
Value of total assets at end of year	2015-12-31	$119,161,746
Value of total assets at beginning of year	2015-12-31	$113,522,906
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$120,742
Total interest from all sources	2015-12-31	$545,428
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$987,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$987,855
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$8,989,479
Participant contributions at end of year	2015-12-31	$1,108,888
Participant contributions at beginning of year	2015-12-31	$1,057,935
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$925,682
Administrative expenses (other) incurred	2015-12-31	$120,742
Total non interest bearing cash at end of year	2015-12-31	$95
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$5,638,840
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$119,161,746
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$113,522,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$92,599,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$89,639,470
Interest on participant loans	2015-12-31	$43,944
Interest earned on other investments	2015-12-31	$501,484
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$2,015,193
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$2,015,193
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$19,085,183
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$14,601,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,879,761
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$6,367,957
Assets. Invements in employer securities at beginning of year	2015-12-31	$6,208,590
Contributions received in cash from employer	2015-12-31	$2,472,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$4,960,028
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$1,205,767
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$1,213,783
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	BDO USA, LLP
Accountancy firm EIN	2015-12-31	135381590
2014 : FINISAR CORPORATION 401K PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-945,771
Total unrealized appreciation/depreciation of assets	2014-12-31	$-945,771
Total transfer of assets to this plan	2014-12-31	$708,679
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$17,847,126
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$4,962,470
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,854,277
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$11,854,990
Value of total assets at end of year	2014-12-31	$113,522,906
Value of total assets at beginning of year	2014-12-31	$99,929,571
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$108,193
Total interest from all sources	2014-12-31	$414,186
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$776,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$776,697
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$8,451,888
Participant contributions at end of year	2014-12-31	$1,057,935
Participant contributions at beginning of year	2014-12-31	$1,047,793
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$937,081
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$108,193
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$3,077
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$12,884,656
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$113,522,906
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$99,929,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$89,639,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$79,733,415
Interest on participant loans	2014-12-31	$41,474
Interest earned on other investments	2014-12-31	$372,712
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$2,015,193
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$2,112,992
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$2,112,992
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$14,601,718
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$11,203,962
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$5,747,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$6,208,590
Assets. Invements in employer securities at beginning of year	2014-12-31	$5,828,332
Contributions received in cash from employer	2014-12-31	$2,466,021
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,854,277
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2014-12-31	910189318
2013 : FINISAR CORPORATION 401K PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$1,197,608
Total unrealized appreciation/depreciation of assets	2013-12-31	$1,197,608
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$29,363,313
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$3,471,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,349,173
Value of total corrective distributions	2013-12-31	$2,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$9,980,768
Value of total assets at end of year	2013-12-31	$99,929,571
Value of total assets at beginning of year	2013-12-31	$74,037,559
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$119,771
Total interest from all sources	2013-12-31	$339,547
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$602,441
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$602,441
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$6,789,410
Participant contributions at end of year	2013-12-31	$1,047,793
Participant contributions at beginning of year	2013-12-31	$1,049,094
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,102,677
Other income not declared elsewhere	2013-12-31	$196,618
Administrative expenses (other) incurred	2013-12-31	$119,771
Total non interest bearing cash at end of year	2013-12-31	$3,077
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$25,892,012
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$99,929,571
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$74,037,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$79,733,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$58,869,883
Interest on participant loans	2013-12-31	$44,662
Interest earned on other investments	2013-12-31	$294,716
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$2,112,992
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$2,539,479
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$2,539,479
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$169
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$11,203,962
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$8,419,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$17,046,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$5,828,332
Assets. Invements in employer securities at beginning of year	2013-12-31	$3,159,221
Contributions received in cash from employer	2013-12-31	$2,088,681
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,349,173
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2013-12-31	910189318
2012 : FINISAR CORPORATION 401K PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$75,863
Total unrealized appreciation/depreciation of assets	2012-12-31	$75,863
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$17,368,249
Total loss/gain on sale of assets	2012-12-31	$34,630
Total of all expenses incurred	2012-12-31	$3,800,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,756,828
Expenses. Certain deemed distributions of participant loans	2012-12-31	$9,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$8,708,735
Value of total assets at end of year	2012-12-31	$74,037,559
Value of total assets at beginning of year	2012-12-31	$60,469,562
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$33,854
Total interest from all sources	2012-12-31	$270,376
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$653,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$653,620
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$6,251,097
Participant contributions at end of year	2012-12-31	$1,049,094
Participant contributions at beginning of year	2012-12-31	$771,802
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$423,589
Other income not declared elsewhere	2012-12-31	$9,967
Administrative expenses (other) incurred	2012-12-31	$33,854
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$13,567,997
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$74,037,559
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$60,469,562
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$58,869,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$48,870,003
Interest on participant loans	2012-12-31	$40,077
Interest earned on other investments	2012-12-31	$230,202
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$2,539,479
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$2,485,400
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$2,485,400
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$97
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$8,419,882
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$6,730,901
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$7,615,058
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$3,159,221
Assets. Invements in employer securities at beginning of year	2012-12-31	$1,611,456
Contributions received in cash from employer	2012-12-31	$2,034,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,756,828
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$705,163
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$670,533
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2012-12-31	910189318
2011 : FINISAR CORPORATION 401K PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-44,629
Total unrealized appreciation/depreciation of assets	2011-12-31	$-44,629
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$7,083,411
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,813,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,787,596
Expenses. Certain deemed distributions of participant loans	2011-12-31	$1,972
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$7,773,685
Value of total assets at end of year	2011-12-31	$60,469,562
Value of total assets at beginning of year	2011-12-31	$56,199,413
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$23,694
Total interest from all sources	2011-12-31	$209,552
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$473,107
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$473,107
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$5,901,174
Participant contributions at end of year	2011-12-31	$771,802
Participant contributions at beginning of year	2011-12-31	$761,573
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$217,297
Other income not declared elsewhere	2011-12-31	$1,668
Administrative expenses (other) incurred	2011-12-31	$23,694
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$4,270,149
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$60,469,562
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$56,199,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$48,870,003
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$47,982,675
Interest on participant loans	2011-12-31	$34,462
Interest earned on other investments	2011-12-31	$174,803
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$2,485,400
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$2,377,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$2,377,319
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$287
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$6,730,901
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$5,077,846
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,329,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$1,611,456
Assets. Invements in employer securities at beginning of year	2011-12-31	$0
Contributions received in cash from employer	2011-12-31	$1,655,214
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,787,596
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	MOHLER,NIXON & WILLIAMS ACCOUNTANCY
Accountancy firm EIN	2011-12-31	770106234
2010 : FINISAR CORPORATION 401K PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$11,392,457
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,905,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,882,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$5,077,536
Value of total assets at end of year	2010-12-31	$56,199,413
Value of total assets at beginning of year	2010-12-31	$47,712,044
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$22,667
Total interest from all sources	2010-12-31	$181,961
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$480,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$480,509
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$4,902,485
Participant contributions at end of year	2010-12-31	$761,573
Participant contributions at beginning of year	2010-12-31	$751,842
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$175,051
Administrative expenses (other) incurred	2010-12-31	$22,667
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$8,487,369
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$56,199,413
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$47,712,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$47,982,675
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$40,172,656
Interest on participant loans	2010-12-31	$39,784
Interest earned on other investments	2010-12-31	$141,724
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$2,377,319
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$2,593,961
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$2,593,961
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$453
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$5,077,846
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$4,193,585
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$5,652,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,882,421
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SILICON VALLEY ACCOUNTANCY CORP
Accountancy firm EIN	2010-12-31	770573994
2009 : FINISAR CORPORATION 401K PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for FINISAR CORPORATION 401K PROFIT SHARING PLAN

2020: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	Yes
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: FINISAR CORPORATION 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	180451
Policy instance	1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	180451
Policy instance	1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	180451
Policy instance	1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	180451
Policy instance	1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	180451
Policy instance	1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	180451
Policy instance	1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	180451
Policy instance	1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	180451
Policy instance	1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	180451
Policy instance	1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	180451
Policy instance	1

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Company Name:	FINISAR CORPORATION
Employer identification number (EIN):	943038428
NAIC Classification:	423990
NAIC Description:	Other Miscellaneous Durable Goods Merchant Wholesalers