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Plan Name | VIVUS 401(K) RETIREMENT SAVINGS PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | VIVUS LLC |
Employer identification number (EIN): | 943136179 |
NAIC Classification: | 325410 |
Additional information about VIVUS LLC
Jurisdiction of Incorporation: | California Department of State |
Incorporation Date: | 1991-04-16 |
Company Identification Number: | C1518290 |
Legal Registered Office Address: |
545 Middlefield Road #200 Menlo Park United States of America (USA) 94025 |
More information about VIVUS LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2022-01-01 | KRISTINA WARGA | 2023-09-21 | KRISTINA WARGA | 2023-09-21 |
002 | 2021-01-01 | JOHN AMOS | 2022-10-13 | JOHN AMOS | 2022-10-13 |
002 | 2020-01-01 | ||||
002 | 2019-01-01 | ||||
002 | 2018-01-01 | STEVE FELLER | 2019-06-21 | STEVE FELLER | 2019-06-21 |
002 | 2017-01-01 | STEVE FELLER | STEVE FELLER | 2018-10-08 | |
002 | 2016-01-01 | STEVE FELLER | STEVE FELLER | 2017-09-25 | |
002 | 2015-01-01 | STEVE FELLER | STEVE FELLER | 2016-09-28 | |
002 | 2014-01-01 | STEVE FELLER | |||
002 | 2013-01-01 | SVAI SANFORD | |||
002 | 2012-01-01 | LEE PERRY | |||
002 | 2011-01-01 | VICKY HAMLIN | VICKY HAMLIN | 2012-07-31 | |
002 | 2009-01-01 | MY TRAN |
Measure | Date | Value |
---|---|---|
2020: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 90 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 56 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 30 |
Total of all active and inactive participants | 2020-01-01 | 86 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 86 |
Number of participants with account balances | 2020-01-01 | 78 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 3 |
2019: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 85 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 59 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 31 |
Total of all active and inactive participants | 2019-01-01 | 90 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 90 |
Number of participants with account balances | 2019-01-01 | 80 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 2 |
2017: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 131 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 51 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 35 |
Total of all active and inactive participants | 2017-01-01 | 86 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 86 |
Number of participants with account balances | 2017-01-01 | 77 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 5 |
2016: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 143 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 64 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 65 |
Total of all active and inactive participants | 2016-01-01 | 130 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 130 |
Number of participants with account balances | 2016-01-01 | 114 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 9 |
2015: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 151 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 83 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 77 |
Total of all active and inactive participants | 2015-01-01 | 163 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 163 |
Number of participants with account balances | 2015-01-01 | 131 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 28 |
2014: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 137 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 97 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 69 |
Total of all active and inactive participants | 2014-01-01 | 166 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 166 |
Number of participants with account balances | 2014-01-01 | 148 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 21 |
2013: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 129 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 91 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 48 |
Total of all active and inactive participants | 2013-01-01 | 139 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 139 |
Number of participants with account balances | 2013-01-01 | 120 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 20 |
2012: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 72 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 92 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 37 |
Total of all active and inactive participants | 2012-01-01 | 129 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 129 |
Number of participants with account balances | 2012-01-01 | 121 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
2011: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 41 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 35 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 44 |
Total of all active and inactive participants | 2011-01-01 | 79 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 1 |
Total participants | 2011-01-01 | 80 |
Number of participants with account balances | 2011-01-01 | 74 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 3 |
2009: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 154 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 124 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 27 |
Total of all active and inactive participants | 2009-01-01 | 151 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 151 |
Number of participants with account balances | 2009-01-01 | 129 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 5 |
Measure | Date | Value |
---|---|---|
2020 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data | ||
Transfers to/from the plan | 2020-12-31 | $0 |
Total plan liabilities at end of year | 2020-12-31 | $0 |
Total plan liabilities at beginning of year | 2020-12-31 | $0 |
Total income from all sources | 2020-12-31 | $2,876,020 |
Expenses. Total of all expenses incurred | 2020-12-31 | $767,980 |
Benefits paid (including direct rollovers) | 2020-12-31 | $735,049 |
Total plan assets at end of year | 2020-12-31 | $13,097,831 |
Total plan assets at beginning of year | 2020-12-31 | $10,989,791 |
Value of fidelity bond covering the plan | 2020-12-31 | $500,000 |
Total contributions received or receivable from participants | 2020-12-31 | $771,930 |
Expenses. Other expenses not covered elsewhere | 2020-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2020-12-31 | $54,084 |
Other income received | 2020-12-31 | $1,793,949 |
Noncash contributions received | 2020-12-31 | $0 |
Net income (gross income less expenses) | 2020-12-31 | $2,108,040 |
Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $13,097,831 |
Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $10,989,791 |
Assets. Value of participant loans | 2020-12-31 | $44,708 |
Total contributions received or receivable from employer(s) | 2020-12-31 | $256,057 |
Value of certain deemed distributions of participant loans | 2020-12-31 | $0 |
Value of corrective distributions | 2020-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $32,931 |
2019 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data | ||
Transfers to/from the plan | 2019-12-31 | $0 |
Total plan liabilities at end of year | 2019-12-31 | $0 |
Total plan liabilities at beginning of year | 2019-12-31 | $0 |
Total income from all sources | 2019-12-31 | $3,117,315 |
Expenses. Total of all expenses incurred | 2019-12-31 | $306,157 |
Benefits paid (including direct rollovers) | 2019-12-31 | $304,526 |
Total plan assets at end of year | 2019-12-31 | $10,989,791 |
Total plan assets at beginning of year | 2019-12-31 | $8,178,633 |
Value of fidelity bond covering the plan | 2019-12-31 | $500,000 |
Total contributions received or receivable from participants | 2019-12-31 | $763,949 |
Expenses. Other expenses not covered elsewhere | 2019-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2019-12-31 | $144,410 |
Other income received | 2019-12-31 | $1,903,023 |
Noncash contributions received | 2019-12-31 | $0 |
Net income (gross income less expenses) | 2019-12-31 | $2,811,158 |
Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $10,989,791 |
Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $8,178,633 |
Assets. Value of participant loans | 2019-12-31 | $46,866 |
Total contributions received or receivable from employer(s) | 2019-12-31 | $305,933 |
Value of certain deemed distributions of participant loans | 2019-12-31 | $0 |
Value of corrective distributions | 2019-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $1,631 |
2017 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $1,988,467 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $481,576 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $480,171 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $853,956 |
Value of total assets at end of year | 2017-12-31 | $8,045,135 |
Value of total assets at beginning of year | 2017-12-31 | $6,538,244 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $1,405 |
Total interest from all sources | 2017-12-31 | $363,548 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $626,083 |
Participant contributions at end of year | 2017-12-31 | $44,069 |
Participant contributions at beginning of year | 2017-12-31 | $20,634 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,506,891 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $8,045,135 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $6,538,244 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $7,522,531 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $6,038,879 |
Interest on participant loans | 2017-12-31 | $2,453 |
Interest earned on other investments | 2017-12-31 | $361,095 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $478,535 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $478,731 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $478,731 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $770,963 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $227,873 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $480,171 |
Contract administrator fees | 2017-12-31 | $1,405 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MOSS, ADAMS LLP |
Accountancy firm EIN | 2017-12-31 | 910189318 |
2016 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $1,364,481 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,637,277 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,635,909 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $884,017 |
Value of total assets at end of year | 2016-12-31 | $6,538,244 |
Value of total assets at beginning of year | 2016-12-31 | $6,811,040 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,368 |
Total interest from all sources | 2016-12-31 | $1,698 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $279,394 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $279,394 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $637,408 |
Participant contributions at end of year | 2016-12-31 | $20,634 |
Participant contributions at beginning of year | 2016-12-31 | $25,721 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $44,966 |
Administrative expenses (other) incurred | 2016-12-31 | $1,368 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-272,796 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $6,538,244 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $6,811,040 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $6,038,879 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $6,381,221 |
Interest on participant loans | 2016-12-31 | $1,698 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $478,731 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $404,098 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $404,098 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $199,372 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $201,643 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,635,909 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2016-12-31 | 910189318 |
2015 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,358,999 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $3,175,150 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,173,372 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,288,236 |
Value of total assets at end of year | 2015-12-31 | $6,811,040 |
Value of total assets at beginning of year | 2015-12-31 | $8,627,191 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,778 |
Total interest from all sources | 2015-12-31 | $784 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $322,425 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $322,425 |
Administrative expenses professional fees incurred | 2015-12-31 | $1,778 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $867,502 |
Participant contributions at end of year | 2015-12-31 | $25,721 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $88,084 |
Other income not declared elsewhere | 2015-12-31 | $1,008 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-1,816,151 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $6,811,040 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $8,627,191 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $6,381,221 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $8,627,191 |
Interest on participant loans | 2015-12-31 | $784 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $404,098 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-253,454 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $332,650 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,173,372 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | MOSS ADAMS, LLP |
Accountancy firm EIN | 2015-12-31 | 910189318 |
2014 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $2,125,680 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,474,138 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,471,882 |
Value of total corrective distributions | 2014-12-31 | $1,374 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,736,678 |
Value of total assets at end of year | 2014-12-31 | $8,627,191 |
Value of total assets at beginning of year | 2014-12-31 | $8,975,649 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $882 |
Total interest from all sources | 2014-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $562,953 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $562,953 |
Administrative expenses professional fees incurred | 2014-12-31 | $882 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,073,839 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $304,793 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-348,458 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $8,627,191 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $8,975,649 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $8,627,191 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $8,975,649 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-173,951 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $358,046 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,471,882 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | OUM & CO. |
Accountancy firm EIN | 2014-12-31 | 942682998 |
2013 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $3,299,077 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,050,541 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,049,661 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,856,184 |
Value of total assets at end of year | 2013-12-31 | $8,975,649 |
Value of total assets at beginning of year | 2013-12-31 | $6,727,113 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $880 |
Total interest from all sources | 2013-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $350,941 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $350,941 |
Administrative expenses professional fees incurred | 2013-12-31 | $880 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,290,160 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $9,694 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,248,536 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $8,975,649 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $6,727,113 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $8,975,649 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $6,727,113 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,091,952 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $556,330 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,049,661 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | ODENBERG,ULLAKKO,MURANISHI & CO.LLP |
Accountancy firm EIN | 2013-12-31 | 942682998 |
2012 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data | ||
Total income from all sources | 2012-12-31 | $1,841,687 |
Expenses. Total of all expenses incurred | 2012-12-31 | $1,014,527 |
Benefits paid (including direct rollovers) | 2012-12-31 | $1,014,130 |
Total plan assets at end of year | 2012-12-31 | $6,727,113 |
Total plan assets at beginning of year | 2012-12-31 | $5,899,953 |
Value of fidelity bond covering the plan | 2012-12-31 | $500,000 |
Total contributions received or receivable from participants | 2012-12-31 | $808,849 |
Contributions received from other sources (not participants or employers) | 2012-12-31 | $2,384 |
Other income received | 2012-12-31 | $701,075 |
Net income (gross income less expenses) | 2012-12-31 | $827,160 |
Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $6,727,113 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,899,953 |
Total contributions received or receivable from employer(s) | 2012-12-31 | $329,379 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $397 |
2011 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data | ||
Total income from all sources | 2011-12-31 | $450,003 |
Expenses. Total of all expenses incurred | 2011-12-31 | $1,203,104 |
Benefits paid (including direct rollovers) | 2011-12-31 | $1,202,251 |
Total plan assets at end of year | 2011-12-31 | $5,899,953 |
Total plan assets at beginning of year | 2011-12-31 | $6,653,054 |
Value of fidelity bond covering the plan | 2011-12-31 | $500,000 |
Total contributions received or receivable from participants | 2011-12-31 | $414,148 |
Contributions received from other sources (not participants or employers) | 2011-12-31 | $27,449 |
Other income received | 2011-12-31 | $-181,788 |
Net income (gross income less expenses) | 2011-12-31 | $-753,101 |
Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $5,899,953 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,653,054 |
Assets. Value of participant loans | 2011-12-31 | $2,366 |
Total contributions received or receivable from employer(s) | 2011-12-31 | $190,194 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $853 |
2010 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,938,954 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $2,656,271 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,652,679 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,192,761 |
Value of total assets at end of year | 2010-12-31 | $6,653,054 |
Value of total assets at beginning of year | 2010-12-31 | $7,370,371 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $3,592 |
Total interest from all sources | 2010-12-31 | $3,162 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $64,270 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $64,270 |
Administrative expenses professional fees incurred | 2010-12-31 | $3,592 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $836,154 |
Participant contributions at end of year | 2010-12-31 | $58,628 |
Participant contributions at beginning of year | 2010-12-31 | $83,531 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $4,917 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $-717,317 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,653,054 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $7,370,371 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $6,594,426 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $7,286,840 |
Interest on participant loans | 2010-12-31 | $3,162 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $678,761 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $351,690 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,652,679 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | ODENBERG,ULLAKKO,MURANISHI & CO.LLP |
Accountancy firm EIN | 2010-12-31 | 942682998 |
2020: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses | ||
---|---|---|
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2017: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |