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VIVUS 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameVIVUS 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 002

VIVUS 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VIVUS LLC has sponsored the creation of one or more 401k plans.

Company Name:VIVUS LLC
Employer identification number (EIN):943136179
NAIC Classification:325410

Additional information about VIVUS LLC

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1991-04-16
Company Identification Number: C1518290
Legal Registered Office Address: 545 Middlefield Road #200

Menlo Park
United States of America (USA)
94025

More information about VIVUS LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VIVUS 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01KRISTINA WARGA2023-09-21 KRISTINA WARGA2023-09-21
0022021-01-01JOHN AMOS2022-10-13 JOHN AMOS2022-10-13
0022020-01-01
0022019-01-01
0022018-01-01STEVE FELLER2019-06-21 STEVE FELLER2019-06-21
0022017-01-01STEVE FELLER STEVE FELLER2018-10-08
0022016-01-01STEVE FELLER STEVE FELLER2017-09-25
0022015-01-01STEVE FELLER STEVE FELLER2016-09-28
0022014-01-01STEVE FELLER
0022013-01-01SVAI SANFORD
0022012-01-01LEE PERRY
0022011-01-01VICKY HAMLIN VICKY HAMLIN2012-07-31
0022009-01-01MY TRAN

Plan Statistics for VIVUS 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for VIVUS 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2020: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0190
Total number of active participants reported on line 7a of the Form 55002020-01-0156
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0130
Total of all active and inactive participants2020-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0186
Number of participants with account balances2020-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0185
Total number of active participants reported on line 7a of the Form 55002019-01-0159
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0131
Total of all active and inactive participants2019-01-0190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0190
Number of participants with account balances2019-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2017: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01131
Total number of active participants reported on line 7a of the Form 55002017-01-0151
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0135
Total of all active and inactive participants2017-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0186
Number of participants with account balances2017-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-015
2016: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01143
Total number of active participants reported on line 7a of the Form 55002016-01-0164
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0165
Total of all active and inactive participants2016-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01130
Number of participants with account balances2016-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01151
Total number of active participants reported on line 7a of the Form 55002015-01-0183
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-0177
Total of all active and inactive participants2015-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01163
Number of participants with account balances2015-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0128
2014: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01137
Total number of active participants reported on line 7a of the Form 55002014-01-0197
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0169
Total of all active and inactive participants2014-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01166
Number of participants with account balances2014-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0121
2013: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01129
Total number of active participants reported on line 7a of the Form 55002013-01-0191
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0148
Total of all active and inactive participants2013-01-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01139
Number of participants with account balances2013-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0120
2012: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0172
Total number of active participants reported on line 7a of the Form 55002012-01-0192
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0137
Total of all active and inactive participants2012-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01129
Number of participants with account balances2012-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0141
Total number of active participants reported on line 7a of the Form 55002011-01-0135
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0144
Total of all active and inactive participants2011-01-0179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-0180
Number of participants with account balances2011-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2009: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01154
Total number of active participants reported on line 7a of the Form 55002009-01-01124
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0127
Total of all active and inactive participants2009-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01151
Number of participants with account balances2009-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on VIVUS 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2020 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$2,876,020
Expenses. Total of all expenses incurred2020-12-31$767,980
Benefits paid (including direct rollovers)2020-12-31$735,049
Total plan assets at end of year2020-12-31$13,097,831
Total plan assets at beginning of year2020-12-31$10,989,791
Value of fidelity bond covering the plan2020-12-31$500,000
Total contributions received or receivable from participants2020-12-31$771,930
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$54,084
Other income received2020-12-31$1,793,949
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$2,108,040
Net plan assets at end of year (total assets less liabilities)2020-12-31$13,097,831
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$10,989,791
Assets. Value of participant loans2020-12-31$44,708
Total contributions received or receivable from employer(s)2020-12-31$256,057
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$32,931
2019 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$3,117,315
Expenses. Total of all expenses incurred2019-12-31$306,157
Benefits paid (including direct rollovers)2019-12-31$304,526
Total plan assets at end of year2019-12-31$10,989,791
Total plan assets at beginning of year2019-12-31$8,178,633
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$763,949
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$144,410
Other income received2019-12-31$1,903,023
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$2,811,158
Net plan assets at end of year (total assets less liabilities)2019-12-31$10,989,791
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$8,178,633
Assets. Value of participant loans2019-12-31$46,866
Total contributions received or receivable from employer(s)2019-12-31$305,933
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$1,631
2017 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,988,467
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$481,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$480,171
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$853,956
Value of total assets at end of year2017-12-31$8,045,135
Value of total assets at beginning of year2017-12-31$6,538,244
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,405
Total interest from all sources2017-12-31$363,548
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$626,083
Participant contributions at end of year2017-12-31$44,069
Participant contributions at beginning of year2017-12-31$20,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,506,891
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,045,135
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,538,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,522,531
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$6,038,879
Interest on participant loans2017-12-31$2,453
Interest earned on other investments2017-12-31$361,095
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$478,535
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$478,731
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$478,731
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$770,963
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$227,873
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$480,171
Contract administrator fees2017-12-31$1,405
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS, ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,364,481
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,637,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,635,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$884,017
Value of total assets at end of year2016-12-31$6,538,244
Value of total assets at beginning of year2016-12-31$6,811,040
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,368
Total interest from all sources2016-12-31$1,698
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$279,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$279,394
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$637,408
Participant contributions at end of year2016-12-31$20,634
Participant contributions at beginning of year2016-12-31$25,721
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$44,966
Administrative expenses (other) incurred2016-12-31$1,368
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-272,796
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,538,244
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,811,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,038,879
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$6,381,221
Interest on participant loans2016-12-31$1,698
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$478,731
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$404,098
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$404,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$199,372
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$201,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,635,909
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS, LLP
Accountancy firm EIN2016-12-31910189318
2015 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,358,999
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,175,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,173,372
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,288,236
Value of total assets at end of year2015-12-31$6,811,040
Value of total assets at beginning of year2015-12-31$8,627,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,778
Total interest from all sources2015-12-31$784
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$322,425
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$322,425
Administrative expenses professional fees incurred2015-12-31$1,778
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$867,502
Participant contributions at end of year2015-12-31$25,721
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$88,084
Other income not declared elsewhere2015-12-31$1,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,816,151
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,811,040
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,627,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,381,221
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,627,191
Interest on participant loans2015-12-31$784
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$404,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-253,454
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$332,650
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,173,372
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS, LLP
Accountancy firm EIN2015-12-31910189318
2014 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,125,680
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,474,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,471,882
Value of total corrective distributions2014-12-31$1,374
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,736,678
Value of total assets at end of year2014-12-31$8,627,191
Value of total assets at beginning of year2014-12-31$8,975,649
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$882
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$562,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$562,953
Administrative expenses professional fees incurred2014-12-31$882
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,073,839
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$304,793
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-348,458
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,627,191
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,975,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,627,191
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,975,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-173,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$358,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,471,882
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31OUM & CO.
Accountancy firm EIN2014-12-31942682998
2013 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,299,077
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,050,541
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,049,661
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,856,184
Value of total assets at end of year2013-12-31$8,975,649
Value of total assets at beginning of year2013-12-31$6,727,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$880
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$350,941
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$350,941
Administrative expenses professional fees incurred2013-12-31$880
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,290,160
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$9,694
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,248,536
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,975,649
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,727,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,975,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,727,113
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,091,952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$556,330
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,049,661
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ODENBERG,ULLAKKO,MURANISHI & CO.LLP
Accountancy firm EIN2013-12-31942682998
2012 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,841,687
Expenses. Total of all expenses incurred2012-12-31$1,014,527
Benefits paid (including direct rollovers)2012-12-31$1,014,130
Total plan assets at end of year2012-12-31$6,727,113
Total plan assets at beginning of year2012-12-31$5,899,953
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$808,849
Contributions received from other sources (not participants or employers)2012-12-31$2,384
Other income received2012-12-31$701,075
Net income (gross income less expenses)2012-12-31$827,160
Net plan assets at end of year (total assets less liabilities)2012-12-31$6,727,113
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$5,899,953
Total contributions received or receivable from employer(s)2012-12-31$329,379
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$397
2011 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total income from all sources2011-12-31$450,003
Expenses. Total of all expenses incurred2011-12-31$1,203,104
Benefits paid (including direct rollovers)2011-12-31$1,202,251
Total plan assets at end of year2011-12-31$5,899,953
Total plan assets at beginning of year2011-12-31$6,653,054
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$414,148
Contributions received from other sources (not participants or employers)2011-12-31$27,449
Other income received2011-12-31$-181,788
Net income (gross income less expenses)2011-12-31$-753,101
Net plan assets at end of year (total assets less liabilities)2011-12-31$5,899,953
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$6,653,054
Assets. Value of participant loans2011-12-31$2,366
Total contributions received or receivable from employer(s)2011-12-31$190,194
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$853
2010 : VIVUS 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,938,954
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,656,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,652,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,192,761
Value of total assets at end of year2010-12-31$6,653,054
Value of total assets at beginning of year2010-12-31$7,370,371
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,592
Total interest from all sources2010-12-31$3,162
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$64,270
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$64,270
Administrative expenses professional fees incurred2010-12-31$3,592
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$836,154
Participant contributions at end of year2010-12-31$58,628
Participant contributions at beginning of year2010-12-31$83,531
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$4,917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-717,317
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,653,054
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,370,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,594,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,286,840
Interest on participant loans2010-12-31$3,162
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$678,761
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$351,690
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,652,679
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ODENBERG,ULLAKKO,MURANISHI & CO.LLP
Accountancy firm EIN2010-12-31942682998

Form 5500 Responses for VIVUS 401(K) RETIREMENT SAVINGS PLAN

2020: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2017: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: VIVUS 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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