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ULTRATECH RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameULTRATECH RETIREMENT SAVINGS PLAN
Plan identification number 001

ULTRATECH RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ULTRATECH, INC. has sponsored the creation of one or more 401k plans.

Company Name:ULTRATECH, INC.
Employer identification number (EIN):943169580
NAIC Classification:334410

Additional information about ULTRATECH, INC.

Jurisdiction of Incorporation: Vermont Secretary of State Corporations Division
Incorporation Date: 1991-12-12
Company Identification Number: 107830
Legal Registered Office Address: 26 COURT ST

RUTLAND
United States of America (USA)
05701

More information about ULTRATECH, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ULTRATECH RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01ROBERT BRADSHAW JOHN KIERNAN2018-09-12
0012016-01-01ROBERT BRADSHAW JOHN KIERNAN2017-09-25
0012015-01-01SALINA FARIA-VARGAS SALINA FARIA-VARGAS2016-09-15
0012014-01-01SALINA FARIA-VARGAS SALINA FARIA-VARGAS2015-10-16
0012013-01-01SALINA FARIA-VARGAS SALINA FARIA-VARGAS2014-10-15
0012012-01-01SALINA FARIA SALINA FARIA2013-10-14
0012011-01-01SALINA FARIA
0012009-01-01SALINA FARIA
0012009-01-01
0012009-01-01

Plan Statistics for ULTRATECH RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for ULTRATECH RETIREMENT SAVINGS PLAN

Measure Date Value
2017: ULTRATECH RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01319
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ULTRATECH RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01326
Total number of active participants reported on line 7a of the Form 55002016-01-01176
Number of retired or separated participants receiving benefits2016-01-017
Number of other retired or separated participants entitled to future benefits2016-01-01135
Total of all active and inactive participants2016-01-01318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01319
Number of participants with account balances2016-01-01318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ULTRATECH RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01344
Total number of active participants reported on line 7a of the Form 55002015-01-01178
Number of retired or separated participants receiving benefits2015-01-017
Number of other retired or separated participants entitled to future benefits2015-01-01140
Total of all active and inactive participants2015-01-01325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01326
Number of participants with account balances2015-01-01324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ULTRATECH RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01362
Total number of active participants reported on line 7a of the Form 55002014-01-01210
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-01128
Total of all active and inactive participants2014-01-01343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01344
Number of participants with account balances2014-01-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ULTRATECH RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01366
Total number of active participants reported on line 7a of the Form 55002013-01-01223
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-01134
Total of all active and inactive participants2013-01-01361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01362
Number of participants with account balances2013-01-01359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: ULTRATECH RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01384
Total number of active participants reported on line 7a of the Form 55002012-01-01213
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-01148
Total of all active and inactive participants2012-01-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01366
Number of participants with account balances2012-01-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ULTRATECH RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01382
Total number of active participants reported on line 7a of the Form 55002011-01-01209
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-01170
Total of all active and inactive participants2011-01-01383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01384
Number of participants with account balances2011-01-01383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2009: ULTRATECH RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01426
Total number of active participants reported on line 7a of the Form 55002009-01-01192
Number of retired or separated participants receiving benefits2009-01-015
Number of other retired or separated participants entitled to future benefits2009-01-01198
Total of all active and inactive participants2009-01-01395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01395
Number of participants with account balances2009-01-01394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019

Financial Data on ULTRATECH RETIREMENT SAVINGS PLAN

Measure Date Value
2017 : ULTRATECH RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$58,269,591
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$11,888,654
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$12,135,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$12,129,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,201,607
Value of total assets at end of year2017-12-31$0
Value of total assets at beginning of year2017-12-31$58,516,445
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,756
Total interest from all sources2017-12-31$27,255
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,226,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,226,832
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,804,389
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$611,344
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$260,200
Administrative expenses (other) incurred2017-12-31$5,756
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-246,854
Value of net assets at end of year (total assets less liabilities)2017-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$58,516,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$57,905,101
Interest on participant loans2017-12-31$27,255
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,432,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$137,018
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$12,129,752
Did the plan have assets held for investment2017-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : ULTRATECH RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,876,834
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,172,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,167,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,711,198
Value of total assets at end of year2016-12-31$58,516,445
Value of total assets at beginning of year2016-12-31$53,811,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,838
Total interest from all sources2016-12-31$30,079
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,220,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,220,337
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,663,838
Participant contributions at end of year2016-12-31$611,344
Participant contributions at beginning of year2016-12-31$676,851
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$47,360
Other income not declared elsewhere2016-12-31$111
Administrative expenses (other) incurred2016-12-31$4,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,704,666
Value of net assets at end of year (total assets less liabilities)2016-12-31$58,516,445
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$53,811,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$57,905,101
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$53,134,928
Interest on participant loans2016-12-31$30,079
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,915,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,167,330
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : ULTRATECH RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,558,073
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,030,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,026,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,778,422
Value of total assets at end of year2015-12-31$53,811,779
Value of total assets at beginning of year2015-12-31$56,284,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,456
Total interest from all sources2015-12-31$31,931
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,454,461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,454,461
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,778,422
Participant contributions at end of year2015-12-31$676,851
Participant contributions at beginning of year2015-12-31$724,009
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$154
Other income not declared elsewhere2015-12-31$832
Administrative expenses (other) incurred2015-12-31$4,456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,472,507
Value of net assets at end of year (total assets less liabilities)2015-12-31$53,811,779
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$56,284,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$53,134,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$55,560,277
Interest on participant loans2015-12-31$31,931
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,707,573
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,025,970
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : ULTRATECH RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,308,419
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,323,502
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,318,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,127,601
Value of total assets at end of year2014-12-31$56,284,286
Value of total assets at beginning of year2014-12-31$53,299,369
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,538
Total interest from all sources2014-12-31$31,902
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,214,914
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,214,914
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,734,721
Participant contributions at end of year2014-12-31$724,009
Participant contributions at beginning of year2014-12-31$782,416
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$392,880
Administrative expenses (other) incurred2014-12-31$4,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,984,917
Value of net assets at end of year (total assets less liabilities)2014-12-31$56,284,286
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$53,299,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$55,560,277
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$52,516,953
Interest on participant loans2014-12-31$31,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,934,002
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,318,964
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318
2013 : ULTRATECH RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$10,954,000
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,777,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,772,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,999,805
Value of total assets at end of year2013-12-31$53,299,369
Value of total assets at beginning of year2013-12-31$46,122,674
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,944
Total interest from all sources2013-12-31$34,432
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$961,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$961,952
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,598,173
Participant contributions at end of year2013-12-31$782,416
Participant contributions at beginning of year2013-12-31$802,600
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$188,842
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$82,438
Other income not declared elsewhere2013-12-31$76,341
Administrative expenses (other) incurred2013-12-31$4,944
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,176,695
Value of net assets at end of year (total assets less liabilities)2013-12-31$53,299,369
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$46,122,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$52,516,953
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$45,177,144
Interest on participant loans2013-12-31$34,432
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$6,881,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$212,790
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$142,930
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,689,923
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
2012 : ULTRATECH RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,807,088
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,595,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,589,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,211,688
Value of total assets at end of year2012-12-31$46,122,674
Value of total assets at beginning of year2012-12-31$39,910,805
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$5,470
Total interest from all sources2012-12-31$38,222
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,225,302
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,225,302
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,411,795
Participant contributions at end of year2012-12-31$802,600
Participant contributions at beginning of year2012-12-31$839,905
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$99,191
Other income not declared elsewhere2012-12-31$939
Administrative expenses (other) incurred2012-12-31$5,470
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,211,869
Value of net assets at end of year (total assets less liabilities)2012-12-31$46,122,674
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$39,910,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$45,177,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$38,935,741
Interest on participant loans2012-12-31$38,222
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,330,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$700,702
Employer contributions (assets) at end of year2012-12-31$142,930
Employer contributions (assets) at beginning of year2012-12-31$135,159
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,589,749
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS LLP
Accountancy firm EIN2012-12-31910189318
2011 : ULTRATECH RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,924,706
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,458,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,455,746
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,806,711
Value of total assets at end of year2011-12-31$39,910,805
Value of total assets at beginning of year2011-12-31$39,444,277
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,432
Total interest from all sources2011-12-31$41,239
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$799,879
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$799,879
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,194,017
Participant contributions at end of year2011-12-31$839,905
Participant contributions at beginning of year2011-12-31$879,592
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,520
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$10,960
Other income not declared elsewhere2011-12-31$22,679
Administrative expenses (other) incurred2011-12-31$2,432
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$466,528
Value of net assets at end of year (total assets less liabilities)2011-12-31$39,910,805
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$39,444,277
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$38,935,741
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$38,564,685
Interest on participant loans2011-12-31$41,239
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-745,802
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$610,174
Employer contributions (assets) at end of year2011-12-31$135,159
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,444,786
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOHLER, NIXON AND WILLIAMS
Accountancy firm EIN2011-12-31770106234
2010 : ULTRATECH RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,073,169
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,715,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,711,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,769,521
Value of total assets at end of year2010-12-31$39,444,277
Value of total assets at beginning of year2010-12-31$35,086,430
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,332
Total interest from all sources2010-12-31$51,011
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$754,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$754,728
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,743,132
Participant contributions at end of year2010-12-31$879,592
Participant contributions at beginning of year2010-12-31$995,353
Participant contributions at beginning of year2010-12-31$47,782
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$26,389
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$252
Other income not declared elsewhere2010-12-31$62
Administrative expenses (other) incurred2010-12-31$3,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,357,847
Value of net assets at end of year (total assets less liabilities)2010-12-31$39,444,277
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$35,086,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$38,564,685
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$34,043,295
Interest on participant loans2010-12-31$51,011
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,497,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,711,738
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOHLER, NIXON AND WILLIAMS
Accountancy firm EIN2010-12-31770106234

Form 5500 Responses for ULTRATECH RETIREMENT SAVINGS PLAN

2017: ULTRATECH RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ULTRATECH RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ULTRATECH RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ULTRATECH RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ULTRATECH RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ULTRATECH RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ULTRATECH RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ULTRATECH RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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