401k Plan data: CONCEPTUS, INC. 401(K) PLAN plan

CONCEPTUS, INC. 401(K) PLAN 401k Plan overview

Plan Name	CONCEPTUS, INC. 401(K) PLAN
Plan identification number	001

CONCEPTUS, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CONCEPTUS, INC. has sponsored the creation of one or more 401k plans.

Company Name: CONCEPTUS, INC.

Employer identification number (EIN): 943170244

NAIC Classification: 325410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONCEPTUS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 BONNIE JOHANSON
001 2012-01-01 BONNIE JOHANSON
001 2011-01-01 LORI CIANO
001 2010-01-01 GREGORY LICHTWARDT
001 2009-01-01 GREGORY LICHTWARDT GREGORY LICHTWARDT 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	BONNIE JOHANSON
001	2012-01-01	BONNIE JOHANSON
001	2011-01-01	LORI CIANO
001	2010-01-01	GREGORY LICHTWARDT
001	2009-01-01	GREGORY LICHTWARDT	GREGORY LICHTWARDT	2010-10-12

Plan Statistics for CONCEPTUS, INC. 401(K) PLAN

401k plan membership statisitcs for CONCEPTUS, INC. 401(K) PLAN

Measure Date Value
2013: CONCEPTUS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 250
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CONCEPTUS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 362
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 259
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 90
Total of all active and inactive participants 2012-01-01 349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 350
Number of participants with account balances 2012-01-01 317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 63
2011: CONCEPTUS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 351
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 310
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 52
Total of all active and inactive participants 2011-01-01 362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 362
Number of participants with account balances 2011-01-01 320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 25
2010: CONCEPTUS, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 245
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 287
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 64
Total of all active and inactive participants 2010-01-01 351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 351
Number of participants with account balances 2010-01-01 294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 13
2009: CONCEPTUS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 282
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 256
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 55
Total of all active and inactive participants 2009-01-01 311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 311
Number of participants with account balances 2009-01-01 245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2013: CONCEPTUS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	250
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CONCEPTUS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	362
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	259
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	90
Total of all active and inactive participants	2012-01-01	349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	350
Number of participants with account balances	2012-01-01	317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	63
2011: CONCEPTUS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	351
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	310
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	52
Total of all active and inactive participants	2011-01-01	362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	362
Number of participants with account balances	2011-01-01	320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	25
2010: CONCEPTUS, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	245
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	287
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	64
Total of all active and inactive participants	2010-01-01	351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	351
Number of participants with account balances	2010-01-01	294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	13
2009: CONCEPTUS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	282
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	256
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	55
Total of all active and inactive participants	2009-01-01	311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	311
Number of participants with account balances	2009-01-01	245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on CONCEPTUS, INC. 401(K) PLAN

Measure	Date	Value
2013 : CONCEPTUS, INC. 401(K) PLAN 2013 401k financial data
Total transfer of assets from this plan	2013-09-30	$15,415,096
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$4,086,925
Total of all expenses incurred	2013-09-30	$2,596,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$2,574,981
Expenses. Certain deemed distributions of participant loans	2013-09-30	$-179
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$2,178,386
Value of total assets at end of year	2013-09-30	$0
Value of total assets at beginning of year	2013-09-30	$13,924,832
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$21,859
Total interest from all sources	2013-09-30	$5,846
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$197,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-09-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-09-30	$197,016
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$500,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Contributions received from participants	2013-09-30	$1,780,962
Participant contributions at end of year	2013-09-30	$0
Participant contributions at beginning of year	2013-09-30	$231,447
Income. Received or receivable in cash from other sources (including rollovers)	2013-09-30	$45,333
Administrative expenses (other) incurred	2013-09-30	$21,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$1,490,264
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$13,924,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$12,665,116
Interest on participant loans	2013-09-30	$5,846
Value of interest in common/collective trusts at end of year	2013-09-30	$0
Value of interest in common/collective trusts at beginning of year	2013-09-30	$1,027,449
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-09-30	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-09-30	$820
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-09-30	$820
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-09-30	$1,731,178
Net investment gain or loss from common/collective trusts	2013-09-30	$-25,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Contributions received in cash from employer	2013-09-30	$352,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$2,574,981
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-09-30	No
Did the plan have assets held for investment	2013-09-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	MOSS ADAMS
Accountancy firm EIN	2013-09-30	910189318
2012 : CONCEPTUS, INC. 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$4,472,728
Total of all expenses incurred	2012-12-31	$2,602,192
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,599,527
Expenses. Certain deemed distributions of participant loans	2012-12-31	$175
Value of total corrective distributions	2012-12-31	$691
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,063,496
Value of total assets at end of year	2012-12-31	$13,924,832
Value of total assets at beginning of year	2012-12-31	$12,054,296
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,799
Total interest from all sources	2012-12-31	$11,015
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$340,850
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$340,850
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,349,058
Participant contributions at end of year	2012-12-31	$231,447
Participant contributions at beginning of year	2012-12-31	$323,624
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$332,608
Administrative expenses (other) incurred	2012-12-31	$1,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,870,536
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$13,924,832
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$12,054,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$12,665,116
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$10,741,842
Interest on participant loans	2012-12-31	$11,015
Value of interest in common/collective trusts at end of year	2012-12-31	$1,027,449
Value of interest in common/collective trusts at beginning of year	2012-12-31	$986,758
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$820
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$2,072
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$2,072
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,042,829
Net investment gain or loss from common/collective trusts	2012-12-31	$14,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$381,830
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,599,527
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MOSS ADAMS
Accountancy firm EIN	2012-12-31	910189318
2011 : CONCEPTUS, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,615,455
Total of all expenses incurred	2011-12-31	$1,013,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,010,011
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,967,804
Value of total assets at end of year	2011-12-31	$12,054,296
Value of total assets at beginning of year	2011-12-31	$10,452,006
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$3,154
Total interest from all sources	2011-12-31	$16,026
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$383,154
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$383,154
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,406,341
Participant contributions at end of year	2011-12-31	$323,624
Participant contributions at beginning of year	2011-12-31	$301,990
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$175,203
Administrative expenses (other) incurred	2011-12-31	$3,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,602,290
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$12,054,296
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$10,452,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$10,741,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$9,209,857
Interest on participant loans	2011-12-31	$16,026
Value of interest in common/collective trusts at end of year	2011-12-31	$986,758
Value of interest in common/collective trusts at beginning of year	2011-12-31	$938,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$2,072
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$2,072
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$2,072
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-776,200
Net investment gain or loss from common/collective trusts	2011-12-31	$24,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$386,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,010,011
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOHLER NIXON WILLIAMS
Accountancy firm EIN	2011-12-31	770106234
2010 : CONCEPTUS, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$4,034,189
Total of all expenses incurred	2010-12-31	$735,461
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$733,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,699,428
Value of total assets at end of year	2010-12-31	$10,452,006
Value of total assets at beginning of year	2010-12-31	$7,153,278
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,506
Total interest from all sources	2010-12-31	$11,230
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$153,516
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$153,516
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,027,089
Participant contributions at end of year	2010-12-31	$301,990
Participant contributions at beginning of year	2010-12-31	$146,725
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$40,204
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$434,853
Other income not declared elsewhere	2010-12-31	$247
Administrative expenses (other) incurred	2010-12-31	$1,506
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,298,728
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$10,452,006
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,153,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$9,209,857
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,443,058
Interest on participant loans	2010-12-31	$11,230
Value of interest in common/collective trusts at end of year	2010-12-31	$938,087
Value of interest in common/collective trusts at beginning of year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$2,072
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$523,291
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,147,693
Net investment gain or loss from common/collective trusts	2010-12-31	$22,075
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$237,486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$733,955
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Qualified
Accountancy firm name	2010-12-31	MOHLER, NIXON & WILLIAMS
Accountancy firm EIN	2010-12-31	770106234
2009 : CONCEPTUS, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CONCEPTUS, INC. 401(K) PLAN

2013: CONCEPTUS, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CONCEPTUS, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CONCEPTUS, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CONCEPTUS, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CONCEPTUS, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CONCEPTUS, INC.
Employer identification number (EIN):	943170244
NAIC Classification:	325410