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DISCOVERY LABORATORIES, INC. 401(K) PLAN 401k Plan overview

Plan NameDISCOVERY LABORATORIES, INC. 401(K) PLAN
Plan identification number 001

DISCOVERY LABORATORIES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

WINDTREE THERAPEUTICS, INC. has sponsored the creation of one or more 401k plans.

Company Name:WINDTREE THERAPEUTICS, INC.
Employer identification number (EIN):943171943
NAIC Classification:621510
NAIC Description: Medical and Diagnostic Laboratories

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DISCOVERY LABORATORIES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KATHRYN COLE
0012016-01-01KATHRYN COLE
0012015-01-01
0012014-01-01KATHY COLE
0012013-01-01KATHY COLE
0012012-01-01KATHY COLE
0012011-01-01KATHY COLE
0012010-01-01KATHY COLE
0012009-01-01KATHRYN COLE

Plan Statistics for DISCOVERY LABORATORIES, INC. 401(K) PLAN

401k plan membership statisitcs for DISCOVERY LABORATORIES, INC. 401(K) PLAN

Measure Date Value
2022: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0170
Total number of active participants reported on line 7a of the Form 55002022-01-0121
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-0138
Total of all active and inactive participants2022-01-0165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0165
Number of participants with account balances2022-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
2021: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0173
Total number of active participants reported on line 7a of the Form 55002021-01-0128
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0140
Total of all active and inactive participants2021-01-0170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0170
Number of participants with account balances2021-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0174
Total number of active participants reported on line 7a of the Form 55002020-01-0125
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-0143
Total of all active and inactive participants2020-01-0173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0173
Number of participants with account balances2020-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0180
Total number of active participants reported on line 7a of the Form 55002019-01-0127
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0146
Total of all active and inactive participants2019-01-0174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0174
Number of participants with account balances2019-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0186
Total number of active participants reported on line 7a of the Form 55002018-01-0126
Number of retired or separated participants receiving benefits2018-01-016
Number of other retired or separated participants entitled to future benefits2018-01-0147
Total of all active and inactive participants2018-01-0179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0179
Number of participants with account balances2018-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01111
Total number of active participants reported on line 7a of the Form 55002017-01-0128
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-0153
Total of all active and inactive participants2017-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0186
Number of participants with account balances2017-01-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01125
Total number of active participants reported on line 7a of the Form 55002016-01-0149
Number of retired or separated participants receiving benefits2016-01-0113
Number of other retired or separated participants entitled to future benefits2016-01-0149
Total of all active and inactive participants2016-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01111
Number of participants with account balances2016-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01158
Total number of active participants reported on line 7a of the Form 55002015-01-0155
Number of retired or separated participants receiving benefits2015-01-0112
Number of other retired or separated participants entitled to future benefits2015-01-0157
Total of all active and inactive participants2015-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01124
Number of participants with account balances2015-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01164
Total number of active participants reported on line 7a of the Form 55002014-01-01116
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0142
Total of all active and inactive participants2014-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01158
Number of participants with account balances2014-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0117
2013: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01191
Total number of active participants reported on line 7a of the Form 55002013-01-01114
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0149
Total of all active and inactive participants2013-01-01163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01163
Number of participants with account balances2013-01-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0123
2012: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01136
Total number of active participants reported on line 7a of the Form 55002012-01-01123
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0162
Total of all active and inactive participants2012-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01185
Number of participants with account balances2012-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01141
Total number of active participants reported on line 7a of the Form 55002011-01-0171
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0164
Total of all active and inactive participants2011-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01135
Number of participants with account balances2011-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2010: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01144
Total number of active participants reported on line 7a of the Form 55002010-01-0170
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0171
Total of all active and inactive participants2010-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01141
Number of participants with account balances2010-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01175
Total number of active participants reported on line 7a of the Form 55002009-01-0177
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0167
Total of all active and inactive participants2009-01-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01144
Number of participants with account balances2009-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019

Financial Data on DISCOVERY LABORATORIES, INC. 401(K) PLAN

Measure Date Value
2022 : DISCOVERY LABORATORIES, INC. 401(K) PLAN 2022 401k financial data
Total income from all sources2022-12-31$-1,480,602
Expenses. Total of all expenses incurred2022-12-31$1,318,468
Benefits paid (including direct rollovers)2022-12-31$1,297,151
Total plan assets at end of year2022-12-31$8,162,800
Total plan assets at beginning of year2022-12-31$10,961,870
Value of fidelity bond covering the plan2022-12-31$2,000,000
Total contributions received or receivable from participants2022-12-31$497,888
Contributions received from other sources (not participants or employers)2022-12-31$47,662
Other income received2022-12-31$-2,180,091
Net income (gross income less expenses)2022-12-31$-2,799,070
Net plan assets at end of year (total assets less liabilities)2022-12-31$8,162,800
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$10,961,870
Assets. Value of employer securities2022-12-31$4,707
Total contributions received or receivable from employer(s)2022-12-31$153,939
Value of certain deemed distributions of participant loans2022-12-31$13,716
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$7,601
2021 : DISCOVERY LABORATORIES, INC. 401(K) PLAN 2021 401k financial data
Total income from all sources2021-12-31$1,986,790
Expenses. Total of all expenses incurred2021-12-31$351,115
Benefits paid (including direct rollovers)2021-12-31$343,949
Total plan assets at end of year2021-12-31$10,961,870
Total plan assets at beginning of year2021-12-31$9,326,195
Value of fidelity bond covering the plan2021-12-31$2,000,000
Total contributions received or receivable from participants2021-12-31$468,400
Other income received2021-12-31$1,384,720
Net income (gross income less expenses)2021-12-31$1,635,675
Net plan assets at end of year (total assets less liabilities)2021-12-31$10,961,870
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$9,326,195
Assets. Value of participant loans2021-12-31$15,067
Assets. Value of employer securities2021-12-31$18,690
Total contributions received or receivable from employer(s)2021-12-31$133,670
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$7,166
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : DISCOVERY LABORATORIES, INC. 401(K) PLAN 2020 401k financial data
Total income from all sources2020-12-31$1,880,112
Expenses. Total of all expenses incurred2020-12-31$1,121,674
Benefits paid (including direct rollovers)2020-12-31$1,114,706
Total plan assets at end of year2020-12-31$9,326,195
Total plan assets at beginning of year2020-12-31$8,567,757
Value of fidelity bond covering the plan2020-12-31$2,000,000
Total contributions received or receivable from participants2020-12-31$435,618
Other income received2020-12-31$1,353,149
Net income (gross income less expenses)2020-12-31$758,438
Net plan assets at end of year (total assets less liabilities)2020-12-31$9,326,195
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$8,567,757
Assets. Value of participant loans2020-12-31$27,251
Assets. Value of employer securities2020-12-31$27,984
Total contributions received or receivable from employer(s)2020-12-31$91,345
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$6,968
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : DISCOVERY LABORATORIES, INC. 401(K) PLAN 2019 401k financial data
Total income from all sources2019-12-31$2,002,790
Expenses. Total of all expenses incurred2019-12-31$276,769
Benefits paid (including direct rollovers)2019-12-31$270,429
Total plan assets at end of year2019-12-31$8,567,757
Total plan assets at beginning of year2019-12-31$6,841,736
Value of fidelity bond covering the plan2019-12-31$2,000,000
Total contributions received or receivable from participants2019-12-31$424,998
Other income received2019-12-31$1,440,719
Net income (gross income less expenses)2019-12-31$1,726,021
Net plan assets at end of year (total assets less liabilities)2019-12-31$8,567,757
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$6,841,736
Assets. Value of participant loans2019-12-31$38,733
Assets. Value of employer securities2019-12-31$65,097
Total contributions received or receivable from employer(s)2019-12-31$137,073
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$6,340
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : DISCOVERY LABORATORIES, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources2018-12-31$113,650
Expenses. Total of all expenses incurred2018-12-31$292,531
Benefits paid (including direct rollovers)2018-12-31$285,704
Total plan assets at end of year2018-12-31$6,841,736
Total plan assets at beginning of year2018-12-31$7,020,617
Value of fidelity bond covering the plan2018-12-31$2,000,000
Total contributions received or receivable from participants2018-12-31$385,916
Other income received2018-12-31$-272,266
Net income (gross income less expenses)2018-12-31$-178,881
Net plan assets at end of year (total assets less liabilities)2018-12-31$6,841,736
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$7,020,617
Assets. Value of employer securities2018-12-31$55,870
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$6,827
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : DISCOVERY LABORATORIES, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,509,255
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,322,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,300,457
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$628,137
Value of total assets at end of year2017-12-31$7,020,617
Value of total assets at beginning of year2017-12-31$6,834,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$22,328
Total interest from all sources2017-12-31$9,932
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$243,892
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$243,892
Administrative expenses professional fees incurred2017-12-31$20,251
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$476,583
Participant contributions at end of year2017-12-31$13,925
Participant contributions at beginning of year2017-12-31$17,710
Participant contributions at end of year2017-12-31$16,882
Participant contributions at beginning of year2017-12-31$21,136
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,267,693
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$1,174,146
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$56,711
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$88,523
Total non interest bearing cash at end of year2017-12-31$1,599
Total non interest bearing cash at beginning of year2017-12-31$7,569
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$186,470
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,020,617
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,834,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$2,077
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,389,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,327,778
Interest on participant loans2017-12-31$635
Value of interest in common/collective trusts at end of year2017-12-31$1,281,538
Value of interest in common/collective trusts at beginning of year2017-12-31$1,006,621
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$9,297
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$412,595
Net investment gain or loss from common/collective trusts2017-12-31$126,176
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$49,595
Assets. Invements in employer securities at beginning of year2017-12-31$192,263
Contributions received in cash from employer2017-12-31$94,843
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$86,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,300,457
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WIPFLI LLP
Accountancy firm EIN2017-12-31390758449
2016 : DISCOVERY LABORATORIES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,068,811
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,103,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,080,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$896,921
Value of total assets at end of year2016-12-31$6,834,147
Value of total assets at beginning of year2016-12-31$7,868,895
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$23,406
Total interest from all sources2016-12-31$925
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$135,563
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$135,563
Administrative expenses professional fees incurred2016-12-31$23,406
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$622,572
Participant contributions at end of year2016-12-31$17,710
Participant contributions at beginning of year2016-12-31$26,117
Participant contributions at end of year2016-12-31$21,136
Participant contributions at beginning of year2016-12-31$26,735
Assets. Other investments not covered elsewhere at end of year2016-12-31$1,174,146
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,483,681
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$5,123
Total non interest bearing cash at end of year2016-12-31$7,569
Total non interest bearing cash at beginning of year2016-12-31$9,472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-1,034,748
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,834,147
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,868,895
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,327,778
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,379,839
Interest on participant loans2016-12-31$925
Value of interest in common/collective trusts at end of year2016-12-31$1,006,621
Value of interest in common/collective trusts at beginning of year2016-12-31$538,207
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,951
Net investment gain or loss from common/collective trusts2016-12-31$28,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$192,263
Assets. Invements in employer securities at beginning of year2016-12-31$263,994
Contributions received in cash from employer2016-12-31$274,349
Employer contributions (assets) at end of year2016-12-31$86,924
Employer contributions (assets) at beginning of year2016-12-31$140,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,080,153
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WIPFLI LLP
Accountancy firm EIN2016-12-31390758449
2015 : DISCOVERY LABORATORIES, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-1,566,023
Total unrealized appreciation/depreciation of assets2015-12-31$-1,566,023
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$116,464
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,455,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,433,224
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,393,861
Value of total assets at end of year2015-12-31$7,868,895
Value of total assets at beginning of year2015-12-31$10,207,953
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$22,298
Total interest from all sources2015-12-31$4,198
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$321,635
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$321,635
Administrative expenses professional fees incurred2015-12-31$22,298
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$854,702
Participant contributions at end of year2015-12-31$26,117
Participant contributions at beginning of year2015-12-31$0
Participant contributions at end of year2015-12-31$26,735
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,483,681
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,494,823
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$141,676
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-205,147
Total non interest bearing cash at end of year2015-12-31$9,472
Total non interest bearing cash at beginning of year2015-12-31$1,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,339,058
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,868,895
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,207,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,379,839
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$6,716,930
Interest on participant loans2015-12-31$4,198
Value of interest in common/collective trusts at end of year2015-12-31$538,207
Value of interest in common/collective trusts at beginning of year2015-12-31$353,257
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$164,365
Net investment gain or loss from common/collective trusts2015-12-31$3,575
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$263,994
Assets. Invements in employer securities at beginning of year2015-12-31$1,230,385
Contributions received in cash from employer2015-12-31$539,159
Employer contributions (assets) at end of year2015-12-31$140,850
Employer contributions (assets) at beginning of year2015-12-31$269,092
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,433,224
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WIPFLI LLP
Accountancy firm EIN2015-12-31390758449
2014 : DISCOVERY LABORATORIES, INC. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-1,309,777
Total unrealized appreciation/depreciation of assets2014-12-31$-1,309,777
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,400
Total income from all sources (including contributions)2014-12-31$1,615,685
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$831,711
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$826,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,345,443
Value of total assets at end of year2014-12-31$10,207,953
Value of total assets at beginning of year2014-12-31$9,425,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,110
Total interest from all sources2014-12-31$5,513
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$391,064
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$391,064
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,145,806
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$42,126
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,494,823
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,428,376
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$255,824
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$141,676
Assets. Loans (other than to participants) at beginning of year2014-12-31$114,484
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,400
Other income not declared elsewhere2014-12-31$-124,723
Total non interest bearing cash at end of year2014-12-31$1,790
Total non interest bearing cash at beginning of year2014-12-31$3,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$783,974
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,207,953
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,423,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$6,716,930
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,585,698
Interest on participant loans2014-12-31$5,513
Value of interest in common/collective trusts at end of year2014-12-31$353,257
Value of interest in common/collective trusts at beginning of year2014-12-31$266,999
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$304,476
Net investment gain or loss from common/collective trusts2014-12-31$3,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$1,230,385
Assets. Invements in employer securities at beginning of year2014-12-31$1,739,984
Contributions received in cash from employer2014-12-31$943,813
Employer contributions (assets) at end of year2014-12-31$269,092
Employer contributions (assets) at beginning of year2014-12-31$244,455
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$826,601
Contract administrator fees2014-12-31$5,110
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WIPFLI LLP
Accountancy firm EIN2014-12-31390758449
2013 : DISCOVERY LABORATORIES, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$257,480
Total unrealized appreciation/depreciation of assets2013-12-31$257,480
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,400
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,604,749
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$692,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$685,519
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,092,551
Value of total assets at end of year2013-12-31$9,425,379
Value of total assets at beginning of year2013-12-31$6,511,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,933
Total interest from all sources2013-12-31$4,800
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,130,632
Participant contributions at end of year2013-12-31$42,126
Participant contributions at beginning of year2013-12-31$49,402
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,428,376
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,067,233
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$4,633
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,850
Assets. Loans (other than to participants) at end of year2013-12-31$114,484
Assets. Loans (other than to participants) at beginning of year2013-12-31$110,712
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$94,171
Administrative expenses (other) incurred2013-12-31$41
Total non interest bearing cash at end of year2013-12-31$3,257
Total non interest bearing cash at beginning of year2013-12-31$92,427
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,912,297
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,423,979
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,511,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,585,698
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,813,692
Interest on participant loans2013-12-31$4,800
Value of interest in common/collective trusts at end of year2013-12-31$266,999
Value of interest in common/collective trusts at beginning of year2013-12-31$254,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,154,359
Net investment gain or loss from common/collective trusts2013-12-31$1,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$1,739,984
Assets. Invements in employer securities at beginning of year2013-12-31$861,500
Contributions received in cash from employer2013-12-31$957,286
Employer contributions (assets) at end of year2013-12-31$244,455
Employer contributions (assets) at beginning of year2013-12-31$260,592
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$685,519
Contract administrator fees2013-12-31$6,892
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ELKO & ASSOCIATES LTD
Accountancy firm EIN2013-12-31233063393
2012 : DISCOVERY LABORATORIES, INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$101,888
Total unrealized appreciation/depreciation of assets2012-12-31$101,888
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$126,707
Total income from all sources (including contributions)2012-12-31$2,370,955
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$683,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$680,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,721,747
Value of total assets at end of year2012-12-31$6,511,682
Value of total assets at beginning of year2012-12-31$4,951,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,455
Total interest from all sources2012-12-31$4,916
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$867,341
Participant contributions at end of year2012-12-31$49,402
Participant contributions at beginning of year2012-12-31$22,560
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,067,233
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$914,353
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$90,000
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,850
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,591
Assets. Loans (other than to participants) at end of year2012-12-31$110,712
Assets. Loans (other than to participants) at beginning of year2012-12-31$107,331
Other income not declared elsewhere2012-12-31$52,687
Total non interest bearing cash at end of year2012-12-31$92,427
Total non interest bearing cash at beginning of year2012-12-31$117,394
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,687,369
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,511,682
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,824,313
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,813,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,039,142
Interest on participant loans2012-12-31$4,916
Value of interest in common/collective trusts at end of year2012-12-31$254,274
Value of interest in common/collective trusts at beginning of year2012-12-31$221,355
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$486,944
Net investment gain or loss from common/collective trusts2012-12-31$2,773
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$861,500
Assets. Invements in employer securities at beginning of year2012-12-31$388,997
Contributions received in cash from employer2012-12-31$764,406
Employer contributions (assets) at end of year2012-12-31$260,592
Employer contributions (assets) at beginning of year2012-12-31$138,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$680,131
Contract administrator fees2012-12-31$3,455
Liabilities. Value of benefit claims payable at end of year2012-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$126,707
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ELKO & ASSOCIATES LTD
Accountancy firm EIN2012-12-31233063393
2011 : DISCOVERY LABORATORIES, INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-225,212
Total unrealized appreciation/depreciation of assets2011-12-31$-225,212
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$126,707
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$661,065
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$627,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$617,610
Expenses. Certain deemed distributions of participant loans2011-12-31$6,046
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,058,705
Value of total assets at end of year2011-12-31$4,951,020
Value of total assets at beginning of year2011-12-31$4,790,458
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,554
Total interest from all sources2011-12-31$4,467
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$561,663
Participant contributions at end of year2011-12-31$22,560
Participant contributions at beginning of year2011-12-31$16,742
Assets. Other investments not covered elsewhere at end of year2011-12-31$914,353
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$801,846
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,591
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,692
Assets. Loans (other than to participants) at end of year2011-12-31$107,331
Assets. Loans (other than to participants) at beginning of year2011-12-31$76,555
Other income not declared elsewhere2011-12-31$-169
Total non interest bearing cash at end of year2011-12-31$117,394
Total non interest bearing cash at beginning of year2011-12-31$1,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$33,855
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,824,313
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,790,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,039,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,386,389
Interest on participant loans2011-12-31$4,467
Value of interest in common/collective trusts at end of year2011-12-31$221,355
Value of interest in common/collective trusts at beginning of year2011-12-31$203,651
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-184,710
Net investment gain or loss from common/collective trusts2011-12-31$7,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$388,997
Assets. Invements in employer securities at beginning of year2011-12-31$245,518
Contributions received in cash from employer2011-12-31$497,042
Employer contributions (assets) at end of year2011-12-31$138,297
Employer contributions (assets) at beginning of year2011-12-31$56,753
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$617,610
Contract administrator fees2011-12-31$3,554
Liabilities. Value of benefit claims payable at end of year2011-12-31$126,707
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31CHODOR CPA, P.C.
Accountancy firm EIN2011-12-31270312364
2010 : DISCOVERY LABORATORIES, INC. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-339,114
Total unrealized appreciation/depreciation of assets2010-12-31$-339,114
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$863,815
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$271,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$265,536
Expenses. Certain deemed distributions of participant loans2010-12-31$3,444
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$762,902
Value of total assets at end of year2010-12-31$4,790,458
Value of total assets at beginning of year2010-12-31$4,197,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,130
Total interest from all sources2010-12-31$3,482
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$511,790
Participant contributions at end of year2010-12-31$16,742
Participant contributions at beginning of year2010-12-31$19,435
Assets. Other investments not covered elsewhere at end of year2010-12-31$801,846
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$711,911
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$22,356
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,692
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$1,321
Assets. Loans (other than to participants) at end of year2010-12-31$76,555
Assets. Loans (other than to participants) at beginning of year2010-12-31$63,869
Other income not declared elsewhere2010-12-31$11,185
Total non interest bearing cash at end of year2010-12-31$1,312
Total non interest bearing cash at beginning of year2010-12-31$1,412
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$592,705
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,790,458
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,197,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,386,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,764,869
Income. Interest from loans (other than to participants)2010-12-31$3,482
Value of interest in common/collective trusts at end of year2010-12-31$203,651
Value of interest in common/collective trusts at beginning of year2010-12-31$205,446
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$421,163
Net investment gain or loss from common/collective trusts2010-12-31$4,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$245,518
Assets. Invements in employer securities at beginning of year2010-12-31$367,676
Contributions received in cash from employer2010-12-31$228,756
Employer contributions (assets) at end of year2010-12-31$56,753
Employer contributions (assets) at beginning of year2010-12-31$61,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$265,536
Contract administrator fees2010-12-31$2,130
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31CHODOR CPA PC
Accountancy firm EIN2010-12-31270312364
2009 : DISCOVERY LABORATORIES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for DISCOVERY LABORATORIES, INC. 401(K) PLAN

2022: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DISCOVERY LABORATORIES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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