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ASURION LLC 401(K) PLAN 401k Plan overview

Plan NameASURION LLC 401(K) PLAN
Plan identification number 001

ASURION LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASURION LLC has sponsored the creation of one or more 401k plans.

Company Name:ASURION LLC
Employer identification number (EIN):943197174
NAIC Classification:524290

Additional information about ASURION LLC

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: 201113410246

More information about ASURION LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASURION LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KIRSTEN CALHOON KIRSTEN CALHOON2018-10-15
0012016-01-01KIRSTEN CALHOON KIRSTEN CALHOON2017-10-10
0012015-01-01KIRSTEN CALHOON KIRSTEN CALHOON2016-10-14
0012014-01-01KIRSTEN CALHOON KIRSTEN CALHOON2015-10-14
0012013-01-01KIRSTEN CALHOON KIRSTEN CALHOON2014-10-14
0012012-01-01KIRSTEN CALHOON KIRSTEN CALHOON2013-10-14
0012011-01-01ANDREW MCNUTT ANDREW MCNUTT2012-10-12
0012009-01-01ANDREW MCNUTT ANDREW MCNUTT2010-09-14

Plan Statistics for ASURION LLC 401(K) PLAN

401k plan membership statisitcs for ASURION LLC 401(K) PLAN

Measure Date Value
2022: ASURION LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0119,388
Total number of active participants reported on line 7a of the Form 55002022-01-0111,589
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-013,039
Total of all active and inactive participants2022-01-0114,629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0121
Total participants2022-01-0114,650
Number of participants with account balances2022-01-0113,975
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ASURION LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0118,648
Total number of active participants reported on line 7a of the Form 55002021-01-0115,011
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-012,674
Total of all active and inactive participants2021-01-0117,686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0120
Total participants2021-01-0117,706
Number of participants with account balances2021-01-0116,994
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ASURION LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0118,620
Total number of active participants reported on line 7a of the Form 55002020-01-0116,564
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011,991
Total of all active and inactive participants2020-01-0118,555
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0113
Total participants2020-01-0118,568
Number of participants with account balances2020-01-0116,802
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ASURION LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0116,079
Total number of active participants reported on line 7a of the Form 55002019-01-0115,426
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011,678
Total of all active and inactive participants2019-01-0117,104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0112
Total participants2019-01-0117,116
Number of participants with account balances2019-01-0115,394
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ASURION LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0113,781
Total number of active participants reported on line 7a of the Form 55002018-01-0114,198
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-011,334
Total of all active and inactive participants2018-01-0115,532
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0111
Total participants2018-01-0115,543
Number of participants with account balances2018-01-0113,969
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ASURION LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0113,896
Total number of active participants reported on line 7a of the Form 55002017-01-0112,278
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-011,249
Total of all active and inactive participants2017-01-0113,528
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-019
Total participants2017-01-0113,537
Number of participants with account balances2017-01-0111,958
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: ASURION LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0113,921
Total number of active participants reported on line 7a of the Form 55002016-01-0111,588
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-011,576
Total of all active and inactive participants2016-01-0113,165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-019
Total participants2016-01-0113,174
Number of participants with account balances2016-01-0112,139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: ASURION LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0114,543
Total number of active participants reported on line 7a of the Form 55002015-01-0111,753
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011,149
Total of all active and inactive participants2015-01-0112,902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-0112,909
Number of participants with account balances2015-01-0111,761
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0136
2014: ASURION LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0112,438
Total number of active participants reported on line 7a of the Form 55002014-01-0111,720
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011,229
Total of all active and inactive participants2014-01-0112,949
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-015
Total participants2014-01-0112,954
Number of participants with account balances2014-01-0111,236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0186
2013: ASURION LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014,855
Total number of active participants reported on line 7a of the Form 55002013-01-015,224
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01281
Total of all active and inactive participants2013-01-015,505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-015,510
Number of participants with account balances2013-01-012,919
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011,519
2012: ASURION LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,254
Total number of active participants reported on line 7a of the Form 55002012-01-014,591
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01209
Total of all active and inactive participants2012-01-014,800
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-015
Total participants2012-01-014,805
Number of participants with account balances2012-01-012,839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01382
2011: ASURION LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,915
Total number of active participants reported on line 7a of the Form 55002011-01-014,107
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01179
Total of all active and inactive participants2011-01-014,286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-014,289
Number of participants with account balances2011-01-012,596
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01353
2009: ASURION LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,463
Total number of active participants reported on line 7a of the Form 55002009-01-015,163
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01358
Total of all active and inactive participants2009-01-015,521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-015,521
Number of participants with account balances2009-01-012,929
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01248

Financial Data on ASURION LLC 401(K) PLAN

Measure Date Value
2022 : ASURION LLC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-35,803,549
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$76,867,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$75,436,032
Expenses. Certain deemed distributions of participant loans2022-12-31$3,356
Value of total corrective distributions2022-12-31$4,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$84,135,850
Value of total assets at end of year2022-12-31$538,564,387
Value of total assets at beginning of year2022-12-31$651,235,318
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,423,716
Total interest from all sources2022-12-31$513,993
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$953,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$953,988
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$52,227,311
Participant contributions at end of year2022-12-31$10,626,642
Participant contributions at beginning of year2022-12-31$11,600,618
Participant contributions at end of year2022-12-31$1,430,908
Participant contributions at beginning of year2022-12-31$1,643,520
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$7,340,161
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$102
Other income not declared elsewhere2022-12-31$-2,970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-112,670,931
Value of net assets at end of year (total assets less liabilities)2022-12-31$538,564,387
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$651,235,318
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$83,300,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$118,306,375
Value of interest in pooled separate accounts at end of year2022-12-31$31,427,115
Value of interest in pooled separate accounts at beginning of year2022-12-31$24,449,711
Interest on participant loans2022-12-31$513,993
Value of interest in common/collective trusts at end of year2022-12-31$411,088,939
Value of interest in common/collective trusts at beginning of year2022-12-31$494,538,840
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-29,543,491
Net investment gain/loss from pooled separate accounts2022-12-31$-1,102,375
Net investment gain or loss from common/collective trusts2022-12-31$-90,758,544
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$24,568,378
Employer contributions (assets) at end of year2022-12-31$690,366
Employer contributions (assets) at beginning of year2022-12-31$696,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$75,435,930
Contract administrator fees2022-12-31$1,423,716
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LBMC, PC
Accountancy firm EIN2022-12-31621199757
2021 : ASURION LLC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$167,572,398
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$56,422,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$54,995,419
Value of total corrective distributions2021-12-31$5,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$82,261,866
Value of total assets at end of year2021-12-31$651,235,318
Value of total assets at beginning of year2021-12-31$540,085,853
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,422,324
Total interest from all sources2021-12-31$506,043
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$834,950
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$834,950
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$49,072,959
Participant contributions at end of year2021-12-31$11,600,618
Participant contributions at beginning of year2021-12-31$11,278,625
Participant contributions at end of year2021-12-31$1,643,520
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$9,660,185
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$58
Other income not declared elsewhere2021-12-31$766
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$111,149,465
Value of net assets at end of year (total assets less liabilities)2021-12-31$651,235,318
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$540,085,853
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$118,306,375
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$107,040,810
Value of interest in pooled separate accounts at end of year2021-12-31$24,449,711
Value of interest in pooled separate accounts at beginning of year2021-12-31$21,474,497
Interest on participant loans2021-12-31$506,043
Value of interest in common/collective trusts at end of year2021-12-31$494,538,840
Value of interest in common/collective trusts at beginning of year2021-12-31$400,252,586
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$39,335
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$13,240,336
Net investment gain/loss from pooled separate accounts2021-12-31$266,331
Net investment gain or loss from common/collective trusts2021-12-31$70,462,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$23,528,722
Employer contributions (assets) at end of year2021-12-31$696,254
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$54,995,361
Contract administrator fees2021-12-31$1,422,324
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31LBMC, PC
Accountancy firm EIN2021-12-31621199757
2020 : ASURION LLC 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$492,655
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$152,392,917
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$52,008,910
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$50,727,914
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$7,028
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$73,346,002
Value of total assets at end of year2020-12-31$540,085,853
Value of total assets at beginning of year2020-12-31$439,209,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,273,968
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$544,282
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$572,862
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$572,862
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$44,065,297
Participant contributions at end of year2020-12-31$11,278,625
Participant contributions at beginning of year2020-12-31$9,806,647
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$6,613,157
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$409
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$1,692
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$100,384,007
Value of net assets at end of year (total assets less liabilities)2020-12-31$540,085,853
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$439,209,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$107,040,810
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$84,907,925
Value of interest in pooled separate accounts at end of year2020-12-31$21,474,497
Value of interest in pooled separate accounts at beginning of year2020-12-31$16,189,611
Interest on participant loans2020-12-31$543,637
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$645
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$400,252,586
Value of interest in common/collective trusts at beginning of year2020-12-31$328,183,490
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$39,335
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$121,518
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$20,825,449
Net investment gain/loss from pooled separate accounts2020-12-31$464,603
Net investment gain or loss from common/collective trusts2020-12-31$56,638,027
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$22,667,548
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$50,727,505
Contract administrator fees2020-12-31$1,273,968
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31LBMC, PC
Accountancy firm EIN2020-12-31621199757
2019 : ASURION LLC 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$146,289,817
Total income from all sources (including contributions)2019-12-31$146,289,817
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$33,611,633
Total of all expenses incurred2019-12-31$33,611,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$32,376,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$32,376,881
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$1,868
Value of total corrective distributions2019-12-31$1,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$67,197,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$67,197,690
Value of total assets at end of year2019-12-31$439,209,191
Value of total assets at end of year2019-12-31$439,209,191
Value of total assets at beginning of year2019-12-31$326,531,007
Value of total assets at beginning of year2019-12-31$326,531,007
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,232,884
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,232,884
Total income from rents2019-12-31$0
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$502,818
Total interest from all sources2019-12-31$502,818
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$789,387
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$789,387
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$789,387
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$789,387
Administrative expenses professional fees incurred2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$39,393,365
Contributions received from participants2019-12-31$39,393,365
Participant contributions at end of year2019-12-31$9,806,647
Participant contributions at end of year2019-12-31$9,806,647
Participant contributions at beginning of year2019-12-31$7,432,698
Participant contributions at beginning of year2019-12-31$7,432,698
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$466
Participant contributions at beginning of year2019-12-31$466
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$8,405,724
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$8,405,724
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$32
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$32
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$3,546
Other income not declared elsewhere2019-12-31$3,546
Administrative expenses (other) incurred2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$112,678,184
Value of net income/loss2019-12-31$112,678,184
Value of net assets at end of year (total assets less liabilities)2019-12-31$439,209,191
Value of net assets at end of year (total assets less liabilities)2019-12-31$439,209,191
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$326,531,007
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$326,531,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$84,907,925
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$84,907,925
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$61,639,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$61,639,279
Value of interest in pooled separate accounts at end of year2019-12-31$16,189,611
Value of interest in pooled separate accounts at end of year2019-12-31$16,189,611
Value of interest in pooled separate accounts at beginning of year2019-12-31$13,529,023
Value of interest in pooled separate accounts at beginning of year2019-12-31$13,529,023
Interest on participant loans2019-12-31$501,557
Interest on participant loans2019-12-31$501,557
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$1,261
Interest earned on other investments2019-12-31$1,261
Income. Interest from US Government securities2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$328,183,490
Value of interest in common/collective trusts at end of year2019-12-31$328,183,490
Value of interest in common/collective trusts at beginning of year2019-12-31$243,729,117
Value of interest in common/collective trusts at beginning of year2019-12-31$243,729,117
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$121,518
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$121,518
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$200,346
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$200,346
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$15,996,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$15,996,816
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$61,799,560
Net investment gain or loss from common/collective trusts2019-12-31$61,799,560
Net gain/loss from 103.12 investment entities2019-12-31$0
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$19,398,601
Contributions received in cash from employer2019-12-31$19,398,601
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$78
Employer contributions (assets) at beginning of year2019-12-31$78
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$32,376,849
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$32,376,849
Contract administrator fees2019-12-31$1,232,884
Contract administrator fees2019-12-31$1,232,884
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate proceeds on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31LBMC, PC
Accountancy firm name2019-12-31LBMC, PC
Accountancy firm EIN2019-12-31621199757
Accountancy firm EIN2019-12-31621199757
2018 : ASURION LLC 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$33,792,185
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$24,821,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$23,928,002
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$13,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$59,410,722
Value of total assets at end of year2018-12-31$326,531,007
Value of total assets at beginning of year2018-12-31$317,560,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$880,398
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$353,490
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$713,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$713,350
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Amount of non-exempt transactions with any party-in-interest2018-12-31$0
Contributions received from participants2018-12-31$34,996,887
Participant contributions at end of year2018-12-31$7,432,698
Participant contributions at beginning of year2018-12-31$6,560,800
Participant contributions at end of year2018-12-31$466
Participant contributions at beginning of year2018-12-31$317
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$6,777,454
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$41
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$2,980
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$8,970,701
Value of net assets at end of year (total assets less liabilities)2018-12-31$326,531,007
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$317,560,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$0
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$61,639,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$58,475,384
Value of interest in pooled separate accounts at end of year2018-12-31$13,529,023
Value of interest in pooled separate accounts at beginning of year2018-12-31$73,070,215
Interest on participant loans2018-12-31$351,128
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$2,362
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$243,729,117
Value of interest in common/collective trusts at beginning of year2018-12-31$179,132,565
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$200,346
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$320,844
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,202,009
Net investment gain/loss from pooled separate accounts2018-12-31$825,114
Net investment gain or loss from common/collective trusts2018-12-31$-21,311,462
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$17,636,381
Employer contributions (assets) at end of year2018-12-31$78
Employer contributions (assets) at beginning of year2018-12-31$181
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$23,927,961
Contract administrator fees2018-12-31$880,398
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31LBMC, PC
Accountancy firm EIN2018-12-31621199757
2017 : ASURION LLC 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$7,186,901
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$98,014,772
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$23,475,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$23,096,811
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$826
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$52,135,538
Value of total assets at end of year2017-12-31$317,560,306
Value of total assets at beginning of year2017-12-31$250,208,044
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$377,972
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$262,246
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$692,675
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$692,675
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Amount of non-exempt transactions with any party-in-interest2017-12-31$0
Contributions received from participants2017-12-31$28,978,020
Participant contributions at end of year2017-12-31$6,560,800
Participant contributions at beginning of year2017-12-31$6,287,570
Participant contributions at end of year2017-12-31$317
Participant contributions at beginning of year2017-12-31$186
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$9,522,628
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$2,188
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$849
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$74,539,163
Value of net assets at end of year (total assets less liabilities)2017-12-31$317,560,306
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$250,208,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$0
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$58,475,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$45,941,414
Value of interest in pooled separate accounts at end of year2017-12-31$73,070,215
Value of interest in pooled separate accounts at beginning of year2017-12-31$58,597,013
Interest on participant loans2017-12-31$258,187
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$4,059
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$179,132,565
Value of interest in common/collective trusts at beginning of year2017-12-31$137,932,638
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$320,844
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$427,209
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$8,499,052
Net investment gain/loss from pooled separate accounts2017-12-31$11,978,659
Net investment gain or loss from common/collective trusts2017-12-31$24,445,753
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$13,634,890
Employer contributions (assets) at end of year2017-12-31$181
Employer contributions (assets) at beginning of year2017-12-31$1,022,014
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$23,094,623
Contract administrator fees2017-12-31$377,972
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LBMC, PC
Accountancy firm EIN2017-12-31621199757
2016 : ASURION LLC 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$64,597,610
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$21,623,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$21,186,128
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$2,641
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$44,295,128
Value of total assets at end of year2016-12-31$250,208,044
Value of total assets at beginning of year2016-12-31$207,234,349
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$435,146
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$243,479
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$532,845
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$532,845
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$26,617,977
Participant contributions at end of year2016-12-31$6,287,570
Participant contributions at beginning of year2016-12-31$5,250,358
Participant contributions at end of year2016-12-31$186
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,268,328
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$3,603
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$42,973,695
Value of net assets at end of year (total assets less liabilities)2016-12-31$250,208,044
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$207,234,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$45,941,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$39,524,762
Value of interest in pooled separate accounts at end of year2016-12-31$58,597,013
Value of interest in pooled separate accounts at beginning of year2016-12-31$49,129,393
Interest on participant loans2016-12-31$237,370
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$6,109
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$137,932,638
Value of interest in common/collective trusts at beginning of year2016-12-31$112,075,237
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$427,209
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$615,717
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,166,486
Net investment gain/loss from pooled separate accounts2016-12-31$6,565,353
Net investment gain or loss from common/collective trusts2016-12-31$9,790,716
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$13,408,823
Employer contributions (assets) at end of year2016-12-31$1,022,014
Employer contributions (assets) at beginning of year2016-12-31$638,882
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$21,186,128
Contract administrator fees2016-12-31$435,146
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LBMC, PC
Accountancy firm EIN2016-12-31621199757
2015 : ASURION LLC 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$37,036,269
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$32,670,606
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$32,241,022
Expenses. Certain deemed distributions of participant loans2015-12-31$4,109
Value of total corrective distributions2015-12-31$4,519
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$38,854,227
Value of total assets at end of year2015-12-31$207,234,349
Value of total assets at beginning of year2015-12-31$202,868,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$420,956
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$215,506
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$511,788
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$511,788
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$23,063,998
Participant contributions at end of year2015-12-31$5,250,358
Participant contributions at beginning of year2015-12-31$5,479,122
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$117
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,452,463
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$13,815
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$6,882
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$4,365,663
Value of net assets at end of year (total assets less liabilities)2015-12-31$207,234,349
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$202,868,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$39,524,762
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$41,886,687
Value of interest in pooled separate accounts at end of year2015-12-31$49,129,393
Value of interest in pooled separate accounts at beginning of year2015-12-31$49,708,990
Interest on participant loans2015-12-31$206,244
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$9,262
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$112,075,237
Value of interest in common/collective trusts at beginning of year2015-12-31$103,807,881
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$615,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,149,273
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,910,207
Net investment gain/loss from pooled separate accounts2015-12-31$313,708
Net investment gain or loss from common/collective trusts2015-12-31$-955,635
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$11,337,766
Employer contributions (assets) at end of year2015-12-31$638,882
Employer contributions (assets) at beginning of year2015-12-31$836,616
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$32,227,207
Contract administrator fees2015-12-31$420,956
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LBMC, PC
Accountancy firm EIN2015-12-31621199757
2014 : ASURION LLC 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$75,198,031
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$46,943,115
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$26,595,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$26,232,780
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$34,429,263
Value of total assets at end of year2014-12-31$202,868,686
Value of total assets at beginning of year2014-12-31$107,323,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$362,980
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$231,967
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$529,791
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$529,791
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$20,851,844
Participant contributions at end of year2014-12-31$5,479,122
Participant contributions at beginning of year2014-12-31$3,628,423
Participant contributions at end of year2014-12-31$117
Participant contributions at beginning of year2014-12-31$564
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,137,074
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$2,567
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$-16,555
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$20,347,355
Value of net assets at end of year (total assets less liabilities)2014-12-31$202,868,686
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$107,323,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$67,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$41,886,687
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$26,273,274
Value of interest in pooled separate accounts at end of year2014-12-31$49,708,990
Value of interest in pooled separate accounts at beginning of year2014-12-31$17,437,121
Interest on participant loans2014-12-31$214,107
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$17,860
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$103,807,881
Value of interest in common/collective trusts at beginning of year2014-12-31$59,493,615
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,149,273
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$718,988
Net investment gain/loss from pooled separate accounts2014-12-31$5,091,994
Net investment gain or loss from common/collective trusts2014-12-31$5,957,667
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$10,440,345
Employer contributions (assets) at end of year2014-12-31$836,616
Employer contributions (assets) at beginning of year2014-12-31$490,303
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$26,230,213
Contract administrator fees2014-12-31$295,480
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LATTIMORE, BLACK, MORGAN & CAIN, P.
Accountancy firm EIN2014-12-31621199757
2013 : ASURION LLC 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$22,768
Total transfer of assets from this plan2013-12-31$256,354
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$36,415,471
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$8,277,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,960,608
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$23,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$19,700,878
Value of total assets at end of year2013-12-31$107,323,300
Value of total assets at beginning of year2013-12-31$79,419,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$293,035
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$178,289
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$522,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$522,960
Administrative expenses professional fees incurred2013-12-31$15,877
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$11,653,023
Participant contributions at end of year2013-12-31$3,628,423
Participant contributions at beginning of year2013-12-31$2,802,412
Participant contributions at end of year2013-12-31$564
Participant contributions at beginning of year2013-12-31$93
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,288,490
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$1,605
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$9,926
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$28,137,881
Value of net assets at end of year (total assets less liabilities)2013-12-31$107,323,300
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$79,419,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$26,273,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$39,339,254
Value of interest in pooled separate accounts at end of year2013-12-31$17,437,121
Value of interest in pooled separate accounts at beginning of year2013-12-31$10,959,616
Interest on participant loans2013-12-31$132,475
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$45,814
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$59,493,615
Value of interest in common/collective trusts at beginning of year2013-12-31$20,939,276
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,779,701
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$6,980,278
Net investment gain/loss from pooled separate accounts2013-12-31$4,182,344
Net investment gain or loss from common/collective trusts2013-12-31$4,840,796
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,759,365
Employer contributions (assets) at end of year2013-12-31$490,303
Employer contributions (assets) at beginning of year2013-12-31$598,653
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,959,003
Contract administrator fees2013-12-31$277,158
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LATTIMORE, BLACK, MORGAN & CAIN, P.
Accountancy firm EIN2013-12-31621199757
2012 : ASURION LLC 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$418,160
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$26,894,985
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$6,487,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,888,927
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$388,167
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$18,720,377
Value of total assets at end of year2012-12-31$79,419,005
Value of total assets at beginning of year2012-12-31$58,592,881
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$209,927
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$183,917
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$636,511
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$636,511
Administrative expenses professional fees incurred2012-12-31$12,000
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$10,511,023
Participant contributions at end of year2012-12-31$2,802,412
Participant contributions at beginning of year2012-12-31$2,080,804
Participant contributions at end of year2012-12-31$93
Participant contributions at beginning of year2012-12-31$265,580
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,556,839
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$1,766
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$338
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$20,407,964
Value of net assets at end of year (total assets less liabilities)2012-12-31$79,419,005
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$58,592,881
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$39,339,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$30,406,680
Value of interest in pooled separate accounts at end of year2012-12-31$10,959,616
Value of interest in pooled separate accounts at beginning of year2012-12-31$6,590,185
Interest on participant loans2012-12-31$95,663
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$88,254
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$20,939,276
Value of interest in common/collective trusts at beginning of year2012-12-31$13,994,469
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,779,701
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,819,848
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,831,068
Net investment gain/loss from pooled separate accounts2012-12-31$1,231,402
Net investment gain or loss from common/collective trusts2012-12-31$2,291,372
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,652,515
Employer contributions (assets) at end of year2012-12-31$598,653
Employer contributions (assets) at beginning of year2012-12-31$435,315
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,887,161
Contract administrator fees2012-12-31$197,927
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LATTIMORE, BLACK, MORGAN & CAIN
Accountancy firm EIN2012-12-31621199757
2011 : ASURION LLC 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$16,156
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$11,574,994
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,740,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,167,045
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$319,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$12,832,272
Value of total assets at end of year2011-12-31$58,592,881
Value of total assets at beginning of year2011-12-31$51,741,910
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$254,051
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$166,676
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$489,612
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$489,612
Administrative expenses professional fees incurred2011-12-31$30,462
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$8,300,559
Participant contributions at end of year2011-12-31$2,080,804
Participant contributions at beginning of year2011-12-31$1,414,854
Participant contributions at end of year2011-12-31$265,580
Participant contributions at beginning of year2011-12-31$63
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$927,779
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$23
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$6,834,815
Value of net assets at end of year (total assets less liabilities)2011-12-31$58,592,881
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$51,741,910
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$30,406,680
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$28,493,489
Value of interest in pooled separate accounts at end of year2011-12-31$6,590,185
Value of interest in pooled separate accounts at beginning of year2011-12-31$5,508,921
Interest on participant loans2011-12-31$72,469
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$94,207
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$13,994,469
Value of interest in common/collective trusts at beginning of year2011-12-31$12,231,044
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,819,848
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,093,493
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,678,931
Net investment gain/loss from pooled separate accounts2011-12-31$-83,852
Net investment gain or loss from common/collective trusts2011-12-31$-150,806
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,603,934
Employer contributions (assets) at end of year2011-12-31$435,315
Employer contributions (assets) at beginning of year2011-12-31$46
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,167,045
Contract administrator fees2011-12-31$223,589
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LATTIMORE BLACK MORGAN & CAIN
Accountancy firm EIN2011-12-31621199757
2010 : ASURION LLC 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$17,368,652
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$5,675,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,909,118
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$461,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$11,687,365
Value of total assets at end of year2010-12-31$51,741,910
Value of total assets at beginning of year2010-12-31$40,048,912
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$304,989
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$162,547
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$361,763
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$361,763
Administrative expenses professional fees incurred2010-12-31$26,086
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$7,496,930
Participant contributions at end of year2010-12-31$1,414,854
Participant contributions at beginning of year2010-12-31$1,036,341
Participant contributions at end of year2010-12-31$63
Participant contributions at beginning of year2010-12-31$216,979
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,191,938
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$-7,257
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$11,692,998
Value of net assets at end of year (total assets less liabilities)2010-12-31$51,741,910
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$40,048,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$28,493,489
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$20,478,539
Value of interest in pooled separate accounts at end of year2010-12-31$5,508,921
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,514,788
Interest on participant loans2010-12-31$59,155
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$103,392
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$12,231,044
Value of interest in common/collective trusts at beginning of year2010-12-31$10,297,078
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,093,493
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$4,407,238
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,636,175
Net investment gain/loss from pooled separate accounts2010-12-31$880,333
Net investment gain or loss from common/collective trusts2010-12-31$1,647,726
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,998,497
Employer contributions (assets) at end of year2010-12-31$46
Employer contributions (assets) at beginning of year2010-12-31$97,949
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,909,118
Contract administrator fees2010-12-31$278,903
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LATTIMORE, BLACK, MORGAN, CAIN, P.
Accountancy firm EIN2010-12-31621199757
2009 : ASURION LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ASURION LLC 401(K) PLAN

2022: ASURION LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ASURION LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ASURION LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ASURION LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ASURION LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ASURION LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ASURION LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ASURION LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ASURION LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ASURION LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ASURION LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ASURION LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ASURION LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31717
Policy instance 2
Insurance contract or identification numberGA31717
Number of Individuals Covered14650
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616230
Policy instance 1
Insurance contract or identification number616230
Number of Individuals Covered14650
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA-31717
Policy instance 2
Insurance contract or identification numberGA-31717
Number of Individuals Covered17706
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616230
Policy instance 1
Insurance contract or identification number616230
Number of Individuals Covered17706
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616230
Policy instance 1
Insurance contract or identification number616230
Number of Individuals Covered18568
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA-31717
Policy instance 2
Insurance contract or identification numberGA-31717
Number of Individuals Covered18568
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31717
Policy instance 2
Insurance contract or identification numberGA31717
Number of Individuals Covered17116
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616230
Policy instance 1
Insurance contract or identification number616230
Number of Individuals Covered17116
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA31717
Policy instance 2
Insurance contract or identification numberGA31717
Number of Individuals Covered15543
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616230
Policy instance 1
Insurance contract or identification number616230
Number of Individuals Covered15543
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616230
Policy instance 1
Insurance contract or identification number616230
Number of Individuals Covered13537
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616230
Policy instance 1
Insurance contract or identification number616230
Number of Individuals Covered12909
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616230
Policy instance 1
Insurance contract or identification number616230
Number of Individuals Covered12954
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $4,345
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,345
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameCAPFINANCIAL PARTNERS LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered5510
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $39,467
Total amount of fees paid to insurance companyUSD $39,098
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $39,467
Amount paid for insurance broker fees39098
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameCAPFINANCIAL PARTNERS LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616230
Policy instance 2
Insurance contract or identification number616230
Number of Individuals Covered5510
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616230
Policy instance 2
Insurance contract or identification number616230
Number of Individuals Covered4805
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered4805
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $50,856
Total amount of fees paid to insurance companyUSD $10,892
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $41,673
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameMARSH INS & INVESTMENTS CORP
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered4289
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $38,371
Total amount of fees paid to insurance companyUSD $47,536
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616230
Policy instance 2
Insurance contract or identification number616230
Number of Individuals Covered4289
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered3909
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $42,318
Total amount of fees paid to insurance companyUSD $53,515
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,318
Amount paid for insurance broker fees53515
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameMARSH INS & INVESTMENTS CORP
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number616230
Policy instance 2
Insurance contract or identification number616230
Number of Individuals Covered3909
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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