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Plan Name | ARVESTA CORPORATION RETIREMENT PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Benefit Pension |
Plan Features/Benefits |
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Company Name: | UPL NA INC. |
Employer identification number (EIN): | 943219203 |
NAIC Classification: | 333900 |
Additional information about UPL NA INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2002-06-11 |
Company Identification Number: | 0800092186 |
Legal Registered Office Address: |
PO BOX 12219 DURHAM United States of America (USA) 27709 |
More information about UPL NA INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2020-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-02-01 | ||||
001 | 2011-01-01 | ANNETTA JOHNSON | 2012-06-19 | ||
001 | 2010-01-01 | ANNETTA JOHNSON | 2011-07-18 | ANNETTA JOHNSON | 2011-07-18 |
Measure | Date | Value |
---|---|---|
2020: ARVESTA CORPORATION RETIREMENT PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 255 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 0 |
Total of all active and inactive participants | 2020-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 0 |
Number of participants with account balances | 2020-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2019: ARVESTA CORPORATION RETIREMENT PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 281 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 154 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 101 |
Total of all active and inactive participants | 2019-01-01 | 255 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 255 |
Number of participants with account balances | 2019-01-01 | 248 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 23 |
2018: ARVESTA CORPORATION RETIREMENT PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-02-01 | 204 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-02-01 | 200 |
Number of retired or separated participants receiving benefits | 2018-02-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-02-01 | 81 |
Total of all active and inactive participants | 2018-02-01 | 281 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-02-01 | 0 |
Total participants | 2018-02-01 | 281 |
Number of participants with account balances | 2018-02-01 | 275 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-02-01 | 13 |
Measure | Date | Value |
---|---|---|
2020 : ARVESTA CORPORATION RETIREMENT PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-04-30 | $0 |
Total transfer of assets from this plan | 2020-04-30 | $31,472,397 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-04-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-04-30 | $0 |
Total income from all sources (including contributions) | 2020-04-30 | $-1,884,627 |
Total loss/gain on sale of assets | 2020-04-30 | $0 |
Total of all expenses incurred | 2020-04-30 | $1,923,905 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-04-30 | $1,923,755 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-04-30 | $95,425 |
Value of total assets at end of year | 2020-04-30 | $0 |
Value of total assets at beginning of year | 2020-04-30 | $35,280,929 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-04-30 | $150 |
Total interest from all sources | 2020-04-30 | $3,306 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-04-30 | $1,742 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-04-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-04-30 | $1,742 |
Was this plan covered by a fidelity bond | 2020-04-30 | Yes |
Value of fidelity bond cover | 2020-04-30 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2020-04-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-04-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-04-30 | No |
Participant contributions at end of year | 2020-04-30 | $0 |
Participant contributions at beginning of year | 2020-04-30 | $167,843 |
Assets. Other investments not covered elsewhere at end of year | 2020-04-30 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-04-30 | $616,403 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-04-30 | $95,425 |
Other income not declared elsewhere | 2020-04-30 | $-66,354 |
Administrative expenses (other) incurred | 2020-04-30 | $150 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-04-30 | No |
Value of net income/loss | 2020-04-30 | $-3,808,532 |
Value of net assets at end of year (total assets less liabilities) | 2020-04-30 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-04-30 | $35,280,929 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-04-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-04-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-04-30 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-04-30 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-04-30 | $24,191,111 |
Interest on participant loans | 2020-04-30 | $1,349 |
Value of interest in common/collective trusts at end of year | 2020-04-30 | $0 |
Value of interest in common/collective trusts at beginning of year | 2020-04-30 | $8,211,924 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-04-30 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-04-30 | $1,335,927 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-04-30 | $1,335,927 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-04-30 | $1,957 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-04-30 | $-1,457,318 |
Net investment gain or loss from common/collective trusts | 2020-04-30 | $-461,428 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-04-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-04-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-04-30 | No |
Employer contributions (assets) at end of year | 2020-04-30 | $0 |
Employer contributions (assets) at beginning of year | 2020-04-30 | $757,721 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-04-30 | $1,923,755 |
Did the plan have assets held for investment | 2020-04-30 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-04-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-04-30 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-04-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-04-30 | Disclaimer |
Accountancy firm name | 2020-04-30 | COHNREZNICK, LLP |
Accountancy firm EIN | 2020-04-30 | 221478099 |
2019 : ARVESTA CORPORATION RETIREMENT PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $11,788,950 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $7,723,902 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $7,722,552 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $4,404,243 |
Value of total assets at end of year | 2019-12-31 | $35,280,929 |
Value of total assets at beginning of year | 2019-12-31 | $31,215,881 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,350 |
Total interest from all sources | 2019-12-31 | $36,385 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $943,168 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $943,168 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $2,358,674 |
Participant contributions at end of year | 2019-12-31 | $167,843 |
Participant contributions at beginning of year | 2019-12-31 | $208,497 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $616,403 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $435,432 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $563,317 |
Other income not declared elsewhere | 2019-12-31 | $93,441 |
Administrative expenses (other) incurred | 2019-12-31 | $1,350 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $4,065,048 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $35,280,929 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $31,215,881 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $24,191,111 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $21,568,644 |
Interest on participant loans | 2019-12-31 | $9,773 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $8,211,924 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $6,764,288 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $1,335,927 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $1,316,355 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $1,316,355 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $26,612 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,737,659 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $1,574,054 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,482,252 |
Employer contributions (assets) at end of year | 2019-12-31 | $757,721 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $922,665 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $7,722,552 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | COHNREZNICK, LLP |
Accountancy firm EIN | 2019-12-31 | 221478099 |
2018 : ARVESTA CORPORATION RETIREMENT PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets to this plan | 2018-12-31 | $32,418,749 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,998,023 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $3,200,891 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $3,198,490 |
Value of total corrective distributions | 2018-12-31 | $1,726 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $4,916,797 |
Value of total assets at end of year | 2018-12-31 | $31,215,881 |
Value of total assets at beginning of year | 2018-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $675 |
Total interest from all sources | 2018-12-31 | $20,163 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $2,472,302 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $2,472,302 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $2,298,405 |
Participant contributions at end of year | 2018-12-31 | $208,497 |
Participant contributions at beginning of year | 2018-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $435,432 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $969,617 |
Other income not declared elsewhere | 2018-12-31 | $-54,081 |
Administrative expenses (other) incurred | 2018-12-31 | $675 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-1,202,868 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $31,215,881 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $0 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $21,568,644 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $0 |
Interest on participant loans | 2018-12-31 | $6,041 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $6,764,288 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $1,316,355 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $14,122 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,708,115 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-649,043 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,648,775 |
Employer contributions (assets) at end of year | 2018-12-31 | $922,665 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $3,198,490 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | COHNREZNICK, LLP |
Accountancy firm EIN | 2018-12-31 | 221478099 |
2020: ARVESTA CORPORATION RETIREMENT PLAN 2020 form 5500 responses | ||
---|---|---|
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | Yes |
2020-01-01 | This submission is the final filing | Yes |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: ARVESTA CORPORATION RETIREMENT PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: ARVESTA CORPORATION RETIREMENT PLAN 2018 form 5500 responses | ||
2018-02-01 | Type of plan entity | Single employer plan |
2018-02-01 | First time form 5500 has been submitted | Yes |
2018-02-01 | Submission has been amended | No |
2018-02-01 | This submission is the final filing | No |
2018-02-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2018-02-01 | Plan is a collectively bargained plan | No |
2018-02-01 | Plan funding arrangement – Trust | Yes |
2018-02-01 | Plan benefit arrangement - Trust | Yes |