401k Plan data: APPLIED THIN -FILM PRODUCTS 401(K) PLAN plan

APPLIED THIN -FILM PRODUCTS 401(K) PLAN 401k Plan overview

Plan Name	APPLIED THIN -FILM PRODUCTS 401(K) PLAN
Plan identification number	001

APPLIED THIN -FILM PRODUCTS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

APPLIED THIN -FILM PRODUCTS, INC has sponsored the creation of one or more 401k plans.

Company Name: APPLIED THIN -FILM PRODUCTS, INC

Employer identification number (EIN): 943222649

NAIC Classification: 334410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan APPLIED THIN -FILM PRODUCTS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01 DONNA TOM 2022-06-03
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 KIPP MCKAY
001 2017-01-01 KIPP MCKAY
001 2016-01-01 JIM ANDERSON
001 2015-01-01 JIM ANDERSON
001 2014-01-01 JEAN SCHOY
001 2013-01-01 HILARY CALHOUN
001 2012-01-01 HILARY CALHOUN
001 2011-01-01 JEAN SCHOY 2012-07-27
001 2010-01-01 JEAN SCHOY
001 2009-01-01 JEAN SCHOY JEAN SCHOY 2010-11-15
001 2009-01-01 JEAN SCHOY
001 2009-01-01 JEAN SCHOY
001 2009-01-01
001 2009-01-01 JEAN SCHOY
001 2009-01-01 JEAN SCHOY JEAN SCHOY 2010-11-15
001 2009-01-01 JEAN SCHOY JEAN SCHOY 2010-11-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01	DONNA TOM	2022-06-03
001	2020-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	KIPP MCKAY
001	2017-01-01	KIPP MCKAY
001	2016-01-01	JIM ANDERSON
001	2015-01-01	JIM ANDERSON
001	2014-01-01	JEAN SCHOY
001	2013-01-01	HILARY CALHOUN
001	2012-01-01	HILARY CALHOUN
001	2011-01-01	JEAN SCHOY	2012-07-27
001	2010-01-01	JEAN SCHOY
001	2009-01-01	JEAN SCHOY		JEAN SCHOY	2010-11-15
001	2009-01-01	JEAN SCHOY
001	2009-01-01	JEAN SCHOY
001	2009-01-01
001	2009-01-01	JEAN SCHOY
001	2009-01-01	JEAN SCHOY		JEAN SCHOY	2010-11-15
001	2009-01-01	JEAN SCHOY		JEAN SCHOY	2010-11-15

Plan Statistics for APPLIED THIN -FILM PRODUCTS 401(K) PLAN

401k plan membership statisitcs for APPLIED THIN -FILM PRODUCTS 401(K) PLAN

Measure Date Value
2020: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 97
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 19
Total of all active and inactive participants 2020-01-01 116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 116
Number of participants with account balances 2020-01-01 51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 154
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 141
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 20
Total of all active and inactive participants 2019-01-01 161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 161
Number of participants with account balances 2019-01-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 132
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 20
Total of all active and inactive participants 2018-01-01 152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 152
Number of participants with account balances 2018-01-01 76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 112
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 18
Total of all active and inactive participants 2017-01-01 130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 130
Number of participants with account balances 2017-01-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 110
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 15
Total of all active and inactive participants 2016-01-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 125
Number of participants with account balances 2016-01-01 64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 114
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 17
Total of all active and inactive participants 2015-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 131
Number of participants with account balances 2015-01-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 114
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 20
Total of all active and inactive participants 2014-01-01 134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 134
Number of participants with account balances 2014-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 121
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 14
Total of all active and inactive participants 2013-01-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 135
Number of participants with account balances 2013-01-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 123
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 9
Total of all active and inactive participants 2012-01-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 132
Number of participants with account balances 2012-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2010: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 104
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 94
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 94
Number of participants with account balances 2010-01-01 67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 115
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 86
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 7
Total of all active and inactive participants 2009-01-01 93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 93
Number of participants with account balances 2009-01-01 67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2020: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	97
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	19
Total of all active and inactive participants	2020-01-01	116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	116
Number of participants with account balances	2020-01-01	51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	154
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	141
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	20
Total of all active and inactive participants	2019-01-01	161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	161
Number of participants with account balances	2019-01-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	132
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	20
Total of all active and inactive participants	2018-01-01	152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	152
Number of participants with account balances	2018-01-01	76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	112
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	18
Total of all active and inactive participants	2017-01-01	130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	130
Number of participants with account balances	2017-01-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	110
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	15
Total of all active and inactive participants	2016-01-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	125
Number of participants with account balances	2016-01-01	64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	114
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	17
Total of all active and inactive participants	2015-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	131
Number of participants with account balances	2015-01-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	114
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	20
Total of all active and inactive participants	2014-01-01	134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	134
Number of participants with account balances	2014-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	121
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	14
Total of all active and inactive participants	2013-01-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	135
Number of participants with account balances	2013-01-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	123
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	9
Total of all active and inactive participants	2012-01-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	132
Number of participants with account balances	2012-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2010: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	104
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	94
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	94
Number of participants with account balances	2010-01-01	67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	115
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	86
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	7
Total of all active and inactive participants	2009-01-01	93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	93
Number of participants with account balances	2009-01-01	67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on APPLIED THIN -FILM PRODUCTS 401(K) PLAN

Measure	Date	Value
2020 : APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total transfer of assets from this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$1,864,170
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$3,739,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$3,689,851
Expenses. Certain deemed distributions of participant loans	2020-12-31	$770
Value of total corrective distributions	2020-12-31	$31,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$665,046
Value of total assets at end of year	2020-12-31	$4,150,406
Value of total assets at beginning of year	2020-12-31	$6,026,181
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$17,553
Total interest from all sources	2020-12-31	$3,749
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$228,730
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$228,730
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$473,553
Participant contributions at end of year	2020-12-31	$20,366
Participant contributions at beginning of year	2020-12-31	$61,542
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$191,493
Other income not declared elsewhere	2020-12-31	$14,743
Administrative expenses (other) incurred	2020-12-31	$17,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$-1,875,775
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$4,150,406
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$6,026,181
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$3,786,051
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$5,544,874
Interest on participant loans	2020-12-31	$3,313
Value of interest in common/collective trusts at end of year	2020-12-31	$243,612
Value of interest in common/collective trusts at beginning of year	2020-12-31	$192,720
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$100,377
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$227,045
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$227,045
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$436
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$910,617
Net investment gain or loss from common/collective trusts	2020-12-31	$41,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$3,689,851
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	ABBOTT STRINGHAM AND LYNCH
Accountancy firm EIN	2020-12-31	770051130
2019 : APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets to this plan	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$1,702,428
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$556,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$520,103
Expenses. Certain deemed distributions of participant loans	2019-12-31	$887
Value of total corrective distributions	2019-12-31	$20,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$554,798
Value of total assets at end of year	2019-12-31	$6,026,181
Value of total assets at beginning of year	2019-12-31	$4,880,546
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$15,466
Total interest from all sources	2019-12-31	$10,009
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$209,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$209,695
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,489,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$483,268
Participant contributions at end of year	2019-12-31	$61,542
Participant contributions at beginning of year	2019-12-31	$41,241
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$71,530
Other income not declared elsewhere	2019-12-31	$13,401
Administrative expenses (other) incurred	2019-12-31	$15,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,145,635
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$6,026,181
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$4,880,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$5,544,874
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$4,244,275
Interest on participant loans	2019-12-31	$3,872
Value of interest in common/collective trusts at end of year	2019-12-31	$192,720
Value of interest in common/collective trusts at beginning of year	2019-12-31	$184,021
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$227,045
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$411,009
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$411,009
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$6,137
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$873,754
Net investment gain or loss from common/collective trusts	2019-12-31	$40,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$520,103
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ABBOTT STRINGHAM AND LYNCH
Accountancy firm EIN	2019-12-31	770051130
2018 : APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$150,162
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$206,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$176,040
Expenses. Certain deemed distributions of participant loans	2018-12-31	$5,266
Value of total corrective distributions	2018-12-31	$11,708
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$422,358
Value of total assets at end of year	2018-12-31	$4,880,546
Value of total assets at beginning of year	2018-12-31	$4,937,023
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$13,625
Total interest from all sources	2018-12-31	$4,990
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$272,632
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$272,632
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,494,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$422,358
Participant contributions at end of year	2018-12-31	$41,241
Participant contributions at beginning of year	2018-12-31	$69,580
Other income not declared elsewhere	2018-12-31	$12,710
Administrative expenses (other) incurred	2018-12-31	$13,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-56,477
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$4,880,546
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,937,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$4,244,275
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$4,578,495
Interest on participant loans	2018-12-31	$3,578
Value of interest in common/collective trusts at end of year	2018-12-31	$184,021
Value of interest in common/collective trusts at beginning of year	2018-12-31	$192,242
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$411,009
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$96,706
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$96,706
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$1,412
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-538,111
Net investment gain or loss from common/collective trusts	2018-12-31	$-24,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$176,040
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ABBOTT STRINGHAM AND LYNCH
Accountancy firm EIN	2018-12-31	770051130
2017 : APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,187,573
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$43,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$16,318
Expenses. Certain deemed distributions of participant loans	2017-12-31	$13,196
Value of total corrective distributions	2017-12-31	$3,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$507,928
Value of total assets at end of year	2017-12-31	$4,937,023
Value of total assets at beginning of year	2017-12-31	$3,793,289
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$11,042
Total interest from all sources	2017-12-31	$5,067
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$171,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$171,185
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,380,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$371,273
Participant contributions at end of year	2017-12-31	$69,580
Participant contributions at beginning of year	2017-12-31	$98,068
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$136,655
Other income not declared elsewhere	2017-12-31	$10,007
Administrative expenses (other) incurred	2017-12-31	$11,042
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,143,734
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,937,023
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,793,289
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$4,578,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$3,447,144
Interest on participant loans	2017-12-31	$4,885
Value of interest in common/collective trusts at end of year	2017-12-31	$192,242
Value of interest in common/collective trusts at beginning of year	2017-12-31	$163,296
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$96,706
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$84,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$84,781
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$182
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$468,635
Net investment gain or loss from common/collective trusts	2017-12-31	$24,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$16,318
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	ABBOTT STRINGHAM AND LYNCH
Accountancy firm EIN	2017-12-31	770051130
2016 : APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$590,321
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$344,374
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$313,647
Expenses. Certain deemed distributions of participant loans	2016-12-31	$6,077
Value of total corrective distributions	2016-12-31	$14,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$341,034
Value of total assets at end of year	2016-12-31	$3,793,289
Value of total assets at beginning of year	2016-12-31	$3,547,342
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$10,142
Total interest from all sources	2016-12-31	$6,072
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$195,985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$195,985
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,355,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$309,469
Participant contributions at end of year	2016-12-31	$98,068
Participant contributions at beginning of year	2016-12-31	$148,770
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$31,565
Other income not declared elsewhere	2016-12-31	$8,717
Administrative expenses (other) incurred	2016-12-31	$10,142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$245,947
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,793,289
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,547,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$3,447,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,184,246
Interest on participant loans	2016-12-31	$6,072
Value of interest in common/collective trusts at end of year	2016-12-31	$163,296
Value of interest in common/collective trusts at beginning of year	2016-12-31	$117,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$84,781
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$96,574
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$96,574
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$7,697
Net investment gain or loss from common/collective trusts	2016-12-31	$30,816
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$313,647
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ABBOTT STRINGHAM AND LYNCH
Accountancy firm EIN	2016-12-31	770051130
2015 : APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$210,425
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$264,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$248,147
Value of total corrective distributions	2015-12-31	$5,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$266,262
Value of total assets at end of year	2015-12-31	$3,547,342
Value of total assets at beginning of year	2015-12-31	$3,601,129
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$10,476
Total interest from all sources	2015-12-31	$7,444
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$226,708
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$226,708
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$266,262
Participant contributions at end of year	2015-12-31	$148,770
Participant contributions at beginning of year	2015-12-31	$158,427
Other income not declared elsewhere	2015-12-31	$8,726
Administrative expenses (other) incurred	2015-12-31	$10,476
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-53,787
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,547,342
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,601,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,184,246
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,282,003
Interest on participant loans	2015-12-31	$7,444
Value of interest in common/collective trusts at end of year	2015-12-31	$117,752
Value of interest in common/collective trusts at beginning of year	2015-12-31	$70,697
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$96,574
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$90,002
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$90,002
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-290,022
Net investment gain or loss from common/collective trusts	2015-12-31	$-8,693
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$248,147
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ABBOTT STRINGHAM AND LYNCH
Accountancy firm EIN	2015-12-31	770051130
2014 : APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$510,854
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$21,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,547
Expenses. Certain deemed distributions of participant loans	2014-12-31	$6,071
Value of total corrective distributions	2014-12-31	$3,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$292,760
Value of total assets at end of year	2014-12-31	$3,601,129
Value of total assets at beginning of year	2014-12-31	$3,111,461
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$5,874
Total interest from all sources	2014-12-31	$6,469
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$213,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$213,641
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$263,716
Participant contributions at end of year	2014-12-31	$158,427
Participant contributions at beginning of year	2014-12-31	$112,020
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$29,044
Other income not declared elsewhere	2014-12-31	$4,099
Administrative expenses (other) incurred	2014-12-31	$5,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$489,668
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,601,129
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,111,461
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,282,003
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,892,571
Interest on participant loans	2014-12-31	$6,469
Value of interest in common/collective trusts at end of year	2014-12-31	$70,697
Value of interest in common/collective trusts at beginning of year	2014-12-31	$19,002
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$90,002
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$87,868
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$87,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-10,198
Net investment gain or loss from common/collective trusts	2014-12-31	$4,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,547
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ABBOTT STRINGHAM AND LYNCH
Accountancy firm EIN	2014-12-31	770051130
2013 : APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$753,226
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$81,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$79,057
Expenses. Certain deemed distributions of participant loans	2013-12-31	$591
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$268,838
Value of total assets at end of year	2013-12-31	$3,111,461
Value of total assets at beginning of year	2013-12-31	$2,439,258
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,375
Total interest from all sources	2013-12-31	$5,382
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$130,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$130,966
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$268,838
Participant contributions at end of year	2013-12-31	$112,020
Participant contributions at beginning of year	2013-12-31	$108,340
Administrative expenses (other) incurred	2013-12-31	$1,375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$672,203
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,111,461
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,439,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,892,571
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,221,312
Interest on participant loans	2013-12-31	$5,382
Value of interest in common/collective trusts at end of year	2013-12-31	$19,002
Value of interest in common/collective trusts at beginning of year	2013-12-31	$10,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$87,868
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$99,403
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$99,403
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$344,095
Net investment gain or loss from common/collective trusts	2013-12-31	$3,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$79,057
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ABBOTT STRINGHAM AND LYNCH
Accountancy firm EIN	2013-12-31	770051130
2012 : APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$529,963
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$144,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$142,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$274,411
Value of total assets at end of year	2012-12-31	$2,439,258
Value of total assets at beginning of year	2012-12-31	$2,053,343
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,450
Total interest from all sources	2012-12-31	$3,312
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$62,098
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$62,098
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$252,989
Participant contributions at end of year	2012-12-31	$108,340
Participant contributions at beginning of year	2012-12-31	$72,345
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$21,422
Administrative expenses (other) incurred	2012-12-31	$1,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$385,915
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,439,258
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,053,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,221,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,787,979
Interest on participant loans	2012-12-31	$3,312
Value of interest in common/collective trusts at end of year	2012-12-31	$10,203
Value of interest in common/collective trusts at beginning of year	2012-12-31	$193,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$99,403
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$184,681
Net investment gain or loss from common/collective trusts	2012-12-31	$5,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$142,598
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ABBOT STRINGHAM AND LYNCH
Accountancy firm EIN	2012-12-31	770051130
2010 : APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total income from all sources	2010-12-31	$443,357
Expenses. Total of all expenses incurred	2010-12-31	$63,059
Benefits paid (including direct rollovers)	2010-12-31	$34,860
Total plan assets at end of year	2010-12-31	$2,128,679
Total plan assets at beginning of year	2010-12-31	$1,748,381
Value of fidelity bond covering the plan	2010-12-31	$200,000
Total contributions received or receivable from participants	2010-12-31	$208,214
Expenses. Other expenses not covered elsewhere	2010-12-31	$308
Other income received	2010-12-31	$150,646
Net income (gross income less expenses)	2010-12-31	$380,298
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,128,679
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,748,381
Assets. Value of participant loans	2010-12-31	$60,588
Total contributions received or receivable from employer(s)	2010-12-31	$84,497
Value of corrective distributions	2010-12-31	$27,891
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$0
Amount contributed by the employer to the plan for this plan year	2010-12-31	$0

Form 5500 Responses for APPLIED THIN -FILM PRODUCTS 401(K) PLAN

2020: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	Yes
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2010: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: APPLIED THIN -FILM PRODUCTS 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-805154

Policy instance

Insurance contract or identification number	GA-805154
Number of Individuals Covered	67
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $7,032
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,032
Insurance broker organization code?	3
Insurance broker name	UVEST FINANCIAL SVCS GRP INC

Potentially related plans

APPLIED THIN FILMS, INC. RETIREMENT TRUST [EIN = 364202347]

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Company Name:	APPLIED THIN -FILM PRODUCTS, INC
Employer identification number (EIN):	943222649
NAIC Classification:	334410