EDELMAN FINANCIAL ENGINES, LLC has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2022 : FINANCIAL ENGINES 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-35,658,244 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $23,088,096 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $23,081,496 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $40,081,666 |
Value of total assets at end of year | 2022-12-31 | $348,521,737 |
Value of total assets at beginning of year | 2022-12-31 | $407,268,077 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $6,600 |
Total interest from all sources | 2022-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $9,013,862 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $9,013,862 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $25,401,768 |
Participant contributions at end of year | 2022-12-31 | $2,958,810 |
Participant contributions at beginning of year | 2022-12-31 | $2,761,942 |
Participant contributions at end of year | 2022-12-31 | $708,985 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $5,003,315 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-58,746,340 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $348,521,737 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $407,268,077 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $343,687,584 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $403,623,625 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $182,878 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $11,551 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $11,551 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-84,753,772 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $9,676,583 |
Employer contributions (assets) at end of year | 2022-12-31 | $983,480 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $870,959 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $23,081,496 |
Contract administrator fees | 2022-12-31 | $6,600 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2022-12-31 | 043499945 |
2021 : FINANCIAL ENGINES 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $137,689,070 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $90,423,939 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $46,899,825 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $46,872,474 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $37,551,156 |
Value of total assets at end of year | 2021-12-31 | $407,268,077 |
Value of total assets at beginning of year | 2021-12-31 | $226,054,893 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $27,351 |
Total interest from all sources | 2021-12-31 | $3,235 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $12,795,259 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $12,795,259 |
Administrative expenses professional fees incurred | 2021-12-31 | $21,101 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $23,345,339 |
Participant contributions at end of year | 2021-12-31 | $2,761,942 |
Participant contributions at beginning of year | 2021-12-31 | $1,681,369 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $5,690,967 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $43,524,114 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $407,268,077 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $226,054,893 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $403,623,625 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $223,561,237 |
Interest on participant loans | 2021-12-31 | $3,235 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $11,551 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $40,074,289 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $8,514,850 |
Employer contributions (assets) at end of year | 2021-12-31 | $870,959 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $812,287 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $46,872,474 |
Contract administrator fees | 2021-12-31 | $6,250 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | Yes |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2021-12-31 | 043499945 |
2020 : FINANCIAL ENGINES 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $58,633,256 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $22,926,633 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $22,795,273 |
Value of total corrective distributions | 2020-12-31 | $126,435 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $26,398,962 |
Value of total assets at end of year | 2020-12-31 | $226,054,893 |
Value of total assets at beginning of year | 2020-12-31 | $190,348,270 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $4,925 |
Total interest from all sources | 2020-12-31 | $78,048 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $5,254,265 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $5,254,265 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $14,433,806 |
Participant contributions at end of year | 2020-12-31 | $1,681,369 |
Participant contributions at beginning of year | 2020-12-31 | $1,347,767 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $6,181,290 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $281 |
Other income not declared elsewhere | 2020-12-31 | $14,993 |
Administrative expenses (other) incurred | 2020-12-31 | $4,925 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $35,706,623 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $226,054,893 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $190,348,270 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $223,561,237 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $188,248,687 |
Interest on participant loans | 2020-12-31 | $78,048 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $26,886,988 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $5,783,866 |
Employer contributions (assets) at end of year | 2020-12-31 | $812,287 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $751,816 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $22,794,992 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2020-12-31 | 910189318 |
2019 : FINANCIAL ENGINES 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $56,576,512 |
Total income from all sources (including contributions) | 2019-12-31 | $56,576,512 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $10,143,086 |
Total of all expenses incurred | 2019-12-31 | $10,143,086 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $10,119,365 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $10,119,365 |
Value of total corrective distributions | 2019-12-31 | $19,961 |
Value of total corrective distributions | 2019-12-31 | $19,961 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $20,956,942 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $20,956,942 |
Value of total assets at end of year | 2019-12-31 | $190,348,270 |
Value of total assets at end of year | 2019-12-31 | $190,348,270 |
Value of total assets at beginning of year | 2019-12-31 | $143,914,844 |
Value of total assets at beginning of year | 2019-12-31 | $143,914,844 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $3,760 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $3,760 |
Total interest from all sources | 2019-12-31 | $63,781 |
Total interest from all sources | 2019-12-31 | $63,781 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $4,883,043 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $4,883,043 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $4,883,043 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $4,883,043 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $12,535,911 |
Participant contributions at end of year | 2019-12-31 | $1,347,767 |
Participant contributions at end of year | 2019-12-31 | $1,347,767 |
Participant contributions at beginning of year | 2019-12-31 | $952,584 |
Participant contributions at beginning of year | 2019-12-31 | $952,584 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $3,320,552 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $3,320,552 |
Other income not declared elsewhere | 2019-12-31 | $63,034 |
Other income not declared elsewhere | 2019-12-31 | $63,034 |
Administrative expenses (other) incurred | 2019-12-31 | $3,760 |
Administrative expenses (other) incurred | 2019-12-31 | $3,760 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $46,433,426 |
Value of net income/loss | 2019-12-31 | $46,433,426 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $190,348,270 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $190,348,270 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $143,914,844 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $143,914,844 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $188,248,687 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $188,248,687 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $142,417,034 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $142,417,034 |
Interest on participant loans | 2019-12-31 | $63,781 |
Interest on participant loans | 2019-12-31 | $63,781 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $30,609,712 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $30,609,712 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $5,100,479 |
Contributions received in cash from employer | 2019-12-31 | $5,100,479 |
Employer contributions (assets) at end of year | 2019-12-31 | $751,816 |
Employer contributions (assets) at end of year | 2019-12-31 | $751,816 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $545,226 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $545,226 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $10,119,365 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $10,119,365 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MOSS ADAMS LLP |
Accountancy firm name | 2019-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2019-12-31 | 910189318 |
Accountancy firm EIN | 2019-12-31 | 910189318 |
2018 : FINANCIAL ENGINES 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $7,636,141 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $6,520,438 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $6,510,856 |
Value of total corrective distributions | 2018-12-31 | $4,532 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $18,616,388 |
Value of total assets at end of year | 2018-12-31 | $143,914,844 |
Value of total assets at beginning of year | 2018-12-31 | $142,799,141 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $5,050 |
Total interest from all sources | 2018-12-31 | $53,939 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $3,898,686 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $3,898,686 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $10,932,721 |
Participant contributions at end of year | 2018-12-31 | $952,584 |
Participant contributions at beginning of year | 2018-12-31 | $1,371,167 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $3,102,460 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $52,154 |
Other income not declared elsewhere | 2018-12-31 | $1,074 |
Administrative expenses (other) incurred | 2018-12-31 | $5,050 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $1,115,703 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $143,914,844 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $142,799,141 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $142,417,034 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $141,427,974 |
Interest on participant loans | 2018-12-31 | $53,939 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-14,933,946 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $4,581,207 |
Employer contributions (assets) at end of year | 2018-12-31 | $545,226 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $6,458,702 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2018-12-31 | 910189318 |
2017 : FINANCIAL ENGINES 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $41,373,558 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $4,513,518 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $4,500,620 |
Value of total corrective distributions | 2017-12-31 | $9,823 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $19,283,011 |
Value of total assets at end of year | 2017-12-31 | $142,799,141 |
Value of total assets at beginning of year | 2017-12-31 | $105,939,101 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $3,075 |
Total interest from all sources | 2017-12-31 | $56,838 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $2,972,178 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $2,972,178 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $10,298,780 |
Participant contributions at end of year | 2017-12-31 | $1,371,167 |
Participant contributions at beginning of year | 2017-12-31 | $1,093,074 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $4,672,919 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $88 |
Other income not declared elsewhere | 2017-12-31 | $52,326 |
Administrative expenses (other) incurred | 2017-12-31 | $3,075 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $36,860,040 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $142,799,141 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $105,939,101 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $141,427,974 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $104,830,089 |
Interest on participant loans | 2017-12-31 | $56,838 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $19,009,205 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $4,311,312 |
Employer contributions (assets) at end of year | 2017-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $15,938 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $4,500,532 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2017-12-31 | 910189318 |
2016 : FINANCIAL ENGINES 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $28,161,520 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $5,016,906 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $4,998,851 |
Value of total corrective distributions | 2016-12-31 | $16,605 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $20,334,691 |
Value of total assets at end of year | 2016-12-31 | $105,939,101 |
Value of total assets at beginning of year | 2016-12-31 | $82,794,487 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,450 |
Total interest from all sources | 2016-12-31 | $33,474 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $2,358,808 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $2,358,808 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $8,829,272 |
Participant contributions at end of year | 2016-12-31 | $1,093,074 |
Participant contributions at beginning of year | 2016-12-31 | $650,958 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $7,836,307 |
Other income not declared elsewhere | 2016-12-31 | $51 |
Administrative expenses (other) incurred | 2016-12-31 | $1,450 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $23,144,614 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $105,939,101 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $82,794,487 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $104,830,089 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $82,143,529 |
Interest on participant loans | 2016-12-31 | $33,474 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $5,434,496 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $3,669,112 |
Employer contributions (assets) at end of year | 2016-12-31 | $15,938 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $4,998,851 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2016-12-31 | 910189318 |
2015 : FINANCIAL ENGINES 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $9,592,019 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $2,263,614 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,261,168 |
Value of total corrective distributions | 2015-12-31 | $1,246 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $10,548,945 |
Value of total assets at end of year | 2015-12-31 | $82,794,487 |
Value of total assets at beginning of year | 2015-12-31 | $75,466,082 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,200 |
Total interest from all sources | 2015-12-31 | $26,046 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,935,382 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,935,382 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $5,883,210 |
Participant contributions at end of year | 2015-12-31 | $650,958 |
Participant contributions at beginning of year | 2015-12-31 | $662,729 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $2,351,379 |
Other income not declared elsewhere | 2015-12-31 | $797 |
Administrative expenses (other) incurred | 2015-12-31 | $1,200 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $7,328,405 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $82,794,487 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $75,466,082 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $82,143,529 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $74,646,825 |
Interest on participant loans | 2015-12-31 | $26,046 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-2,919,151 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $2,314,356 |
Employer contributions (assets) at end of year | 2015-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $156,528 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,261,168 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2015-12-31 | 910189318 |
2014 : FINANCIAL ENGINES 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $15,274,295 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $3,474,169 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,470,481 |
Value of total corrective distributions | 2014-12-31 | $2,763 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $10,694,764 |
Value of total assets at end of year | 2014-12-31 | $75,466,082 |
Value of total assets at beginning of year | 2014-12-31 | $63,665,956 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $925 |
Total interest from all sources | 2014-12-31 | $22,259 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,824,763 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,824,763 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $5,175,711 |
Participant contributions at end of year | 2014-12-31 | $662,729 |
Participant contributions at beginning of year | 2014-12-31 | $469,196 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $4,062,846 |
Other income not declared elsewhere | 2014-12-31 | $1,158 |
Administrative expenses (other) incurred | 2014-12-31 | $925 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $11,800,126 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $75,466,082 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $63,665,956 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $74,646,825 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $63,196,760 |
Interest on participant loans | 2014-12-31 | $22,259 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $2,731,351 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,456,207 |
Employer contributions (assets) at end of year | 2014-12-31 | $156,528 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,470,481 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2014-12-31 | 910189318 |
2013 : FINANCIAL ENGINES 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $17,643,361 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,374,389 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,368,390 |
Value of total corrective distributions | 2013-12-31 | $5,274 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $7,203,529 |
Value of total assets at end of year | 2013-12-31 | $63,665,956 |
Value of total assets at beginning of year | 2013-12-31 | $47,396,984 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $725 |
Total interest from all sources | 2013-12-31 | $15,736 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,364,261 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,364,261 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $4,691,463 |
Participant contributions at end of year | 2013-12-31 | $469,196 |
Participant contributions at beginning of year | 2013-12-31 | $363,160 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,217,925 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $111 |
Other income not declared elsewhere | 2013-12-31 | $269 |
Administrative expenses (other) incurred | 2013-12-31 | $725 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $16,268,972 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $63,665,956 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $47,396,984 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $63,196,760 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $47,033,824 |
Interest on participant loans | 2013-12-31 | $15,736 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $9,059,566 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,294,141 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,368,279 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2013-12-31 | 910189318 |
2012 : FINANCIAL ENGINES 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $11,985,478 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,847,596 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,846,720 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $6,356,231 |
Value of total assets at end of year | 2012-12-31 | $47,396,984 |
Value of total assets at beginning of year | 2012-12-31 | $37,259,102 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $876 |
Total interest from all sources | 2012-12-31 | $12,425 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,139,113 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,139,113 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $4,126,312 |
Participant contributions at end of year | 2012-12-31 | $363,160 |
Participant contributions at beginning of year | 2012-12-31 | $247,288 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $1,077,711 |
Administrative expenses (other) incurred | 2012-12-31 | $876 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $10,137,882 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $47,396,984 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $37,259,102 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $47,033,824 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $37,011,814 |
Interest on participant loans | 2012-12-31 | $12,425 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $4,477,709 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,152,208 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,846,720 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2012-12-31 | 910189318 |
2011 : FINANCIAL ENGINES 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $4,622,289 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $855,643 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $852,011 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $5,459,391 |
Value of total assets at end of year | 2011-12-31 | $37,259,102 |
Value of total assets at beginning of year | 2011-12-31 | $33,492,456 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,632 |
Total interest from all sources | 2011-12-31 | $11,738 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $944,057 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $944,057 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $3,535,938 |
Participant contributions at end of year | 2011-12-31 | $247,288 |
Participant contributions at beginning of year | 2011-12-31 | $292,069 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $893,522 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $580 |
Administrative expenses (other) incurred | 2011-12-31 | $3,632 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $3,766,646 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $37,259,102 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $33,492,456 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $37,011,814 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $33,200,387 |
Interest on participant loans | 2011-12-31 | $11,738 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,792,897 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,029,931 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $851,431 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MOHLER, NIXON & WILLIAMS |
Accountancy firm EIN | 2011-12-31 | 770106234 |
2010 : FINANCIAL ENGINES 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $8,504,125 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $563,682 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $559,908 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $4,676,922 |
Value of total assets at end of year | 2010-12-31 | $33,492,456 |
Value of total assets at beginning of year | 2010-12-31 | $25,552,013 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $3,774 |
Total interest from all sources | 2010-12-31 | $15,429 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $778,060 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $778,060 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,946,739 |
Participant contributions at end of year | 2010-12-31 | $292,069 |
Participant contributions at beginning of year | 2010-12-31 | $234,346 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $859,484 |
Other income not declared elsewhere | 2010-12-31 | $580 |
Administrative expenses (other) incurred | 2010-12-31 | $3,774 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $7,940,443 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $33,492,456 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $25,552,013 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $33,200,387 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $25,317,667 |
Interest on participant loans | 2010-12-31 | $15,429 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $3,033,134 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $870,699 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $559,908 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MOHLER, NIXON & WILLIAMS |
Accountancy firm EIN | 2010-12-31 | 770106234 |