EDELMAN FINANCIAL ENGINES, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EDELMAN FINANCIAL SERVICES, LLC 401(K) PLAN
Measure | Date | Value |
---|
2021 : EDELMAN FINANCIAL SERVICES, LLC 401(K) PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-02-28 | $0 |
Total transfer of assets from this plan | 2021-02-28 | $137,689,070 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-02-28 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-02-28 | $0 |
Total income from all sources (including contributions) | 2021-02-28 | $6,162,053 |
Total loss/gain on sale of assets | 2021-02-28 | $0 |
Total of all expenses incurred | 2021-02-28 | $1,013,356 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-02-28 | $910,255 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-02-28 | $981,878 |
Value of total assets at end of year | 2021-02-28 | $0 |
Value of total assets at beginning of year | 2021-02-28 | $132,540,373 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-02-28 | $103,101 |
Total interest from all sources | 2021-02-28 | $1,488 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-02-28 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-02-28 | No |
Was this plan covered by a fidelity bond | 2021-02-28 | Yes |
Value of fidelity bond cover | 2021-02-28 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2021-02-28 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-02-28 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-02-28 | No |
Contributions received from participants | 2021-02-28 | $642,131 |
Participant contributions at end of year | 2021-02-28 | $0 |
Participant contributions at beginning of year | 2021-02-28 | $833,025 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-02-28 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-02-28 | $0 |
Other income not declared elsewhere | 2021-02-28 | $-3,037 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-02-28 | No |
Value of net income/loss | 2021-02-28 | $5,148,697 |
Value of net assets at end of year (total assets less liabilities) | 2021-02-28 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-02-28 | $132,540,373 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-02-28 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-02-28 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-02-28 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-02-28 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-02-28 | $124,033,533 |
Interest on participant loans | 2021-02-28 | $1,488 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-02-28 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-02-28 | $7,560,130 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-02-28 | $7,560,130 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-02-28 | $5,181,724 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-02-28 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-02-28 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-02-28 | No |
Contributions received in cash from employer | 2021-02-28 | $339,747 |
Employer contributions (assets) at end of year | 2021-02-28 | $0 |
Employer contributions (assets) at beginning of year | 2021-02-28 | $113,685 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-02-28 | $910,255 |
Contract administrator fees | 2021-02-28 | $103,101 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-02-28 | Yes |
Did the plan have assets held for investment | 2021-02-28 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-02-28 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-02-28 | Yes |
Opinion of an independent qualified public accountant for this plan | 2021-02-28 | Unqualified |
Accountancy firm name | 2021-02-28 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2021-02-28 | 043499945 |
2020 : EDELMAN FINANCIAL SERVICES, LLC 401(K) PLAN 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $3,552 |
Total income from all sources (including contributions) | 2020-12-31 | $24,108,351 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $12,368,972 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $12,183,581 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $10,932 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $8,556,431 |
Value of total assets at end of year | 2020-12-31 | $132,540,373 |
Value of total assets at beginning of year | 2020-12-31 | $120,804,546 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $174,459 |
Total interest from all sources | 2020-12-31 | $40,142 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $2,062,230 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $2,062,230 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $5,891,336 |
Participant contributions at end of year | 2020-12-31 | $833,025 |
Participant contributions at beginning of year | 2020-12-31 | $788,948 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $101,430 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $3,552 |
Other income not declared elsewhere | 2020-12-31 | $-9,878 |
Administrative expenses (other) incurred | 2020-12-31 | $34,146 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $11,739,379 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $132,540,373 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $120,800,994 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $124,033,533 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $115,473,268 |
Interest on participant loans | 2020-12-31 | $40,142 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $7,560,130 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $4,432,006 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $4,432,006 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $13,459,426 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $2,563,665 |
Employer contributions (assets) at end of year | 2020-12-31 | $113,685 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $110,324 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $12,183,581 |
Contract administrator fees | 2020-12-31 | $140,313 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | CARON & BLETZER, PLLC |
Accountancy firm EIN | 2020-12-31 | 043499945 |