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NCFOSC 401(K) PLAN 401k Plan overview

Plan NameNCFOSC 401(K) PLAN
Plan identification number 001

NCFOSC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NORTHERN CALIFORNIA FACIAL & ORAL SURGERY has sponsored the creation of one or more 401k plans.

Company Name:NORTHERN CALIFORNIA FACIAL & ORAL SURGERY
Employer identification number (EIN):943276860
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NCFOSC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JEFFREY CLAYTON
0012016-01-01
0012016-01-01JEFFREY CLAYTON
0012016-01-01
0012015-01-01
0012014-01-01JEFFREY CLAYTON
0012013-01-01JEFFREY CLAYTON2014-09-23
0012012-01-01JEFFREY CLAYTON2013-07-08
0012011-01-01JEFFREY CLAYTON2012-09-17
0012010-01-01JEFFREY CLAYTON2011-10-06

Plan Statistics for NCFOSC 401(K) PLAN

401k plan membership statisitcs for NCFOSC 401(K) PLAN

Measure Date Value
2022: NCFOSC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0126
Total number of active participants reported on line 7a of the Form 55002022-01-0113
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-019
Total of all active and inactive participants2022-01-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-0123
Number of participants with account balances2022-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: NCFOSC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0125
Total number of active participants reported on line 7a of the Form 55002021-01-0115
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0110
Total of all active and inactive participants2021-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-0126
Number of participants with account balances2021-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: NCFOSC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0124
Total number of active participants reported on line 7a of the Form 55002020-01-0115
Number of other retired or separated participants entitled to future benefits2020-01-0110
Total of all active and inactive participants2020-01-0125
Total participants2020-01-0125
Number of participants with account balances2020-01-0123
2019: NCFOSC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0124
Total number of active participants reported on line 7a of the Form 55002019-01-0114
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-019
Total of all active and inactive participants2019-01-0124
Total participants2019-01-0124
Number of participants with account balances2019-01-0124
2018: NCFOSC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0124
Total number of active participants reported on line 7a of the Form 55002018-01-0115
Number of other retired or separated participants entitled to future benefits2018-01-019
Total of all active and inactive participants2018-01-0124
Total participants2018-01-0124
Number of participants with account balances2018-01-0124
2017: NCFOSC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0124
Total number of active participants reported on line 7a of the Form 55002017-01-0119
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-015
Total of all active and inactive participants2017-01-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0124
Number of participants with account balances2017-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NCFOSC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0121
Total number of active participants reported on line 7a of the Form 55002016-01-0119
Number of other retired or separated participants entitled to future benefits2016-01-015
Total of all active and inactive participants2016-01-0124
Total participants2016-01-0124
Number of participants with account balances2016-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2014: NCFOSC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0129
Total number of active participants reported on line 7a of the Form 55002014-01-0118
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0125
Number of participants with account balances2014-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011

Financial Data on NCFOSC 401(K) PLAN

Measure Date Value
2022 : NCFOSC 401(K) PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-1,421,148
Expenses. Total of all expenses incurred2022-12-31$39,280
Benefits paid (including direct rollovers)2022-12-31$39,055
Total plan assets at end of year2022-12-31$6,446,395
Total plan assets at beginning of year2022-12-31$7,906,823
Value of fidelity bond covering the plan2022-12-31$500,000
Assets. Value of tangible personal property2022-12-31$0
Total contributions received or receivable from participants2022-12-31$101,034
Assets. Value of loans (other than to participants)2022-12-31$0
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$0
Other income received2022-12-31$-1,627,528
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-1,460,428
Net plan assets at end of year (total assets less liabilities)2022-12-31$6,446,395
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$7,906,823
Assets. Value of participant loans2022-12-31$51,481
Assets. Value of assets in partnership/joint-venture interests2022-12-31$0
Assets. Value of real-estate (other than employer real property)2022-12-31$0
Assets. Value of employer securities2022-12-31$0
Assets. Value of employer real property2022-12-31$0
Total contributions received or receivable from employer(s)2022-12-31$105,346
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$225
2021 : NCFOSC 401(K) PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$1,212,423
Expenses. Total of all expenses incurred2021-12-31$567,979
Benefits paid (including direct rollovers)2021-12-31$567,879
Total plan assets at end of year2021-12-31$7,906,823
Total plan assets at beginning of year2021-12-31$7,262,379
Value of fidelity bond covering the plan2021-12-31$500,000
Total contributions received or receivable from participants2021-12-31$94,001
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$1,016,712
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$644,444
Net plan assets at end of year (total assets less liabilities)2021-12-31$7,906,823
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$7,262,379
Assets. Value of participant loans2021-12-31$9,187
Total contributions received or receivable from employer(s)2021-12-31$101,710
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$100
2020 : NCFOSC 401(K) PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$1,327,581
Expenses. Total of all expenses incurred2020-12-31$22,492
Benefits paid (including direct rollovers)2020-12-31$22,417
Total plan assets at end of year2020-12-31$7,262,379
Total plan assets at beginning of year2020-12-31$5,957,290
Value of fidelity bond covering the plan2020-12-31$500,000
Assets. Value of tangible personal property2020-12-31$0
Total contributions received or receivable from participants2020-12-31$89,715
Assets. Value of loans (other than to participants)2020-12-31$0
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$1,135,704
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$1,305,089
Net plan assets at end of year (total assets less liabilities)2020-12-31$7,262,379
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$5,957,290
Assets. Value of participant loans2020-12-31$36,113
Assets. Value of assets in partnership/joint-venture interests2020-12-31$0
Assets. Value of real-estate (other than employer real property)2020-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022020-12-31$0
Assets. Value of employer securities2020-12-31$0
Assets. Value of employer real property2020-12-31$0
Total contributions received or receivable from employer(s)2020-12-31$102,162
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$75
2019 : NCFOSC 401(K) PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$1,429,961
Expenses. Total of all expenses incurred2019-12-31$38,511
Benefits paid (including direct rollovers)2019-12-31$38,411
Total plan assets at end of year2019-12-31$5,957,290
Total plan assets at beginning of year2019-12-31$4,565,840
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$92,233
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$1,228,216
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$1,391,450
Net plan assets at end of year (total assets less liabilities)2019-12-31$5,957,290
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$4,565,840
Assets. Value of participant loans2019-12-31$44,545
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022019-12-31$0
Total contributions received or receivable from employer(s)2019-12-31$109,512
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$100
2018 : NCFOSC 401(K) PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$-149,071
Expenses. Total of all expenses incurred2018-12-31$116,272
Benefits paid (including direct rollovers)2018-12-31$116,016
Total plan assets at end of year2018-12-31$4,565,840
Total plan assets at beginning of year2018-12-31$4,831,183
Value of fidelity bond covering the plan2018-12-31$200,000
Total contributions received or receivable from participants2018-12-31$121,683
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-382,148
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-265,343
Net plan assets at end of year (total assets less liabilities)2018-12-31$4,565,840
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$4,831,183
Assets. Value of participant loans2018-12-31$53,526
Total contributions received or receivable from employer(s)2018-12-31$111,394
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$256
2017 : NCFOSC 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$1,066,478
Expenses. Total of all expenses incurred2017-12-31$13,214
Benefits paid (including direct rollovers)2017-12-31$12,920
Total plan assets at end of year2017-12-31$4,831,183
Total plan assets at beginning of year2017-12-31$3,777,919
Value of fidelity bond covering the plan2017-12-31$200,000
Assets. Value of tangible personal property2017-12-31$0
Total contributions received or receivable from participants2017-12-31$112,299
Assets. Value of loans (other than to participants)2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$835,706
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$1,053,264
Net plan assets at end of year (total assets less liabilities)2017-12-31$4,831,183
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$3,777,919
Assets. Value of participant loans2017-12-31$73,412
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Assets. Value of real-estate (other than employer real property)2017-12-31$0
Assets. Value of employer securities2017-12-31$0
Assets. Value of employer real property2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$118,473
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$294
2016 : NCFOSC 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$525,945
Expenses. Total of all expenses incurred2016-12-31$250
Benefits paid (including direct rollovers)2016-12-31$0
Total plan assets at end of year2016-12-31$3,777,919
Total plan assets at beginning of year2016-12-31$3,252,224
Value of fidelity bond covering the plan2016-12-31$200,000
Total contributions received or receivable from participants2016-12-31$126,692
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$291,776
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$525,695
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,777,919
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,252,224
Assets. Value of participant loans2016-12-31$71,363
Total contributions received or receivable from employer(s)2016-12-31$107,477
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$250
2014 : NCFOSC 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$319,788
Expenses. Total of all expenses incurred2014-12-31$188,774
Benefits paid (including direct rollovers)2014-12-31$187,889
Total plan assets at end of year2014-12-31$3,039,007
Total plan assets at beginning of year2014-12-31$2,907,993
Value of fidelity bond covering the plan2014-12-31$200,000
Total contributions received or receivable from participants2014-12-31$109,535
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$210,253
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$131,014
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,039,007
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,907,993
Assets. Value of participant loans2014-12-31$47,466
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$885

Form 5500 Responses for NCFOSC 401(K) PLAN

2022: NCFOSC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NCFOSC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NCFOSC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NCFOSC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NCFOSC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NCFOSC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NCFOSC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2014: NCFOSC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

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