401k Plan data: NTT INNOVATION INSTITUTE, INC. 401(K) PLAN plan

NTT INNOVATION INSTITUTE, INC. 401(K) PLAN 401k Plan overview

Plan Name	NTT INNOVATION INSTITUTE, INC. 401(K) PLAN
Plan identification number	001

NTT INNOVATION INSTITUTE, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NTT INNOVATION INSTITUTE, INC. has sponsored the creation of one or more 401k plans.

Company Name: NTT INNOVATION INSTITUTE, INC.

Employer identification number (EIN): 943299355

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NTT INNOVATION INSTITUTE, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 TAMRA DEDMON 2023-10-11 TAMRA DEDMON 2023-10-11
001 2021-01-01 RAE-ELLEN HAMILTON 2022-09-12 RAE-ELLEN HAMILTON 2022-09-12
001 2020-01-01 RAE-ELLEN HAMILTON 2021-10-05 RAE-ELLEN HAMILTON 2021-10-05
001 2020-01-01 RAE-ELLEN HAMILTON 2021-10-05 RAE-ELLEN HAMILTON 2021-10-05
001 2020-01-01 RAE-ELLEN HAMILTON 2021-10-05 RAE-ELLEN HAMILTON 2021-10-05
001 2019-01-01 TAMRA DEDMON 2020-07-02
001 2018-01-01 TAMRA DEDMON 2019-06-25
001 2017-01-01 TAMRA DEDMON 2018-07-05
001 2016-01-01 TAMRA DEDMON 2017-04-24
001 2015-01-01 TAMRA DEDMON 2016-07-25
001 2014-01-01 TAMRA DEDMON 2015-07-07
001 2013-01-01 TAMRA DEDMON 2014-07-21
001 2012-01-01 TAMRA DEDMON 2013-06-06
001 2011-01-01 TAMRA DEDMON
001 2009-01-01 TAMRA DEDMON

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	TAMRA DEDMON	2023-10-11	TAMRA DEDMON	2023-10-11
001	2021-01-01	RAE-ELLEN HAMILTON	2022-09-12	RAE-ELLEN HAMILTON	2022-09-12
001	2020-01-01	RAE-ELLEN HAMILTON	2021-10-05	RAE-ELLEN HAMILTON	2021-10-05
001	2020-01-01	RAE-ELLEN HAMILTON	2021-10-05	RAE-ELLEN HAMILTON	2021-10-05
001	2020-01-01	RAE-ELLEN HAMILTON	2021-10-05	RAE-ELLEN HAMILTON	2021-10-05
001	2019-01-01	TAMRA DEDMON	2020-07-02
001	2018-01-01	TAMRA DEDMON	2019-06-25
001	2017-01-01	TAMRA DEDMON	2018-07-05
001	2016-01-01	TAMRA DEDMON	2017-04-24
001	2015-01-01	TAMRA DEDMON	2016-07-25
001	2014-01-01	TAMRA DEDMON	2015-07-07
001	2013-01-01	TAMRA DEDMON	2014-07-21
001	2012-01-01	TAMRA DEDMON	2013-06-06
001	2011-01-01	TAMRA DEDMON
001	2009-01-01	TAMRA DEDMON

Plan Statistics for NTT INNOVATION INSTITUTE, INC. 401(K) PLAN

401k plan membership statisitcs for NTT INNOVATION INSTITUTE, INC. 401(K) PLAN

Measure Date Value
2011: NTT INNOVATION INSTITUTE, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 38
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 20
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 17
Total of all active and inactive participants 2011-01-01 37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 37
Number of participants with account balances 2011-01-01 37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: NTT INNOVATION INSTITUTE, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 37
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 26
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 13
Total of all active and inactive participants 2009-01-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 39
Number of participants with account balances 2009-01-01 39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2011: NTT INNOVATION INSTITUTE, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	38
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	20
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	17
Total of all active and inactive participants	2011-01-01	37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	37
Number of participants with account balances	2011-01-01	37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: NTT INNOVATION INSTITUTE, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	37
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	26
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	13
Total of all active and inactive participants	2009-01-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	39
Number of participants with account balances	2009-01-01	39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on NTT INNOVATION INSTITUTE, INC. 401(K) PLAN

Measure	Date	Value
2011 : NTT INNOVATION INSTITUTE, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$149,683
Expenses. Total of all expenses incurred	2011-12-31	$162,133
Benefits paid (including direct rollovers)	2011-12-31	$161,973
Total plan assets at end of year	2011-12-31	$2,738,816
Total plan assets at beginning of year	2011-12-31	$2,751,266
Value of fidelity bond covering the plan	2011-12-31	$1,000,000
Total contributions received or receivable from participants	2011-12-31	$159,728
Other income received	2011-12-31	$-20,593
Net income (gross income less expenses)	2011-12-31	$-12,450
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,738,816
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,751,266
Assets. Value of participant loans	2011-12-31	$31,872
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2011-12-31	$6,069
Total contributions received or receivable from employer(s)	2011-12-31	$10,548
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$160
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : NTT INNOVATION INSTITUTE, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$594,145
Expenses. Total of all expenses incurred	2010-12-31	$308,500
Benefits paid (including direct rollovers)	2010-12-31	$308,489
Total plan assets at end of year	2010-12-31	$2,751,266
Total plan assets at beginning of year	2010-12-31	$2,465,621
Value of fidelity bond covering the plan	2010-12-31	$1,000,000
Total contributions received or receivable from participants	2010-12-31	$206,220
Expenses. Other expenses not covered elsewhere	2010-12-31	$11
Other income received	2010-12-31	$335,037
Net income (gross income less expenses)	2010-12-31	$285,645
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,751,266
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,465,621
Total contributions received or receivable from employer(s)	2010-12-31	$52,888
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : NTT INNOVATION INSTITUTE, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NTT INNOVATION INSTITUTE, INC. 401(K) PLAN

2011: NTT INNOVATION INSTITUTE, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NTT INNOVATION INSTITUTE, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

40996

Policy instance

Insurance contract or identification number	40996
Number of Individuals Covered	37
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	NTT INNOVATION INSTITUTE, INC.
Employer identification number (EIN):	943299355
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services