BROWN EASSA & MCLEOD LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan BROWN EASSA & MCLEOD LLP 401(K) PLAN
| Measure | Date | Value |
|---|
| 2012 : BROWN EASSA & MCLEOD LLP 401(K) PLAN 2012 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,329,688 |
| Total of all expenses incurred | 2012-12-31 | $2,333,457 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,328,387 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $659,495 |
| Value of total assets at end of year | 2012-12-31 | $6,939,242 |
| Value of total assets at beginning of year | 2012-12-31 | $7,943,011 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $5,070 |
| Total interest from all sources | 2012-12-31 | $1,926 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $111,808 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $111,808 |
| Administrative expenses professional fees incurred | 2012-12-31 | $80 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $334,715 |
| Participant contributions at end of year | 2012-12-31 | $45,448 |
| Participant contributions at beginning of year | 2012-12-31 | $46,348 |
| Participant contributions at end of year | 2012-12-31 | $29,374 |
| Participant contributions at beginning of year | 2012-12-31 | $178 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-1,003,769 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $6,939,242 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $7,943,011 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,772,340 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $2,947,607 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $3,619,238 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $3,556,009 |
| Interest on participant loans | 2012-12-31 | $1,926 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $112,984 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $1,035,078 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $1,050,338 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $530,066 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $26,393 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $324,780 |
| Employer contributions (assets) at end of year | 2012-12-31 | $324,780 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $342,531 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,328,387 |
| Contract administrator fees | 2012-12-31 | $4,990 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | MOWAT, MACKIE & ANDERSON LLP |
| Accountancy firm EIN | 2012-12-31 | 946357165 |
| 2011 : BROWN EASSA & MCLEOD LLP 401(K) PLAN 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $210 |
| Total income from all sources (including contributions) | 2011-12-31 | $483,736 |
| Total of all expenses incurred | 2011-12-31 | $3,288,956 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $3,285,806 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $692,057 |
| Value of total assets at end of year | 2011-12-31 | $7,943,011 |
| Value of total assets at beginning of year | 2011-12-31 | $10,748,441 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,150 |
| Total interest from all sources | 2011-12-31 | $4,935 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $127,528 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $127,528 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $329,108 |
| Participant contributions at end of year | 2011-12-31 | $46,348 |
| Participant contributions at beginning of year | 2011-12-31 | $94,204 |
| Participant contributions at end of year | 2011-12-31 | $178 |
| Participant contributions at beginning of year | 2011-12-31 | $120,530 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $20,418 |
| Other income not declared elsewhere | 2011-12-31 | $178 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-2,805,220 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $7,943,011 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $10,748,231 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $2,947,607 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,272,733 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $3,556,009 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $5,736,719 |
| Interest on participant loans | 2011-12-31 | $4,935 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $1,050,338 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $955,206 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $3,285,806 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-216,269 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-124,693 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $342,531 |
| Employer contributions (assets) at end of year | 2011-12-31 | $342,531 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $569,049 |
| Contract administrator fees | 2011-12-31 | $3,150 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $210 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | MOWAT, MACKIE & ANDERSON LLP |
| Accountancy firm EIN | 2011-12-31 | 946357165 |
| 2010 : BROWN EASSA & MCLEOD LLP 401(K) PLAN 2010 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $210 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $210 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,119,394 |
| Total of all expenses incurred | 2010-12-31 | $583,227 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $580,386 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,085,852 |
| Value of total assets at end of year | 2010-12-31 | $10,748,441 |
| Value of total assets at beginning of year | 2010-12-31 | $9,212,274 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $2,841 |
| Total interest from all sources | 2010-12-31 | $3,580 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $69,163 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $69,163 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $516,803 |
| Participant contributions at end of year | 2010-12-31 | $94,204 |
| Participant contributions at beginning of year | 2010-12-31 | $57,808 |
| Participant contributions at end of year | 2010-12-31 | $120,530 |
| Participant contributions at beginning of year | 2010-12-31 | $88,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,536,167 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $10,748,231 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $9,212,064 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,272,733 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,699,543 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $5,736,719 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $5,215,809 |
| Interest on participant loans | 2010-12-31 | $3,580 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $955,206 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $604,938 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $741,162 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $219,637 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $569,049 |
| Employer contributions (assets) at end of year | 2010-12-31 | $569,049 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $546,176 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $580,386 |
| Contract administrator fees | 2010-12-31 | $2,841 |
| Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $210 |
| Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $210 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | MOWAT, MACKIE & ANDERSON LLP |
| Accountancy firm EIN | 2010-12-31 | 946357165 |
