401k Plan data: NORTHGATE CAPITAL GROUP 401(K) PLAN plan

NORTHGATE CAPITAL GROUP 401(K) PLAN 401k Plan overview

Plan Name	NORTHGATE CAPITAL GROUP 401(K) PLAN
Plan identification number	001

NORTHGATE CAPITAL GROUP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHGATE CAPITAL GROUP LLC has sponsored the creation of one or more 401k plans.

Company Name: NORTHGATE CAPITAL GROUP LLC

Employer identification number (EIN): 943370392

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHGATE CAPITAL GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 JANA VAZE 2023-10-12 JANA VAZE 2023-10-12
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2018-01-01
001 2017-01-01 NATALIA MIZIN
001 2017-01-01 NATALIA MIZIN
001 2016-01-01 DANIELE SHIMONAUFF
001 2016-01-01 NATALIA MIZIN
001 2015-01-01
001 2015-01-01 NATALIA MIZIN
001 2014-01-01 ELIZABETH WINDUST ELIZABETH WINDUST 2015-09-24
001 2013-01-01 ELIZABETH WINDUST ELIZABETH WINDUST 2014-10-08
001 2012-01-01 ELIZABETH WINDUST ELIZABETH WINDUST 2013-10-14
001 2011-01-01 CHRISTINA PUELL CHRISTINA PUELL 2012-07-25
001 2010-01-01 ELIZABETH WINDUST ELIZABETH WINDUST 2011-09-15
001 2009-01-01 ROBERT WEST ROBERT WEST 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	JANA VAZE	2023-10-12	JANA VAZE	2023-10-12
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2018-01-01
001	2017-01-01	NATALIA MIZIN
001	2017-01-01	NATALIA MIZIN
001	2016-01-01	DANIELE SHIMONAUFF
001	2016-01-01	NATALIA MIZIN
001	2015-01-01
001	2015-01-01	NATALIA MIZIN
001	2014-01-01	ELIZABETH WINDUST		ELIZABETH WINDUST	2015-09-24
001	2013-01-01	ELIZABETH WINDUST		ELIZABETH WINDUST	2014-10-08
001	2012-01-01	ELIZABETH WINDUST		ELIZABETH WINDUST	2013-10-14
001	2011-01-01	CHRISTINA PUELL		CHRISTINA PUELL	2012-07-25
001	2010-01-01	ELIZABETH WINDUST		ELIZABETH WINDUST	2011-09-15
001	2009-01-01	ROBERT WEST		ROBERT WEST	2010-10-13

Plan Statistics for NORTHGATE CAPITAL GROUP 401(K) PLAN

401k plan membership statisitcs for NORTHGATE CAPITAL GROUP 401(K) PLAN

Measure Date Value
2022: NORTHGATE CAPITAL GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 36
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 16
Number of retired or separated participants receiving benefits 2022-01-01 4
Number of other retired or separated participants entitled to future benefits 2022-01-01 12
Total of all active and inactive participants 2022-01-01 32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 32
Number of participants with account balances 2022-01-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: NORTHGATE CAPITAL GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 44
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 17
Number of other retired or separated participants entitled to future benefits 2021-01-01 23
Total of all active and inactive participants 2021-01-01 40
Total participants 2021-01-01 40
Number of participants with account balances 2021-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: NORTHGATE CAPITAL GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 50
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 18
Number of other retired or separated participants entitled to future benefits 2020-01-01 26
Total of all active and inactive participants 2020-01-01 44
Total participants 2020-01-01 44
Number of participants with account balances 2020-01-01 44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: NORTHGATE CAPITAL GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 54
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 19
Number of other retired or separated participants entitled to future benefits 2019-01-01 31
Total of all active and inactive participants 2019-01-01 50
Total participants 2019-01-01 50
Number of participants with account balances 2019-01-01 50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: NORTHGATE CAPITAL GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 55
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 23
Number of other retired or separated participants entitled to future benefits 2018-01-01 32
Total of all active and inactive participants 2018-01-01 55
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 56
Number of participants with account balances 2018-01-01 56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: NORTHGATE CAPITAL GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 50
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 26
Number of other retired or separated participants entitled to future benefits 2017-01-01 28
Total of all active and inactive participants 2017-01-01 54
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 55
Number of participants with account balances 2017-01-01 55
2016: NORTHGATE CAPITAL GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 45
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 21
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 29
Total of all active and inactive participants 2016-01-01 50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 50
Number of participants with account balances 2016-01-01 50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: NORTHGATE CAPITAL GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 38
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 26
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 19
Total of all active and inactive participants 2015-01-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 45
Number of participants with account balances 2015-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: NORTHGATE CAPITAL GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 30
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 27
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 10
Total of all active and inactive participants 2014-01-01 37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 37
Number of participants with account balances 2014-01-01 37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: NORTHGATE CAPITAL GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 27
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 22
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 8
Total of all active and inactive participants 2013-01-01 30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 30
Number of participants with account balances 2013-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: NORTHGATE CAPITAL GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 22
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 5
Total of all active and inactive participants 2012-01-01 27
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 27
Number of participants with account balances 2012-01-01 27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NORTHGATE CAPITAL GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 19
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 4
Total of all active and inactive participants 2011-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 23
Number of participants with account balances 2011-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: NORTHGATE CAPITAL GROUP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 16
Number of retired or separated participants receiving benefits 2010-01-01 4
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 20
Number of participants with account balances 2010-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: NORTHGATE CAPITAL GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 12
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 15
Number of participants with account balances 2009-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2022: NORTHGATE CAPITAL GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	36
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	16
Number of retired or separated participants receiving benefits	2022-01-01	4
Number of other retired or separated participants entitled to future benefits	2022-01-01	12
Total of all active and inactive participants	2022-01-01	32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	32
Number of participants with account balances	2022-01-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: NORTHGATE CAPITAL GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	44
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	17
Number of other retired or separated participants entitled to future benefits	2021-01-01	23
Total of all active and inactive participants	2021-01-01	40
Total participants	2021-01-01	40
Number of participants with account balances	2021-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: NORTHGATE CAPITAL GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	50
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	18
Number of other retired or separated participants entitled to future benefits	2020-01-01	26
Total of all active and inactive participants	2020-01-01	44
Total participants	2020-01-01	44
Number of participants with account balances	2020-01-01	44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: NORTHGATE CAPITAL GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	54
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	19
Number of other retired or separated participants entitled to future benefits	2019-01-01	31
Total of all active and inactive participants	2019-01-01	50
Total participants	2019-01-01	50
Number of participants with account balances	2019-01-01	50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: NORTHGATE CAPITAL GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	55
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	23
Number of other retired or separated participants entitled to future benefits	2018-01-01	32
Total of all active and inactive participants	2018-01-01	55
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	56
Number of participants with account balances	2018-01-01	56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: NORTHGATE CAPITAL GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	50
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	26
Number of other retired or separated participants entitled to future benefits	2017-01-01	28
Total of all active and inactive participants	2017-01-01	54
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	55
Number of participants with account balances	2017-01-01	55
2016: NORTHGATE CAPITAL GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	45
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	21
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	29
Total of all active and inactive participants	2016-01-01	50
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	50
Number of participants with account balances	2016-01-01	50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: NORTHGATE CAPITAL GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	38
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	26
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	19
Total of all active and inactive participants	2015-01-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	45
Number of participants with account balances	2015-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: NORTHGATE CAPITAL GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	30
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	27
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	10
Total of all active and inactive participants	2014-01-01	37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	37
Number of participants with account balances	2014-01-01	37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: NORTHGATE CAPITAL GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	27
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	22
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	8
Total of all active and inactive participants	2013-01-01	30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	30
Number of participants with account balances	2013-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: NORTHGATE CAPITAL GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	22
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	5
Total of all active and inactive participants	2012-01-01	27
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	27
Number of participants with account balances	2012-01-01	27
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NORTHGATE CAPITAL GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	19
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	4
Total of all active and inactive participants	2011-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	23
Number of participants with account balances	2011-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: NORTHGATE CAPITAL GROUP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	16
Number of retired or separated participants receiving benefits	2010-01-01	4
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	20
Number of participants with account balances	2010-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: NORTHGATE CAPITAL GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	12
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	15
Number of participants with account balances	2009-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on NORTHGATE CAPITAL GROUP 401(K) PLAN

Measure	Date	Value
2022 : NORTHGATE CAPITAL GROUP 401(K) PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-1,422,051
Expenses. Total of all expenses incurred	2022-12-31	$918,450
Benefits paid (including direct rollovers)	2022-12-31	$918,020
Total plan assets at end of year	2022-12-31	$4,957,127
Total plan assets at beginning of year	2022-12-31	$7,297,628
Value of fidelity bond covering the plan	2022-12-31	$2,080,000
Total contributions received or receivable from participants	2022-12-31	$265,612
Other income received	2022-12-31	$-1,796,930
Net income (gross income less expenses)	2022-12-31	$-2,340,501
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$4,957,127
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$7,297,628
Assets. Value of participant loans	2022-12-31	$45,335
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$805,410
Total contributions received or receivable from employer(s)	2022-12-31	$109,267
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$430
2021 : NORTHGATE CAPITAL GROUP 401(K) PLAN 2021 401k financial data
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$2,466,957
Expenses. Total of all expenses incurred	2021-12-31	$384,210
Benefits paid (including direct rollovers)	2021-12-31	$383,410
Total plan assets at end of year	2021-12-31	$7,297,628
Total plan assets at beginning of year	2021-12-31	$5,214,881
Value of fidelity bond covering the plan	2021-12-31	$2,080,000
Total contributions received or receivable from participants	2021-12-31	$279,625
Other income received	2021-12-31	$2,084,002
Net income (gross income less expenses)	2021-12-31	$2,082,747
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$7,297,628
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$5,214,881
Assets. Value of participant loans	2021-12-31	$70,861
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$1,219,901
Total contributions received or receivable from employer(s)	2021-12-31	$103,330
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$800
2020 : NORTHGATE CAPITAL GROUP 401(K) PLAN 2020 401k financial data
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$1,420,617
Expenses. Total of all expenses incurred	2020-12-31	$1,562,218
Benefits paid (including direct rollovers)	2020-12-31	$1,560,537
Total plan assets at end of year	2020-12-31	$5,214,881
Total plan assets at beginning of year	2020-12-31	$5,356,482
Value of fidelity bond covering the plan	2020-12-31	$2,080,000
Total contributions received or receivable from participants	2020-12-31	$265,309
Other income received	2020-12-31	$1,043,850
Net income (gross income less expenses)	2020-12-31	$-141,601
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$5,214,881
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$5,356,482
Assets. Value of participant loans	2020-12-31	$31,175
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$307,790
Total contributions received or receivable from employer(s)	2020-12-31	$111,458
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$1,681
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : NORTHGATE CAPITAL GROUP 401(K) PLAN 2019 401k financial data
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$1,165,779
Expenses. Total of all expenses incurred	2019-12-31	$775,483
Benefits paid (including direct rollovers)	2019-12-31	$774,403
Total plan assets at end of year	2019-12-31	$5,356,482
Total plan assets at beginning of year	2019-12-31	$4,966,186
Value of fidelity bond covering the plan	2019-12-31	$2,080,000
Total contributions received or receivable from participants	2019-12-31	$322,918
Contributions received from other sources (not participants or employers)	2019-12-31	$7,641
Other income received	2019-12-31	$713,764
Net income (gross income less expenses)	2019-12-31	$390,296
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$5,356,482
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$4,966,186
Assets. Value of participant loans	2019-12-31	$38,138
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$999,416
Total contributions received or receivable from employer(s)	2019-12-31	$121,456
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$1,080
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : NORTHGATE CAPITAL GROUP 401(K) PLAN 2018 401k financial data
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$197,221
Expenses. Total of all expenses incurred	2018-12-31	$2,424,049
Benefits paid (including direct rollovers)	2018-12-31	$2,423,154
Total plan assets at end of year	2018-12-31	$4,972,222
Total plan assets at beginning of year	2018-12-31	$7,199,050
Value of fidelity bond covering the plan	2018-12-31	$2,660,000
Total contributions received or receivable from participants	2018-12-31	$360,705
Contributions received from other sources (not participants or employers)	2018-12-31	$45,376
Other income received	2018-12-31	$-357,007
Net income (gross income less expenses)	2018-12-31	$-2,226,828
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$4,972,222
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$7,199,050
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$1,027,048
Total contributions received or receivable from employer(s)	2018-12-31	$148,147
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$895
2017 : NORTHGATE CAPITAL GROUP 401(K) PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$1,090,776
Expenses. Total of all expenses incurred	2017-12-31	$55,959
Benefits paid (including direct rollovers)	2017-12-31	$55,959
Total plan assets at end of year	2017-12-31	$7,199,050
Total plan assets at beginning of year	2017-12-31	$6,164,233
Value of fidelity bond covering the plan	2017-12-31	$2,660,000
Total contributions received or receivable from participants	2017-12-31	$341,419
Other income received	2017-12-31	$596,136
Net income (gross income less expenses)	2017-12-31	$1,034,817
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$7,199,050
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$6,164,233
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$2,076,029
Total contributions received or receivable from employer(s)	2017-12-31	$153,221
2016 : NORTHGATE CAPITAL GROUP 401(K) PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$0
Expenses. Total of all expenses incurred	2016-12-31	$0
Benefits paid (including direct rollovers)	2016-12-31	$0
Total plan assets at end of year	2016-12-31	$4,843,477
Total plan assets at beginning of year	2016-12-31	$4,843,477
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$0
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$0
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$0
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$4,843,477
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$4,843,477
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$2,153,550
Total contributions received or receivable from employer(s)	2016-12-31	$0
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : NORTHGATE CAPITAL GROUP 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$-1,710,145
Expenses. Total of all expenses incurred	2015-12-31	$96,780
Benefits paid (including direct rollovers)	2015-12-31	$95,490
Total plan assets at end of year	2015-12-31	$4,843,477
Total plan assets at beginning of year	2015-12-31	$6,650,402
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$368,333
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$7,619
Other income received	2015-12-31	$-2,237,367
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$-1,806,925
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$4,843,477
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$6,650,402
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$1,186,500
Total contributions received or receivable from employer(s)	2015-12-31	$151,270
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$1,290
2014 : NORTHGATE CAPITAL GROUP 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$904,915
Expenses. Total of all expenses incurred	2014-12-31	$178,146
Benefits paid (including direct rollovers)	2014-12-31	$176,318
Total plan assets at end of year	2014-12-31	$6,650,402
Total plan assets at beginning of year	2014-12-31	$5,923,633
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$346,416
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$17,983
Other income received	2014-12-31	$416,408
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$726,769
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$6,650,402
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$5,923,633
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$3,070,537
Total contributions received or receivable from employer(s)	2014-12-31	$124,108
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$1,828
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : NORTHGATE CAPITAL GROUP 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$1,958
Total income from all sources	2013-12-31	$1,625,511
Expenses. Total of all expenses incurred	2013-12-31	$92,471
Benefits paid (including direct rollovers)	2013-12-31	$91,450
Total plan assets at end of year	2013-12-31	$5,923,633
Total plan assets at beginning of year	2013-12-31	$4,392,551
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$301,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$1,207,317
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$1,533,040
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$5,923,633
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$4,390,593
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$2,657,491
Total contributions received or receivable from employer(s)	2013-12-31	$117,194
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,021
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : NORTHGATE CAPITAL GROUP 401(K) PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$1,958
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$969,685
Expenses. Total of all expenses incurred	2012-12-31	$713
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$4,392,551
Total plan assets at beginning of year	2012-12-31	$3,421,621
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$290,664
Expenses. Other expenses not covered elsewhere	2012-12-31	$713
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$563,854
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$968,972
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$4,390,593
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$3,421,621
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$2,121,568
Total contributions received or receivable from employer(s)	2012-12-31	$115,167
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
2011 : NORTHGATE CAPITAL GROUP 401(K) PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$474,223
Expenses. Total of all expenses incurred	2011-12-31	$342
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$3,421,621
Total plan assets at beginning of year	2011-12-31	$2,947,740
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$240,225
Expenses. Other expenses not covered elsewhere	2011-12-31	$342
Contributions received from other sources (not participants or employers)	2011-12-31	$6,533
Other income received	2011-12-31	$136,841
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$473,881
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$3,421,621
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,947,740
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$1,776,365
Total contributions received or receivable from employer(s)	2011-12-31	$90,624
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
2010 : NORTHGATE CAPITAL GROUP 401(K) PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$456,053
Expenses. Total of all expenses incurred	2010-12-31	$355,028
Benefits paid (including direct rollovers)	2010-12-31	$354,770
Total plan assets at end of year	2010-12-31	$2,947,740
Total plan assets at beginning of year	2010-12-31	$2,846,715
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$202,661
Expenses. Other expenses not covered elsewhere	2010-12-31	$258
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$186,789
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$101,025
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,947,740
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,846,715
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$1,470,736
Total contributions received or receivable from employer(s)	2010-12-31	$66,603
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for NORTHGATE CAPITAL GROUP 401(K) PLAN

2022: NORTHGATE CAPITAL GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: NORTHGATE CAPITAL GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: NORTHGATE CAPITAL GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: NORTHGATE CAPITAL GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: NORTHGATE CAPITAL GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NORTHGATE CAPITAL GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NORTHGATE CAPITAL GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NORTHGATE CAPITAL GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NORTHGATE CAPITAL GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NORTHGATE CAPITAL GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NORTHGATE CAPITAL GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NORTHGATE CAPITAL GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: NORTHGATE CAPITAL GROUP 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: NORTHGATE CAPITAL GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NORTHGATE CAPITAL GROUP LLC
Employer identification number (EIN):	943370392
NAIC Classification:	523900