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RAKUTEN USA 401(K) PLAN 401k Plan overview

Plan NameRAKUTEN USA 401(K) PLAN
Plan identification number 001

RAKUTEN USA 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RAKUTEN USA has sponsored the creation of one or more 401k plans.

Company Name:RAKUTEN USA
Employer identification number (EIN):943377047
NAIC Classification:517000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RAKUTEN USA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01AMIT PATEL2023-10-11
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SUSAN E. COLLINS
0012017-01-01SUSAN E. COLLINS
0012016-01-01WES KUBIK
0012015-01-01CHRISTINA CANTER
0012014-01-01CHRISTINA DITOLLA
0012013-01-01MELLISSA SANTOS
0012012-01-01WAI-YAN SUN
0012011-01-01WAI-YAN SUN
0012010-01-01WAI-YAN SUN
0012009-01-01WAI-YAN SUN

Plan Statistics for RAKUTEN USA 401(K) PLAN

401k plan membership statisitcs for RAKUTEN USA 401(K) PLAN

Measure Date Value
2022: RAKUTEN USA 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,053
Total number of active participants reported on line 7a of the Form 55002022-01-011,771
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-011,200
Total of all active and inactive participants2022-01-012,971
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-012,971
Number of participants with account balances2022-01-012,928
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01160
2021: RAKUTEN USA 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,146
Total number of active participants reported on line 7a of the Form 55002021-01-011,854
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-011,198
Total of all active and inactive participants2021-01-013,052
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-013,053
Number of participants with account balances2021-01-012,992
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01196
2020: RAKUTEN USA 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,502
Total number of active participants reported on line 7a of the Form 55002020-01-011,894
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011,101
Total of all active and inactive participants2020-01-012,995
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-012,995
Number of participants with account balances2020-01-012,991
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01521
2019: RAKUTEN USA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,492
Total number of active participants reported on line 7a of the Form 55002019-01-012,566
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01936
Total of all active and inactive participants2019-01-013,502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-013,502
Number of participants with account balances2019-01-013,217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01266
2018: RAKUTEN USA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,111
Total number of active participants reported on line 7a of the Form 55002018-01-011,927
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01565
Total of all active and inactive participants2018-01-012,492
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-012,492
Number of participants with account balances2018-01-012,366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01256
2017: RAKUTEN USA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,779
Total number of active participants reported on line 7a of the Form 55002017-01-011,641
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01470
Total of all active and inactive participants2017-01-012,111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-012,111
Number of participants with account balances2017-01-012,098
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01250
2016: RAKUTEN USA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,220
Total number of active participants reported on line 7a of the Form 55002016-01-011,437
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01342
Total of all active and inactive participants2016-01-011,779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,779
Number of participants with account balances2016-01-011,673
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01204
2015: RAKUTEN USA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01905
Total number of active participants reported on line 7a of the Form 55002015-01-01972
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01248
Total of all active and inactive participants2015-01-011,220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,220
Number of participants with account balances2015-01-011,155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01154
2014: RAKUTEN USA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01780
Total number of active participants reported on line 7a of the Form 55002014-01-01706
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01199
Total of all active and inactive participants2014-01-01905
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01905
Number of participants with account balances2014-01-01818
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0187
2013: RAKUTEN USA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01639
Total number of active participants reported on line 7a of the Form 55002013-01-01612
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01168
Total of all active and inactive participants2013-01-01780
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01780
Number of participants with account balances2013-01-01707
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0147
2012: RAKUTEN USA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01605
Total number of active participants reported on line 7a of the Form 55002012-01-01497
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01141
Total of all active and inactive participants2012-01-01638
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01639
Number of participants with account balances2012-01-01558
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0139
2011: RAKUTEN USA 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01634
Total number of active participants reported on line 7a of the Form 55002011-01-01491
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01113
Total of all active and inactive participants2011-01-01604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01605
Number of participants with account balances2011-01-01503
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0132
2010: RAKUTEN USA 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01326
Total number of active participants reported on line 7a of the Form 55002010-01-01255
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0182
Total of all active and inactive participants2010-01-01337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01337
Number of participants with account balances2010-01-01290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0130
2009: RAKUTEN USA 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01335
Total number of active participants reported on line 7a of the Form 55002009-01-01243
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0183
Total of all active and inactive participants2009-01-01326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01326
Number of participants with account balances2009-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0124

Financial Data on RAKUTEN USA 401(K) PLAN

Measure Date Value
2022 : RAKUTEN USA 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-701,059
Total unrealized appreciation/depreciation of assets2022-12-31$-701,059
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-5,290,711
Total loss/gain on sale of assets2022-12-31$-318,527
Total of all expenses incurred2022-12-31$14,724,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$14,330,712
Expenses. Certain deemed distributions of participant loans2022-12-31$27,790
Value of total corrective distributions2022-12-31$9,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$34,877,094
Value of total assets at end of year2022-12-31$192,558,098
Value of total assets at beginning of year2022-12-31$212,573,678
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$357,118
Total interest from all sources2022-12-31$78,722
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,277,451
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,275,133
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$21,188,753
Participant contributions at end of year2022-12-31$1,538,015
Participant contributions at beginning of year2022-12-31$1,347,463
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,463,167
Administrative expenses (other) incurred2022-12-31$357,118
Total non interest bearing cash at end of year2022-12-31$9,814
Total non interest bearing cash at beginning of year2022-12-31$8,882
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-20,015,580
Value of net assets at end of year (total assets less liabilities)2022-12-31$192,558,098
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$212,573,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$184,023,948
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$204,658,110
Interest on participant loans2022-12-31$69,005
Income. Interest from US Government securities2022-12-31$313
Value of interest in common/collective trusts at end of year2022-12-31$5,218,976
Value of interest in common/collective trusts at beginning of year2022-12-31$4,525,305
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$909,188
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$431,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$431,889
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$9,404
Asset value of US Government securities at end of year2022-12-31$273,548
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-43,586,386
Net investment gain or loss from common/collective trusts2022-12-31$81,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$10,225,174
Income. Dividends from common stock2022-12-31$2,318
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$14,330,712
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$584,609
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$1,602,029
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$941,345
Aggregate carrying amount (costs) on sale of assets2022-12-31$1,259,872
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : RAKUTEN USA 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-286,883
Total unrealized appreciation/depreciation of assets2021-12-31$-286,883
Total transfer of assets to this plan2021-12-31$147,717
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$57,319,907
Total loss/gain on sale of assets2021-12-31$127,648
Total of all expenses incurred2021-12-31$19,281,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$18,885,393
Value of total corrective distributions2021-12-31$1,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$28,172,531
Value of total assets at end of year2021-12-31$212,589,387
Value of total assets at beginning of year2021-12-31$174,403,335
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$394,788
Total interest from all sources2021-12-31$61,510
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$6,814,220
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$6,811,757
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$19,414,678
Participant contributions at end of year2021-12-31$1,363,172
Participant contributions at beginning of year2021-12-31$1,279,225
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,493,285
Administrative expenses (other) incurred2021-12-31$394,788
Total non interest bearing cash at end of year2021-12-31$8,882
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$38,038,335
Value of net assets at end of year (total assets less liabilities)2021-12-31$212,589,387
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$174,403,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$204,658,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$166,814,457
Interest on participant loans2021-12-31$61,394
Value of interest in common/collective trusts at end of year2021-12-31$4,525,305
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$431,889
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$5,563,205
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$5,563,205
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$116
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$22,355,633
Net investment gain or loss from common/collective trusts2021-12-31$75,248
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$6,264,568
Income. Dividends from common stock2021-12-31$2,463
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$18,885,393
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$1,602,029
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$746,448
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$4,536,132
Aggregate carrying amount (costs) on sale of assets2021-12-31$4,408,484
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : RAKUTEN USA 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$88,428
Total unrealized appreciation/depreciation of assets2020-12-31$88,428
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$53,346,009
Total loss/gain on sale of assets2020-12-31$154,315
Total of all expenses incurred2020-12-31$34,852,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$34,454,239
Expenses. Certain deemed distributions of participant loans2020-12-31$17,510
Value of total corrective distributions2020-12-31$5,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$30,058,115
Value of total assets at end of year2020-12-31$174,877,077
Value of total assets at beginning of year2020-12-31$156,383,240
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$375,360
Total interest from all sources2020-12-31$81,537
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$4,227,080
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$4,225,934
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$20,329,535
Participant contributions at end of year2020-12-31$1,261,686
Participant contributions at beginning of year2020-12-31$1,339,003
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,800,380
Other income not declared elsewhere2020-12-31$-342
Administrative expenses (other) incurred2020-12-31$375,360
Total non interest bearing cash at end of year2020-12-31$491,281
Total non interest bearing cash at beginning of year2020-12-31$491,281
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$18,493,837
Value of net assets at end of year (total assets less liabilities)2020-12-31$174,877,077
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$156,383,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$166,814,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$151,163,282
Interest on participant loans2020-12-31$72,139
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$5,563,205
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$3,389,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$3,389,674
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$9,398
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$18,736,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$7,928,200
Income. Dividends from common stock2020-12-31$1,146
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$34,454,239
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$746,448
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$2,957,331
Aggregate carrying amount (costs) on sale of assets2020-12-31$2,803,016
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : RAKUTEN USA 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$6,271,278
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$55,572,718
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$9,591,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$9,208,531
Expenses. Certain deemed distributions of participant loans2019-12-31$-5,000
Value of total corrective distributions2019-12-31$2,650
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$27,538,492
Value of total assets at end of year2019-12-31$156,383,240
Value of total assets at beginning of year2019-12-31$104,130,984
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$385,559
Total interest from all sources2019-12-31$127,398
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,839,529
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,839,529
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$18,045,036
Participant contributions at end of year2019-12-31$1,339,003
Participant contributions at beginning of year2019-12-31$964,684
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,474,824
Administrative expenses (other) incurred2019-12-31$385,559
Total non interest bearing cash at end of year2019-12-31$491,281
Total non interest bearing cash at beginning of year2019-12-31$335,214
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$45,980,978
Value of net assets at end of year (total assets less liabilities)2019-12-31$156,383,240
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$104,130,984
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$151,163,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$99,651,066
Interest earned on other investments2019-12-31$66,199
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$3,389,674
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$3,180,020
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$3,180,020
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$61,199
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$23,067,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$7,018,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$9,208,531
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
2017 : RAKUTEN USA 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$39,014,973
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,841,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,605,610
Expenses. Certain deemed distributions of participant loans2017-12-31$6,817
Value of total corrective distributions2017-12-31$7,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$24,507,407
Value of total assets at end of year2017-12-31$95,165,563
Value of total assets at beginning of year2017-12-31$62,991,975
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$220,989
Total interest from all sources2017-12-31$50,576
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,960,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,960,018
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$12,728,153
Participant contributions at end of year2017-12-31$784,397
Participant contributions at beginning of year2017-12-31$636,609
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$7,410,500
Administrative expenses (other) incurred2017-12-31$220,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$32,173,588
Value of net assets at end of year (total assets less liabilities)2017-12-31$95,165,563
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$62,991,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$91,929,242
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$60,290,018
Interest on participant loans2017-12-31$36,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,451,924
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,730,134
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,730,134
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$14,333
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$11,496,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$4,368,754
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$335,214
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,605,610
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : RAKUTEN USA 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$5,621,677
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$21,489
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$20,026,895
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,966,472
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,817,257
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$15,071,709
Value of total assets at end of year2016-12-31$62,991,975
Value of total assets at beginning of year2016-12-31$41,331,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$149,215
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$23,302
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,928,130
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,928,130
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$9,705,675
Participant contributions at end of year2016-12-31$636,609
Participant contributions at beginning of year2016-12-31$433,189
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$22,632
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,473,784
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$21,489
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$149,215
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$16,060,423
Value of net assets at end of year (total assets less liabilities)2016-12-31$62,991,975
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$41,309,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$60,290,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$39,022,164
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$22,437
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in master investment trust accounts at end of year2016-12-31$0
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,730,134
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,506,952
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,506,952
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$865
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,003,754
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$0
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Assets. Value of employer real property at end of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$3,892,250
Employer contributions (assets) at end of year2016-12-31$335,214
Employer contributions (assets) at beginning of year2016-12-31$346,427
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,817,257
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Contract administrator fees2016-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : RAKUTEN USA 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$21,489
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$14,478,599
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,467,351
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,387,002
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$14,973,588
Value of total assets at end of year2015-12-31$41,331,364
Value of total assets at beginning of year2015-12-31$30,298,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$80,349
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$19,027
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,816,211
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,816,211
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,522,659
Participant contributions at end of year2015-12-31$433,189
Participant contributions at beginning of year2015-12-31$384,809
Participant contributions at end of year2015-12-31$22,632
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$7,059,341
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$21,489
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$80,349
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$11,011,248
Value of net assets at end of year (total assets less liabilities)2015-12-31$41,309,875
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$30,298,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$39,022,164
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$27,036,009
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$18,787
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in master investment trust accounts at end of year2015-12-31$0
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,506,952
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,230,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,230,608
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$240
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,330,227
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$0
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$2,391,588
Employer contributions (assets) at end of year2015-12-31$346,427
Employer contributions (assets) at beginning of year2015-12-31$1,647,201
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,387,002
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Contract administrator fees2015-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM US LLP
Accountancy firm EIN2015-12-31420714325
2014 : RAKUTEN USA 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,316,954
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,653,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,575,643
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$1,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,904,816
Value of total assets at end of year2014-12-31$30,298,627
Value of total assets at beginning of year2014-12-31$25,635,075
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$75,980
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$15,992
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,894,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,894,908
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,921,406
Participant contributions at end of year2014-12-31$384,809
Participant contributions at beginning of year2014-12-31$304,601
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$333,023
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$75,980
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$4,663,552
Value of net assets at end of year (total assets less liabilities)2014-12-31$30,298,627
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$25,635,075
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$27,036,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$23,030,360
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$15,992
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,230,608
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$978,656
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$978,656
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-498,762
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$1,650,387
Employer contributions (assets) at end of year2014-12-31$1,647,201
Employer contributions (assets) at beginning of year2014-12-31$1,321,458
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,575,643
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
2013 : RAKUTEN USA 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,764,175
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,371,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,316,942
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$-5,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,867,655
Value of total assets at end of year2013-12-31$25,635,075
Value of total assets at beginning of year2013-12-31$19,241,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$59,948
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$19,629
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,115,262
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,115,262
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,142,469
Participant contributions at end of year2013-12-31$304,601
Participant contributions at beginning of year2013-12-31$265,436
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$399,059
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$59,948
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$6,393,081
Value of net assets at end of year (total assets less liabilities)2013-12-31$25,635,075
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,241,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$23,030,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$17,158,167
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$13,809
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$978,656
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$855,941
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$855,941
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$5,820
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,761,629
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$1,326,127
Employer contributions (assets) at end of year2013-12-31$1,321,458
Employer contributions (assets) at beginning of year2013-12-31$962,450
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,316,942
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31RODMAN & RODMAN
Accountancy firm EIN2013-12-31042929802
2012 : RAKUTEN USA 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,598,145
Total of all expenses incurred2012-12-31$1,137,140
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,119,168
Value of total corrective distributions2012-12-31$5,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,664,562
Value of total assets at end of year2012-12-31$19,241,994
Value of total assets at beginning of year2012-12-31$14,780,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$12,176
Total interest from all sources2012-12-31$12,423
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$420,304
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$420,304
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,574,901
Participant contributions at end of year2012-12-31$265,436
Participant contributions at beginning of year2012-12-31$207,521
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$126,084
Administrative expenses (other) incurred2012-12-31$12,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,461,005
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,241,994
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$14,780,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$17,158,167
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$12,724,647
Interest on participant loans2012-12-31$11,803
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$855,941
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$956,645
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$956,645
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,500,856
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$963,577
Employer contributions (assets) at end of year2012-12-31$962,450
Employer contributions (assets) at beginning of year2012-12-31$892,176
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,119,168
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31RODMAN & RODMAN
Accountancy firm EIN2012-12-31042929802
2011 : RAKUTEN USA 401(K) PLAN 2011 401k financial data
Total transfer of assets to this plan2011-12-31$4,181,940
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,535,861
Total of all expenses incurred2011-12-31$1,464,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,396,199
Value of total corrective distributions2011-12-31$22,542
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,285,790
Value of total assets at end of year2011-12-31$14,780,989
Value of total assets at beginning of year2011-12-31$9,527,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$45,665
Total interest from all sources2011-12-31$13,524
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$430,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$430,848
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,185,302
Participant contributions at end of year2011-12-31$207,521
Participant contributions at beginning of year2011-12-31$220,758
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$188,608
Administrative expenses (other) incurred2011-12-31$45,665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,071,455
Value of net assets at end of year (total assets less liabilities)2011-12-31$14,780,989
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,527,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$12,724,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,259,078
Interest on participant loans2011-12-31$13,447
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$956,645
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$650,766
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$650,766
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$77
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,194,301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$911,880
Employer contributions (assets) at end of year2011-12-31$892,176
Employer contributions (assets) at beginning of year2011-12-31$396,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,396,199
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31RODMAN & RODMAN PC
Accountancy firm EIN2011-12-31042929802
2010 : RAKUTEN USA 401(K) PLAN 2010 401k financial data
Total transfer of assets to this plan2010-12-31$28,289
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,046,092
Total of all expenses incurred2010-12-31$995,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$969,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,976,104
Value of total assets at end of year2010-12-31$9,527,594
Value of total assets at beginning of year2010-12-31$7,448,707
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$25,831
Total interest from all sources2010-12-31$11,469
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$189,909
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$189,909
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,335,445
Participant contributions at end of year2010-12-31$220,758
Participant contributions at beginning of year2010-12-31$177,063
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$243,667
Administrative expenses (other) incurred2010-12-31$25,831
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,050,598
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,527,594
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,448,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,259,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,332,957
Interest on participant loans2010-12-31$11,365
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$650,766
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$482,530
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$482,530
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$104
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$868,610
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$396,992
Employer contributions (assets) at end of year2010-12-31$396,992
Employer contributions (assets) at beginning of year2010-12-31$456,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$969,663
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31RODMAN & RODMAN, P.C.
Accountancy firm EIN2010-12-31042929802
2009 : RAKUTEN USA 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RAKUTEN USA 401(K) PLAN

2022: RAKUTEN USA 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RAKUTEN USA 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RAKUTEN USA 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RAKUTEN USA 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RAKUTEN USA 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RAKUTEN USA 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RAKUTEN USA 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RAKUTEN USA 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RAKUTEN USA 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RAKUTEN USA 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RAKUTEN USA 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RAKUTEN USA 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RAKUTEN USA 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RAKUTEN USA 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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