SAN JOSE STATE UNIVERSITY RESEARCH FOUNDATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SJSU RESEARCH FOUNDATION RETIREMENT PLAN
Measure | Date | Value |
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2022 : SJSU RESEARCH FOUNDATION RETIREMENT PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-13,113,006 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $3,392,285 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $3,340,939 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,653,881 |
Value of total assets at end of year | 2022-12-31 | $95,307,360 |
Value of total assets at beginning of year | 2022-12-31 | $111,812,651 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $51,346 |
Total interest from all sources | 2022-12-31 | $912,715 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,075,154 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,075,154 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,339,941 |
Participant contributions at end of year | 2022-12-31 | $110,964 |
Participant contributions at beginning of year | 2022-12-31 | $97,918 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $250,760 |
Other income not declared elsewhere | 2022-12-31 | $20,488 |
Administrative expenses (other) incurred | 2022-12-31 | $51,346 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-16,505,291 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $95,307,360 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $111,812,651 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $68,862,177 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $87,143,348 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $2,452,957 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $2,248,953 |
Interest on participant loans | 2022-12-31 | $4,834 |
Interest earned on other investments | 2022-12-31 | $907,881 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $23,881,262 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $22,322,432 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $54,592 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-17,968,235 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $192,991 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,063,180 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $3,286,347 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Disclaimer |
Accountancy firm name | 2022-12-31 | RSM US LLP |
Accountancy firm EIN | 2022-12-31 | 420714325 |
2021 : SJSU RESEARCH FOUNDATION RETIREMENT PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $16,164,452 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $6,005,771 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,961,566 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,715,821 |
Value of total assets at end of year | 2021-12-31 | $111,812,651 |
Value of total assets at beginning of year | 2021-12-31 | $101,653,970 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $44,205 |
Total interest from all sources | 2021-12-31 | $756,084 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,300,545 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,300,545 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,466,086 |
Participant contributions at end of year | 2021-12-31 | $97,918 |
Participant contributions at beginning of year | 2021-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $161,400 |
Other income not declared elsewhere | 2021-12-31 | $5,791 |
Administrative expenses (other) incurred | 2021-12-31 | $44,205 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $10,158,681 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $111,812,651 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $101,653,970 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $87,143,348 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $77,230,436 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $2,248,953 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $1,794,546 |
Interest on participant loans | 2021-12-31 | $3,039 |
Interest earned on other investments | 2021-12-31 | $753,045 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $22,322,432 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $22,628,988 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $11,039,756 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $346,455 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $1,088,335 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,961,566 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
Accountancy firm name | 2021-12-31 | RSM US LLP |
Accountancy firm EIN | 2021-12-31 | 420714325 |
2020 : SJSU RESEARCH FOUNDATION RETIREMENT PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $39,611,919 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $15,826,937 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $4,526,751 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $4,500,937 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,912,951 |
Value of total assets at end of year | 2020-12-31 | $101,653,970 |
Value of total assets at beginning of year | 2020-12-31 | $50,741,865 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $25,814 |
Total interest from all sources | 2020-12-31 | $834,039 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $572,094 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $572,094 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,501,189 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $308,869 |
Other income not declared elsewhere | 2020-12-31 | $4,937 |
Administrative expenses (other) incurred | 2020-12-31 | $25,814 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $11,300,186 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $101,653,970 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $50,741,865 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $77,230,436 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $35,323,002 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $1,794,546 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $978,699 |
Interest earned on other investments | 2020-12-31 | $834,039 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $22,628,988 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $14,396,422 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $562,352 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $11,518,003 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-15,087 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,102,893 |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $43,742 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $3,938,585 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | RSM US LLP |
Accountancy firm EIN | 2020-12-31 | 420714325 |
2019 : SJSU RESEARCH FOUNDATION RETIREMENT PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $8,742,348 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,274,802 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,274,802 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,023,403 |
Value of total assets at end of year | 2019-12-31 | $50,741,865 |
Value of total assets at beginning of year | 2019-12-31 | $44,274,319 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $0 |
Total interest from all sources | 2019-12-31 | $567,137 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $417,313 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $417,313 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $6,467,546 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $50,741,865 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $44,274,319 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $35,323,002 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $29,328,392 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $978,699 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $868,428 |
Interest earned on other investments | 2019-12-31 | $567,137 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $14,396,422 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $14,036,953 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $109,349 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $6,685,170 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $49,325 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,023,403 |
Employer contributions (assets) at end of year | 2019-12-31 | $43,742 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $40,546 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,165,453 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | RSM US LLP |
Accountancy firm EIN | 2019-12-31 | 420714325 |
2018 : SJSU RESEARCH FOUNDATION RETIREMENT PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $-804,908 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,583,113 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,583,113 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,060,389 |
Value of total assets at end of year | 2018-12-31 | $44,274,319 |
Value of total assets at beginning of year | 2018-12-31 | $46,662,340 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $0 |
Total interest from all sources | 2018-12-31 | $570,780 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $640,932 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $640,932 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $6,548 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-2,388,021 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $44,274,319 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $46,662,340 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $29,328,392 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $32,498,371 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $868,428 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $670,226 |
Interest earned on other investments | 2018-12-31 | $570,780 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $14,036,953 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $13,449,662 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $91,942 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-3,113,109 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $36,100 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,053,841 |
Employer contributions (assets) at end of year | 2018-12-31 | $40,546 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $44,081 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,491,171 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | RSM US LLP |
Accountancy firm EIN | 2018-12-31 | 420714325 |
2017 : SJSU RESEARCH FOUNDATION RETIREMENT PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $7,238,292 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,998,061 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,998,061 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,093,596 |
Value of total assets at end of year | 2017-12-31 | $46,662,340 |
Value of total assets at beginning of year | 2017-12-31 | $42,422,109 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $0 |
Total interest from all sources | 2017-12-31 | $538,781 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $435,525 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $435,525 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $4,240,231 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $46,662,340 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $42,422,109 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $32,498,371 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $28,340,017 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $670,226 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $862,714 |
Interest earned on other investments | 2017-12-31 | $538,781 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $13,449,662 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $13,171,833 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $5,138,459 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $31,931 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,093,596 |
Employer contributions (assets) at end of year | 2017-12-31 | $44,081 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $47,545 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,998,061 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2017-12-31 | 366055558 |
2016 : SJSU RESEARCH FOUNDATION RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $3,613,158 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,736,444 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,736,444 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,097,382 |
Value of total assets at end of year | 2016-12-31 | $42,422,109 |
Value of total assets at beginning of year | 2016-12-31 | $40,545,395 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $0 |
Total interest from all sources | 2016-12-31 | $574,291 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $266,686 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $266,686 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,876,714 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $42,422,109 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $40,545,395 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $28,340,017 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $26,867,887 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $862,714 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $810,765 |
Interest earned on other investments | 2016-12-31 | $574,291 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $13,171,833 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $12,822,572 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,631,980 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $42,819 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $1,097,382 |
Employer contributions (assets) at end of year | 2016-12-31 | $47,545 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $44,171 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,736,444 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2016-12-31 | 366055558 |
2015 : SJSU RESEARCH FOUNDATION RETIREMENT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,737,650 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,260,378 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,260,378 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,119,038 |
Value of total assets at end of year | 2015-12-31 | $40,545,395 |
Value of total assets at beginning of year | 2015-12-31 | $40,068,123 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $0 |
Total interest from all sources | 2015-12-31 | $528,093 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $381,989 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $381,989 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $477,272 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $40,545,395 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $40,068,123 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $26,867,887 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $26,868,157 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $810,765 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $634,172 |
Interest earned on other investments | 2015-12-31 | $528,093 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $12,822,572 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $12,519,388 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-348,583 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $57,113 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,119,038 |
Employer contributions (assets) at end of year | 2015-12-31 | $44,171 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $46,406 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,260,378 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2015-12-31 | 366055558 |
2014 : SJSU RESEARCH FOUNDATION RETIREMENT PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $3,334,443 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $785,566 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $785,566 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,078,134 |
Value of total assets at end of year | 2014-12-31 | $40,068,123 |
Value of total assets at beginning of year | 2014-12-31 | $37,519,246 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $0 |
Total interest from all sources | 2014-12-31 | $523,404 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $294,873 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $294,873 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,548,877 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $40,068,123 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $37,519,246 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $26,868,157 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $24,879,552 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $634,172 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $529,328 |
Interest earned on other investments | 2014-12-31 | $523,404 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $12,519,388 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $12,024,886 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,370,308 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $67,724 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,078,134 |
Employer contributions (assets) at end of year | 2014-12-31 | $46,406 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $85,480 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $785,566 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2014-12-31 | 366055558 |
2013 : SJSU RESEARCH FOUNDATION RETIREMENT PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $6,216,661 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,286,800 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,286,800 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,022,556 |
Value of total assets at end of year | 2013-12-31 | $37,519,246 |
Value of total assets at beginning of year | 2013-12-31 | $32,589,385 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
Total interest from all sources | 2013-12-31 | $486,921 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $233,127 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $233,127 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $4,929,861 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $37,519,246 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $32,589,385 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $24,879,552 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $20,320,281 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $529,328 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $598,243 |
Interest earned on other investments | 2013-12-31 | $486,921 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $12,024,886 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $11,587,362 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $408,833 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $4,428,221 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $45,836 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,022,556 |
Employer contributions (assets) at end of year | 2013-12-31 | $85,480 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $83,499 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $877,967 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | GRANT THORNTON, LLP |
Accountancy firm EIN | 2013-12-31 | 366055558 |
2012 : SJSU RESEARCH FOUNDATION RETIREMENT PLAN 2012 401k financial data |
---|
Total income from all sources (including contributions) | 2012-12-31 | $4,160,474 |
Total of all expenses incurred | 2012-12-31 | $1,507,204 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,507,204 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,092,268 |
Value of total assets at end of year | 2012-12-31 | $32,589,385 |
Value of total assets at beginning of year | 2012-12-31 | $29,936,115 |
Total interest from all sources | 2012-12-31 | $544,120 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers | 2012-12-31 | 0 |
Minimum employer required contribution for this plan year | 2012-12-31 | $0 |
Amount contributed by the employer to the plan for this plan year | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $55,561 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $168 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $2,653,270 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $32,589,385 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $29,936,115 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $20,320,281 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $18,436,525 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $598,243 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $467,161 |
Interest earned on other investments | 2012-12-31 | $544,120 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $11,587,362 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $10,943,937 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $262,772 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $2,261,314 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,036,707 |
Employer contributions (assets) at end of year | 2012-12-31 | $83,499 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $88,492 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,507,036 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | GRANT THORNTON, LLP |
Accountancy firm EIN | 2012-12-31 | 366055558 |
2011 : SJSU RESEARCH FOUNDATION RETIREMENT PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $1,184,819 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,357,562 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,357,562 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,034,605 |
Value of total assets at end of year | 2011-12-31 | $29,936,115 |
Value of total assets at beginning of year | 2011-12-31 | $30,108,858 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $432,721 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $48,876 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $48,876 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-172,743 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $29,936,115 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $30,108,858 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $18,436,525 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $19,130,951 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $467,161 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $397,119 |
Interest earned on other investments | 2011-12-31 | $432,721 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $10,943,937 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $10,497,876 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $74,921 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-383,254 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $51,871 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,034,605 |
Employer contributions (assets) at end of year | 2011-12-31 | $88,492 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $82,912 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,282,641 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2011-12-31 | 133891517 |
2010 : SJSU RESEARCH FOUNDATION RETIREMENT PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $3,563,596 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $848,430 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $848,430 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $959,284 |
Value of total assets at end of year | 2010-12-31 | $30,108,858 |
Value of total assets at beginning of year | 2010-12-31 | $27,393,692 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $390,547 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $20,216 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $20,216 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $35,291 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $2,715,166 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $30,108,858 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $27,393,692 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $19,130,951 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $17,268,608 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $397,119 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $132,094 |
Interest earned on other investments | 2010-12-31 | $390,547 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $10,497,876 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $9,920,082 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $68,186 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,157,133 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $36,416 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $923,993 |
Employer contributions (assets) at end of year | 2010-12-31 | $82,912 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $72,908 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $780,244 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | DELOITTE & TOUCHE LLP |
Accountancy firm EIN | 2010-12-31 | 133891517 |
2009 : SJSU RESEARCH FOUNDATION RETIREMENT PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |