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HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 401k Plan overview

Plan NameHUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN
Plan identification number 001

HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HUMBOLDT STATE UNIVERSITY SPONSORED PROGRAMS FOUNDATION has sponsored the creation of one or more 401k plans.

Company Name:HUMBOLDT STATE UNIVERSITY SPONSORED PROGRAMS FOUNDATION
Employer identification number (EIN):946050071
NAIC Classification:611000

Additional information about HUMBOLDT STATE UNIVERSITY SPONSORED PROGRAMS FOUNDATION

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0265392

More information about HUMBOLDT STATE UNIVERSITY SPONSORED PROGRAMS FOUNDATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01STEVEN KARP
0012016-01-01STEVEN KARP
0012015-01-01STEVEN KARP
0012014-01-01STEVEN KARP
0012013-01-01STEVEN KARP
0012012-01-01STEVEN M. KARP STEVEN M. KARP2013-10-10
0012011-01-01STEVEN M. KARP STEVEN M. KARP2012-10-05
0012010-01-01STEVEN M. KARP STEVEN M. KARP2012-03-06
0012009-01-01STEVEN M. KARP STEVEN M. KARP2012-03-06
0012006-01-01STEVEN M. KARP STEVEN M. KARP2012-03-06
0012005-01-01STEVEN M. KARP STEVEN M. KARP2012-03-06
0012003-01-01STEVEN M. KARP STEVEN M. KARP2012-03-06

Plan Statistics for HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN

401k plan membership statisitcs for HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN

Measure Date Value
2022: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01436
Total number of active participants reported on line 7a of the Form 55002022-01-01279
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01237
Total of all active and inactive participants2022-01-01516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01516
Number of participants with account balances2022-01-01360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01439
Total number of active participants reported on line 7a of the Form 55002021-01-01217
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01219
Total of all active and inactive participants2021-01-01436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01436
Number of participants with account balances2021-01-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01433
Total number of active participants reported on line 7a of the Form 55002020-01-01248
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01191
Total of all active and inactive participants2020-01-01439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01439
Number of participants with account balances2020-01-01319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01388
Total number of active participants reported on line 7a of the Form 55002019-01-01259
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01174
Total of all active and inactive participants2019-01-01433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01433
Number of participants with account balances2019-01-01277
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01219
Total number of active participants reported on line 7a of the Form 55002018-01-01239
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01149
Total of all active and inactive participants2018-01-01388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01388
Number of participants with account balances2018-01-01242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01201
Total number of active participants reported on line 7a of the Form 55002017-01-01129
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0190
Total of all active and inactive participants2017-01-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01219
Number of participants with account balances2017-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01187
Total number of active participants reported on line 7a of the Form 55002016-01-01112
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0189
Total of all active and inactive participants2016-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01201
Number of participants with account balances2016-01-01198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01175
Total number of active participants reported on line 7a of the Form 55002015-01-0199
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0187
Total of all active and inactive participants2015-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01187
Number of participants with account balances2015-01-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01166
Total number of active participants reported on line 7a of the Form 55002014-01-0180
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0194
Total of all active and inactive participants2014-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01175
Number of participants with account balances2014-01-01175
2013: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01161
Total number of active participants reported on line 7a of the Form 55002013-01-0175
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0195
Total of all active and inactive participants2013-01-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01171
Number of participants with account balances2013-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01157
Total number of active participants reported on line 7a of the Form 55002012-01-0171
Number of other retired or separated participants entitled to future benefits2012-01-0190
Total of all active and inactive participants2012-01-01161
Total participants2012-01-01161
Number of participants with account balances2012-01-01156
2011: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01152
Total number of active participants reported on line 7a of the Form 55002011-01-0173
Number of other retired or separated participants entitled to future benefits2011-01-0184
Total of all active and inactive participants2011-01-01157
Total participants2011-01-01157
Number of participants with account balances2011-01-01152
2010: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01143
Total number of active participants reported on line 7a of the Form 55002010-01-01151
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-011
Total of all active and inactive participants2010-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01152
Number of participants with account balances2010-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01134
Total number of active participants reported on line 7a of the Form 55002009-01-01142
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01143
Number of participants with account balances2009-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2006: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2006 401k membership
Total of all active and inactive participants2006-01-010
Total participants2006-01-010
2005: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2005 401k membership
Total of all active and inactive participants2005-01-010
Total participants2005-01-010
2003: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2003 401k membership
Total of all active and inactive participants2003-01-010
Total participants2003-01-010

Financial Data on HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN

Measure Date Value
2022 : HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-476,836
Total of all expenses incurred2022-12-31$492,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$465,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,037,535
Value of total assets at end of year2022-12-31$9,406,171
Value of total assets at beginning of year2022-12-31$10,375,521
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$27,375
Total interest from all sources2022-12-31$48,362
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$69,605
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$69,605
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$269,512
Participant contributions at end of year2022-12-31$62,141
Participant contributions at beginning of year2022-12-31$20,506
Participant contributions at end of year2022-12-31$12,239
Participant contributions at beginning of year2022-12-31$10,321
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$88,089
Other income not declared elsewhere2022-12-31$30
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-969,350
Value of net assets at end of year (total assets less liabilities)2022-12-31$9,406,171
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,375,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$8,064,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,083,200
Interest on participant loans2022-12-31$2,152
Interest earned on other investments2022-12-31$46,210
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,232,383
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,234,095
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$71,449
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,632,368
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$679,934
Employer contributions (assets) at end of year2022-12-31$35,191
Employer contributions (assets) at beginning of year2022-12-31$27,399
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$393,690
Contract administrator fees2022-12-31$27,375
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$2,017,984
Total of all expenses incurred2021-12-31$1,344,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,318,263
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$900,438
Value of total assets at end of year2021-12-31$10,375,521
Value of total assets at beginning of year2021-12-31$9,701,578
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$25,778
Total interest from all sources2021-12-31$42,973
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$53,879
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$53,879
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$243,435
Participant contributions at end of year2021-12-31$20,506
Participant contributions at beginning of year2021-12-31$5,204
Participant contributions at end of year2021-12-31$10,321
Participant contributions at beginning of year2021-12-31$14,277
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$6,828
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$673,943
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,375,521
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,701,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,083,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,291,021
Interest on participant loans2021-12-31$612
Interest earned on other investments2021-12-31$42,361
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,234,095
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,341,975
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$21,040
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,020,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$650,175
Employer contributions (assets) at end of year2021-12-31$27,399
Employer contributions (assets) at beginning of year2021-12-31$49,101
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,297,223
Contract administrator fees2021-12-31$25,778
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$1,978,148
Total of all expenses incurred2020-12-31$347,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$329,616
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$833,495
Value of total assets at end of year2020-12-31$9,701,578
Value of total assets at beginning of year2020-12-31$8,070,714
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$17,668
Total interest from all sources2020-12-31$49,229
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$31,360
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$31,360
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$247,220
Participant contributions at end of year2020-12-31$5,204
Participant contributions at end of year2020-12-31$14,277
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$16,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,630,864
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,701,578
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,070,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$17,668
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,291,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,640,927
Interest on participant loans2020-12-31$12
Interest earned on other investments2020-12-31$49,217
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,341,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,424,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,064,064
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$569,276
Employer contributions (assets) at end of year2020-12-31$49,101
Employer contributions (assets) at beginning of year2020-12-31$5,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$329,616
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$1,743,321
Total of all expenses incurred2019-12-31$117,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$111,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$648,374
Value of total assets at end of year2019-12-31$8,070,714
Value of total assets at beginning of year2019-12-31$6,444,393
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,900
Total interest from all sources2019-12-31$49,308
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$23,212
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$23,212
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$143,627
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,626,321
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,070,714
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,444,393
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,640,927
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,089,333
Interest earned on other investments2019-12-31$49,308
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,424,345
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,339,590
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,022,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$504,747
Employer contributions (assets) at end of year2019-12-31$5,442
Employer contributions (assets) at beginning of year2019-12-31$15,470
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$111,100
Contract administrator fees2019-12-31$5,900
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
2018 : HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$1,994,647
Total income from all sources (including contributions)2018-12-31$232,394
Total of all expenses incurred2018-12-31$108,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$108,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$532,069
Value of total assets at end of year2018-12-31$6,444,393
Value of total assets at beginning of year2018-12-31$4,326,181
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$425
Total interest from all sources2018-12-31$31,130
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$6,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$6,782
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$56,084
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$49,011
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$123,565
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,444,393
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,326,181
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,089,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,581,784
Interest earned on other investments2018-12-31$31,130
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,339,590
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$728,087
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-337,587
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$426,974
Employer contributions (assets) at end of year2018-12-31$15,470
Employer contributions (assets) at beginning of year2018-12-31$16,310
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$108,404
Contract administrator fees2018-12-31$425
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$853,322
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$109,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$109,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$386,741
Value of total assets at end of year2017-12-31$4,326,181
Value of total assets at beginning of year2017-12-31$3,582,783
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$24,961
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$7,248
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$743,398
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,326,181
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,582,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,581,784
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,914,548
Interest earned on other investments2017-12-31$24,961
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$728,087
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$652,114
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$10,960
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$441,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$379,493
Employer contributions (assets) at end of year2017-12-31$16,310
Employer contributions (assets) at beginning of year2017-12-31$16,121
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$98,964
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2017-12-31410476749
2016 : HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$543,033
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$126,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$126,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$385,930
Value of total assets at end of year2016-12-31$3,582,783
Value of total assets at beginning of year2016-12-31$3,166,504
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3
Total interest from all sources2016-12-31$25,027
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$416,279
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,582,783
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,166,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,914,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,521,305
Interest earned on other investments2016-12-31$25,027
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$652,114
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$629,098
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$8,417
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$132,076
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$385,930
Employer contributions (assets) at end of year2016-12-31$16,121
Employer contributions (assets) at beginning of year2016-12-31$16,101
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$118,334
Contract administrator fees2016-12-31$3
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-12-31410476749
2015 : HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$412,517
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$230,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$230,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$390,619
Value of total assets at end of year2015-12-31$3,166,504
Value of total assets at beginning of year2015-12-31$2,984,920
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$247
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$22,075
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$22,075
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$54,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$181,584
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,166,504
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,984,920
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,521,305
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,422,228
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$629,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$549,366
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$336,044
Employer contributions (assets) at end of year2015-12-31$16,101
Employer contributions (assets) at beginning of year2015-12-31$13,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$230,686
Contract administrator fees2015-12-31$247
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2015-12-31410476749
2014 : HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$433,218
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$83,870
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$83,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$293,830
Value of total assets at end of year2014-12-31$2,984,920
Value of total assets at beginning of year2014-12-31$2,635,572
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$19,802
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$349,348
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,984,920
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,635,572
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,422,228
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,147,088
Interest earned on other investments2014-12-31$19,802
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$549,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$476,976
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$18,235
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$119,586
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$293,830
Employer contributions (assets) at end of year2014-12-31$13,326
Employer contributions (assets) at beginning of year2014-12-31$11,508
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$65,635
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2014-12-31410476749
2013 : HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$574,800
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$42,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$42,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$277,662
Value of total assets at end of year2013-12-31$2,635,572
Value of total assets at beginning of year2013-12-31$2,103,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$16,884
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$532,055
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,635,572
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,103,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,147,088
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,682,699
Interest earned on other investments2013-12-31$16,884
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$476,976
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$397,201
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$280,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$277,662
Employer contributions (assets) at end of year2013-12-31$11,508
Employer contributions (assets) at beginning of year2013-12-31$23,617
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$42,745
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2013-12-31410476749
2012 : HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$467,479
Total of all expenses incurred2012-12-31$81,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$75,532
Expenses. Certain deemed distributions of participant loans2012-12-31$5,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$311,134
Value of total assets at end of year2012-12-31$2,103,517
Value of total assets at beginning of year2012-12-31$1,717,391
Total interest from all sources2012-12-31$14,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$15,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$386,126
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,103,517
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,717,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,682,699
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,352,955
Interest earned on other investments2012-12-31$14,833
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$397,201
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$343,185
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$141,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$295,288
Employer contributions (assets) at end of year2012-12-31$23,617
Employer contributions (assets) at beginning of year2012-12-31$21,251
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$75,532
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HUNTER, HUNTER & HUNT CPA'S
Accountancy firm EIN2012-12-31680166671
2011 : HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$242,903
Total of all expenses incurred2011-12-31$91,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$90,840
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$237,130
Value of total assets at end of year2011-12-31$1,717,391
Value of total assets at beginning of year2011-12-31$1,565,502
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$174
Total interest from all sources2011-12-31$13,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$151,889
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,717,391
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,565,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,352,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,234,307
Interest earned on other investments2011-12-31$13,082
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$343,185
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$308,288
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-7,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$237,130
Employer contributions (assets) at end of year2011-12-31$21,251
Employer contributions (assets) at beginning of year2011-12-31$22,907
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$90,840
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HUNTER, HUNTER & HUNT CPA'S
Accountancy firm EIN2011-12-31680166671
2010 : HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$372,206
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$31,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$31,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$259,339
Value of total assets at end of year2010-12-31$1,565,502
Value of total assets at beginning of year2010-12-31$1,224,336
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$11,232
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$341,166
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,565,502
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,224,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,234,307
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$953,227
Interest earned on other investments2010-12-31$11,232
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$308,288
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$250,972
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$101,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$259,339
Employer contributions (assets) at end of year2010-12-31$22,907
Employer contributions (assets) at beginning of year2010-12-31$20,137
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$31,040
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HUNTER, HUNTER & HUNT CPA'S
Accountancy firm EIN2010-12-31680166671
2009 : HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN

2022: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes
2006: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2006 form 5500 responses
2006-01-01Type of plan entitySingle employer plan
2006-01-01Submission has been amendedNo
2006-01-01This submission is the final filingNo
2006-01-01This return/report is a short plan year return/report (less than 12 months)No
2006-01-01Plan is a collectively bargained planNo
2005: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2005 form 5500 responses
2005-01-01Type of plan entitySingle employer plan
2005-01-01Submission has been amendedNo
2005-01-01This submission is the final filingNo
2005-01-01This return/report is a short plan year return/report (less than 12 months)No
2005-01-01Plan is a collectively bargained planNo
2003: HUMBOLDT STATE UNIVERSITY FOUNDATION 403B DC PLAN 2003 form 5500 responses
2003-01-01Type of plan entitySingle employer plan
2003-01-01First time form 5500 has been submittedYes
2003-01-01Submission has been amendedNo
2003-01-01This submission is the final filingNo
2003-01-01This return/report is a short plan year return/report (less than 12 months)No
2003-01-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386687
Policy instance 3
Insurance contract or identification number386687
Number of Individuals Covered184
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered352
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1
Additional information about fees paid to insurance brokerREFERRAL / SERVICE FEE
Insurance broker organization code?5
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386686
Policy instance 1
Insurance contract or identification number386686
Number of Individuals Covered27
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386686
Policy instance 3
Insurance contract or identification number386686
Number of Individuals Covered32
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386687
Policy instance 2
Insurance contract or identification number386687
Number of Individuals Covered197
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered569
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386687
Policy instance 2
Insurance contract or identification number386687
Number of Individuals Covered206
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 3
Insurance contract or identification number613953
Number of Individuals Covered283
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1
Additional information about fees paid to insurance brokerADMINISTRATION
Insurance broker organization code?5
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386686
Policy instance 1
Insurance contract or identification number386686
Number of Individuals Covered34
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386687
Policy instance 1
Insurance contract or identification number386687
Number of Individuals Covered210
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered252
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386686
Policy instance 3
Insurance contract or identification number386686
Number of Individuals Covered36
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 3
Insurance contract or identification number613953
Number of Individuals Covered166
Insurance policy start date2018-10-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386687
Policy instance 2
Insurance contract or identification number386687
Number of Individuals Covered221
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386686
Policy instance 1
Insurance contract or identification number386686
Number of Individuals Covered37
Insurance policy start date2018-10-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386687
Policy instance 1
Insurance contract or identification number386687
Number of Individuals Covered216
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386687
Policy instance 1
Insurance contract or identification number386687
Number of Individuals Covered185
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386687
Policy instance 1
Insurance contract or identification number386687
Number of Individuals Covered175
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386687
Policy instance 1
Insurance contract or identification number386687
Number of Individuals Covered166
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386687
Policy instance 1
Insurance contract or identification number386687
Number of Individuals Covered161
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386687
Policy instance 1
Insurance contract or identification number386687
Number of Individuals Covered157
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number386687
Policy instance 1
Insurance contract or identification number386687
Number of Individuals Covered148
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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