401k Plan data: ESSEX CORPORATION RETIREMENT PLAN plan

ESSEX CORPORATION RETIREMENT PLAN 401k Plan overview

Plan Name	ESSEX CORPORATION RETIREMENT PLAN
Plan identification number	001

ESSEX CORPORATION RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NORTHROP GRUMMAN SYSTEMS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: NORTHROP GRUMMAN SYSTEMS CORPORATION

Employer identification number (EIN): 951055798

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Additional information about NORTHROP GRUMMAN SYSTEMS CORPORATION

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1985-05-21

Company Identification Number: 0006577806

Legal Registered Office Address: 2980 FAIRVIEW PARK DR # 11163A

FALLS CHURCH
United States of America (USA)
22042

More information about NORTHROP GRUMMAN SYSTEMS CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ESSEX CORPORATION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 CONSTANCE SOLOWAY-CORP VP COMP&BEN
001 2014-01-01 TALHA ZOBAIR CORP VP TAX
001 2013-01-01 PRABU NATARAJAN CORP VP

Plan id#	Filing Submission Date	Name of Administrator
001	2015-01-01	CONSTANCE SOLOWAY-CORP VP COMP&BEN
001	2014-01-01	TALHA ZOBAIR CORP VP TAX
001	2013-01-01	PRABU NATARAJAN CORP VP

Plan Statistics for ESSEX CORPORATION RETIREMENT PLAN

401k plan membership statisitcs for ESSEX CORPORATION RETIREMENT PLAN

Measure Date Value
2015: ESSEX CORPORATION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 549
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ESSEX CORPORATION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 582
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 226
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 321
Total of all active and inactive participants 2014-01-01 547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 549
Number of participants with account balances 2014-01-01 549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ESSEX CORPORATION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 642
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 235
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 345
Total of all active and inactive participants 2013-01-01 580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 582
Number of participants with account balances 2013-01-01 582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2015: ESSEX CORPORATION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	549
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ESSEX CORPORATION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	582
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	226
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	321
Total of all active and inactive participants	2014-01-01	547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	549
Number of participants with account balances	2014-01-01	549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ESSEX CORPORATION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	642
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	235
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	345
Total of all active and inactive participants	2013-01-01	580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	582
Number of participants with account balances	2013-01-01	582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on ESSEX CORPORATION RETIREMENT PLAN

Measure	Date	Value
2015 : ESSEX CORPORATION RETIREMENT PLAN 2015 401k financial data
Total transfer of assets from this plan	2015-12-31	$28,803,154
Total income from all sources (including contributions)	2015-12-31	$172,390
Total of all expenses incurred	2015-12-31	$4,891,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$4,711,535
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$33,522,257
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$179,958
Total interest from all sources	2015-12-31	$9,114
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$261,650
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$261,650
Administrative expenses professional fees incurred	2015-12-31	$1,400
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$204,583
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-4,719,103
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$33,522,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$178,558
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$29,382,782
Interest on participant loans	2015-12-31	$9,114
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$3,934,892
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-98,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$4,711,535
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	HOMES, LOWRY, HORN & JOHNSON, LTD.
Accountancy firm EIN	2015-12-31	540975470
2014 : ESSEX CORPORATION RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,949,080
Total of all expenses incurred	2014-12-31	$2,504,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,285,757
Value of total assets at end of year	2014-12-31	$33,522,257
Value of total assets at beginning of year	2014-12-31	$34,077,463
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$218,529
Total interest from all sources	2014-12-31	$17,066
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$384,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$384,268
Administrative expenses professional fees incurred	2014-12-31	$23,000
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Participant contributions at end of year	2014-12-31	$204,583
Participant contributions at beginning of year	2014-12-31	$267,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-555,206
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$33,522,257
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$34,077,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$195,529
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$29,382,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$30,022,585
Interest on participant loans	2014-12-31	$17,066
Value of interest in common/collective trusts at end of year	2014-12-31	$3,934,892
Value of interest in common/collective trusts at beginning of year	2014-12-31	$3,787,252
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,547,746
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,285,757
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	HOMES, LOWRY, HORN & JOHNSON, LTD.
Accountancy firm EIN	2014-12-31	540975470
2013 : ESSEX CORPORATION RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$6,590,803
Total of all expenses incurred	2013-12-31	$3,714,646
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,520,064
Value of total assets at end of year	2013-12-31	$34,077,463
Value of total assets at beginning of year	2013-12-31	$31,201,306
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$194,582
Total interest from all sources	2013-12-31	$15,023
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$405,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$405,393
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Participant contributions at end of year	2013-12-31	$267,626
Participant contributions at beginning of year	2013-12-31	$304,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,876,157
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$34,077,463
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$31,201,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$194,582
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$30,022,585
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$27,090,667
Interest on participant loans	2013-12-31	$15,023
Value of interest in common/collective trusts at end of year	2013-12-31	$3,787,252
Value of interest in common/collective trusts at beginning of year	2013-12-31	$3,806,443
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$6,170,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,520,064
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HOMES, LOWRY, HORN & JOHNSON, LTD
Accountancy firm EIN	2013-12-31	540975470

Form 5500 Responses for ESSEX CORPORATION RETIREMENT PLAN

2015: ESSEX CORPORATION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	This submission is the final filing	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ESSEX CORPORATION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ESSEX CORPORATION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	NORTHROP GRUMMAN SYSTEMS CORPORATION
Employer identification number (EIN):	951055798
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1985-05-21
Company Identification Number:	0006577806
Legal Registered Office Address:	2980 FAIRVIEW PARK DR # 11163A FALLS CHURCH United States of America (USA) 22042