OWL COMPANIES has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2022 : OWL COMPANIES 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-2,865,004 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $4,355,059 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $4,160,193 |
Value of total corrective distributions | 2022-12-31 | $36,172 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,659,810 |
Value of total assets at end of year | 2022-12-31 | $25,265,524 |
Value of total assets at beginning of year | 2022-12-31 | $32,485,587 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $158,694 |
Total interest from all sources | 2022-12-31 | $18,601 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $311,442 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $311,442 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,167,546 |
Participant contributions at end of year | 2022-12-31 | $286,968 |
Participant contributions at beginning of year | 2022-12-31 | $312,041 |
Participant contributions at end of year | 2022-12-31 | $23,694 |
Participant contributions at beginning of year | 2022-12-31 | $1,964 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $182,647 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $135 |
Other income not declared elsewhere | 2022-12-31 | $107,339 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-7,220,063 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $25,265,524 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $32,485,587 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $60,652 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $22,200,801 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $29,241,295 |
Interest on participant loans | 2022-12-31 | $18,601 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $2,746,383 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $2,929,546 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,764,395 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-197,801 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $309,617 |
Employer contributions (assets) at end of year | 2022-12-31 | $7,678 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $741 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $4,160,058 |
Contract administrator fees | 2022-12-31 | $98,042 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | KIECKHAFER SCHIFFER LLP |
Accountancy firm EIN | 2022-12-31 | 815052000 |
2021 : OWL COMPANIES 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $6,172,250 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $5,418,286 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,306,708 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $8,206 |
Value of total corrective distributions | 2021-12-31 | $16,152 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,720,587 |
Value of total assets at end of year | 2021-12-31 | $32,485,587 |
Value of total assets at beginning of year | 2021-12-31 | $31,731,623 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $87,220 |
Total interest from all sources | 2021-12-31 | $24,039 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $264,045 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $264,045 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,256,175 |
Participant contributions at end of year | 2021-12-31 | $312,041 |
Participant contributions at beginning of year | 2021-12-31 | $427,913 |
Participant contributions at end of year | 2021-12-31 | $1,964 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $53,587 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $285 |
Other income not declared elsewhere | 2021-12-31 | $145,188 |
Administrative expenses (other) incurred | 2021-12-31 | $51,875 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $753,964 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $32,485,587 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $31,731,623 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $27,224 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $29,241,295 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $27,739,428 |
Interest on participant loans | 2021-12-31 | $24,039 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $2,929,546 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $3,564,282 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $4,034,586 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $-16,195 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $410,825 |
Employer contributions (assets) at end of year | 2021-12-31 | $741 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,306,423 |
Contract administrator fees | 2021-12-31 | $8,121 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | KIECKHAFER SCHIFFER LLP |
Accountancy firm EIN | 2021-12-31 | 815052000 |
2020 : OWL COMPANIES 401(K) PLAN 2020 401k financial data |
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Unrealized appreciation/depreciation of real estate assets | 2020-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Expenses. Interest paid | 2020-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $5,872,913 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $5,323,462 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $5,184,462 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $0 |
Value of total corrective distributions | 2020-12-31 | $22,137 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,854,357 |
Value of total assets at end of year | 2020-12-31 | $31,731,623 |
Value of total assets at beginning of year | 2020-12-31 | $31,182,172 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $116,863 |
Total income from rents | 2020-12-31 | $0 |
Total interest from all sources | 2020-12-31 | $33,227 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $288,787 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $288,787 |
Administrative expenses professional fees incurred | 2020-12-31 | $0 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Amount of non-exempt transactions with any party-in-interest | 2020-12-31 | $0 |
Contributions received from participants | 2020-12-31 | $1,283,076 |
Participant contributions at end of year | 2020-12-31 | $427,913 |
Participant contributions at beginning of year | 2020-12-31 | $567,971 |
Participant contributions at end of year | 2020-12-31 | $0 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $95,695 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $0 |
Other income not declared elsewhere | 2020-12-31 | $427 |
Administrative expenses (other) incurred | 2020-12-31 | $116,863 |
Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Income. Non cash contributions | 2020-12-31 | $0 |
Value of net income/loss | 2020-12-31 | $549,451 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $31,731,623 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $31,182,172 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2020-12-31 | $0 |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2020-12-31 | $0 |
Investment advisory and management fees | 2020-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $27,739,428 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $25,771,427 |
Interest on participant loans | 2020-12-31 | $33,227 |
Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
Interest earned on other investments | 2020-12-31 | $0 |
Income. Interest from US Government securities | 2020-12-31 | $0 |
Income. Interest from corporate debt instruments | 2020-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $3,564,282 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $4,842,774 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,447,341 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $248,774 |
Net gain/loss from 103.12 investment entities | 2020-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $475,586 |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $0 |
Income. Dividends from preferred stock | 2020-12-31 | $0 |
Income. Dividends from common stock | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $5,184,462 |
Contract administrator fees | 2020-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $0 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2020-12-31 | $0 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | KIECKHAFER SCHIFFER LLP |
Accountancy firm EIN | 2020-12-31 | 815052000 |
2019 : OWL COMPANIES 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $7,386,818 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $4,050,729 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,916,466 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $-1,459 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,886,410 |
Value of total assets at end of year | 2019-12-31 | $31,182,172 |
Value of total assets at beginning of year | 2019-12-31 | $27,846,083 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $135,722 |
Total interest from all sources | 2019-12-31 | $40,467 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $406,278 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $406,278 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,325,105 |
Participant contributions at end of year | 2019-12-31 | $567,971 |
Participant contributions at beginning of year | 2019-12-31 | $690,717 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $41,214 |
Other income not declared elsewhere | 2019-12-31 | $-36,727 |
Administrative expenses (other) incurred | 2019-12-31 | $135,722 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $3,336,089 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $31,182,172 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $27,846,083 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $25,771,427 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $23,884,921 |
Interest on participant loans | 2019-12-31 | $40,467 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $4,842,774 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $3,270,445 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $5,000,562 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $89,828 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $520,091 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,916,466 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | KIECKHAFER, SCHIFFER LLP |
Accountancy firm EIN | 2019-12-31 | 815052000 |
2018 : OWL COMPANIES 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,389,703 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $3,966,127 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $3,848,215 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $6,644 |
Value of total corrective distributions | 2018-12-31 | $326 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,154,654 |
Value of total assets at end of year | 2018-12-31 | $27,846,083 |
Value of total assets at beginning of year | 2018-12-31 | $30,422,507 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $110,942 |
Total interest from all sources | 2018-12-31 | $37,798 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $409,540 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $409,540 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,305,455 |
Participant contributions at end of year | 2018-12-31 | $690,717 |
Participant contributions at beginning of year | 2018-12-31 | $608,840 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $348,268 |
Other income not declared elsewhere | 2018-12-31 | $2,220 |
Administrative expenses (other) incurred | 2018-12-31 | $110,942 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-2,576,424 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $27,846,083 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $30,422,507 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $23,884,921 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $26,204,918 |
Interest on participant loans | 2018-12-31 | $37,798 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $3,270,445 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $3,608,749 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,281,536 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $67,027 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $500,931 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $3,848,215 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | KIECKHAFER, SCHIFFER LLP |
Accountancy firm EIN | 2018-12-31 | 815052000 |
2017 : OWL COMPANIES 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $6,007,897 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $3,297,815 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $3,192,161 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $-407 |
Value of total corrective distributions | 2017-12-31 | $3,114 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,828,676 |
Value of total assets at end of year | 2017-12-31 | $30,422,507 |
Value of total assets at beginning of year | 2017-12-31 | $27,712,425 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $102,947 |
Total interest from all sources | 2017-12-31 | $33,233 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $349,975 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $349,975 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,148,669 |
Participant contributions at end of year | 2017-12-31 | $608,840 |
Participant contributions at beginning of year | 2017-12-31 | $596,065 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $137,498 |
Other income not declared elsewhere | 2017-12-31 | $2,494 |
Administrative expenses (other) incurred | 2017-12-31 | $102,947 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $2,710,082 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $30,422,507 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $27,712,425 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $26,204,918 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $23,704,957 |
Interest on participant loans | 2017-12-31 | $33,233 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $3,608,749 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $3,411,403 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $3,730,214 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $63,305 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $542,509 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $3,192,161 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | KIECKHAFER SCHIFFER LLP |
Accountancy firm EIN | 2017-12-31 | 815052000 |
2016 : OWL COMPANIES 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $4,073,660 |
Total loss/gain on sale of assets | 2016-12-31 | $58 |
Total of all expenses incurred | 2016-12-31 | $5,729,553 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $5,606,229 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $-533 |
Value of total corrective distributions | 2016-12-31 | $5,113 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,822,726 |
Value of total assets at end of year | 2016-12-31 | $27,712,425 |
Value of total assets at beginning of year | 2016-12-31 | $29,368,318 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $118,744 |
Total interest from all sources | 2016-12-31 | $28,516 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $342,516 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $342,516 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,266,520 |
Participant contributions at end of year | 2016-12-31 | $596,065 |
Participant contributions at beginning of year | 2016-12-31 | $525,713 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $26,512 |
Other income not declared elsewhere | 2016-12-31 | $2,063 |
Administrative expenses (other) incurred | 2016-12-31 | $118,744 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-1,655,893 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $27,712,425 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $29,368,318 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $23,704,957 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $25,726,006 |
Interest on participant loans | 2016-12-31 | $28,514 |
Interest earned on other investments | 2016-12-31 | $2 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $3,411,403 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $3,116,599 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,819,144 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $58,637 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $529,694 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $5,606,229 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $58 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | KIECKHAFER, SCHIFFER & COMPANY LLP |
Accountancy firm EIN | 2016-12-31 | 330688321 |
2015 : OWL COMPANIES 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $2,341,810 |
Total loss/gain on sale of assets | 2015-12-31 | $46 |
Total of all expenses incurred | 2015-12-31 | $3,183,282 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,060,862 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $-920 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,956,039 |
Value of total assets at end of year | 2015-12-31 | $29,368,318 |
Value of total assets at beginning of year | 2015-12-31 | $30,209,790 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $123,340 |
Total interest from all sources | 2015-12-31 | $30,518 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $337,765 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $337,765 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,371,011 |
Participant contributions at end of year | 2015-12-31 | $525,713 |
Participant contributions at beginning of year | 2015-12-31 | $561,430 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $55,685 |
Other income not declared elsewhere | 2015-12-31 | $2,752 |
Administrative expenses (other) incurred | 2015-12-31 | $123,340 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-841,472 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $29,368,318 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $30,209,790 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $25,726,006 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $26,472,746 |
Interest on participant loans | 2015-12-31 | $30,518 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $3,116,599 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $3,175,614 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-34,764 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $49,454 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $529,343 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,060,862 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $46 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | KIECKHAFER, SCHIFFER & COMPANY LLP |
Accountancy firm EIN | 2015-12-31 | 330688321 |
2014 : OWL COMPANIES 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $3,937,053 |
Total loss/gain on sale of assets | 2014-12-31 | $1,400 |
Total of all expenses incurred | 2014-12-31 | $3,222,404 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,116,983 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $10 |
Value of total corrective distributions | 2014-12-31 | $2,138 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,820,192 |
Value of total assets at end of year | 2014-12-31 | $30,209,790 |
Value of total assets at beginning of year | 2014-12-31 | $29,495,141 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $103,273 |
Total interest from all sources | 2014-12-31 | $30,185 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,915,292 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,915,292 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,271,001 |
Participant contributions at end of year | 2014-12-31 | $561,430 |
Participant contributions at beginning of year | 2014-12-31 | $618,563 |
Participant contributions at beginning of year | 2014-12-31 | $24,290 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $62,108 |
Other income not declared elsewhere | 2014-12-31 | $6,587 |
Administrative expenses (other) incurred | 2014-12-31 | $103,273 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $714,649 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $30,209,790 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $29,495,141 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $26,472,746 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $25,669,780 |
Interest on participant loans | 2014-12-31 | $30,185 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $3,175,614 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $3,170,088 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $138,320 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $25,077 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $487,083 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $12,420 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,116,983 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Aggregate proceeds on sale of assets | 2014-12-31 | $1,400 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | KIECKHAFER, SCHIFFER & COMPANY LLP |
Accountancy firm EIN | 2014-12-31 | 330688321 |
2013 : OWL COMPANIES 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $6,987,267 |
Total loss/gain on sale of assets | 2013-12-31 | $18,325 |
Total of all expenses incurred | 2013-12-31 | $2,386,811 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,289,321 |
Value of total corrective distributions | 2013-12-31 | $122 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,798,810 |
Value of total assets at end of year | 2013-12-31 | $29,495,141 |
Value of total assets at beginning of year | 2013-12-31 | $24,894,685 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $97,368 |
Total interest from all sources | 2013-12-31 | $35,238 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $977,302 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $977,302 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,272,356 |
Participant contributions at end of year | 2013-12-31 | $618,563 |
Participant contributions at beginning of year | 2013-12-31 | $706,783 |
Participant contributions at end of year | 2013-12-31 | $24,290 |
Participant contributions at beginning of year | 2013-12-31 | $27,670 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $43,401 |
Other income not declared elsewhere | 2013-12-31 | $16,572 |
Administrative expenses (other) incurred | 2013-12-31 | $45,730 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $4,600,456 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $29,495,141 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $24,894,685 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $25,669,780 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $20,858,003 |
Interest on participant loans | 2013-12-31 | $35,238 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $3,170,088 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $3,288,505 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $4,107,343 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $33,677 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $483,053 |
Employer contributions (assets) at end of year | 2013-12-31 | $12,420 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $13,724 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,289,321 |
Contract administrator fees | 2013-12-31 | $51,638 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $18,325 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | KIECKHAFER, SCHIFFER & COMPANY LLP |
Accountancy firm EIN | 2013-12-31 | 330688321 |
2012 : OWL COMPANIES 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $4,516,322 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $2,162,883 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,073,592 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $5,208 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,768,748 |
Value of total assets at end of year | 2012-12-31 | $24,894,685 |
Value of total assets at beginning of year | 2012-12-31 | $22,541,246 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $84,083 |
Total interest from all sources | 2012-12-31 | $38,878 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $625,009 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $625,009 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,299,542 |
Participant contributions at end of year | 2012-12-31 | $706,783 |
Participant contributions at beginning of year | 2012-12-31 | $761,418 |
Participant contributions at end of year | 2012-12-31 | $27,670 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $41,424 |
Other income not declared elsewhere | 2012-12-31 | $1,062 |
Administrative expenses (other) incurred | 2012-12-31 | $84,083 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $2,353,439 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $24,894,685 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $22,541,246 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $20,858,003 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $18,698,431 |
Interest on participant loans | 2012-12-31 | $38,878 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $3,288,505 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $3,081,397 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,038,610 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $44,015 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $427,782 |
Employer contributions (assets) at end of year | 2012-12-31 | $13,724 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,073,592 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | KIECKHAFER SCHIFFER AND COMPANY LLP |
Accountancy firm EIN | 2012-12-31 | 330688321 |
2011 : OWL COMPANIES 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets to this plan | 2011-12-31 | $5,243 |
Total transfer of assets from this plan | 2011-12-31 | $4,696,286 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $2,071,171 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $2,174,128 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,086,476 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $1,851 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,835,634 |
Value of total assets at end of year | 2011-12-31 | $22,541,246 |
Value of total assets at beginning of year | 2011-12-31 | $27,335,246 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $85,801 |
Total interest from all sources | 2011-12-31 | $45,033 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $254,713 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $254,713 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,303,426 |
Participant contributions at end of year | 2011-12-31 | $761,418 |
Participant contributions at beginning of year | 2011-12-31 | $1,018,975 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $161,703 |
Other income not declared elsewhere | 2011-12-31 | $78,479 |
Administrative expenses (other) incurred | 2011-12-31 | $85,801 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $433 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-102,957 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $22,541,246 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $27,335,246 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $18,698,431 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $22,990,530 |
Interest on participant loans | 2011-12-31 | $45,033 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $3,081,397 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $3,325,308 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-196,551 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $53,863 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $370,505 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,086,476 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | KIECKHAFER, SCHIFFER, & COMPANY LLP |
Accountancy firm EIN | 2011-12-31 | 330688321 |
2010 : OWL COMPANIES 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $5,317,082 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $2,180,087 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,080,457 |
Value of total corrective distributions | 2010-12-31 | $6,604 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,544,429 |
Value of total assets at end of year | 2010-12-31 | $27,335,246 |
Value of total assets at beginning of year | 2010-12-31 | $24,198,251 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $93,026 |
Total interest from all sources | 2010-12-31 | $62,897 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $322,468 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $322,468 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,601,408 |
Participant contributions at end of year | 2010-12-31 | $1,018,975 |
Participant contributions at beginning of year | 2010-12-31 | $916,783 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $433,761 |
Other income not declared elsewhere | 2010-12-31 | $45,908 |
Administrative expenses (other) incurred | 2010-12-31 | $93,026 |
Total non interest bearing cash at end of year | 2010-12-31 | $433 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $3,136,995 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $27,335,246 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $24,198,251 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $22,990,530 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $19,990,731 |
Interest on participant loans | 2010-12-31 | $62,897 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $3,325,308 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $3,290,737 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,278,807 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $62,573 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $509,260 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,080,457 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | KMJ CORBIN & COMPANY, LLP |
Accountancy firm EIN | 2010-12-31 | 810569753 |
2009 : OWL COMPANIES 401(K) PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |