UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan Name	UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number	002

UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit) ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNIVERSITY OF SOUTHERN CALIFORNIA has sponsored the creation of one or more 401k plans.

Company Name:	UNIVERSITY OF SOUTHERN CALIFORNIA
Employer identification number (EIN):	951642394
NAIC Classification:	611000

Additional information about UNIVERSITY OF SOUTHERN CALIFORNIA

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C0024916

More information about UNIVERSITY OF SOUTHERN CALIFORNIA

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01	JAMES STATEN
002	2016-01-01	JAMES STATEN
002	2015-01-01	JAMES STATEN
002	2014-01-01	ROBERT ABELES
002	2013-01-01	ROBERT ABELES
002	2012-01-01	ROBERT ABELES
002	2011-01-01	ROBERT ABELES
002	2010-01-01	ROBERT ABELES
002	2009-01-01	ROBERT ABELES

Plan Statistics for UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN

Measure	Date	Value
2022: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	39,093
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	20,136
Number of retired or separated participants receiving benefits	2022-01-01	2,178
Number of other retired or separated participants entitled to future benefits	2022-01-01	18,207
Total of all active and inactive participants	2022-01-01	40,521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	105
Total participants	2022-01-01	40,626
Number of participants with account balances	2022-01-01	40,626
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	38,483
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	20,087
Number of retired or separated participants receiving benefits	2021-01-01	2,109
Number of other retired or separated participants entitled to future benefits	2021-01-01	16,842
Total of all active and inactive participants	2021-01-01	39,038
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	55
Total participants	2021-01-01	39,093
Number of participants with account balances	2021-01-01	39,093
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	28,477
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	20,004
Number of retired or separated participants receiving benefits	2020-01-01	2,015
Number of other retired or separated participants entitled to future benefits	2020-01-01	16,309
Total of all active and inactive participants	2020-01-01	38,328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	155
Total participants	2020-01-01	38,483
Number of participants with account balances	2020-01-01	38,483
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	35,005
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	16,687
Number of retired or separated participants receiving benefits	2019-01-01	811
Number of other retired or separated participants entitled to future benefits	2019-01-01	10,849
Total of all active and inactive participants	2019-01-01	28,347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	130
Total participants	2019-01-01	28,477
Number of participants with account balances	2019-01-01	28,477
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	30,167
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	17,539
Number of retired or separated participants receiving benefits	2018-01-01	2,108
Number of other retired or separated participants entitled to future benefits	2018-01-01	15,231
Total of all active and inactive participants	2018-01-01	34,878
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	127
Total participants	2018-01-01	35,005
Number of participants with account balances	2018-01-01	35,005
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	31,166
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	17,673
Number of retired or separated participants receiving benefits	2017-01-01	344
Number of other retired or separated participants entitled to future benefits	2017-01-01	12,019
Total of all active and inactive participants	2017-01-01	30,036
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	131
Total participants	2017-01-01	30,167
Number of participants with account balances	2017-01-01	30,167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	30,263
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	17,033
Number of retired or separated participants receiving benefits	2016-01-01	225
Number of other retired or separated participants entitled to future benefits	2016-01-01	13,745
Total of all active and inactive participants	2016-01-01	31,003
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	163
Total participants	2016-01-01	31,166
Number of participants with account balances	2016-01-01	31,166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	28,423
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	16,745
Number of retired or separated participants receiving benefits	2015-01-01	1,117
Number of other retired or separated participants entitled to future benefits	2015-01-01	12,259
Total of all active and inactive participants	2015-01-01	30,121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	142
Total participants	2015-01-01	30,263
Number of participants with account balances	2015-01-01	30,263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	26,460
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	16,051
Number of retired or separated participants receiving benefits	2014-01-01	167
Number of other retired or separated participants entitled to future benefits	2014-01-01	11,959
Total of all active and inactive participants	2014-01-01	28,177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	246
Total participants	2014-01-01	28,423
Number of participants with account balances	2014-01-01	28,423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	25,616
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	14,939
Number of retired or separated participants receiving benefits	2013-01-01	75
Number of other retired or separated participants entitled to future benefits	2013-01-01	11,276
Total of all active and inactive participants	2013-01-01	26,290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	170
Total participants	2013-01-01	26,460
Number of participants with account balances	2013-01-01	26,460
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	25,674
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	14,832
Number of retired or separated participants receiving benefits	2012-01-01	71
Number of other retired or separated participants entitled to future benefits	2012-01-01	10,567
Total of all active and inactive participants	2012-01-01	25,470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	146
Total participants	2012-01-01	25,616
Number of participants with account balances	2012-01-01	25,616
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	23,196
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	15,060
Number of retired or separated participants receiving benefits	2011-01-01	136
Number of other retired or separated participants entitled to future benefits	2011-01-01	10,343
Total of all active and inactive participants	2011-01-01	25,539
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	135
Total participants	2011-01-01	25,674
Number of participants with account balances	2011-01-01	25,674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	21,100
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	13,461
Number of retired or separated participants receiving benefits	2010-01-01	798
Number of other retired or separated participants entitled to future benefits	2010-01-01	8,807
Total of all active and inactive participants	2010-01-01	23,066
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	130
Total participants	2010-01-01	23,196
Number of participants with account balances	2010-01-01	23,196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	20,262
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	11,699
Number of retired or separated participants receiving benefits	2009-01-01	739
Number of other retired or separated participants entitled to future benefits	2009-01-01	8,535
Total of all active and inactive participants	2009-01-01	20,973
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	127
Total participants	2009-01-01	21,100
Number of participants with account balances	2009-01-01	21,100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN

Measure	Date	Value
2022 : UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$-8,630,003
Total unrealized appreciation/depreciation of assets	2022-12-31	$-8,630,003
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$3,383,507
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$1,458,273
Total income from all sources (including contributions)	2022-12-31	$-397,052,276
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$200,352,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$199,544,937
Expenses. Certain deemed distributions of participant loans	2022-12-31	$190,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$215,903,987
Value of total assets at end of year	2022-12-31	$3,768,465,559
Value of total assets at beginning of year	2022-12-31	$4,363,945,516
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$617,472
Total interest from all sources	2022-12-31	$8,800,235
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$56,599,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$56,599,770
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Participant contributions at end of year	2022-12-31	$26,652,803
Participant contributions at beginning of year	2022-12-31	$25,256,344
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$10,285,781
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$21,374,039
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$3,383,507
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$1,458,273
Other income not declared elsewhere	2022-12-31	$93,515
Administrative expenses (other) incurred	2022-12-31	$617,472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-597,405,191
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$3,765,082,052
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$4,362,487,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$3,073,347,778
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$3,675,064,549
Value of interest in pooled separate accounts at end of year	2022-12-31	$52,623,238
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$49,313,003
Interest on participant loans	2022-12-31	$1,207,418
Interest earned on other investments	2022-12-31	$6,676,831
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$62,528,171
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$58,107,545
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$58,107,545
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$915,986
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$542,822,260
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$534,828,267
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-668,396,862
Net investment gain/loss from pooled separate accounts	2022-12-31	$-1,422,918
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$215,903,987
Employer contributions (assets) at end of year	2022-12-31	$205,528
Employer contributions (assets) at beginning of year	2022-12-31	$1,769
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$199,544,937
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2022-12-31	134008324
2021 : UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$14,123,815
Total unrealized appreciation/depreciation of assets	2021-12-31	$14,123,815
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$1,458,273
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$1,451,772
Total income from all sources (including contributions)	2021-12-31	$617,837,295
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$184,559,513
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$183,839,138
Expenses. Certain deemed distributions of participant loans	2021-12-31	$124,880
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$93,753,975
Value of total assets at end of year	2021-12-31	$4,363,945,516
Value of total assets at beginning of year	2021-12-31	$3,930,661,233
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$595,495
Total interest from all sources	2021-12-31	$19,781,117
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$96,946,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$96,946,719
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Minimum employer required contribution for this plan year	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Participant contributions at end of year	2021-12-31	$25,256,344
Participant contributions at beginning of year	2021-12-31	$26,286,582
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$21,374,039
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$13,140,934
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$1,458,273
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$1,451,772
Other income not declared elsewhere	2021-12-31	$66,678
Administrative expenses (other) incurred	2021-12-31	$595,495
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$433,277,782
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$4,362,487,243
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$3,929,209,461
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$3,675,064,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$3,244,249,920
Value of interest in pooled separate accounts at end of year	2021-12-31	$49,313,003
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$41,828,011
Interest on participant loans	2021-12-31	$1,382,518
Interest earned on other investments	2021-12-31	$18,399,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$58,107,545
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$69,776,931
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$69,776,931
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$-480
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$534,828,267
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$534,400,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$385,720,079
Net investment gain/loss from pooled separate accounts	2021-12-31	$7,444,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$93,753,975
Employer contributions (assets) at end of year	2021-12-31	$1,769
Employer contributions (assets) at beginning of year	2021-12-31	$978,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$183,839,138
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2021-12-31	134008324
2020 : UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$4,584,798
Total unrealized appreciation/depreciation of assets	2020-12-31	$4,584,798
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$1,451,772
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$1,444,072
Total income from all sources (including contributions)	2020-12-31	$666,940,857
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$190,812,763
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$190,164,829
Expenses. Certain deemed distributions of participant loans	2020-12-31	$141,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$188,534,587
Value of total assets at end of year	2020-12-31	$3,930,661,233
Value of total assets at beginning of year	2020-12-31	$3,454,525,439
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$506,051
Total interest from all sources	2020-12-31	$22,151,044
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$77,423,484
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$77,423,484
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Minimum employer required contribution for this plan year	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Participant contributions at end of year	2020-12-31	$26,286,582
Participant contributions at beginning of year	2020-12-31	$25,080,874
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$13,140,934
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$29,132,031
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$1,451,772
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$1,444,072
Other income not declared elsewhere	2020-12-31	$114,239
Administrative expenses (other) incurred	2020-12-31	$506,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$476,128,094
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$3,929,209,461
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$3,453,081,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$3,244,249,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$2,781,628,644
Value of interest in pooled separate accounts at end of year	2020-12-31	$41,828,011
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$43,240,066
Interest on participant loans	2020-12-31	$1,355,845
Interest earned on other investments	2020-12-31	$20,579,927
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$69,776,931
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$53,992,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$53,992,438
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$215,272
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$534,400,680
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$520,440,798
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$373,180,406
Net investment gain/loss from pooled separate accounts	2020-12-31	$952,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$188,534,587
Employer contributions (assets) at end of year	2020-12-31	$978,175
Employer contributions (assets) at beginning of year	2020-12-31	$1,010,588
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$190,164,829
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2020-12-31	134008324
2019 : UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$5,055,443
Total unrealized appreciation/depreciation of assets	2019-12-31	$5,055,443
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,444,072
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,469,529
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,469,529
Total income from all sources (including contributions)	2019-12-31	$737,362,412
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$135,284,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$134,761,039
Expenses. Certain deemed distributions of participant loans	2019-12-31	$48,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$190,843,094
Value of total assets at end of year	2019-12-31	$3,454,525,439
Value of total assets at beginning of year	2019-12-31	$2,852,472,937
Value of total assets at beginning of year	2019-12-31	$2,852,472,937
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$474,923
Total interest from all sources	2019-12-31	$22,730,052
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$64,775,363
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$64,775,363
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$15,000,000
Value of fidelity bond cover	2019-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Minimum employer required contribution for this plan year	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Participant contributions at end of year	2019-12-31	$25,080,874
Participant contributions at beginning of year	2019-12-31	$22,955,688
Participant contributions at beginning of year	2019-12-31	$22,955,688
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$29,132,031
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$10,477,381
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$1,444,072
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$1,469,529
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$1,469,529
Other income not declared elsewhere	2019-12-31	$750,648
Administrative expenses (other) incurred	2019-12-31	$474,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$602,077,959
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,453,081,367
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,851,003,408
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,851,003,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$2,781,628,644
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,214,366,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,214,366,519
Value of interest in pooled separate accounts at end of year	2019-12-31	$43,240,066
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$38,678,398
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$38,678,398
Interest on participant loans	2019-12-31	$1,305,476
Interest earned on other investments	2019-12-31	$20,340,999
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$53,992,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$53,992,438
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$51,088,963
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$51,088,963
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$51,088,963
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$51,088,963
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$1,083,577
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$520,440,798
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$514,905,988
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$514,905,988
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$449,934,217
Net investment gain/loss from pooled separate accounts	2019-12-31	$3,273,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$190,843,094
Employer contributions (assets) at end of year	2019-12-31	$1,010,588
Employer contributions (assets) at end of year	2019-12-31	$1,010,588
Employer contributions (assets) at beginning of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$134,761,039
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2019-12-31	134008324
2018 : UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$2,072,877
Total unrealized appreciation/depreciation of assets	2018-12-31	$2,072,877
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$1,469,529
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$1,421,956
Total income from all sources (including contributions)	2018-12-31	$60,279,128
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$124,485,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$123,948,629
Expenses. Certain deemed distributions of participant loans	2018-12-31	$85,682
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$173,951,610
Value of total assets at end of year	2018-12-31	$2,852,472,937
Value of total assets at beginning of year	2018-12-31	$2,916,632,225
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$451,678
Total interest from all sources	2018-12-31	$22,425,642
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$69,537,122
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$69,537,122
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Minimum employer required contribution for this plan year	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Participant contributions at end of year	2018-12-31	$22,955,688
Participant contributions at beginning of year	2018-12-31	$20,919,856
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$10,477,381
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$11,188,780
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$1,469,529
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$1,421,956
Other income not declared elsewhere	2018-12-31	$116,796
Administrative expenses (other) incurred	2018-12-31	$451,678
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-64,206,861
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$2,851,003,408
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$2,915,210,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$2,214,366,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$2,300,180,705
Value of interest in pooled separate accounts at end of year	2018-12-31	$38,678,398
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$37,372,355
Interest on participant loans	2018-12-31	$497,905
Interest earned on other investments	2018-12-31	$21,108,228
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$51,088,963
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$45,749,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$45,749,637
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$819,509
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$514,905,988
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$501,220,892
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-208,963,793
Net investment gain/loss from pooled separate accounts	2018-12-31	$1,138,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$173,951,610
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$123,948,629
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2018-12-31	134008324
2017 : UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$3,768,910
Total unrealized appreciation/depreciation of assets	2017-12-31	$3,768,910
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$1,421,956
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$1,408,816
Total income from all sources (including contributions)	2017-12-31	$551,558,967
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$106,451,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$105,640,815
Expenses. Certain deemed distributions of participant loans	2017-12-31	$85,682
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$163,243,981
Value of total assets at end of year	2017-12-31	$2,916,632,225
Value of total assets at beginning of year	2017-12-31	$2,471,511,880
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$725,265
Total interest from all sources	2017-12-31	$20,908,802
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$49,747,475
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$49,747,475
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Minimum employer required contribution for this plan year	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Participant contributions at end of year	2017-12-31	$20,919,856
Participant contributions at beginning of year	2017-12-31	$18,853,106
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$11,188,780
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$10,431,638
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$1,421,956
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$1,408,816
Other income not declared elsewhere	2017-12-31	$194,049
Administrative expenses (other) incurred	2017-12-31	$725,265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$445,107,205
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$2,915,210,269
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,470,103,064
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$2,300,180,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,877,608,207
Value of interest in pooled separate accounts at end of year	2017-12-31	$37,372,355
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$34,147,280
Interest on participant loans	2017-12-31	$900,334
Interest earned on other investments	2017-12-31	$19,668,416
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$45,749,637
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$46,012,649
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$46,012,649
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$340,052
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$501,220,892
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$483,496,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$311,298,668
Net investment gain/loss from pooled separate accounts	2017-12-31	$2,397,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$163,243,981
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$962,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$105,640,815
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2017-12-31	134008324
2016 : UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$1,408,816
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$1,423,340
Total income from all sources (including contributions)	2016-12-31	$295,231,729
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$94,544,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$94,195,770
Expenses. Certain deemed distributions of participant loans	2016-12-31	$64,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$149,066,383
Value of total assets at end of year	2016-12-31	$2,471,511,880
Value of total assets at beginning of year	2016-12-31	$2,270,839,594
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$284,523
Total interest from all sources	2016-12-31	$21,549,626
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$31,153,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$31,153,352
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Minimum employer required contribution for this plan year	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Participant contributions at end of year	2016-12-31	$18,853,106
Participant contributions at beginning of year	2016-12-31	$17,123,815
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$10,431,638
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$9,336,660
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$1,408,816
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$1,423,340
Other income not declared elsewhere	2016-12-31	$1,091,892
Administrative expenses (other) incurred	2016-12-31	$284,523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$200,686,810
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,470,103,064
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,269,416,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,877,608,207
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,704,531,462
Value of interest in pooled separate accounts at end of year	2016-12-31	$34,147,280
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$31,134,617
Interest on participant loans	2016-12-31	$768,994
Interest earned on other investments	2016-12-31	$20,587,695
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$46,012,649
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$40,132,094
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$40,132,094
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$192,937
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$483,496,671
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$467,724,394
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$5,955,679
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$90,622,687
Net investment gain/loss from pooled separate accounts	2016-12-31	$1,747,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$149,066,383
Employer contributions (assets) at end of year	2016-12-31	$962,329
Employer contributions (assets) at beginning of year	2016-12-31	$856,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$88,240,091
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2016-12-31	134008324
2015 : UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$1,423,340
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$1,186,959
Total income from all sources (including contributions)	2015-12-31	$168,215,798
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$93,300,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$93,167,342
Expenses. Certain deemed distributions of participant loans	2015-12-31	$101,894
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$143,977,849
Value of total assets at end of year	2015-12-31	$2,270,839,594
Value of total assets at beginning of year	2015-12-31	$2,195,687,586
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$30,935
Total interest from all sources	2015-12-31	$19,447,937
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$56,651,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$56,651,239
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Minimum employer required contribution for this plan year	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Participant contributions at end of year	2015-12-31	$17,123,815
Participant contributions at beginning of year	2015-12-31	$16,056,962
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$9,336,660
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$11,062,015
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$1,423,340
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$1,186,959
Other income not declared elsewhere	2015-12-31	$1,685,210
Administrative expenses (other) incurred	2015-12-31	$30,935
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$74,915,627
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,269,416,254
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,194,500,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,704,531,462
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,646,887,209
Value of interest in pooled separate accounts at end of year	2015-12-31	$31,134,617
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$26,867,924
Interest on participant loans	2015-12-31	$710,862
Interest earned on other investments	2015-12-31	$18,731,016
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$40,132,094
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$38,601,040
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$38,601,040
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$6,059
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$467,724,394
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$455,225,485
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$5,785,322
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-55,064,864
Net investment gain/loss from pooled separate accounts	2015-12-31	$1,518,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$143,977,849
Employer contributions (assets) at end of year	2015-12-31	$856,552
Employer contributions (assets) at beginning of year	2015-12-31	$986,951
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$87,382,020
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2015-12-31	134008324
2014 : UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,186,959
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$166,297
Total income from all sources (including contributions)	2014-12-31	$270,125,740
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$96,364,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$96,238,326
Expenses. Certain deemed distributions of participant loans	2014-12-31	$92,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$135,204,199
Value of total assets at end of year	2014-12-31	$2,195,687,586
Value of total assets at beginning of year	2014-12-31	$2,020,905,533
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$33,540
Total interest from all sources	2014-12-31	$19,436,565
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$59,741,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$59,741,184
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Participant contributions at end of year	2014-12-31	$16,056,962
Participant contributions at beginning of year	2014-12-31	$13,395,421
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$11,062,015
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$11,505,576
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$1,186,959
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$166,297
Other income not declared elsewhere	2014-12-31	$293,079
Administrative expenses (other) incurred	2014-12-31	$33,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$173,761,391
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,194,500,627
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,020,739,236
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$1,646,887,209
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,488,647,059
Value of interest in pooled separate accounts at end of year	2014-12-31	$26,867,924
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$23,706,580
Interest on participant loans	2014-12-31	$604,199
Interest earned on other investments	2014-12-31	$18,827,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$38,601,040
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$37,912,780
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$37,912,780
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$5,349
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$455,225,485
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$445,683,464
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$6,317,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$52,787,401
Net investment gain/loss from pooled separate accounts	2014-12-31	$2,663,312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$135,204,199
Employer contributions (assets) at end of year	2014-12-31	$986,951
Employer contributions (assets) at beginning of year	2014-12-31	$54,653
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$89,921,126
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2014-12-31	134008324
2013 : UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$4,240,670
Total transfer of assets from this plan	2013-12-31	$162,831
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$166,297
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$3,467
Total income from all sources (including contributions)	2013-12-31	$413,154,594
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$79,644,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$79,563,097
Expenses. Certain deemed distributions of participant loans	2013-12-31	$4,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$126,032,224
Value of total assets at end of year	2013-12-31	$2,020,905,533
Value of total assets at beginning of year	2013-12-31	$1,683,154,480
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$76,506
Total interest from all sources	2013-12-31	$18,233,943
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$35,745,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$35,745,894
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$15,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Participant contributions at end of year	2013-12-31	$13,395,421
Participant contributions at beginning of year	2013-12-31	$11,367,511
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$11,505,576
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$10,067,320
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$166,297
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$3,467
Other income not declared elsewhere	2013-12-31	$2,444,672
Administrative expenses (other) incurred	2013-12-31	$76,506
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$333,510,384
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,020,739,236
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$1,683,151,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,488,647,059
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,173,162,079
Value of interest in pooled separate accounts at end of year	2013-12-31	$23,706,580
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$19,345,838
Interest on participant loans	2013-12-31	$522,396
Interest earned on other investments	2013-12-31	$17,690,528
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$37,912,780
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$38,349,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$38,349,346
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$21,019
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$445,683,464
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$429,929,339
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$6,724,890
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$227,866,427
Net investment gain/loss from pooled separate accounts	2013-12-31	$2,831,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$126,032,224
Employer contributions (assets) at end of year	2013-12-31	$54,653
Employer contributions (assets) at beginning of year	2013-12-31	$933,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$72,838,207
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2013-12-31	134008324
2012 : UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$56,376
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$3,467
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$59,843
Total income from all sources (including contributions)	2012-12-31	$274,574,390
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$65,745,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$65,696,552
Expenses. Certain deemed distributions of participant loans	2012-12-31	$13,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$118,192,358
Value of total assets at end of year	2012-12-31	$1,683,154,480
Value of total assets at beginning of year	2012-12-31	$1,474,325,535
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$35,227
Total interest from all sources	2012-12-31	$17,164,221
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$19,332,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$19,332,357
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$32,807
Participant contributions at end of year	2012-12-31	$11,367,511
Participant contributions at beginning of year	2012-12-31	$9,405,216
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$10,067,320
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$9,855,633
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$3,467
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$59,843
Other income not declared elsewhere	2012-12-31	$2,834,088
Administrative expenses (other) incurred	2012-12-31	$35,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$208,828,945
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$1,683,151,013
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,474,265,692
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,173,162,079
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$980,175,539
Value of interest in pooled separate accounts at end of year	2012-12-31	$19,345,838
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$16,239,915
Interest on participant loans	2012-12-31	$443,075
Interest earned on other investments	2012-12-31	$16,712,309
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$38,349,346
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$37,623,439
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$37,623,439
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$8,837
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$429,929,339
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$420,159,122
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$10,538,002
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$115,249,322
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,802,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$118,159,551
Employer contributions (assets) at end of year	2012-12-31	$933,047
Employer contributions (assets) at beginning of year	2012-12-31	$866,671
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$55,158,550
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2012-12-31	134008324
2011 : UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$59,843
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$99,926,989
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$68,214,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$68,076,780
Expenses. Certain deemed distributions of participant loans	2011-12-31	$3,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$106,805,646
Value of total assets at end of year	2011-12-31	$1,474,325,535
Value of total assets at beginning of year	2011-12-31	$1,442,553,393
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$134,580
Total interest from all sources	2011-12-31	$16,769,058
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$14,916,805
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$14,916,805
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	Yes
Amount of non-exempt transactions with any party-in-interest	2011-12-31	$37,021
Participant contributions at end of year	2011-12-31	$9,405,216
Participant contributions at beginning of year	2011-12-31	$7,797,777
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$9,855,633
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$10,932,310
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$59,843
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$3,861,312
Administrative expenses (other) incurred	2011-12-31	$134,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$31,712,299
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,474,265,692
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,442,553,393
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$980,175,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$967,807,858
Value of interest in pooled separate accounts at end of year	2011-12-31	$16,239,915
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$12,140,738
Interest on participant loans	2011-12-31	$411,389
Interest earned on other investments	2011-12-31	$16,351,099
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$37,623,439
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$34,851,419
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$34,851,419
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$6,570
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$420,159,122
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$408,169,235
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$6,738,035
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-43,207,184
Net investment gain/loss from pooled separate accounts	2011-12-31	$781,352
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$106,805,646
Employer contributions (assets) at end of year	2011-12-31	$866,671
Employer contributions (assets) at beginning of year	2011-12-31	$854,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$61,338,745
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2011-12-31	134008324
2010 : UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$229,647,852
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$48,559,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$48,400,049
Expenses. Certain deemed distributions of participant loans	2010-12-31	$13,834
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$97,346,917
Value of total assets at end of year	2010-12-31	$1,442,553,393
Value of total assets at beginning of year	2010-12-31	$1,261,465,095
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$145,671
Total interest from all sources	2010-12-31	$14,582,256
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$9,550,150
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$9,550,150
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	Yes
Amount of non-exempt transactions with any party-in-interest	2010-12-31	$37,021
Participant contributions at end of year	2010-12-31	$7,797,777
Participant contributions at beginning of year	2010-12-31	$5,640,133
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$10,932,310
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$343,265,569
Other income not declared elsewhere	2010-12-31	$2,802,040
Administrative expenses (other) incurred	2010-12-31	$145,671
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$181,088,298
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,442,553,393
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,261,465,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$967,807,858
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$507,516,824
Value of interest in pooled separate accounts at end of year	2010-12-31	$12,140,738
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$12,143,524
Interest on participant loans	2010-12-31	$329,862
Interest earned on other investments	2010-12-31	$14,234,843
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$34,851,419
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$17,551
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$408,169,235
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$392,123,230
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$5,175,798
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$104,179,116
Net investment gain/loss from pooled separate accounts	2010-12-31	$1,187,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$97,346,917
Employer contributions (assets) at end of year	2010-12-31	$854,056
Employer contributions (assets) at beginning of year	2010-12-31	$775,815
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$43,224,251
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2010-12-31	134008324
2009 : UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$88,159,191
Amount contributed by the employer to the plan for this plan year	2009-12-31	$88,159,191

Form 5500 Responses for UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN

2022: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSITY OF SOUTHERN CALIFORNIA DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA85092
Policy instance	6
Insurance contract or identification number GA85092 Number of Individuals Covered 1 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA80172
Policy instance	5
Insurance contract or identification number GA80172 Number of Individuals Covered 1 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	101192
Policy instance	4
Insurance contract or identification number 101192 Number of Individuals Covered 7265 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	3
Insurance contract or identification number 2349F Number of Individuals Covered 1 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	2
Insurance contract or identification number 2349F Number of Individuals Covered 212 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract 401(A)
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007124
Policy instance	1
Insurance contract or identification number 007124 Number of Individuals Covered 681 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract GROUP ANNUITY CONTRACT
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007124
Policy instance	1
Insurance contract or identification number 007124 Number of Individuals Covered 1 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract GROUP ANNUITY CONTRACT
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	2
Insurance contract or identification number 2349F Number of Individuals Covered 229 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract 401(A)
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	3
Insurance contract or identification number 2349F Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	101192
Policy instance	4
Insurance contract or identification number 101192 Number of Individuals Covered 7427 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA80172
Policy instance	5
Insurance contract or identification number GA80172 Number of Individuals Covered 1 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA85092
Policy instance	6
Insurance contract or identification number GA85092 Number of Individuals Covered 1 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007124
Policy instance	1
Insurance contract or identification number 007124 Number of Individuals Covered 1 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract GROUP ANNUITY CONTRACT
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	2
Insurance contract or identification number 2349F Number of Individuals Covered 230 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract 401(A)
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	101192
Policy instance	4
Insurance contract or identification number 101192 Number of Individuals Covered 7754 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	3
Insurance contract or identification number 2349F Number of Individuals Covered 196 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA80172
Policy instance	5
Insurance contract or identification number GA80172 Number of Individuals Covered 1 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA85092
Policy instance	6
Insurance contract or identification number GA85092 Number of Individuals Covered 1 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	2
Insurance contract or identification number 2349F Number of Individuals Covered 241 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract 401(A)
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	3
Insurance contract or identification number 2349F Number of Individuals Covered 196 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	101192
Policy instance	4
Insurance contract or identification number 101192 Number of Individuals Covered 7959 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA80172
Policy instance	5
Insurance contract or identification number GA80172 Number of Individuals Covered 1 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA85092
Policy instance	6
Insurance contract or identification number GA85092 Number of Individuals Covered 1 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007124
Policy instance	1
Insurance contract or identification number 007124 Number of Individuals Covered 1 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract GROUP ANNUITY CONTRACT
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	2
Insurance contract or identification number 2349F Number of Individuals Covered 253 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $13,745 Total amount of fees paid to insurance company USD $5,726 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract 401(A) Commission paid to Insurance Broker USD $13,745 Amount paid for insurance broker fees 5726 Additional information about fees paid to insurance broker N/A Insurance broker organization code? 3
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	3
Insurance contract or identification number 2349F Number of Individuals Covered 203 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	101192
Policy instance	4
Insurance contract or identification number 101192 Number of Individuals Covered 8155 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA80172
Policy instance	5
Insurance contract or identification number GA80172 Number of Individuals Covered 1 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA85092
Policy instance	6
Insurance contract or identification number GA85092 Number of Individuals Covered 1 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007124
Policy instance	1
Insurance contract or identification number 007124 Number of Individuals Covered 1 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract GROUP ANNUITY CONTRACT
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA85092
Policy instance	6
Insurance contract or identification number GA85092 Number of Individuals Covered 1 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA80172
Policy instance	5
Insurance contract or identification number GA80172 Number of Individuals Covered 1 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	101192
Policy instance	4
Insurance contract or identification number 101192 Number of Individuals Covered 8375 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	3
Insurance contract or identification number 2349F Number of Individuals Covered 206 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	2
Insurance contract or identification number 2349F Number of Individuals Covered 480 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $13,243 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract 401(A) Commission paid to Insurance Broker USD $13,243 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker N/A Insurance broker organization code? 3 Insurance broker name BARRY LESKIN AND VARIOUS AGENTS
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007124
Policy instance	1
Insurance contract or identification number 007124 Number of Individuals Covered 1 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract GROUP ANNUITY CONTRACT
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007124
Policy instance	1
Insurance contract or identification number 007124 Number of Individuals Covered 1 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract GROUP ANNUITY CONTRACT
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	2
Insurance contract or identification number 2349F Number of Individuals Covered 444 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $13,973 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract 401(A) Commission paid to Insurance Broker USD $13,973 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker N/A Insurance broker organization code? 3 Insurance broker name BARRY LESKIN AND VARIOUS AGENTS
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	4898
Policy instance	3
Insurance contract or identification number 4898 Number of Individuals Covered 227 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	101192
Policy instance	4
Insurance contract or identification number 101192 Number of Individuals Covered 8861 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	2
Insurance contract or identification number 2349F Number of Individuals Covered 341 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $28,049 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract 401(A) Commission paid to Insurance Broker USD $28,049 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker N/A Insurance broker organization code? 3 Insurance broker name BARRY LESKIN AND VARIOUS AGENTS
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	4898
Policy instance	3
Insurance contract or identification number 4898 Number of Individuals Covered 277 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	101192
Policy instance	4
Insurance contract or identification number 101192 Number of Individuals Covered 9064 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007124
Policy instance	1
Insurance contract or identification number 007124 Number of Individuals Covered 1 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract GROUP ANNUITY CONTRACT
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007124
Policy instance	1
Insurance contract or identification number 007124 Number of Individuals Covered 1265 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract GROUP ANNUITY CONTRACT
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	2
Insurance contract or identification number 2349F Number of Individuals Covered 373 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $14,206 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract 401(A) Commission paid to Insurance Broker USD $14,206 Amount paid for insurance broker fees 0 Additional information about fees paid to insurance broker N/A Insurance broker organization code? 3 Insurance broker name BARRY LESKIN AND VARIOUS AGENTS
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	101192
Policy instance	4
Insurance contract or identification number 101192 Number of Individuals Covered 9137 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	346826
Policy instance	5
Insurance contract or identification number 346826 Number of Individuals Covered 202 Insurance policy start date 2013-12-31 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	4898
Policy instance	3
Insurance contract or identification number 4898 Number of Individuals Covered 254 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	101192
Policy instance	4
Insurance contract or identification number 101192 Number of Individuals Covered 10421 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	4898
Policy instance	3
Insurance contract or identification number 4898 Number of Individuals Covered 254 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007124
Policy instance	1
Insurance contract or identification number 007124 Number of Individuals Covered 1268 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract GROUP ANNUITY CONTRACT
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	2
Insurance contract or identification number 2349F Number of Individuals Covered 396 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $13,507 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract 401(A) Commission paid to Insurance Broker USD $13,507 Insurance broker organization code? 3 Insurance broker name BARRY LESKIN AND VARIOUS AGENTS
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	101192
Policy instance	4
Insurance contract or identification number 101192 Number of Individuals Covered 10552 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	4898
Policy instance	3
Insurance contract or identification number 4898 Number of Individuals Covered 258 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	2
Insurance contract or identification number 2349F Number of Individuals Covered 421 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $13,928 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract 401(A)
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007124
Policy instance	1
Insurance contract or identification number 007124 Number of Individuals Covered 1268 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	007124
Policy instance	1
Insurance contract or identification number 007124 Number of Individuals Covered 1254 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	2349F
Policy instance	2
Insurance contract or identification number 2349F Number of Individuals Covered 445 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $13,551 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Other information about contract 401(A)
SUN AMERICA/CAL FARM (National Association of Insurance Commissioners NAIC id number: 60941 )
Policy contract number	4898
Policy instance	3
Insurance contract or identification number 4898 Number of Individuals Covered 281 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	101192
Policy instance	4
Insurance contract or identification number 101192 Number of Individuals Covered 10725 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No

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• UNIVERSITY OF MINNESOTA PHYSICIANS LT AND ST DISABILITY PLAN [EIN = 411843943]
• UNIVERSITY OF PA DOMESTIC EQUITY POOL [EIN = 043574136]
• UNIVERSITY OF THE SCIENCES IN PHILADELPHIA BASIC RETIREMENT PLAN [EIN = 231352668]
• UNIVERSITY OF NORTHWESTERN OHIO PREMIUM CONVERSION PLAN [EIN = 341695897]
• UNIVERSITY OF VIRGINIA COMMUNITY CREDIT UNION INC 401(K) PLAN AND TRUST [EIN = 540674170]
• UNIVERSITY OF MINNESOTA FOUNDATION DINNAKEN HOUSING, LLC 401(K) PLAN [EIN = 274131769]
• UNIVERSITY OF MINNESOTA PHYSICIANS VISION SERVICES PLAN [EIN = 411843943]
• UNIVERSITY OF SAN FRANCISCO VOLUNTARY RETIREMENT PLAN [EIN = 941156628]
• UNIVERSITY OF BRIDGEPORT DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 060646936]
• UNIVERSITY OF MIAMI DISABILITY INCOME PLAN [EIN = 590624458]
• UNIVERSITY OF KANSAS SCHOOL OF MEDICINE - WICHITA MEDICAL PRACTICE ASSOCIATION CAFETERIA PLAN [EIN = 480805658]
• UNIVERSITY OF CHARLESTON RETIREMENT PLAN [EIN = 550357039]
• UNIVERSITY OF DAYTON HEALTH CARE FLEXIBLE SPENDING ACCOUNT [EIN = 310536715]
• UNIVERSITY OF MARYLAND EMERGENCY MEDICINE ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST [EIN = 521403415]
• UNIVERSITY OF SIOUX FALLS 403(B) PLAN [EIN = 460224600]
• UNIVERSITY OF CINCINNATI FOUNDATION DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 310896555]
• UNIVERSITY OF HARTFORD DEFINED CONTRIBUTION AND TAX-DEFERRED ANNUITY RETIREMENT PLAN [EIN = 060731360]
• UNIVERSITY OF THE INCARNATE WORD RETIREMENT HEALTHCARE SAVINGS PROGRAM [EIN = 741109661]
• UNIVERSITY OF TEXAS SYSTEM MEDICAL FOUNDATION HEALTH PLAN [EIN = 741769336]
• UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, P.C. HEALTH INSURANCE PLAN [EIN = 630649108]
• UNIVERSITY OF IOWA FOUNDATION GROUP LIFE AD&D LONG TERM DISABILITY PLAN [EIN = 420796760]
• UNIVERSITY OF NEVADA SCHOOL OF MEDICINE INTEGRATED CLINICAL SERVICES, INC. 401(K) PLAN [EIN = 880387136]
• UNIVERSITY OF JAMESTOWN HEALTH AND WELFARE BENEFIT PLAN [EIN = 450231180]
• UNIVERSITY OF FLORIDA JACKSONVILLE HEALTHCARE, INC [EIN = 592274759]
• UNIVERSITY OF NORTHWESTERN OHIO 401(A) TDA PLAN [EIN = 341695897]
• UNIVERSITY OF SAN DIEGO HEALTH & WELFARE PLAN [EIN = 952544535]
• UNIVERSITY OF MICHIGAN HEALTH-WEST 403(B) RETIREMENT SAVINGS PLAN [EIN = 380593405]
• UNIVERSITY OF MIAMI SUPPLEMENTAL RETIREMENT ANNUITY PROGRAM [EIN = 590624458]
• UNIVERSITY OF CINCINNATI FOUNDATION HEALTH PLAN [EIN = 310896555]
• UNIVERSITY OF MARYLAND MEDICAL SYSTEM 401(A) DEFINED CONTRIBUTION PLAN [EIN = 521362793]
• UNIVERSITY OF NEBRASKA FOUNDATION WELFARE BENEFITS PLAN [EIN = 470379839]
• UNIVERSITY OF MINNESOTA PHYSICIANS BUSINESS TRAVEL ACCIDENT PLAN [EIN = 411843943]
• UNIVERSITY OF RICHMOND EMPLOYEE WELFARE BENEFITS PLAN [EIN = 540505965]
• UNIVERSITY OF NEW MEXICO FOUNDATION 403B [EIN = 850275408]
• UNIVERSITY OF LOUISVILLE PHYSICIANS, INC. PROFIT SHARING PLAN [EIN = 273645560]
• UNIVERSITY OF MARY EMPLOYEE RETIREMENT PLAN [EIN = 450273403]
• UNIVERSITY OF MARYLAND COMMUNITY MEDICAL GROUP [EIN = 521874111]
• UNIVERSITY OF PENNSYLVANIA POSITION DISCONTINUATION AND STAFF TRANSITION PLAN [EIN = 231352685]
• UNIVERSITY OF MICHIGAN CREDIT UNION FLEXIBLE BENEFIT PLAN [EIN = 381464920]
• UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, P.C. LONG TERM DISABILITY PLAN [EIN = 630649108]
• UNIVERSITY OF MARYLAND ANESTHESIOLOGY ASSOCIATES, P.A. PROFIT SHARING PLAN AND TRUST [EIN = 521076158]
• UNIVERSITY OF WESTERN STATES BENEFIT PLAN [EIN = 930309970]
• UNIVERSITY OF IOWA COMMUNITY CREDIT UNION DENTAL INSURANCE PLAN [EIN = 420804594]
• UNIVERSITY OF MARYLAND MEDICAL SYSTEM CORPORATION PENSION PLAN [EIN = 520689917]
• UNIVERSITY OF HARTFORD INSURANCE PROTECTION PLAN [EIN = 060731360]
• UNIVERSITY OF DAYTON GROUP LIFE INSURANCE PLAN [EIN = 310536715]
• UNIVERSITY OF IOWA COMMUNITY CREDIT UNION 401K RETIREMENT PLAN [EIN = 420808594]
• UNIVERSITY OF OREGON BOOKSTORE, INC. 401(K) RETIREMENT PLAN [EIN = 237332778]
• UNIVERSITY OF MARYLAND MEDICAL CENTER MIDTOWN CAMPUS 401(K) PROFIT SHARING PLAN FOR UNION EMPLOYEES [EIN = 520591667]
• UNIVERSITY OF MINNESOTA PHYSICIANS PROVIDER SHORT TERM DISABILITY PLAN [EIN = 411843943]
• UNIVERSITY OF MINNESOTA PHYSICIANS RETIREMENT SAVINGS & 401(K) PLAN [EIN = 411843943]
• UNIVERSITY OF SOUTH FLORIDA MEDICAL SERVICES SUPPORT CORPORATION TAX DEFERRED ANNUITY PLAN [EIN = 592944683]
• UNIVERSITY OF LA VERNE EMPLOYEE BENEFIT PLAN [EIN = 951644026]
• UNIVERSITY OF NOTRE DAME DU LAC GROUP BENEFITS PLAN [EIN = 350868188]
• UNIVERSITY OF LOUISVILLE PHYSICIANS, INC. MASTER WELFARE BENEFIT PLAN [EIN = 273645560]
• UNIVERSITY OF EVANSVILLE RETIREMENT HEALTHCARE SAVINGS PROGRAM [EIN = 350868074]
• UNIVERSITY OF MARYLAND FACULTY PHYSICIANS, INC. MONEY PURCHASE PENSION PLAN [EIN = 526148737]
• UNIVERSITY OF DENVER HEALTH PLAN [EIN = 840404231]
• UNIVERSITY OF NORTHWESTERN - ST PAUL EMPLOYEE BENEFITS PLAN [EIN = 410711610]
• UNIVERSITY OF NEW ENGLAND DEFINED CONTRIBUTION PLAN [EIN = 010211810]
• UNIVERSITY OF MINNESOTA PHYSICIANS LIFE, VOLUNTARY LIFE & ACCIDENTAL DEATH AND DISMEMBERMENT PLAN [EIN = 411843943]
• UNIVERSITY OF NEW ENGLAND EMPLOYEE BENEFIT PLAN [EIN = 010211810]
• UNIVERSITY OF MOUNT OLIVE 401(K) PLAN [EIN = 560623936]
• UNIVERSITY OF MARYLAND MEDICAL SYSTEM CORPORATION TIAA-CREF RETIREMENT PLAN [EIN = 521362793]
• UNIVERSITY OF MARYLAND FACULTY PHYSICIANS, INC. MONEY PURCHASE PENSION PLAN [EIN = 521182593]
• UNIVERSITY OF DALLAS DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 750926755]
• UNIVERSITY OF DAYTON TAX DEFERRED ANNUITY PLAN [EIN = 310536715]
• UNIVERSITY OF DETROIT MERCY EMPLOYEE BENEFITS PLAN [EIN = 381360586]
• UNIVERSITY OF WISCONSIN FOUNDATION RETIREMENT AND 401(K) SAVINGS PLAN [EIN = 390743975]
• UNIVERSITY OF MARY HEALTH INSURANCE PLAN [EIN = 450273403]
• UNIVERSITY OF REDLANDS GROUP LIFE AND MEDICAL PLAN [EIN = 951643389]
• UNIVERSITY OF PA FIXED INCOME POOL [EIN = 043574136]
• UNIVERSITY OF OKLAHOMA FOUNDATION, INC. 401(K) PLAN [EIN = 736091755]
• UNIVERSITY OF WISCONSIN FOUNDATION DENTAL PLAN [EIN = 390743975]
• UNIVERSITY OF HAWAII FEDERAL CREDIT UNION 401(K) PLAN AND TRUST [EIN = 990087313]
• UNIVERSITY OF NOTRE DAME DU LAC TRAVEL ACCIDENT INSURANCE PLAN [EIN = 350868188]
• UNIVERSITY OF MARYLAND FACULTY PHYSICIANS, INC. MONEY PURCHASE PENSION PLAN [EIN = 455262362]
• UNIVERSITY OF MARYLAND SURGICAL ASSOCIATES, P.A. PENSION PLAN [EIN = 521557551]
• UNIVERSITY OF LOUISIANA LAFAYETTE FOUNDATION RETIREMENT PLAN AND TRUST [EIN = 726023836]
• UNIVERSITY OF MARYLAND FACULTY PHYSICIANS, INC. 403(B) TAX DEFERRED ANNUITY PLAN [EIN = 521299563]
• UNIVERSITY OF MINNESOTA PHYSICIANS GROUP DENTAL PLAN [EIN = 411843943]
• UNIVERSITY OF MINNESOTA PHYSICIANS GROUP LONG-TERM DISABILITY PLAN [EIN = 411843943]
• UNIVERSITY OF WISCONSIN MEDICAL FOUNDATION VEBA AND TRUST [EIN = 391824445]
• UNIVERSITY OF MIAMI RETIREMENT SAVINGS PLAN II [EIN = 590624458]
• UNIVERSITY OF DUBUQUE EMPLOYEES' 403(B) PLAN [EIN = 420680323]
• UNIVERSITY OF TOLEDO PHYSICIANS, LLC 403(B) PLAN [EIN = 341127097]
• UNIVERSITY OF EVANSVILLE ACES ALTERNATE ELECTION COMPENSATION SYSTEM [EIN = 350868074]
• UNIVERSITY OF WISCONSIN MEDICAL FOUNDATION, INC. LIFE & DISABILITY INSURANCE PLAN [EIN = 391824445]
• UNIVERSITY OF MARYLAND FACULTY PHYSICIANS, INC. MONEY PURCHASE PENSION PLAN [EIN = 521274266]
• UNIVERSITY OF SAN FRANCISCO WELFARE BENEFIT PLAN [EIN = 941156628]
• UNIVERSITY OF SAINT MARY 403(B) DC PLAN [EIN = 480547846]
• UNIVERSITY OF RIO GRANDE EMPLOYEES' WELFARE BENEFIT PLAN [EIN = 314379537]
• UNIVERSITY OF IOWA COMMUNITY CREDIT UNION [EIN = 420804594]
• UNIVERSITY OF LOUISVILLE PHYSICIANS, INC. MONEY PURCHASE PENSION PLAN [EIN = 273645560]
• UNIVERSITY OF ST. THOMAS FLEXIBLE COMPENSATION PLAN [EIN = 410693970]
• UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN [EIN = 410711610]
• UNIVERSITY OF PA UPENN CASH POOL [EIN = 043574136]
• UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES WELFARE BENEFIT PLAN [EIN = 593166042]
• UNIVERSITY OF THE PACIFIC DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 941156266]
• UNIVERSITY OF PENNSYLVANIA POSTDOCTORAL INSURANCE PLAN FOR NRSA FELLOWS [EIN = 231352685]
• UNIVERSITY OF DAYTON LONG TERM DISABILITY PLAN [EIN = 310536715]
• UNIVERSITY OF HEALTH SCIENCES AND PHARMACY IN ST. LOUIS DEFINED CONTRIBUTION PLAN [EIN = 430652675]
• UNIVERSITY OF NORTHWESTERN OHIO 403(B) DC PLAN [EIN = 341695897]
• UNIVERSITY OF REDLANDS GROUP LONG TERM DISABILITY [EIN = 951643389]
• UNIVERSITY OF SIOUX FALLS HEALTHCARE PLAN [EIN = 460224600]
• UNIVERSITY OF PA ABSOLUTE RETURN POOL [EIN = 043574136]
• UNIVERSITY OF RICHMOND DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 540505965]
• UNIVERSITY OF RIO GRANDE RETIREMENT SAVINGS PLAN AND TRUST [EIN = 314379537]
• UNIVERSITY OF TOLEDO PHYSICIANS LLC PENSION PLAN AND TRUST [EIN = 341127097]
• UNIVERSITY OF MARYLAND FOUNDATION 401(A) DC PLAN [EIN = 521125663]
• UNIVERSITY OF SCIENCES IN PHILADELPHIA EMPLOYEE LIFE, DISABILITY AND HEALTH INSURANCE [EIN = 231352668]
• UNIVERSITY OF IOWA FOUNDATION EMPLOYEE LONG TERM CARE PLAN [EIN = 420796760]
• UNIVERSITY OF NORTH CAROLINA HEALTH CARE SYSTEM PHARMACY PLAN [EIN = 562206970]
• UNIVERSITY OF MARYLAND MEDICAL CENTER MIDTOWN CAMPUS FLEXIBLE BENEFITS PLAN [EIN = 520591667]
• UNIVERSITY OF PA EMERGING MARKET EQUITY POOL [EIN = 043574136]
• UNIVERSITY OF NOTRE DAME EMPLOYEES' PENSION PLAN [EIN = 350868188]
• UNIVERSITY OF WISCONSIN FOUNDATION LTD, LIFE AND AD&D PLAN [EIN = 390743975]
• UNIVERSITY OF DAYTON DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 310536715]
• UNIVERSITY OF SIOUX FALLS LIFE INSURANCE PLAN [EIN = 460224600]
• UNIVERSITY OF PUGET SOUND FLEXIBLE BENEFIT PLAN [EIN = 910564961]
• UNIVERSITY OF IOWA COMMUNITY CREDIT UNION HEALTH INSURANCE PLAN [EIN = 420804594]
• UNIVERSITY OF PIKEVILLE RETIREMENT PLAN [EIN = 610444788]
• UNIVERSITY OF MARYLAND PHYSICIANS, P.A. MONEY PURCHASE PENSION PLAN AND TRUST [EIN = 521103228]
• UNIVERSITY OF LA VERNE 403(B) RETIREMENT SAVINGS PLAN [EIN = 951644026]
• UNIVERSITY OF MARYLAND ST. JOSEPH MEDICAL CENTER [EIN = 352445106]
• UNIVERSITY OF SIOUX FALLS DENTAL PLAN [EIN = 460224600]
• UNIVERSITY OF MARYLAND MEDICAL SYSTEM MASTER TRUST [EIN = 521362793]
• UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 710236867]
• UNIVERSITY OF PORTLAND DEFINED CONTRIBUTION AND TAX DEFERRED ANNUITY [EIN = 930401259]
• UNIVERSITY OF NEW HAVEN RETIREMENT AND 403(B) SAVINGS PLAN [EIN = 060761704]
• UNIVERSITY OF IOWA COMMUNITY CREDIT UNION LIFE AND DISABILITY PLAN [EIN = 420804594]
• UNIVERSITY OF MARYLAND MEDICAL SYSTEM EMPLOYEE GROUP WELFARE PLAN [EIN = 521362793]
• UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, P.C. FLEXIBLE BENEFIT PLAN [EIN = 630649108]
• UNIVERSITY OF MIAMI LONG TERM CARE INSURANCE [EIN = 590624458]
• UNIVERSITY OF WISCONSIN FOUNDATION HEALTH PLAN [EIN = 390743975]
• UNIVERSITY OF SAINT JOSEPH 403(B) RETIREMENT PLAN [EIN = 060646829]
• UNIVERSITY OF NEBRASKA FOUNDATION DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 470379839]
• UNIVERSITY OF DAYTON EMPLOYEE BENEFIT PLAN [EIN = 310536715]
• UNIVERSITY OF NORTH CAROLINA HEALTH CARE SYSTEM GROUP BENEFIT PLAN [EIN = 562206970]
• UNIVERSITY OF VIRGINIA PHYSICIANS GROUP ADMINISTRATIVE STAFF RETIREMENT PLAN [EIN = 541124769]
• UNIVERSITY OF IOWA FOUNDATION HEALTH AND WELFARE PLAN [EIN = 420796760]
• UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN [EIN = 341695897]
• UNIVERSITY OF TAMPA WELFARE BENEFIT PLAN [EIN = 590624459]
• UNIVERSITY OF MARYLAND MEDICAL CENTER MIDTOWN CAMPUS RETIREMENT PLAN FOR NON-UNION EMPLOYEES [EIN = 520591667]
• UNIVERSITY OF DUBUQUE EMPLOYEE HEALTH CARE PLAN [EIN = 420680323]
• UNIVERSITY OF MIAMI RETIREMENT SAVINGS PLAN [EIN = 590624458]
• UNIVERSITY OF COLORADO FOUNDATION 401(K) PLAN [EIN = 846049811]
• UNIVERSITY OF NEW HAVEN HEALTH AND WELFARE BENEFIT PLAN [EIN = 060761704]
• UNIVERSITY OF CHICAGO CHARTER SCHOOL HEALTH & WELFARE PLAN [EIN = 364225812]
• UNIVERSITY OF DUBUQUE GROUP LIFE AND DISABILITY PLAN [EIN = 420680323]
• UNIVERSITY OF GREAT FALLS 403(B) DC PLAN [EIN = 810231777]
• UNIVERSITY OF VIRGINIA DARDEN SCHOOL FOUNDATION RETIREMENT PLAN [EIN = 546046419]
• UNIVERSITY OF WASHINGTON SCHOOL OF DENTISTRY [EIN = 910750294]
• UNIVERSITY OF MARY LIFE INSURANCE PLAN [EIN = 450273403]
• UNIVERSITY OF ST. THOMAS RETIREMENT PLAN [EIN = 410693970]
• UNIVERSITY OF HEALTH SCIENCES & PHARMACY COMPREHENSIVE HEALTH AND WELFARE PLAN [EIN = 430652675]
• UNIVERSITY OF MINNESOTA PHYSICIANS FLEXIBLE BENEFIT PLAN [EIN = 411843943]
• UNIVERSITY OF JAMESTOWN 403(B) DC PLAN [EIN = 450231180]
• UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN [EIN = 630649108]
• UNIVERSITY OF NORTH CAROLINA HEALTH CARE SYSTEM VISION PLAN [EIN = 562206970]
• UNIVERSITY OF DENVER RETIREMENT PLAN [EIN = 840404231]
• UNIVERSITY OF EVANSVILLE GROUP HEALTH PLAN [EIN = 350868074]
• UNIVERSITY OF PUGET SOUND RETIREMENT SAVINGS PLAN [EIN = 910564961]
• UNIVERSITY OF KY FCU 401K RETIREMENT PLAN [EIN = 616031223]
• UNIVERSITY OF WESTERN STATES 403(B) PLAN [EIN = 930309970]
• UNIVERSITY OF FLORIDA FOUNDATION, INC. RETIREMENT PLAN [EIN = 590974739]
• UNIVERSITY OF MIAMI MEDICAL FACULTY LONG TERM DISABILITY PLAN [EIN = 590624458]
• UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, P.C. DENTAL PLAN [EIN = 630649108]
• UNIVERSITY OF ANTELOPE VALLEY 401(K) PLAN [EIN = 010767134]
• UNIVERSITY OF RIO GRANDE PENSION PLAN AND TRUST [EIN = 314379537]
• UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, P.C. GROUP LIFE PLAN [EIN = 630649108]
• UNIVERSITY OF ST. THOMAS BENEFITS PLAN [EIN = 741277664]
• UNIVERSITY OF WISCONSIN MEDICAL FOUNDATION PHYSICIANS RETIREMENT PLAN [EIN = 391824445]
• UNIVERSITY OF MARYLAND ORTHOPAEDIC ASSOCIATES, P.A 403(B) TAX DEFERRED ANNUITY PLAN [EIN = 522122145]
• UNIVERSITY OF MARYLAND CHARLES REGIONAL MEDICAL CENTER RETIREMENT SAVINGS PLAN [EIN = 520445374]
• UNIVERSITY OF MINNESOTA PHYSICIANS VEBA HEALTH REIMBURSEMENT PLAN [EIN = 411843943]
• UNIVERSITY OF PA HEALTH & WELFARE PROGRAM [EIN = 231352685]
• UNIVERSITY OF NOTRE DAME 403(B) RETIREMENT PLAN [EIN = 350868188]
• UNIVERSITY OF ST. THOMAS 403(B) RETIREMENT PLAN [EIN = 741277664]
• UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 952544535]
• UNIVERSITY OF INDIANAPOLIS DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 350868107]
• UNIVERSITY OF THE OZARKS EMPLOYEE BENEFITS PLAN [EIN = 710236867]
• UNIVERSITY OF PENNSYLVANIA UPHS CASH POOL [EIN = 043574136]
• UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM [EIN = 160743209]
• UNIVERSITY OF TAMPA DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 590624459]
• UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, P.C. RETIREMENT PLAN FOR SELECT EMPLOYEES [EIN = 630649108]
• UNIVERSITY OF EVANSVILLE DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 350868074]
• UNIVERSITY OF SIOUX FALLS [EIN = 460224600]
• UNIVERSITY OF SAINT JOSEPH WELFARE PLAN [EIN = 060646829]
• UNIVERSITY OF MASSACHUSETTS FOUNDATION INC DC RETIREMENT PLAN [EIN = 046013152]
• UNIVERSITY OF MARY DENTAL AND DISABILITY PLAN [EIN = 450273403]
• UNIVERSITY OF HOUSTON 401 K PLAN [EIN = 746041411]
• UNIVERSITY OF MARYLAND OBSTETRICAL & GYNECOLOGICAL ASSOCIATES, P.A. RETIREMENT PLAN AND TRUST [EIN = 520913438]
• UNIVERSITY OF MARYLAND ALUMNI ASSOCIATION 403(B) PLAN [EIN = 521630673]
• UNIVERSITY OF COLORADO FOUNDATION 403 (B) PLAN [EIN = 846049811]
• UNIVERSITY OF THE STATE OF NEW YORK 403(B) PLAN [EIN = 141599643]
• UNIVERSITY OF VIRGINIA LAW SCHOOL FOUNDATION 401(K) PROFIT SHARING PLAN [EIN = 540838566]
• UNIVERSITY OF VIRGINIA MEDICAL SCHOOL FOUNDATION TAX DEFERRED ANNUITY PLAN [EIN = 237173411]
• UNIVERSITY OF RHODE ISLAND RESEARCH FOUNDATION 403(B) PLAN [EIN = 364644408]
• UNIVERSITY OF MARYLAND NEUROSURGERY ASSOCIATES, P.A. PENSION PLAN [EIN = 522004514]
• UNIVERSITY OF VIRGINIA FOUNDATION DC CONTRIBUTORY PLAN [EIN = 541682176]
• UNIVERSITY OF LOUISIANA FEDERAL CREDIT UNION DEFINED BENEFIT PLAN AND TRUST [EIN = 726020664]
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