PEPPERDINE UNIVERSITY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PEPPERDINE UNIVERSITY RETIREMENT PLAN
Measure | Date | Value |
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2022 : PEPPERDINE UNIVERSITY RETIREMENT PLAN 2022 401k financial data |
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Total income from all sources (including contributions) | 2022-12-31 | $-58,350,099 |
Total of all expenses incurred | 2022-12-31 | $46,547,747 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $46,226,682 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $25,671,554 |
Value of total assets at end of year | 2022-12-31 | $509,205,381 |
Value of total assets at beginning of year | 2022-12-31 | $614,103,227 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $321,065 |
Total interest from all sources | 2022-12-31 | $2,013,350 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $8,210,812 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $8,210,812 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $13,021,261 |
Participant contributions at end of year | 2022-12-31 | $211,527 |
Participant contributions at beginning of year | 2022-12-31 | $280,641 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $14,842,409 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $23,238,130 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $691,903 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $0 |
Other income not declared elsewhere | 2022-12-31 | $-3,061,990 |
Administrative expenses (other) incurred | 2022-12-31 | $214,575 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-104,897,846 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $509,205,381 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $614,103,227 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $106,490 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $408,579,322 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $505,706,924 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $2,627,605 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $3,320,173 |
Interest on participant loans | 2022-12-31 | $9,762 |
Interest earned on other investments | 2022-12-31 | $2,003,588 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $82,944,518 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $81,557,359 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-91,032,448 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-151,377 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $11,958,390 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $46,226,682 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | HOLTHOUSE CARLIN & VAN TRIGT |
Accountancy firm EIN | 2022-12-31 | 954345526 |
2021 : PEPPERDINE UNIVERSITY RETIREMENT PLAN 2021 401k financial data |
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Total income from all sources (including contributions) | 2021-12-31 | $93,461,709 |
Total of all expenses incurred | 2021-12-31 | $41,518,701 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $40,852,571 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $317,481 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $21,163,285 |
Value of total assets at end of year | 2021-12-31 | $614,103,227 |
Value of total assets at beginning of year | 2021-12-31 | $562,160,219 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $348,649 |
Total interest from all sources | 2021-12-31 | $1,786,157 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $8,894,998 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $8,894,998 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $12,756,200 |
Participant contributions at end of year | 2021-12-31 | $280,641 |
Participant contributions at beginning of year | 2021-12-31 | $658,407 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $23,238,130 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $19,721,145 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $354,885 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $0 |
Other income not declared elsewhere | 2021-12-31 | $2,272,791 |
Administrative expenses (other) incurred | 2021-12-31 | $241,752 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $51,943,008 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $614,103,227 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $562,160,219 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $106,897 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $505,706,924 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $457,250,527 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $3,320,173 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $2,608,288 |
Interest on participant loans | 2021-12-31 | $26,458 |
Interest earned on other investments | 2021-12-31 | $1,759,699 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $81,557,359 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $81,921,852 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $58,849,666 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $494,812 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $8,052,200 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $40,852,571 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | HOLTHOUSE CARLIN & VAN TRIGT |
Accountancy firm EIN | 2021-12-31 | 954345526 |
2020 : PEPPERDINE UNIVERSITY RETIREMENT PLAN 2020 401k financial data |
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Total income from all sources (including contributions) | 2020-12-31 | $88,764,938 |
Total of all expenses incurred | 2020-12-31 | $38,522,205 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $38,226,038 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $21,892,958 |
Value of total assets at end of year | 2020-12-31 | $562,160,219 |
Value of total assets at beginning of year | 2020-12-31 | $511,917,486 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $296,167 |
Total interest from all sources | 2020-12-31 | $2,828,961 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $6,468,507 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $6,468,507 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $12,453,022 |
Participant contributions at end of year | 2020-12-31 | $658,407 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $19,721,145 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $15,180,741 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $320,308 |
Other income not declared elsewhere | 2020-12-31 | $2,895,685 |
Administrative expenses (other) incurred | 2020-12-31 | $216,469 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $50,242,733 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $562,160,219 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $511,917,486 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $79,698 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $457,250,527 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $412,003,965 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $2,608,288 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $2,362,864 |
Interest on participant loans | 2020-12-31 | $6,171 |
Interest earned on other investments | 2020-12-31 | $2,822,790 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $81,921,852 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $82,369,916 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $54,506,725 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $172,102 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $9,119,628 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $38,226,038 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | HOLTHOUSE CARLIN & VAN TRIGT |
Accountancy firm EIN | 2020-12-31 | 954345526 |
2019 : PEPPERDINE UNIVERSITY RETIREMENT PLAN 2019 401k financial data |
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Total income from all sources (including contributions) | 2019-12-31 | $105,559,769 |
Total of all expenses incurred | 2019-12-31 | $29,715,576 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $29,434,905 |
Value of total corrective distributions | 2019-12-31 | $4,471 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $23,882,290 |
Value of total assets at end of year | 2019-12-31 | $511,917,486 |
Value of total assets at beginning of year | 2019-12-31 | $436,073,293 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $276,200 |
Total interest from all sources | 2019-12-31 | $2,891,813 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $7,352,237 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $7,352,237 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $11,815,092 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $15,180,741 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $12,458,461 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $664,553 |
Other income not declared elsewhere | 2019-12-31 | $2,068,486 |
Administrative expenses (other) incurred | 2019-12-31 | $276,200 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $75,844,193 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $511,917,486 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $436,073,293 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $412,003,965 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $338,372,660 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $2,362,864 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $2,468,737 |
Interest earned on other investments | 2019-12-31 | $2,891,813 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $82,369,916 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $82,773,435 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $69,289,408 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $75,535 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $11,402,645 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $29,434,905 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | HOLTHOUSE CARLIN & VAN TRIGT |
Accountancy firm EIN | 2019-12-31 | 954345526 |
2018 : PEPPERDINE UNIVERSITY RETIREMENT PLAN 2018 401k financial data |
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Total transfer of assets to this plan | 2018-12-31 | $11,527 |
Total income from all sources (including contributions) | 2018-12-31 | $5,506,895 |
Total of all expenses incurred | 2018-12-31 | $29,434,171 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $29,116,258 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $23,483,293 |
Value of total assets at end of year | 2018-12-31 | $436,073,293 |
Value of total assets at beginning of year | 2018-12-31 | $459,989,042 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $317,913 |
Total interest from all sources | 2018-12-31 | $2,911,117 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $6,331,708 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $6,331,708 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $11,057,111 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $12,458,461 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $11,128,822 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,465,401 |
Other income not declared elsewhere | 2018-12-31 | $-655,553 |
Administrative expenses (other) incurred | 2018-12-31 | $317,913 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-23,927,276 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $436,073,293 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $459,989,042 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $338,372,660 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $366,228,073 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $2,468,737 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $2,510,682 |
Interest earned on other investments | 2018-12-31 | $2,911,117 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $82,773,435 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $80,121,465 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-26,570,965 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $7,295 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $10,960,781 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $29,116,258 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | HOLTHOUSE CARLIN & VAN TRIGT |
Accountancy firm EIN | 2018-12-31 | 954345526 |
2017 : PEPPERDINE UNIVERSITY RETIREMENT PLAN 2017 401k financial data |
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Total income from all sources (including contributions) | 2017-12-31 | $80,631,866 |
Total of all expenses incurred | 2017-12-31 | $18,904,039 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $18,562,157 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $21,170,839 |
Value of total assets at end of year | 2017-12-31 | $459,989,042 |
Value of total assets at beginning of year | 2017-12-31 | $398,261,215 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $341,882 |
Total interest from all sources | 2017-12-31 | $2,893,569 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $5,289,864 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $5,289,864 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $10,059,276 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $11,128,822 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $7,596,260 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $682,670 |
Other income not declared elsewhere | 2017-12-31 | $1,095,720 |
Administrative expenses (other) incurred | 2017-12-31 | $341,882 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $61,727,827 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $459,989,042 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $398,261,215 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $366,228,073 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $307,981,898 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $2,510,682 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $2,522,588 |
Interest earned on other investments | 2017-12-31 | $2,893,569 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $80,121,465 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $80,160,469 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $1,264,343 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $49,925,039 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $256,835 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $10,428,893 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $17,297,814 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2017-12-31 | 910189318 |
2016 : PEPPERDINE UNIVERSITY RETIREMENT PLAN 2016 401k financial data |
---|
Total income from all sources (including contributions) | 2016-12-31 | $48,082,011 |
Total of all expenses incurred | 2016-12-31 | $24,791,617 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $24,596,619 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $21,049,016 |
Value of total assets at end of year | 2016-12-31 | $398,261,215 |
Value of total assets at beginning of year | 2016-12-31 | $374,970,821 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $194,998 |
Total interest from all sources | 2016-12-31 | $3,140,550 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $4,148,978 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $4,148,978 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $9,506,393 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $7,596,260 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $7,505,551 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,475,418 |
Other income not declared elsewhere | 2016-12-31 | $428,944 |
Administrative expenses (other) incurred | 2016-12-31 | $194,998 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $23,290,394 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $398,261,215 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $374,970,821 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $307,981,898 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $286,622,982 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $2,522,588 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $2,414,981 |
Interest earned on other investments | 2016-12-31 | $3,140,550 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $80,160,469 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $78,427,307 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $19,248,306 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $66,217 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $10,067,205 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $24,596,619 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2016-12-31 | 910189318 |
2015 : PEPPERDINE UNIVERSITY RETIREMENT PLAN 2015 401k financial data |
---|
Total income from all sources (including contributions) | 2015-12-31 | $21,614,409 |
Total of all expenses incurred | 2015-12-31 | $24,998,688 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $24,770,124 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $19,784,295 |
Value of total assets at end of year | 2015-12-31 | $374,970,821 |
Value of total assets at beginning of year | 2015-12-31 | $378,355,100 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $228,564 |
Total interest from all sources | 2015-12-31 | $3,009,209 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $3,945,491 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $3,945,491 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $8,656,757 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $7,505,551 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $7,717,564 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $1,321,543 |
Other income not declared elsewhere | 2015-12-31 | $-230,605 |
Administrative expenses (other) incurred | 2015-12-31 | $228,564 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-3,384,279 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $374,970,821 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $378,355,100 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $286,622,982 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $288,122,154 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $2,414,981 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $2,511,397 |
Interest earned on other investments | 2015-12-31 | $3,009,209 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $78,427,307 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $80,003,985 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-4,976,718 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $82,737 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $9,805,995 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $24,770,124 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2015-12-31 | 910189318 |
2014 : PEPPERDINE UNIVERSITY RETIREMENT PLAN 2014 401k financial data |
---|
Total income from all sources (including contributions) | 2014-12-31 | $40,431,636 |
Total of all expenses incurred | 2014-12-31 | $20,344,964 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $20,142,643 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $18,418,042 |
Value of total assets at end of year | 2014-12-31 | $378,355,100 |
Value of total assets at beginning of year | 2014-12-31 | $358,268,428 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $202,321 |
Total interest from all sources | 2014-12-31 | $3,118,943 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $4,114,164 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $4,114,164 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $7,684,680 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $7,717,564 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $7,419,368 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $1,259,184 |
Other income not declared elsewhere | 2014-12-31 | $182,795 |
Administrative expenses (other) incurred | 2014-12-31 | $202,321 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $20,086,672 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $378,355,100 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $358,268,428 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $288,122,154 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $267,885,382 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $2,511,397 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $2,370,664 |
Interest earned on other investments | 2014-12-31 | $3,118,943 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $80,003,985 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $80,593,014 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $14,500,395 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $97,297 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $9,474,178 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $20,142,643 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2014-12-31 | 910189318 |
2013 : PEPPERDINE UNIVERSITY RETIREMENT PLAN 2013 401k financial data |
---|
Total income from all sources (including contributions) | 2013-12-31 | $66,387,416 |
Total of all expenses incurred | 2013-12-31 | $24,165,863 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $23,976,682 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $17,332,272 |
Value of total assets at end of year | 2013-12-31 | $358,268,428 |
Value of total assets at beginning of year | 2013-12-31 | $316,046,875 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $189,181 |
Total interest from all sources | 2013-12-31 | $2,925,163 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $3,607,706 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $3,607,706 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $7,379,729 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $7,419,368 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $6,816,340 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $922,451 |
Other income not declared elsewhere | 2013-12-31 | $527,610 |
Administrative expenses (other) incurred | 2013-12-31 | $189,181 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $42,221,553 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $358,268,428 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $316,046,875 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $267,885,382 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $226,882,832 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $2,370,664 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $18,604,570 |
Interest earned on other investments | 2013-12-31 | $2,925,163 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $80,593,014 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $63,743,133 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $41,876,186 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $118,479 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $9,030,092 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $23,976,682 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2013-12-31 | 910189318 |
2012 : PEPPERDINE UNIVERSITY RETIREMENT PLAN 2012 401k financial data |
---|
Total transfer of assets to this plan | 2012-12-31 | $169,644 |
Total income from all sources (including contributions) | 2012-12-31 | $45,271,949 |
Total of all expenses incurred | 2012-12-31 | $13,748,317 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $13,747,126 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $15,955,239 |
Value of total assets at end of year | 2012-12-31 | $316,046,875 |
Value of total assets at beginning of year | 2012-12-31 | $284,353,599 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,191 |
Total interest from all sources | 2012-12-31 | $2,635,366 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $3,294,654 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $3,294,654 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $7,095,749 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $6,816,340 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $6,378,636 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $62,822 |
Other income not declared elsewhere | 2012-12-31 | $559,207 |
Administrative expenses (other) incurred | 2012-12-31 | $1,191 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $31,523,632 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $316,046,875 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $284,353,599 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $226,882,832 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $196,161,851 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $18,604,570 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $16,452,337 |
Interest earned on other investments | 2012-12-31 | $2,635,366 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $63,743,133 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $65,360,775 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $22,533,960 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $293,523 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $8,796,668 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $13,747,126 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2012-12-31 | 910189318 |
2011 : PEPPERDINE UNIVERSITY RETIREMENT PLAN 2011 401k financial data |
---|
Total transfer of assets to this plan | 2011-12-31 | $5,721 |
Total income from all sources (including contributions) | 2011-12-31 | $15,449,381 |
Total of all expenses incurred | 2011-12-31 | $9,310,362 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $9,305,177 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $15,862,783 |
Value of total assets at end of year | 2011-12-31 | $284,353,599 |
Value of total assets at beginning of year | 2011-12-31 | $278,208,859 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $5,185 |
Total interest from all sources | 2011-12-31 | $2,670,972 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $2,595,489 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $2,595,489 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $6,963,778 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $6,378,636 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $5,070,177 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $224,466 |
Administrative expenses (other) incurred | 2011-12-31 | $5,185 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $6,139,019 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $284,353,599 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $278,208,859 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $196,161,851 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $192,483,112 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $16,452,337 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $13,874,764 |
Interest earned on other investments | 2011-12-31 | $2,670,972 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $65,360,775 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $66,780,806 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-5,950,797 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $270,934 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $8,674,539 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $9,305,177 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2011-12-31 | 910189318 |
2010 : PEPPERDINE UNIVERSITY RETIREMENT PLAN 2010 401k financial data |
---|
Total transfer of assets from this plan | 2010-12-31 | $115,824 |
Total income from all sources (including contributions) | 2010-12-31 | $40,387,671 |
Total of all expenses incurred | 2010-12-31 | $7,845,555 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $7,843,709 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $15,720,050 |
Value of total assets at end of year | 2010-12-31 | $278,208,859 |
Value of total assets at beginning of year | 2010-12-31 | $245,782,567 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,846 |
Total interest from all sources | 2010-12-31 | $2,572,314 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $2,320,775 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $2,320,775 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $6,749,203 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $5,070,177 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $3,403,599 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $421,261 |
Other income not declared elsewhere | 2010-12-31 | $401,972 |
Administrative expenses (other) incurred | 2010-12-31 | $1,846 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $32,542,116 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $278,208,859 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $245,782,567 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $192,483,112 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $164,495,414 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $13,874,764 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $10,700,623 |
Interest earned on other investments | 2010-12-31 | $2,572,314 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $66,780,806 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $67,182,931 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $18,833,271 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $539,289 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $8,549,586 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $7,843,709 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2010-12-31 | 910189318 |
2009 : PEPPERDINE UNIVERSITY RETIREMENT PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |