401k Plan data: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN plan

COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 401k Plan overview

Plan Name	COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN
Plan identification number	001

COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SANTA BARBARA COTTAGE HOSPITAL has sponsored the creation of one or more 401k plans.

Company Name: SANTA BARBARA COTTAGE HOSPITAL

Employer identification number (EIN): 951644629

NAIC Classification: 622000
NAIC Description: Hospitals

Additional information about SANTA BARBARA COTTAGE HOSPITAL

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C0017398

More information about SANTA BARBARA COTTAGE HOSPITAL

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 LAWRENCE THOMAS
001 2015-01-01
001 2014-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 MICHAEL MELNICK
001 2011-01-01 MICHAEL MELNICK
001 2009-01-01 MICHAEL MELNICK MICHAEL MELNICK 2010-10-15
001 2009-01-01 MICHAEL MELNICK MICHAEL MELNICK 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	LAWRENCE THOMAS
001	2015-01-01
001	2014-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	MICHAEL MELNICK
001	2011-01-01	MICHAEL MELNICK
001	2009-01-01	MICHAEL MELNICK	MICHAEL MELNICK	2010-10-15
001	2009-01-01	MICHAEL MELNICK	MICHAEL MELNICK	2010-10-15

Plan Statistics for COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN

401k plan membership statisitcs for COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN

Measure Date Value
2016: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2016 401k membership
Market value of plan assets 2016-12-31 294,565,189
Acturial value of plan assets 2016-12-31 294,565,189
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 30,854,853
Number of terminated vested participants 2016-12-31 899
Fundng target for terminated vested participants 2016-12-31 30,764,864
Active participant vested funding target 2016-12-31 210,862,945
Number of active participants 2016-12-31 2,774
Total funding liabilities for active participants 2016-12-31 211,242,045
Total participant count 2016-12-31 4,034
Total funding target for all participants 2016-12-31 272,861,762
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 33,450,265
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 33,450,265
Present value of excess contributions 2016-12-31 7,773,318
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 8,263,037
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 8,263,037
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 30,000,000
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 11,124,577
Total employer contributions 2016-12-31 38,200,000
Total employee contributions 2016-12-31 11,421,421
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 35,998,517
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 12,352,929
Net shortfall amortization installment of oustanding balance 2016-12-31 0
Waiver amortization installment 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 1,774,079
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 1,774,079
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 35,998,517
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0
Total participants, beginning-of-year 2016-01-01 4,078
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 2,823
Number of retired or separated participants receiving benefits 2016-01-01 376
Number of other retired or separated participants entitled to future benefits 2016-01-01 937
Total of all active and inactive participants 2016-01-01 4,136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 27
Total participants 2016-01-01 4,163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 34
2015: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3,965
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 2,818
Number of retired or separated participants receiving benefits 2015-01-01 347
Number of other retired or separated participants entitled to future benefits 2015-01-01 899
Total of all active and inactive participants 2015-01-01 4,064
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 14
Total participants 2015-01-01 4,078
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 52
2014: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3,944
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2,805
Number of retired or separated participants receiving benefits 2014-01-01 313
Number of other retired or separated participants entitled to future benefits 2014-01-01 835
Total of all active and inactive participants 2014-01-01 3,953
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 12
Total participants 2014-01-01 3,965
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 67
2013: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3,885
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,822
Number of retired or separated participants receiving benefits 2013-01-01 291
Number of other retired or separated participants entitled to future benefits 2013-01-01 819
Total of all active and inactive participants 2013-01-01 3,932
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 12
Total participants 2013-01-01 3,944
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 89
2012: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3,726
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2,819
Number of retired or separated participants receiving benefits 2012-01-01 269
Number of other retired or separated participants entitled to future benefits 2012-01-01 785
Total of all active and inactive participants 2012-01-01 3,873
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 12
Total participants 2012-01-01 3,885
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 97
2011: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 3,621
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,691
Number of retired or separated participants receiving benefits 2011-01-01 262
Number of other retired or separated participants entitled to future benefits 2011-01-01 768
Total of all active and inactive participants 2011-01-01 3,721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 5
Total participants 2011-01-01 3,726
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 22
2009: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 3,246
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,504
Number of retired or separated participants receiving benefits 2009-01-01 234
Number of other retired or separated participants entitled to future benefits 2009-01-01 704
Total of all active and inactive participants 2009-01-01 3,442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 5
Total participants 2009-01-01 3,447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 48

Measure	Date	Value
2016: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2016 401k membership
Market value of plan assets	2016-12-31	294,565,189
Acturial value of plan assets	2016-12-31	294,565,189
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	30,854,853
Number of terminated vested participants	2016-12-31	899
Fundng target for terminated vested participants	2016-12-31	30,764,864
Active participant vested funding target	2016-12-31	210,862,945
Number of active participants	2016-12-31	2,774
Total funding liabilities for active participants	2016-12-31	211,242,045
Total participant count	2016-12-31	4,034
Total funding target for all participants	2016-12-31	272,861,762
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	33,450,265
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	33,450,265
Present value of excess contributions	2016-12-31	7,773,318
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	8,263,037
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	8,263,037
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	30,000,000
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	11,124,577
Total employer contributions	2016-12-31	38,200,000
Total employee contributions	2016-12-31	11,421,421
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	35,998,517
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	12,352,929
Net shortfall amortization installment of oustanding balance	2016-12-31	0
Waiver amortization installment	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	1,774,079
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	1,774,079
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	35,998,517
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0
Total participants, beginning-of-year	2016-01-01	4,078
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	2,823
Number of retired or separated participants receiving benefits	2016-01-01	376
Number of other retired or separated participants entitled to future benefits	2016-01-01	937
Total of all active and inactive participants	2016-01-01	4,136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	27
Total participants	2016-01-01	4,163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	34
2015: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3,965
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	2,818
Number of retired or separated participants receiving benefits	2015-01-01	347
Number of other retired or separated participants entitled to future benefits	2015-01-01	899
Total of all active and inactive participants	2015-01-01	4,064
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	14
Total participants	2015-01-01	4,078
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	52
2014: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3,944
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2,805
Number of retired or separated participants receiving benefits	2014-01-01	313
Number of other retired or separated participants entitled to future benefits	2014-01-01	835
Total of all active and inactive participants	2014-01-01	3,953
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	12
Total participants	2014-01-01	3,965
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	67
2013: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3,885
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,822
Number of retired or separated participants receiving benefits	2013-01-01	291
Number of other retired or separated participants entitled to future benefits	2013-01-01	819
Total of all active and inactive participants	2013-01-01	3,932
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	12
Total participants	2013-01-01	3,944
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	89
2012: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3,726
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,819
Number of retired or separated participants receiving benefits	2012-01-01	269
Number of other retired or separated participants entitled to future benefits	2012-01-01	785
Total of all active and inactive participants	2012-01-01	3,873
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	12
Total participants	2012-01-01	3,885
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	97
2011: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3,621
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,691
Number of retired or separated participants receiving benefits	2011-01-01	262
Number of other retired or separated participants entitled to future benefits	2011-01-01	768
Total of all active and inactive participants	2011-01-01	3,721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	5
Total participants	2011-01-01	3,726
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	22
2009: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	3,246
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,504
Number of retired or separated participants receiving benefits	2009-01-01	234
Number of other retired or separated participants entitled to future benefits	2009-01-01	704
Total of all active and inactive participants	2009-01-01	3,442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	5
Total participants	2009-01-01	3,447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	48

Financial Data on COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN

Measure	Date	Value
2016 : COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$10,172,237
Total unrealized appreciation/depreciation of assets	2016-12-31	$10,172,237
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$2,336,749
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$89,261
Total income from all sources (including contributions)	2016-12-31	$63,557,463
Total loss/gain on sale of assets	2016-12-31	$-2,444,289
Total of all expenses incurred	2016-12-31	$11,821,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$8,820,631
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$49,621,421
Value of total assets at end of year	2016-12-31	$348,638,298
Value of total assets at beginning of year	2016-12-31	$294,654,450
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$3,000,472
Total interest from all sources	2016-12-31	$4,102,472
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$2,105,622
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Assets. Real estate other than employer real property at end of year	2016-12-31	$4,228,437
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$227,678
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$1,586,741
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$1,708,877
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$11,421,421
Participant contributions at end of year	2016-12-31	$8,862,705
Participant contributions at beginning of year	2016-12-31	$7,883,002
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$227,808
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$141,664
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$2,336,749
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$89,261
Administrative expenses (other) incurred	2016-12-31	$2,524,361
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$51,736,360
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$346,301,549
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$294,565,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$11,847,447
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$14,626,912
Investment advisory and management fees	2016-12-31	$248,433
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$94,982,505
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$114,894,111
Interest on participant loans	2016-12-31	$425,113
Interest earned on other investments	2016-12-31	$1,850,800
Income. Interest from US Government securities	2016-12-31	$963,417
Income. Interest from corporate debt instruments	2016-12-31	$749,876
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$20,496,237
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$13,502,064
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$13,502,064
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$113,266
Asset value of US Government securities at end of year	2016-12-31	$28,029,517
Asset value of US Government securities at beginning of year	2016-12-31	$14,132,399
Net investment gain or loss from common/collective trusts	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$38,200,000
Employer contributions (assets) at end of year	2016-12-31	$20,000,000
Employer contributions (assets) at beginning of year	2016-12-31	$0
Income. Dividends from preferred stock	2016-12-31	$115,859
Income. Dividends from common stock	2016-12-31	$1,989,763
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$8,820,631
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$19,203,652
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$9,383,282
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$139,401,057
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$118,154,331
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$133,110,137
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$135,554,426
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2016-12-31	346565596
2015 : COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-13,950,252
Total unrealized appreciation/depreciation of assets	2015-12-31	$-13,950,252
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$89,261
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$60,285
Total income from all sources (including contributions)	2015-12-31	$13,542,471
Total loss/gain on sale of assets	2015-12-31	$2,578,280
Total of all expenses incurred	2015-12-31	$11,205,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$8,390,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$18,753,627
Value of total assets at end of year	2015-12-31	$294,654,450
Value of total assets at beginning of year	2015-12-31	$292,288,708
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,814,796
Total interest from all sources	2015-12-31	$2,680,325
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,747,478
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$851,441
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$1,708,877
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$1,698,403
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$10,250,538
Participant contributions at end of year	2015-12-31	$7,883,002
Participant contributions at beginning of year	2015-12-31	$8,975,741
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$227,808
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$386,448
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$141,664
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$24,551
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$89,261
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$60,285
Other income not declared elsewhere	2015-12-31	$135,479
Administrative expenses (other) incurred	2015-12-31	$481,709
Total non interest bearing cash at beginning of year	2015-12-31	$5,578
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$2,336,766
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$294,565,189
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$292,228,423
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$14,626,912
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$21,505,407
Investment advisory and management fees	2015-12-31	$857,816
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$114,894,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$127,847,094
Interest on participant loans	2015-12-31	$370,690
Interest earned on other investments	2015-12-31	$297,089
Income. Interest from US Government securities	2015-12-31	$1,976,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$13,502,064
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$11,335,141
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$11,335,141
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$36,075
Asset value of US Government securities at end of year	2015-12-31	$14,132,399
Asset value of US Government securities at beginning of year	2015-12-31	$13,562,900
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$1,597,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$8,503,089
Income. Dividends from preferred stock	2015-12-31	$118,294
Income. Dividends from common stock	2015-12-31	$1,629,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$8,390,909
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$343,763
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$9,383,282
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$9,180,904
Contract administrator fees	2015-12-31	$623,830
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$118,154,331
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$97,422,778
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$112,257,607
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$109,679,327
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ERNST 7 YOUNG LLP
Accountancy firm EIN	2015-12-31	246565596
2014 : COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-49,456,999
Total unrealized appreciation/depreciation of assets	2014-12-31	$-49,456,999
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$60,285
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$228,139
Total income from all sources (including contributions)	2014-12-31	$31,664,665
Total loss/gain on sale of assets	2014-12-31	$57,817,089
Total of all expenses incurred	2014-12-31	$9,917,571
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$7,537,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$18,441,885
Value of total assets at end of year	2014-12-31	$292,288,708
Value of total assets at beginning of year	2014-12-31	$270,709,468
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,380,414
Total interest from all sources	2014-12-31	$1,286,926
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,637,259
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$793,000
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$1,698,403
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$9,941,885
Participant contributions at end of year	2014-12-31	$8,975,741
Participant contributions at beginning of year	2014-12-31	$9,631,674
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$386,448
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$9,755,792
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$24,551
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$20,912
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$60,285
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$228,139
Administrative expenses (other) incurred	2014-12-31	$228,690
Total non interest bearing cash at end of year	2014-12-31	$5,578
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$21,747,094
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$292,228,423
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$270,481,329
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$21,505,407
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$27,013,526
Investment advisory and management fees	2014-12-31	$1,262,860
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$127,847,094
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$36,768,818
Interest on participant loans	2014-12-31	$441,362
Interest earned on other investments	2014-12-31	$251,529
Income. Interest from US Government securities	2014-12-31	$447,362
Income. Interest from corporate debt instruments	2014-12-31	$108,838
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$11,335,141
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$11,613,088
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$11,613,088
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$37,835
Asset value of US Government securities at end of year	2014-12-31	$13,562,900
Asset value of US Government securities at beginning of year	2014-12-31	$4,727,507
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,938,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$8,500,000
Income. Dividends from preferred stock	2014-12-31	$37,250
Income. Dividends from common stock	2014-12-31	$1,600,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$7,537,157
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$343,763
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$9,180,904
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$25,958,281
Contract administrator fees	2014-12-31	$95,864
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$97,422,778
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$145,219,870
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$227,781,543
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$169,964,454
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2014-12-31	346565596
2013 : COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$34,108,278
Total unrealized appreciation/depreciation of assets	2013-12-31	$34,108,278
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$228,139
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$488,533
Total income from all sources (including contributions)	2013-12-31	$72,142,066
Total loss/gain on sale of assets	2013-12-31	$10,155,088
Total of all expenses incurred	2013-12-31	$7,761,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$6,066,782
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$24,562,240
Value of total assets at end of year	2013-12-31	$270,709,468
Value of total assets at beginning of year	2013-12-31	$206,589,483
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,694,905
Total interest from all sources	2013-12-31	$720,977
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,730,662
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$574,175
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$8,562,240
Participant contributions at end of year	2013-12-31	$9,631,674
Participant contributions at beginning of year	2013-12-31	$8,086,681
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$9,755,792
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$18,520,025
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$20,912
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$110,014
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$228,139
Administrative expenses (other) incurred	2013-12-31	$27,313
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$64,380,379
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$270,481,329
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$206,100,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$27,013,526
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$28,587,153
Investment advisory and management fees	2013-12-31	$942,048
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$36,768,818
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$33,743,137
Interest on participant loans	2013-12-31	$252,525
Interest earned on other investments	2013-12-31	$217,785
Income. Interest from US Government securities	2013-12-31	$69,479
Income. Interest from corporate debt instruments	2013-12-31	$142,771
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$11,613,088
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$10,101,540
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$10,101,540
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$38,417
Asset value of US Government securities at end of year	2013-12-31	$4,727,507
Asset value of US Government securities at beginning of year	2013-12-31	$4,152,032
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$864,821
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$16,000,000
Income. Dividends from common stock	2013-12-31	$1,730,662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$6,066,782
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$25,958,281
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$3,948,641
Contract administrator fees	2013-12-31	$151,369
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$145,219,870
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$99,340,260
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$74,610,836
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$64,455,748
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$488,533
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2013-12-31	346565596
2012 : COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$14,939,813
Total unrealized appreciation/depreciation of assets	2012-12-31	$14,939,813
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$488,533
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$664,569
Total income from all sources (including contributions)	2012-12-31	$44,254,122
Total loss/gain on sale of assets	2012-12-31	$3,258,444
Total of all expenses incurred	2012-12-31	$7,918,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$6,122,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$23,068,895
Value of total assets at end of year	2012-12-31	$206,589,483
Value of total assets at beginning of year	2012-12-31	$170,429,603
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,796,200
Total interest from all sources	2012-12-31	$928,253
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$993,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$481,953
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$142,758
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$8,568,895
Participant contributions at end of year	2012-12-31	$8,086,681
Participant contributions at beginning of year	2012-12-31	$7,908,556
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$18,520,025
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$10,222,218
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$110,014
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$132,654
Other income not declared elsewhere	2012-12-31	$126,906
Administrative expenses (other) incurred	2012-12-31	$288,293
Total non interest bearing cash at beginning of year	2012-12-31	$71,320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$36,335,916
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$206,100,950
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$169,765,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$28,587,153
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$17,583,650
Investment advisory and management fees	2012-12-31	$42,116
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$33,743,137
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$42,953,057
Interest on participant loans	2012-12-31	$459,951
Interest earned on other investments	2012-12-31	$16,981
Income. Interest from US Government securities	2012-12-31	$60,055
Income. Interest from corporate debt instruments	2012-12-31	$165,303
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$10,101,540
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$6,698,167
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$6,698,167
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$225,963
Asset value of US Government securities at end of year	2012-12-31	$4,152,032
Asset value of US Government securities at beginning of year	2012-12-31	$3,478,253
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$938,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$14,500,000
Income. Dividends from preferred stock	2012-12-31	$993,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$6,122,006
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$2,679,063
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$3,948,641
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$1,755,959
Contract administrator fees	2012-12-31	$983,838
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$99,340,260
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$76,803,948
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$68,933,282
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$65,674,838
Liabilities. Value of acquisition indebtedness at end of year	2012-12-31	$488,533
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$664,569
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ERNST & YOUNG
Accountancy firm EIN	2012-12-31	346565596
2011 : COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-8,737,686
Total unrealized appreciation/depreciation of assets	2011-12-31	$-8,737,686
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$664,569
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$6,934,700
Total loss/gain on sale of assets	2011-12-31	$3,744,189
Total of all expenses incurred	2011-12-31	$5,962,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,492,424
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$11,603,544
Value of total assets at end of year	2011-12-31	$170,429,603
Value of total assets at beginning of year	2011-12-31	$168,792,718
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,469,960
Total interest from all sources	2011-12-31	$1,155,324
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$1,140,361
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Assets. Real estate other than employer real property at beginning of year	2011-12-31	$1,708,361
Administrative expenses professional fees incurred	2011-12-31	$628,646
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$142,758
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$7,003,544
Participant contributions at end of year	2011-12-31	$7,908,556
Participant contributions at beginning of year	2011-12-31	$6,226,507
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$10,222,218
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$-28,380
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$132,654
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$205,599
Administrative expenses (other) incurred	2011-12-31	$120,645
Total non interest bearing cash at end of year	2011-12-31	$71,320
Total non interest bearing cash at beginning of year	2011-12-31	$43,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$972,316
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$169,765,034
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$168,792,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$17,583,650
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$26,935,956
Investment advisory and management fees	2011-12-31	$538,151
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$42,953,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$54,859,273
Interest on participant loans	2011-12-31	$328,029
Income. Interest from US Government securities	2011-12-31	$552,232
Income. Interest from corporate debt instruments	2011-12-31	$221,158
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$6,698,167
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$3,850,475
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$3,850,475
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$53,905
Asset value of US Government securities at end of year	2011-12-31	$3,478,253
Asset value of US Government securities at beginning of year	2011-12-31	$7,167,877
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,971,032
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$4,600,000
Income. Dividends from preferred stock	2011-12-31	$11,481
Income. Dividends from common stock	2011-12-31	$1,128,880
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,492,424
Asset. Corporate debt instrument preferred debt at end of year	2011-12-31	$2,679,063
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$1,755,959
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$5,217,251
Contract administrator fees	2011-12-31	$182,518
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$76,803,948
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$62,606,419
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$151,958,682
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$148,214,493
Liabilities. Value of acquisition indebtedness at end of year	2011-12-31	$664,569
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ERNST & YOUNG
Accountancy firm EIN	2011-12-31	346565596
2010 : COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$10,995,874
Total unrealized appreciation/depreciation of assets	2010-12-31	$10,995,874
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$41,043,304
Total loss/gain on sale of assets	2010-12-31	$1,867,069
Total of all expenses incurred	2010-12-31	$8,011,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$6,781,764
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$16,487,765
Value of total assets at end of year	2010-12-31	$168,792,718
Value of total assets at beginning of year	2010-12-31	$135,760,484
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,229,306
Total interest from all sources	2010-12-31	$957,209
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,078,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Assets. Real estate other than employer real property at end of year	2010-12-31	$1,708,361
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$2,990,963
Administrative expenses professional fees incurred	2010-12-31	$479,734
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$6,487,765
Participant contributions at end of year	2010-12-31	$6,226,507
Participant contributions at beginning of year	2010-12-31	$5,587,619
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$-28,380
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$33,572
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$205,599
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$154,449
Assets. Loans (other than to participants) at beginning of year	2010-12-31	$46,238
Other income not declared elsewhere	2010-12-31	$4,834,528
Administrative expenses (other) incurred	2010-12-31	$120,645
Total non interest bearing cash at end of year	2010-12-31	$43,380
Total non interest bearing cash at beginning of year	2010-12-31	$-2,311
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$33,032,234
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$168,792,718
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$135,760,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$26,935,956
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$23,947,961
Investment advisory and management fees	2010-12-31	$486,462
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$54,859,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$34,935,509
Interest on participant loans	2010-12-31	$362,668
Income. Interest from US Government securities	2010-12-31	$190,484
Income. Interest from corporate debt instruments	2010-12-31	$360,317
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$3,850,475
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$8,771,524
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$8,771,524
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$43,740
Asset value of US Government securities at end of year	2010-12-31	$7,167,877
Asset value of US Government securities at beginning of year	2010-12-31	$6,502,457
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$4,821,906
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$10,000,000
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$1,078,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$6,781,764
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$37,971
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$5,217,251
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$4,377,536
Contract administrator fees	2010-12-31	$142,465
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$62,606,419
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$48,376,996
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$129,571,781
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$127,704,712
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ERNST & YOUNG
Accountancy firm EIN	2010-12-31	346565596
2009 : COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN

2016: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: COTTAGE HEALTH SYSTEM CASH BALANCE RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SANTA BARBARA COTTAGE HOSPITAL
Employer identification number (EIN):	951644629
NAIC Classification:	622000
NAIC Description:	Hospitals

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C0017398