?>
Logo

OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 401k Plan overview

Plan NameOCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN
Plan identification number 002

OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

OCCIDENTAL COLLEGE has sponsored the creation of one or more 401k plans.

Company Name:OCCIDENTAL COLLEGE
Employer identification number (EIN):951667177
NAIC Classification:611000

Additional information about OCCIDENTAL COLLEGE

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0016192

More information about OCCIDENTAL COLLEGE

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01DANITA MAXWELL
0022016-01-01DANITA MAXWELL DANITA MAXWELL2017-10-13
0022015-01-01DANITA MAXWELL DANITA MAXWELL2016-10-12
0022014-01-01DANITA MAXWELL DANITA MAXWELL2015-10-14
0022013-01-01RICHARD S. LEDWIN RICHARD S. LEDWIN2014-10-14
0022012-01-01RICHARD S. LEDWIN
0022011-01-01RICHARD S. LEDWIN
0022010-01-01RICHARD S. LEDWIN
0022009-01-01RICHARD S. LEDWIN

Plan Statistics for OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN

401k plan membership statisitcs for OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN

Measure Date Value
2022: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,796
Total number of active participants reported on line 7a of the Form 55002022-01-01722
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-011,135
Total of all active and inactive participants2022-01-011,857
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0125
Total participants2022-01-011,882
Number of participants with account balances2022-01-011,850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,777
Total number of active participants reported on line 7a of the Form 55002021-01-01710
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-011,081
Total of all active and inactive participants2021-01-011,791
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0118
Total participants2021-01-011,809
Number of participants with account balances2021-01-011,779
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,737
Total number of active participants reported on line 7a of the Form 55002020-01-01742
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011,037
Total of all active and inactive participants2020-01-011,779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0110
Total participants2020-01-011,789
Number of participants with account balances2020-01-011,773
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,722
Total number of active participants reported on line 7a of the Form 55002019-01-01720
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011,008
Total of all active and inactive participants2019-01-011,728
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0111
Total participants2019-01-011,739
Number of participants with account balances2019-01-011,727
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,639
Total number of active participants reported on line 7a of the Form 55002018-01-01740
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01976
Total of all active and inactive participants2018-01-011,716
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0110
Total participants2018-01-011,726
Number of participants with account balances2018-01-011,716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,613
Total number of active participants reported on line 7a of the Form 55002017-01-01691
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01941
Total of all active and inactive participants2017-01-011,632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-018
Total participants2017-01-011,640
Number of participants with account balances2017-01-011,629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,574
Total number of active participants reported on line 7a of the Form 55002016-01-01674
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01934
Total of all active and inactive participants2016-01-011,608
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-011,613
Number of participants with account balances2016-01-011,607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,544
Total number of active participants reported on line 7a of the Form 55002015-01-01664
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01905
Total of all active and inactive participants2015-01-011,569
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-016
Total participants2015-01-011,575
Number of participants with account balances2015-01-011,568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,516
Total number of active participants reported on line 7a of the Form 55002014-01-01643
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01897
Total of all active and inactive participants2014-01-011,540
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-015
Total participants2014-01-011,545
Number of participants with account balances2014-01-011,539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,513
Total number of active participants reported on line 7a of the Form 55002013-01-01644
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01873
Total of all active and inactive participants2013-01-011,517
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-011,522
Number of participants with account balances2013-01-011,510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,512
Total number of active participants reported on line 7a of the Form 55002012-01-01641
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01865
Total of all active and inactive participants2012-01-011,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-017
Total participants2012-01-011,513
Number of participants with account balances2012-01-011,505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,578
Total number of active participants reported on line 7a of the Form 55002011-01-01644
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01865
Total of all active and inactive participants2011-01-011,509
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-011,512
Number of participants with account balances2011-01-011,504
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,534
Total number of active participants reported on line 7a of the Form 55002010-01-01792
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01782
Total of all active and inactive participants2010-01-011,574
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-014
Total participants2010-01-011,578
Number of participants with account balances2010-01-011,481
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,571
Total number of active participants reported on line 7a of the Form 55002009-01-01810
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01827
Total of all active and inactive participants2009-01-011,637
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-011,641
Number of participants with account balances2009-01-011,549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN

Measure Date Value
2022 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-26,984,051
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$13,471,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$13,249,766
Expenses. Certain deemed distributions of participant loans2022-12-31$71,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$10,580,043
Value of total assets at end of year2022-12-31$255,583,056
Value of total assets at beginning of year2022-12-31$296,038,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$150,124
Total interest from all sources2022-12-31$2,784,051
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,659,302
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,659,302
Administrative expenses professional fees incurred2022-12-31$18,900
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,671,483
Participant contributions at end of year2022-12-31$807,627
Participant contributions at beginning of year2022-12-31$886,995
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,667,781
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,787,017
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,174,371
Other income not declared elsewhere2022-12-31$-8,486
Administrative expenses (other) incurred2022-12-31$96,224
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-40,455,850
Value of net assets at end of year (total assets less liabilities)2022-12-31$255,583,056
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$296,038,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$181,993,944
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$222,274,765
Value of interest in pooled separate accounts at end of year2022-12-31$1,702,366
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,640,071
Interest on participant loans2022-12-31$44,225
Interest earned on other investments2022-12-31$2,739,826
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$69,411,338
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$69,450,058
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$2,338,411
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-43,134,464
Net investment gain/loss from pooled separate accounts2022-12-31$135,503
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,734,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$10,911,355
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$42,147,411
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$12,121,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,941,142
Expenses. Certain deemed distributions of participant loans2021-12-31$29,126
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$7,644,357
Value of total assets at end of year2021-12-31$296,038,906
Value of total assets at beginning of year2021-12-31$266,012,935
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$151,172
Total interest from all sources2021-12-31$2,866,934
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,528,688
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,528,688
Administrative expenses professional fees incurred2021-12-31$16,275
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,622,639
Participant contributions at end of year2021-12-31$886,995
Participant contributions at beginning of year2021-12-31$707,991
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,787,017
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,473,646
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$297,245
Other income not declared elsewhere2021-12-31$491,556
Administrative expenses (other) incurred2021-12-31$99,072
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$30,025,971
Value of net assets at end of year (total assets less liabilities)2021-12-31$296,038,906
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$266,012,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$35,825
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$222,274,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$194,891,364
Value of interest in pooled separate accounts at end of year2021-12-31$1,640,071
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,571,535
Interest on participant loans2021-12-31$297,877
Interest earned on other investments2021-12-31$2,569,057
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$69,450,058
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$67,368,399
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$340,658
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$27,357,238
Net investment gain/loss from pooled separate accounts2021-12-31$258,638
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,724,473
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,600,484
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$41,043,481
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$10,132,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$10,011,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,146,706
Value of total assets at end of year2020-12-31$266,012,935
Value of total assets at beginning of year2020-12-31$235,101,809
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$121,290
Total interest from all sources2020-12-31$2,879,237
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,694,009
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,694,009
Administrative expenses professional fees incurred2020-12-31$15,750
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,678,860
Participant contributions at end of year2020-12-31$707,991
Participant contributions at beginning of year2020-12-31$644,040
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,473,646
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$574,288
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$454,589
Other income not declared elsewhere2020-12-31$149,220
Administrative expenses (other) incurred2020-12-31$68,690
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$30,911,126
Value of net assets at end of year (total assets less liabilities)2020-12-31$266,012,935
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$235,101,809
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$36,850
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$194,891,364
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$166,245,274
Value of interest in pooled separate accounts at end of year2020-12-31$1,571,535
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,590,385
Interest on participant loans2020-12-31$282,873
Interest earned on other investments2020-12-31$2,596,364
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$67,368,399
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$66,047,822
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$1,538,332
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$28,188,773
Net investment gain/loss from pooled separate accounts2020-12-31$-14,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,013,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$8,472,733
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$44,321,910
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$17,519,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$17,453,044
Expenses. Certain deemed distributions of participant loans2019-12-31$11,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,519,941
Value of total assets at end of year2019-12-31$235,101,809
Value of total assets at beginning of year2019-12-31$208,299,852
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$55,700
Total interest from all sources2019-12-31$2,852,794
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,933,875
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,933,875
Administrative expenses professional fees incurred2019-12-31$15,500
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,533,955
Participant contributions at end of year2019-12-31$644,040
Participant contributions at beginning of year2019-12-31$403,353
Assets. Other investments not covered elsewhere at end of year2019-12-31$574,288
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$377,170
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$267,372
Other income not declared elsewhere2019-12-31$115,909
Administrative expenses (other) incurred2019-12-31$3,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$26,801,957
Value of net assets at end of year (total assets less liabilities)2019-12-31$235,101,809
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$208,299,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$36,850
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$166,245,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$138,201,916
Value of interest in pooled separate accounts at end of year2019-12-31$1,590,385
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,624,390
Interest on participant loans2019-12-31$244,679
Interest earned on other investments2019-12-31$2,608,115
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$66,047,822
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$67,693,023
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$3,370,521
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$29,813,870
Net investment gain/loss from pooled separate accounts2019-12-31$85,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,718,614
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$14,082,523
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
2018 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-92,488
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$10,599,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$10,545,103
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$8,295,657
Value of total assets at end of year2018-12-31$208,299,852
Value of total assets at beginning of year2018-12-31$218,992,239
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$54,796
Total interest from all sources2018-12-31$2,695,037
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,940,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,940,842
Administrative expenses professional fees incurred2018-12-31$51,660
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,386,441
Participant contributions at end of year2018-12-31$403,353
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$377,170
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$321,284
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$329,436
Other income not declared elsewhere2018-12-31$25,776
Administrative expenses (other) incurred2018-12-31$3,136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-10,692,387
Value of net assets at end of year (total assets less liabilities)2018-12-31$208,299,852
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$218,992,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$138,201,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$150,952,242
Value of interest in pooled separate accounts at end of year2018-12-31$1,624,390
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,880,119
Interest earned on other investments2018-12-31$2,695,037
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$67,693,023
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$65,838,594
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$781,594
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-14,130,600
Net investment gain/loss from pooled separate accounts2018-12-31$80,800
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,579,780
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$9,763,509
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$35,425,900
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$12,956,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$12,903,212
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$8,142,956
Value of total assets at end of year2017-12-31$218,992,239
Value of total assets at beginning of year2017-12-31$196,522,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$52,840
Total interest from all sources2017-12-31$2,577,118
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,159,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,159,873
Administrative expenses professional fees incurred2017-12-31$16,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,258,973
Assets. Other investments not covered elsewhere at end of year2017-12-31$321,284
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$149,163
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$540,707
Other income not declared elsewhere2017-12-31$93,512
Administrative expenses (other) incurred2017-12-31$190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$22,469,848
Value of net assets at end of year (total assets less liabilities)2017-12-31$218,992,239
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$196,522,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$36,650
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$150,952,242
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$128,802,690
Value of interest in pooled separate accounts at end of year2017-12-31$1,880,119
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,234,964
Interest earned on other investments2017-12-31$2,577,118
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$65,838,594
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$65,335,574
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$697,854
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$22,361,666
Net investment gain/loss from pooled separate accounts2017-12-31$90,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$4,343,276
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$12,205,358
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$21,309,102
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$8,936,876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$8,893,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$9,162,289
Value of total assets at end of year2016-12-31$196,522,391
Value of total assets at beginning of year2016-12-31$184,150,165
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$43,548
Total interest from all sources2016-12-31$2,786,737
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,456,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,456,693
Administrative expenses professional fees incurred2016-12-31$19,900
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,312,740
Assets. Other investments not covered elsewhere at end of year2016-12-31$149,163
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$14,712
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,491,028
Other income not declared elsewhere2016-12-31$75,144
Administrative expenses (other) incurred2016-12-31$6,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$12,372,226
Value of net assets at end of year (total assets less liabilities)2016-12-31$196,522,391
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$184,150,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$17,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$128,802,690
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$119,055,342
Value of interest in pooled separate accounts at end of year2016-12-31$2,234,964
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,518,128
Interest earned on other investments2016-12-31$2,786,737
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$65,335,574
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$62,561,983
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$1,790,784
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$7,704,909
Net investment gain/loss from pooled separate accounts2016-12-31$123,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,358,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$7,102,544
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$150,558
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$11,911,644
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$7,958,625
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,932,543
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$9,532,876
Value of total assets at end of year2015-12-31$184,150,165
Value of total assets at beginning of year2015-12-31$180,046,588
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$26,082
Total interest from all sources2015-12-31$2,512,180
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,704,336
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,704,336
Administrative expenses professional fees incurred2015-12-31$16,232
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,170,665
Assets. Other investments not covered elsewhere at end of year2015-12-31$14,712
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$14,685
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,134,454
Other income not declared elsewhere2015-12-31$37,388
Administrative expenses (other) incurred2015-12-31$1,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,953,019
Value of net assets at end of year (total assets less liabilities)2015-12-31$184,150,165
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$180,046,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$8,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$119,055,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$116,269,467
Value of interest in pooled separate accounts at end of year2015-12-31$2,518,128
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,433,292
Interest earned on other investments2015-12-31$2,512,180
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$62,561,983
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$61,329,144
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$1,487,263
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,067,769
Net investment gain/loss from pooled separate accounts2015-12-31$192,633
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,227,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,445,280
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON LLP
Accountancy firm EIN2015-12-31366055558
2014 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$46,998
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$18,020,737
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$11,555,926
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$11,518,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,786,844
Value of total assets at end of year2014-12-31$180,046,588
Value of total assets at beginning of year2014-12-31$173,534,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$37,500
Total interest from all sources2014-12-31$2,543,058
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,259,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,259,686
Administrative expenses professional fees incurred2014-12-31$21,500
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,109,422
Assets. Other investments not covered elsewhere at end of year2014-12-31$14,685
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$10,839
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$571,345
Other income not declared elsewhere2014-12-31$40,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,464,811
Value of net assets at end of year (total assets less liabilities)2014-12-31$180,046,588
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$173,534,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$16,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$116,269,467
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$111,467,911
Value of interest in pooled separate accounts at end of year2014-12-31$2,433,292
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,693,882
Interest earned on other investments2014-12-31$2,543,058
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$61,329,144
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$59,362,147
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$786,283
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$6,092,444
Net investment gain/loss from pooled separate accounts2014-12-31$298,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$4,106,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$10,732,143
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON LLP
Accountancy firm EIN2014-12-31366055558
2013 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$30,515,056
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,308,115
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,271,608
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,990,032
Value of total assets at end of year2013-12-31$173,534,779
Value of total assets at beginning of year2013-12-31$150,327,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$36,507
Total interest from all sources2013-12-31$2,356,350
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$783,072
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$783,072
Administrative expenses professional fees incurred2013-12-31$28,441
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,927,200
Assets. Other investments not covered elsewhere at end of year2013-12-31$10,839
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$9,653
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,115,249
Other income not declared elsewhere2013-12-31$45,129
Administrative expenses (other) incurred2013-12-31$66
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$23,206,941
Value of net assets at end of year (total assets less liabilities)2013-12-31$173,534,779
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$150,327,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$8,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$111,467,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$91,669,086
Value of interest in pooled separate accounts at end of year2013-12-31$2,693,882
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,215,827
Interest earned on other investments2013-12-31$2,356,350
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$59,362,147
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$56,433,272
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$330,099
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$19,103,977
Net investment gain/loss from pooled separate accounts2013-12-31$236,496
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,947,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$6,941,509
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$244,247
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$21,141,737
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$8,814,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$8,814,367
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$7,280,999
Value of total assets at end of year2012-12-31$150,327,838
Value of total assets at beginning of year2012-12-31$137,756,221
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$2,217,135
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$325,675
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$325,675
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,427,373
Assets. Other investments not covered elsewhere at end of year2012-12-31$9,653
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$12,327,370
Value of net assets at end of year (total assets less liabilities)2012-12-31$150,327,838
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$137,756,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$91,669,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$81,021,059
Value of interest in pooled separate accounts at end of year2012-12-31$2,215,827
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,604,965
Interest earned on other investments2012-12-31$2,217,135
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$56,433,272
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$55,130,197
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$597,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$11,142,741
Net investment gain/loss from pooled separate accounts2012-12-31$175,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,853,626
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$8,216,551
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GRANT THORNTON
Accountancy firm EIN2012-12-31366055558
2011 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$8,142,619
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$5,097,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,097,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,363,462
Value of total assets at end of year2011-12-31$137,756,221
Value of total assets at beginning of year2011-12-31$134,711,444
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$2,159,352
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$117,117
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$117,117
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,221,435
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$425,933
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,044,777
Value of net assets at end of year (total assets less liabilities)2011-12-31$137,756,221
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$134,711,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$81,021,059
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$80,415,186
Value of interest in pooled separate accounts at end of year2011-12-31$1,604,965
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,120,957
Interest earned on other investments2011-12-31$2,159,352
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$55,130,197
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$53,175,301
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$707,905
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,666,700
Net investment gain/loss from pooled separate accounts2011-12-31$169,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,716,094
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,389,937
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GRANT THORNTON
Accountancy firm EIN2011-12-31366055558
2010 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$17,731,232
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$4,399,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,399,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,429,709
Value of total assets at end of year2010-12-31$134,711,444
Value of total assets at beginning of year2010-12-31$121,379,986
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$1,984,239
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$26,231
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$26,231
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,852,642
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$7,493
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$13,331,458
Value of net assets at end of year (total assets less liabilities)2010-12-31$134,711,444
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$121,379,986
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$80,415,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$69,295,756
Value of interest in pooled separate accounts at end of year2010-12-31$1,120,957
Value of interest in pooled separate accounts at beginning of year2010-12-31$603,508
Interest earned on other investments2010-12-31$1,984,239
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$53,175,301
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$51,480,722
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$903,336
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$9,173,744
Net investment gain/loss from pooled separate accounts2010-12-31$117,309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,569,574
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,496,438
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GRANT THORNTON
Accountancy firm EIN2010-12-31366055558
2009 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN

2022: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407324
Policy instance 1
Insurance contract or identification number407324
Number of Individuals Covered1136
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407324
Policy instance 1
Insurance contract or identification number407324
Number of Individuals Covered1143
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407324
Policy instance 1
Insurance contract or identification number407324
Number of Individuals Covered1166
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407324
Policy instance 1
Insurance contract or identification number407324
Number of Individuals Covered1192
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407324
Policy instance 1
Insurance contract or identification number407324
Number of Individuals Covered1223
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number407324
Policy instance 1
Insurance contract or identification number407324
Number of Individuals Covered1248
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150012
Policy instance 1
Insurance contract or identification number150012
Number of Individuals Covered1292
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150012
Policy instance 1
Insurance contract or identification number150012
Number of Individuals Covered1314
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150012
Policy instance 1
Insurance contract or identification number150012
Number of Individuals Covered1336
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150012
Policy instance 1
Insurance contract or identification number150012
Number of Individuals Covered1505
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150012
Policy instance 1
Insurance contract or identification number150012
Number of Individuals Covered1504
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150012
Policy instance 1
Insurance contract or identification number150012
Number of Individuals Covered1481
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3