OCCIDENTAL COLLEGE has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN
Measure | Date | Value |
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2022 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-26,984,051 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $13,471,799 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $13,249,766 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $71,909 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $10,580,043 |
Value of total assets at end of year | 2022-12-31 | $255,583,056 |
Value of total assets at beginning of year | 2022-12-31 | $296,038,906 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $150,124 |
Total interest from all sources | 2022-12-31 | $2,784,051 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,659,302 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,659,302 |
Administrative expenses professional fees incurred | 2022-12-31 | $18,900 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $3,671,483 |
Participant contributions at end of year | 2022-12-31 | $807,627 |
Participant contributions at beginning of year | 2022-12-31 | $886,995 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $1,667,781 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $1,787,017 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $2,174,371 |
Other income not declared elsewhere | 2022-12-31 | $-8,486 |
Administrative expenses (other) incurred | 2022-12-31 | $96,224 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-40,455,850 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $255,583,056 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $296,038,906 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $35,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $181,993,944 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $222,274,765 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $1,702,366 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $1,640,071 |
Interest on participant loans | 2022-12-31 | $44,225 |
Interest earned on other investments | 2022-12-31 | $2,739,826 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $69,411,338 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $69,450,058 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $2,338,411 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-43,134,464 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $135,503 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $4,734,189 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $10,911,355 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Disclaimer |
Accountancy firm name | 2022-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2022-12-31 | 910189318 |
2021 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $42,147,411 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $12,121,440 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $11,941,142 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $29,126 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $7,644,357 |
Value of total assets at end of year | 2021-12-31 | $296,038,906 |
Value of total assets at beginning of year | 2021-12-31 | $266,012,935 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $151,172 |
Total interest from all sources | 2021-12-31 | $2,866,934 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $3,528,688 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $3,528,688 |
Administrative expenses professional fees incurred | 2021-12-31 | $16,275 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $3,622,639 |
Participant contributions at end of year | 2021-12-31 | $886,995 |
Participant contributions at beginning of year | 2021-12-31 | $707,991 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $1,787,017 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $1,473,646 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $297,245 |
Other income not declared elsewhere | 2021-12-31 | $491,556 |
Administrative expenses (other) incurred | 2021-12-31 | $99,072 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $30,025,971 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $296,038,906 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $266,012,935 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $35,825 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $222,274,765 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $194,891,364 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $1,640,071 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $1,571,535 |
Interest on participant loans | 2021-12-31 | $297,877 |
Interest earned on other investments | 2021-12-31 | $2,569,057 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $69,450,058 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $67,368,399 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $340,658 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $27,357,238 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $258,638 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $3,724,473 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $11,600,484 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2021-12-31 | 910189318 |
2020 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $41,043,481 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $10,132,355 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $10,011,065 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $8,146,706 |
Value of total assets at end of year | 2020-12-31 | $266,012,935 |
Value of total assets at beginning of year | 2020-12-31 | $235,101,809 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $121,290 |
Total interest from all sources | 2020-12-31 | $2,879,237 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,694,009 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,694,009 |
Administrative expenses professional fees incurred | 2020-12-31 | $15,750 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $3,678,860 |
Participant contributions at end of year | 2020-12-31 | $707,991 |
Participant contributions at beginning of year | 2020-12-31 | $644,040 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $1,473,646 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $574,288 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $454,589 |
Other income not declared elsewhere | 2020-12-31 | $149,220 |
Administrative expenses (other) incurred | 2020-12-31 | $68,690 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $30,911,126 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $266,012,935 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $235,101,809 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $36,850 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $194,891,364 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $166,245,274 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $1,571,535 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $1,590,385 |
Interest on participant loans | 2020-12-31 | $282,873 |
Interest earned on other investments | 2020-12-31 | $2,596,364 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $67,368,399 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $66,047,822 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $1,538,332 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $28,188,773 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-14,464 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $4,013,257 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $8,472,733 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2020-12-31 | 910189318 |
2019 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $44,321,910 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $17,519,953 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $17,453,044 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $11,209 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $8,519,941 |
Value of total assets at end of year | 2019-12-31 | $235,101,809 |
Value of total assets at beginning of year | 2019-12-31 | $208,299,852 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $55,700 |
Total interest from all sources | 2019-12-31 | $2,852,794 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $2,933,875 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $2,933,875 |
Administrative expenses professional fees incurred | 2019-12-31 | $15,500 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $3,533,955 |
Participant contributions at end of year | 2019-12-31 | $644,040 |
Participant contributions at beginning of year | 2019-12-31 | $403,353 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $574,288 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $377,170 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $267,372 |
Other income not declared elsewhere | 2019-12-31 | $115,909 |
Administrative expenses (other) incurred | 2019-12-31 | $3,350 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $26,801,957 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $235,101,809 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $208,299,852 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $36,850 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $166,245,274 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $138,201,916 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $1,590,385 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $1,624,390 |
Interest on participant loans | 2019-12-31 | $244,679 |
Interest earned on other investments | 2019-12-31 | $2,608,115 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $66,047,822 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $67,693,023 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $3,370,521 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $29,813,870 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $85,521 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $4,718,614 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $14,082,523 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2019-12-31 | 910189318 |
2018 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $-92,488 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $10,599,899 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $10,545,103 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $8,295,657 |
Value of total assets at end of year | 2018-12-31 | $208,299,852 |
Value of total assets at beginning of year | 2018-12-31 | $218,992,239 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $54,796 |
Total interest from all sources | 2018-12-31 | $2,695,037 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $2,940,842 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $2,940,842 |
Administrative expenses professional fees incurred | 2018-12-31 | $51,660 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $3,386,441 |
Participant contributions at end of year | 2018-12-31 | $403,353 |
Participant contributions at beginning of year | 2018-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $377,170 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $321,284 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $329,436 |
Other income not declared elsewhere | 2018-12-31 | $25,776 |
Administrative expenses (other) incurred | 2018-12-31 | $3,136 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-10,692,387 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $208,299,852 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $218,992,239 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $138,201,916 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $150,952,242 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $1,624,390 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $1,880,119 |
Interest earned on other investments | 2018-12-31 | $2,695,037 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $67,693,023 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $65,838,594 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $781,594 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-14,130,600 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $80,800 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $4,579,780 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $9,763,509 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2018-12-31 | 910189318 |
2017 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $35,425,900 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $12,956,052 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $12,903,212 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $8,142,956 |
Value of total assets at end of year | 2017-12-31 | $218,992,239 |
Value of total assets at beginning of year | 2017-12-31 | $196,522,391 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $52,840 |
Total interest from all sources | 2017-12-31 | $2,577,118 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $2,159,873 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $2,159,873 |
Administrative expenses professional fees incurred | 2017-12-31 | $16,000 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $3,258,973 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $321,284 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $149,163 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $540,707 |
Other income not declared elsewhere | 2017-12-31 | $93,512 |
Administrative expenses (other) incurred | 2017-12-31 | $190 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $22,469,848 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $218,992,239 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $196,522,391 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $36,650 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $150,952,242 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $128,802,690 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $1,880,119 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $2,234,964 |
Interest earned on other investments | 2017-12-31 | $2,577,118 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $65,838,594 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $65,335,574 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $697,854 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $22,361,666 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $90,775 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $4,343,276 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $12,205,358 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2017-12-31 | 910189318 |
2016 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $21,309,102 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $8,936,876 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $8,893,328 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $9,162,289 |
Value of total assets at end of year | 2016-12-31 | $196,522,391 |
Value of total assets at beginning of year | 2016-12-31 | $184,150,165 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $43,548 |
Total interest from all sources | 2016-12-31 | $2,786,737 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,456,693 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,456,693 |
Administrative expenses professional fees incurred | 2016-12-31 | $19,900 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $3,312,740 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $149,163 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $14,712 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,491,028 |
Other income not declared elsewhere | 2016-12-31 | $75,144 |
Administrative expenses (other) incurred | 2016-12-31 | $6,148 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $12,372,226 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $196,522,391 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $184,150,165 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $17,500 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $128,802,690 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $119,055,342 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $2,234,964 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $2,518,128 |
Interest earned on other investments | 2016-12-31 | $2,786,737 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $65,335,574 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $62,561,983 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $1,790,784 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $7,704,909 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $123,330 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $4,358,521 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $7,102,544 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2016-12-31 | 910189318 |
2015 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $150,558 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $11,911,644 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $7,958,625 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $7,932,543 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $9,532,876 |
Value of total assets at end of year | 2015-12-31 | $184,150,165 |
Value of total assets at beginning of year | 2015-12-31 | $180,046,588 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $26,082 |
Total interest from all sources | 2015-12-31 | $2,512,180 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,704,336 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,704,336 |
Administrative expenses professional fees incurred | 2015-12-31 | $16,232 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $3,170,665 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $14,712 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $14,685 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $2,134,454 |
Other income not declared elsewhere | 2015-12-31 | $37,388 |
Administrative expenses (other) incurred | 2015-12-31 | $1,850 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $3,953,019 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $184,150,165 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $180,046,588 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $8,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $119,055,342 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $116,269,467 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $2,518,128 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $2,433,292 |
Interest earned on other investments | 2015-12-31 | $2,512,180 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $62,561,983 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $61,329,144 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $1,487,263 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-2,067,769 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $192,633 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $4,227,757 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $6,445,280 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2015-12-31 | 366055558 |
2014 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets to this plan | 2014-12-31 | $46,998 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $18,020,737 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $11,555,926 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $11,518,426 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $7,786,844 |
Value of total assets at end of year | 2014-12-31 | $180,046,588 |
Value of total assets at beginning of year | 2014-12-31 | $173,534,779 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $37,500 |
Total interest from all sources | 2014-12-31 | $2,543,058 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,259,686 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,259,686 |
Administrative expenses professional fees incurred | 2014-12-31 | $21,500 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $3,109,422 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $14,685 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $10,839 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $571,345 |
Other income not declared elsewhere | 2014-12-31 | $40,616 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $6,464,811 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $180,046,588 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $173,534,779 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $16,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $116,269,467 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $111,467,911 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $2,433,292 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $2,693,882 |
Interest earned on other investments | 2014-12-31 | $2,543,058 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $61,329,144 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $59,362,147 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $786,283 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $6,092,444 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $298,089 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $4,106,077 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $10,732,143 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2014-12-31 | 366055558 |
2013 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $30,515,056 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $7,308,115 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $7,271,608 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $7,990,032 |
Value of total assets at end of year | 2013-12-31 | $173,534,779 |
Value of total assets at beginning of year | 2013-12-31 | $150,327,838 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $36,507 |
Total interest from all sources | 2013-12-31 | $2,356,350 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $783,072 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $783,072 |
Administrative expenses professional fees incurred | 2013-12-31 | $28,441 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $2,927,200 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $10,839 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $9,653 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,115,249 |
Other income not declared elsewhere | 2013-12-31 | $45,129 |
Administrative expenses (other) incurred | 2013-12-31 | $66 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $23,206,941 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $173,534,779 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $150,327,838 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $8,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $111,467,911 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $91,669,086 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $2,693,882 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $2,215,827 |
Interest earned on other investments | 2013-12-31 | $2,356,350 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $59,362,147 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $56,433,272 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $330,099 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $19,103,977 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $236,496 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $3,947,583 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $6,941,509 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | GRANT THORNTON LLP |
Accountancy firm EIN | 2013-12-31 | 366055558 |
2012 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total transfer of assets to this plan | 2012-12-31 | $244,247 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $21,141,737 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $8,814,367 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $8,814,367 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $7,280,999 |
Value of total assets at end of year | 2012-12-31 | $150,327,838 |
Value of total assets at beginning of year | 2012-12-31 | $137,756,221 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
Total interest from all sources | 2012-12-31 | $2,217,135 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $325,675 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $325,675 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $3,427,373 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $9,653 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $12,327,370 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $150,327,838 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $137,756,221 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $91,669,086 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $81,021,059 |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $2,215,827 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $1,604,965 |
Interest earned on other investments | 2012-12-31 | $2,217,135 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $56,433,272 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $55,130,197 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $597,816 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $11,142,741 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $175,187 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $3,853,626 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $8,216,551 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | GRANT THORNTON |
Accountancy firm EIN | 2012-12-31 | 366055558 |
2011 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $8,142,619 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $5,097,842 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $5,097,842 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $7,363,462 |
Value of total assets at end of year | 2011-12-31 | $137,756,221 |
Value of total assets at beginning of year | 2011-12-31 | $134,711,444 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $2,159,352 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $117,117 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $117,117 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $3,221,435 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $425,933 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $3,044,777 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $137,756,221 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $134,711,444 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $81,021,059 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $80,415,186 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $1,604,965 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $1,120,957 |
Interest earned on other investments | 2011-12-31 | $2,159,352 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $55,130,197 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $53,175,301 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $707,905 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,666,700 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $169,388 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $3,716,094 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $4,389,937 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | GRANT THORNTON |
Accountancy firm EIN | 2011-12-31 | 366055558 |
2010 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $17,731,232 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $4,399,774 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $4,399,774 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $6,429,709 |
Value of total assets at end of year | 2010-12-31 | $134,711,444 |
Value of total assets at beginning of year | 2010-12-31 | $121,379,986 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $1,984,239 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $26,231 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $26,231 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,852,642 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $7,493 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $13,331,458 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $134,711,444 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $121,379,986 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $80,415,186 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $69,295,756 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $1,120,957 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $603,508 |
Interest earned on other investments | 2010-12-31 | $1,984,239 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $53,175,301 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $51,480,722 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $903,336 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $9,173,744 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $117,309 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $3,569,574 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $3,496,438 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | GRANT THORNTON |
Accountancy firm EIN | 2010-12-31 | 366055558 |
2009 : OCCIDENTAL COLLEGE 403(B) RETIREMENT PLAN 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |