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FOOTHILL FAMILY SERVICE 403(B) PLAN 401k Plan overview

Plan NameFOOTHILL FAMILY SERVICE 403(B) PLAN
Plan identification number 003

FOOTHILL FAMILY SERVICE 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FOOTHILL FAMILY SERVICE has sponsored the creation of one or more 401k plans.

Company Name:FOOTHILL FAMILY SERVICE
Employer identification number (EIN):951690990
NAIC Classification:621330
NAIC Description:Offices of Mental Health Practitioners (except Physicians)

Additional information about FOOTHILL FAMILY SERVICE

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0189469

More information about FOOTHILL FAMILY SERVICE

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FOOTHILL FAMILY SERVICE 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01JAMES SIEGRIST
0032016-01-01JAMES SIEGRIST
0032015-01-01JAMES SIEGRIST
0032014-01-01JAMES SIEGRIST
0032013-01-01JAMES SIEGRIST
0032012-01-01JAMES SIEGRIST JAMES SIEGRIST2013-10-14
0032011-01-01JAMES SIEGRIST
0032009-01-01JAN LLEWELLYN

Plan Statistics for FOOTHILL FAMILY SERVICE 403(B) PLAN

401k plan membership statisitcs for FOOTHILL FAMILY SERVICE 403(B) PLAN

Measure Date Value
2022: FOOTHILL FAMILY SERVICE 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01406
Total number of active participants reported on line 7a of the Form 55002022-01-01279
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01122
Total of all active and inactive participants2022-01-01401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01401
Number of participants with account balances2022-01-01391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0136
2021: FOOTHILL FAMILY SERVICE 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01400
Total number of active participants reported on line 7a of the Form 55002021-01-01278
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01128
Total of all active and inactive participants2021-01-01406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01406
Number of participants with account balances2021-01-01395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0147
2020: FOOTHILL FAMILY SERVICE 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01436
Total number of active participants reported on line 7a of the Form 55002020-01-01291
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01109
Total of all active and inactive participants2020-01-01400
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01400
Number of participants with account balances2020-01-01391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0128
2019: FOOTHILL FAMILY SERVICE 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01388
Total number of active participants reported on line 7a of the Form 55002019-01-01327
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01110
Total of all active and inactive participants2019-01-01437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01437
Number of participants with account balances2019-01-01398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0137
2018: FOOTHILL FAMILY SERVICE 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01382
Total number of active participants reported on line 7a of the Form 55002018-01-01298
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0190
Total of all active and inactive participants2018-01-01388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01388
Number of participants with account balances2018-01-01332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0123
2017: FOOTHILL FAMILY SERVICE 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01339
Total number of active participants reported on line 7a of the Form 55002017-01-01301
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0183
Total of all active and inactive participants2017-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01384
Number of participants with account balances2017-01-01323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0129
2016: FOOTHILL FAMILY SERVICE 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01350
Total number of active participants reported on line 7a of the Form 55002016-01-01262
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0177
Total of all active and inactive participants2016-01-01339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01339
Number of participants with account balances2016-01-01313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: FOOTHILL FAMILY SERVICE 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01375
Total number of active participants reported on line 7a of the Form 55002015-01-01271
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0160
Total of all active and inactive participants2015-01-01331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01331
Number of participants with account balances2015-01-01304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: FOOTHILL FAMILY SERVICE 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01335
Total number of active participants reported on line 7a of the Form 55002014-01-01244
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0177
Total of all active and inactive participants2014-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01321
Number of participants with account balances2014-01-01320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: FOOTHILL FAMILY SERVICE 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01164
Total number of active participants reported on line 7a of the Form 55002013-01-01224
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01111
Total of all active and inactive participants2013-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01335
Number of participants with account balances2013-01-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: FOOTHILL FAMILY SERVICE 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01139
Total number of active participants reported on line 7a of the Form 55002012-01-01118
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0146
Total of all active and inactive participants2012-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01164
Number of participants with account balances2012-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: FOOTHILL FAMILY SERVICE 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01133
Total number of active participants reported on line 7a of the Form 55002011-01-0195
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0144
Total of all active and inactive participants2011-01-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01139
Number of participants with account balances2011-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: FOOTHILL FAMILY SERVICE 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01262
Total number of active participants reported on line 7a of the Form 55002009-01-01239
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0139
Total of all active and inactive participants2009-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01278
Number of participants with account balances2009-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on FOOTHILL FAMILY SERVICE 403(B) PLAN

Measure Date Value
2022 : FOOTHILL FAMILY SERVICE 403(B) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,753,730
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,340,230
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,288,183
Value of total corrective distributions2022-12-31$1,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,642,548
Value of total assets at end of year2022-12-31$16,342,800
Value of total assets at beginning of year2022-12-31$19,436,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$50,789
Total interest from all sources2022-12-31$17,704
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$402,706
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$402,706
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$953,250
Participant contributions at end of year2022-12-31$298,728
Participant contributions at beginning of year2022-12-31$279,662
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$96,785
Other income not declared elsewhere2022-12-31$4,609
Administrative expenses (other) incurred2022-12-31$50,789
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,093,960
Value of net assets at end of year (total assets less liabilities)2022-12-31$16,342,800
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$19,436,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$14,748,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$17,216,099
Value of interest in pooled separate accounts at end of year2022-12-31$1,048,170
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,365,097
Interest on participant loans2022-12-31$14,000
Interest earned on other investments2022-12-31$3,704
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$247,835
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$575,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,551,051
Net investment gain/loss from pooled separate accounts2022-12-31$-270,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$592,513
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,288,183
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HARRINGTON GROUP, CPAS, LLP
Accountancy firm EIN2022-12-31954557617
2021 : FOOTHILL FAMILY SERVICE 403(B) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,042,139
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$661,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$630,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,571,985
Value of total assets at end of year2021-12-31$19,436,760
Value of total assets at beginning of year2021-12-31$16,055,868
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$30,427
Total interest from all sources2021-12-31$23,939
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$557,538
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$557,538
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$914,812
Participant contributions at end of year2021-12-31$279,662
Participant contributions at beginning of year2021-12-31$275,829
Other income not declared elsewhere2021-12-31$4,629
Administrative expenses (other) incurred2021-12-31$30,427
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,380,892
Value of net assets at end of year (total assets less liabilities)2021-12-31$19,436,760
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,055,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$17,216,099
Value of interest in pooled separate accounts at end of year2021-12-31$1,365,097
Value of interest in pooled separate accounts at beginning of year2021-12-31$14,903,668
Interest on participant loans2021-12-31$13,809
Interest earned on other investments2021-12-31$10,130
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$575,902
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$876,371
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,670,505
Net investment gain/loss from pooled separate accounts2021-12-31$213,543
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$657,173
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$630,820
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HARRINGTON GROUP, CPAS, LLP
Accountancy firm EIN2021-12-31954557617
2020 : FOOTHILL FAMILY SERVICE 403(B) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,029
Total income from all sources (including contributions)2020-12-31$3,427,491
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$643,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$607,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,400,131
Value of total assets at end of year2020-12-31$16,055,868
Value of total assets at beginning of year2020-12-31$13,274,023
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$36,148
Total interest from all sources2020-12-31$17,203
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$820,335
Participant contributions at end of year2020-12-31$275,829
Participant contributions at beginning of year2020-12-31$187,850
Participant contributions at beginning of year2020-12-31$92
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$29,472
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$2,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,783,874
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,055,868
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$13,271,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$14,903,668
Value of interest in pooled separate accounts at beginning of year2020-12-31$12,934,426
Interest on participant loans2020-12-31$9,283
Interest earned on other investments2020-12-31$7,920
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$876,371
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$151,608
Net investment gain/loss from pooled separate accounts2020-12-31$2,010,157
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$550,324
Employer contributions (assets) at beginning of year2020-12-31$47
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$607,469
Contract administrator fees2020-12-31$36,148
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HARRINGTON GROUP, CPAS, LLP
Accountancy firm EIN2020-12-31954557617
2019 : FOOTHILL FAMILY SERVICE 403(B) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,029
Total income from all sources (including contributions)2019-12-31$3,842,355
Total of all expenses incurred2019-12-31$496,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$488,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,559,518
Value of total assets at end of year2019-12-31$13,274,023
Value of total assets at beginning of year2019-12-31$9,926,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$7,876
Total interest from all sources2019-12-31$12,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$706,514
Participant contributions at end of year2019-12-31$187,850
Participant contributions at beginning of year2019-12-31$166,254
Participant contributions at end of year2019-12-31$92
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$344,164
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$2,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,345,803
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,271,994
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,926,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$12,934,426
Value of interest in pooled separate accounts at beginning of year2019-12-31$9,645,741
Interest on participant loans2019-12-31$9,597
Interest earned on other investments2019-12-31$2,718
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$151,608
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$114,196
Net investment gain/loss from pooled separate accounts2019-12-31$2,270,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$508,840
Employer contributions (assets) at end of year2019-12-31$47
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$488,676
Contract administrator fees2019-12-31$7,876
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HARRINGTON GROUP, CPAS, LLP
Accountancy firm EIN2019-12-31954557617
2018 : FOOTHILL FAMILY SERVICE 403(B) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$527,338
Total of all expenses incurred2018-12-31$895,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$888,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,168,544
Value of total assets at end of year2018-12-31$9,926,191
Value of total assets at beginning of year2018-12-31$10,294,182
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$6,796
Total interest from all sources2018-12-31$8,884
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$626,620
Participant contributions at end of year2018-12-31$166,254
Participant contributions at beginning of year2018-12-31$107,383
Participant contributions at beginning of year2018-12-31$108
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$61,542
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-367,991
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,926,191
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$10,294,182
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$9,645,741
Value of interest in pooled separate accounts at beginning of year2018-12-31$10,103,247
Interest on participant loans2018-12-31$7,017
Interest earned on other investments2018-12-31$1,867
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$114,196
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$83,336
Net investment gain/loss from pooled separate accounts2018-12-31$-650,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$480,382
Employer contributions (assets) at beginning of year2018-12-31$108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$888,533
Contract administrator fees2018-12-31$6,796
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HARRINGTON GROUP, CPAS, LLP
Accountancy firm EIN2018-12-31954557617
2017 : FOOTHILL FAMILY SERVICE 403(B) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,430,338
Total of all expenses incurred2017-12-31$767,433
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$760,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,074,706
Value of total assets at end of year2017-12-31$10,294,182
Value of total assets at beginning of year2017-12-31$8,631,277
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$7,171
Total interest from all sources2017-12-31$10,165
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$577,807
Participant contributions at end of year2017-12-31$107,383
Participant contributions at beginning of year2017-12-31$147,763
Participant contributions at end of year2017-12-31$108
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$25,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,662,905
Value of net assets at end of year (total assets less liabilities)2017-12-31$10,294,182
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,631,277
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$10,103,247
Value of interest in pooled separate accounts at beginning of year2017-12-31$8,381,237
Interest on participant loans2017-12-31$8,409
Interest earned on other investments2017-12-31$1,756
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$83,336
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$102,277
Net investment gain/loss from pooled separate accounts2017-12-31$1,345,467
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$471,283
Employer contributions (assets) at end of year2017-12-31$108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$760,262
Contract administrator fees2017-12-31$7,171
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HARRINGTON GROUP, CPAS, LLP
Accountancy firm EIN2017-12-31954557617
2016 : FOOTHILL FAMILY SERVICE 403(B) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,950,007
Total of all expenses incurred2016-12-31$565,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$558,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,370,053
Value of total assets at end of year2016-12-31$8,631,277
Value of total assets at beginning of year2016-12-31$7,246,781
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,932
Total interest from all sources2016-12-31$9,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$300,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$584,925
Participant contributions at end of year2016-12-31$147,763
Participant contributions at beginning of year2016-12-31$137,336
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$287,223
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,384,496
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,631,277
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,246,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$8,381,237
Value of interest in pooled separate accounts at beginning of year2016-12-31$7,072,803
Interest on participant loans2016-12-31$8,094
Interest earned on other investments2016-12-31$1,463
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$102,277
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$36,642
Net investment gain/loss from pooled separate accounts2016-12-31$570,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$497,905
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$558,579
Contract administrator fees2016-12-31$6,932
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ROGER A. BROWN & CO LLP
Accountancy firm EIN2016-12-31275023185
2015 : FOOTHILL FAMILY SERVICE 403(B) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,149,242
Total of all expenses incurred2015-12-31$704,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$696,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,227,601
Value of total assets at end of year2015-12-31$7,246,781
Value of total assets at beginning of year2015-12-31$6,801,949
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$7,743
Total interest from all sources2015-12-31$6,942
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$300,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$587,991
Participant contributions at end of year2015-12-31$137,336
Participant contributions at beginning of year2015-12-31$110,795
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$103,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$444,832
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,246,781
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,801,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$7,072,803
Value of interest in pooled separate accounts at beginning of year2015-12-31$6,612,575
Interest on participant loans2015-12-31$5,765
Interest earned on other investments2015-12-31$1,177
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$36,642
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$78,579
Net investment gain/loss from pooled separate accounts2015-12-31$-85,301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$535,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$696,667
Contract administrator fees2015-12-31$7,743
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ROGER A. BROWN & CO LLP
Accountancy firm EIN2015-12-31275023185
2014 : FOOTHILL FAMILY SERVICE 403(B) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$4,347,107
Total of all expenses incurred2014-12-31$1,045,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,039,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,926,324
Value of total assets at end of year2014-12-31$6,801,949
Value of total assets at beginning of year2014-12-31$3,500,819
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,994
Total interest from all sources2014-12-31$4,547
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$300,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$578,540
Participant contributions at end of year2014-12-31$110,795
Participant contributions at beginning of year2014-12-31$5,549
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,822,189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,301,130
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,801,949
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,500,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,378,431
Value of interest in pooled separate accounts at end of year2014-12-31$6,612,575
Interest on participant loans2014-12-31$2,665
Interest earned on other investments2014-12-31$1,882
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$78,579
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$116,839
Net investment gain/loss from pooled separate accounts2014-12-31$416,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$525,595
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,039,983
Contract administrator fees2014-12-31$5,994
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ROGER A. BROWN & CO LLP
Accountancy firm EIN2014-12-31275023185
2013 : FOOTHILL FAMILY SERVICE 403(B) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,103,952
Total of all expenses incurred2013-12-31$1,064,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,064,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$398,874
Value of total assets at end of year2013-12-31$3,500,819
Value of total assets at beginning of year2013-12-31$3,461,733
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$491
Total interest from all sources2013-12-31$4,394
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$374,382
Participant contributions at end of year2013-12-31$5,549
Participant contributions at beginning of year2013-12-31$9,787
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$24,492
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$39,086
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,500,819
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,461,733
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,378,431
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,017,663
Interest earned on other investments2013-12-31$4,394
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$116,839
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$434,283
Net investment gain/loss from pooled separate accounts2013-12-31$700,684
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,064,375
Contract administrator fees2013-12-31$491
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ROGER A. BROWN & CO LLP
Accountancy firm EIN2013-12-31275023185
2012 : FOOTHILL FAMILY SERVICE 403(B) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$765,891
Total of all expenses incurred2012-12-31$84,421
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$84,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$423,478
Value of total assets at end of year2012-12-31$3,461,733
Value of total assets at beginning of year2012-12-31$2,780,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$10,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$569,025
Amount contributed by the employer to the plan for this plan year2012-12-31$569,025
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$341,207
Participant contributions at end of year2012-12-31$9,787
Participant contributions at beginning of year2012-12-31$15,239
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$82,271
Administrative expenses (other) incurred2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$681,470
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,461,733
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,780,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,017,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,411,067
Interest earned on other investments2012-12-31$10,372
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$434,283
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$353,957
Net investment gain/loss from pooled separate accounts2012-12-31$332,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$84,421
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ROGER A. BROWN & COMPANY
Accountancy firm EIN2012-12-31953921995
2011 : FOOTHILL FAMILY SERVICE 403(B) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$360,024
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$111,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$111,577
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$382,393
Value of total assets at end of year2011-12-31$2,780,263
Value of total assets at beginning of year2011-12-31$2,531,816
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$9,015
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$320,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$328,257
Participant contributions at end of year2011-12-31$15,239
Participant contributions at beginning of year2011-12-31$1,983
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$54,136
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$248,447
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,780,263
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,531,816
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,411,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,233,973
Interest on participant loans2011-12-31$0
Interest earned on other investments2011-12-31$9,015
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$353,957
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$295,860
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-31,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$111,577
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ROGER A. BROWN & COMPANY
Accountancy firm EIN2011-12-31953921995
2010 : FOOTHILL FAMILY SERVICE 403(B) PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$637,596
Total of all expenses incurred2010-12-31$87,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$85,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$340,701
Value of total assets at end of year2010-12-31$2,531,816
Value of total assets at beginning of year2010-12-31$1,981,331
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,309
Total interest from all sources2010-12-31$8,359
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$320,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$299,811
Participant contributions at end of year2010-12-31$1,983
Participant contributions at beginning of year2010-12-31$1,983
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$40,890
Administrative expenses (other) incurred2010-12-31$1,309
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$550,485
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,531,816
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,981,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,233,973
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,703,549
Interest on participant loans2010-12-31$0
Interest earned on other investments2010-12-31$8,359
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$295,860
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$275,799
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$288,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$85,802
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ROGER A. BROWN & COMPANY
Accountancy firm EIN2010-12-31953921995
2009 : FOOTHILL FAMILY SERVICE 403(B) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for FOOTHILL FAMILY SERVICE 403(B) PLAN

2022: FOOTHILL FAMILY SERVICE 403(B) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: FOOTHILL FAMILY SERVICE 403(B) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FOOTHILL FAMILY SERVICE 403(B) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: FOOTHILL FAMILY SERVICE 403(B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: FOOTHILL FAMILY SERVICE 403(B) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: FOOTHILL FAMILY SERVICE 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: FOOTHILL FAMILY SERVICE 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: FOOTHILL FAMILY SERVICE 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: FOOTHILL FAMILY SERVICE 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: FOOTHILL FAMILY SERVICE 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: FOOTHILL FAMILY SERVICE 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: FOOTHILL FAMILY SERVICE 403(B) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: FOOTHILL FAMILY SERVICE 403(B) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01First time form 5500 has been submittedYes
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number248005-K
Policy instance 2
Insurance contract or identification number248005-K
Number of Individuals Covered29
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number664561
Policy instance 1
Insurance contract or identification number664561
Number of Individuals Covered401
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $113
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $113
Insurance broker organization code?3
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG62304
Policy instance 3
Insurance contract or identification numberG62304
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-02-10
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number664561
Policy instance 2
Insurance contract or identification number664561
Number of Individuals Covered406
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $138
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $138
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number248005-K
Policy instance 1
Insurance contract or identification number248005-K
Number of Individuals Covered31
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG62304
Policy instance 2
Insurance contract or identification numberG62304
Number of Individuals Covered353
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number248005-K
Policy instance 1
Insurance contract or identification number248005-K
Number of Individuals Covered32
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG62304
Policy instance 2
Insurance contract or identification numberG62304
Number of Individuals Covered360
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number248005-K
Policy instance 1
Insurance contract or identification number248005-K
Number of Individuals Covered32
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number248005-K
Policy instance 1
Insurance contract or identification number248005-K
Number of Individuals Covered33
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG62304
Policy instance 2
Insurance contract or identification numberG62304
Number of Individuals Covered277
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG62304
Policy instance 1
Insurance contract or identification numberG62304
Number of Individuals Covered277
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number248005-K
Policy instance 2
Insurance contract or identification number248005-K
Number of Individuals Covered35
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG62304
Policy instance 1
Insurance contract or identification numberG62304
Number of Individuals Covered252
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number248005-K
Policy instance 2
Insurance contract or identification number248005-K
Number of Individuals Covered38
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number248005-K
Policy instance 2
Insurance contract or identification number248005-K
Number of Individuals Covered43
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,174
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1174
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameLOS ANGELES REGIONAL OFFICE
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG62304
Policy instance 1
Insurance contract or identification numberG62304
Number of Individuals Covered270
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )
Policy contract numberG62304
Policy instance 2
Insurance contract or identification numberG62304
Number of Individuals Covered262
Insurance policy start date2013-09-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number248005-K
Policy instance 1
Insurance contract or identification number248005-K
Number of Individuals Covered57
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,593
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1593
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameLOS ANGELES REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053869-C
Policy instance 1
Insurance contract or identification number053869-C
Number of Individuals Covered164
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,446
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees783
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameJOHN COTTEE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number248005K
Policy instance 1
Insurance contract or identification number248005K
Number of Individuals Covered139
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $787
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number248005K
Policy instance 1
Insurance contract or identification number248005K
Number of Individuals Covered312
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $912
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees411
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameTODD R. DIXON

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