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HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameHUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN
Plan identification number 001

HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HUMAN SERVICES ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:HUMAN SERVICES ASSOCIATION
Employer identification number (EIN):951816054
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Additional information about HUMAN SERVICES ASSOCIATION

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0729827

More information about HUMAN SERVICES ASSOCIATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-07-01
0012020-07-01
0012019-07-01
0012018-07-01
0012017-07-01RICARDO MOTA
0012016-07-01RICARDO MOTA RICARDO MOTA2018-01-11
0012015-07-01RICARDO MOTA RICARDO MOTA2017-01-18
0012014-07-01RICARDO MOTA RICARDO MOTA2015-12-10
0012013-07-01RICARDO MOTA RICARDO MOTA2015-04-15
0012012-07-01RICARDO MOTA
0012011-07-01RICARDO MOTA
0012009-07-01RICARDO MOTA

Plan Statistics for HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01307
Total number of active participants reported on line 7a of the Form 55002021-07-01200
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-01109
Total of all active and inactive participants2021-07-01309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01309
Number of participants with account balances2021-07-01293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-010
2020: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01303
Total number of active participants reported on line 7a of the Form 55002020-07-01234
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0173
Total of all active and inactive participants2020-07-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01307
Number of participants with account balances2020-07-01299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-010
2019: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01268
Total number of active participants reported on line 7a of the Form 55002019-07-01238
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0165
Total of all active and inactive participants2019-07-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01303
Number of participants with account balances2019-07-01296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
2018: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01188
Total number of active participants reported on line 7a of the Form 55002018-07-01211
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-0157
Total of all active and inactive participants2018-07-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01268
Number of participants with account balances2018-07-01262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-010
2017: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01152
Total number of active participants reported on line 7a of the Form 55002017-07-01152
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-0136
Total of all active and inactive participants2017-07-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01188
Number of participants with account balances2017-07-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
2016: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01147
Total number of active participants reported on line 7a of the Form 55002016-07-01114
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0137
Total of all active and inactive participants2016-07-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-011
Total participants2016-07-01152
Number of participants with account balances2016-07-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-010
2015: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01114
Total number of active participants reported on line 7a of the Form 55002015-07-01110
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0137
Total of all active and inactive participants2015-07-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01147
Number of participants with account balances2015-07-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-016
2014: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01104
Total number of active participants reported on line 7a of the Form 55002014-07-0180
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0134
Total of all active and inactive participants2014-07-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01114
Number of participants with account balances2014-07-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-013
2013: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01103
Total number of active participants reported on line 7a of the Form 55002013-07-0170
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-0133
Total of all active and inactive participants2013-07-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-011
Total participants2013-07-01104
Number of participants with account balances2013-07-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-010
2012: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01107
Total number of active participants reported on line 7a of the Form 55002012-07-0174
Number of other retired or separated participants entitled to future benefits2012-07-0129
Total of all active and inactive participants2012-07-01103
Total participants2012-07-01103
Number of participants with account balances2012-07-01103
2011: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01101
Total number of active participants reported on line 7a of the Form 55002011-07-0184
Number of retired or separated participants receiving benefits2011-07-0123
Total of all active and inactive participants2011-07-01107
Total participants2011-07-01107
2009: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-0190
Total number of active participants reported on line 7a of the Form 55002009-07-0175
Number of retired or separated participants receiving benefits2009-07-0118
Total of all active and inactive participants2009-07-0193
Total participants2009-07-0193
Number of participants with account balances2009-07-0193

Financial Data on HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-1,031,331
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$816,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$804,388
Expenses. Certain deemed distributions of participant loans2022-06-30$9,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$802,835
Value of total assets at end of year2022-06-30$10,993,170
Value of total assets at beginning of year2022-06-30$12,841,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$2,928
Total interest from all sources2022-06-30$14,128
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$400,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$458,604
Participant contributions at end of year2022-06-30$139,001
Participant contributions at beginning of year2022-06-30$206,609
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$3,978
Other income not declared elsewhere2022-06-30$0
Administrative expenses (other) incurred2022-06-30$2,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-1,847,831
Value of net assets at end of year (total assets less liabilities)2022-06-30$10,993,170
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$12,841,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in pooled separate accounts at end of year2022-06-30$9,764,565
Value of interest in pooled separate accounts at beginning of year2022-06-30$11,797,607
Interest on participant loans2022-06-30$9,262
Interest earned on other investments2022-06-30$4,866
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$1,089,604
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$836,785
Expenses. Payments to insurance carriers foe the provision of benefits2022-06-30$0
Net investment gain/loss from pooled separate accounts2022-06-30$-1,848,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$340,253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$804,388
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30VASQUEZ & COMPANY
Accountancy firm EIN2022-06-30330700332
2021 : HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$4,112,085
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$420,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$416,098
Expenses. Certain deemed distributions of participant loans2021-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$995,723
Value of total assets at end of year2021-06-30$12,841,001
Value of total assets at beginning of year2021-06-30$9,149,523
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$4,509
Total interest from all sources2021-06-30$19,584
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$1,000,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$474,650
Participant contributions at end of year2021-06-30$206,609
Participant contributions at beginning of year2021-06-30$257,882
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$154,628
Other income not declared elsewhere2021-06-30$172
Administrative expenses (other) incurred2021-06-30$4,509
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$3,691,478
Value of net assets at end of year (total assets less liabilities)2021-06-30$12,841,001
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$9,149,523
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in pooled separate accounts at end of year2021-06-30$11,797,607
Value of interest in pooled separate accounts at beginning of year2021-06-30$8,121,174
Interest on participant loans2021-06-30$11,675
Interest earned on other investments2021-06-30$7,909
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$836,785
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$770,467
Expenses. Payments to insurance carriers foe the provision of benefits2021-06-30$0
Net investment gain/loss from pooled separate accounts2021-06-30$3,096,606
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$366,445
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$416,098
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30VAZQUEZ & COMPANY
Accountancy firm EIN2021-06-30330700332
2020 : HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$1,506,358
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$172,437
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$170,504
Expenses. Certain deemed distributions of participant loans2020-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$1,069,227
Value of total assets at end of year2020-06-30$9,149,523
Value of total assets at beginning of year2020-06-30$7,815,602
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$1,933
Total interest from all sources2020-06-30$21,178
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$1,000,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$430,859
Participant contributions at end of year2020-06-30$257,882
Participant contributions at beginning of year2020-06-30$229,085
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$298,741
Other income not declared elsewhere2020-06-30$0
Administrative expenses (other) incurred2020-06-30$1,933
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$1,333,921
Value of net assets at end of year (total assets less liabilities)2020-06-30$9,149,523
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$7,815,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in pooled separate accounts at end of year2020-06-30$8,121,174
Value of interest in pooled separate accounts at beginning of year2020-06-30$6,834,593
Interest on participant loans2020-06-30$10,469
Interest earned on other investments2020-06-30$10,709
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$770,467
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$751,924
Expenses. Payments to insurance carriers foe the provision of benefits2020-06-30$0
Net investment gain/loss from pooled separate accounts2020-06-30$415,953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$339,627
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$170,504
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30VAZQUEZ & COMPANY
Accountancy firm EIN2020-06-30330700332
2019 : HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total income from all sources (including contributions)2019-06-30$1,086,598
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$265,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$259,297
Expenses. Certain deemed distributions of participant loans2019-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$705,624
Value of total assets at end of year2019-06-30$7,815,602
Value of total assets at beginning of year2019-06-30$6,994,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$6,237
Total interest from all sources2019-06-30$20,404
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$1,000,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$389,265
Participant contributions at end of year2019-06-30$229,085
Participant contributions at beginning of year2019-06-30$235,330
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$4,810
Other income not declared elsewhere2019-06-30$0
Administrative expenses (other) incurred2019-06-30$6,237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$821,064
Value of net assets at end of year (total assets less liabilities)2019-06-30$7,815,602
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$6,994,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in pooled separate accounts at end of year2019-06-30$6,834,593
Value of interest in pooled separate accounts at beginning of year2019-06-30$6,046,010
Interest on participant loans2019-06-30$10,514
Interest earned on other investments2019-06-30$9,890
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$751,924
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$713,198
Expenses. Payments to insurance carriers foe the provision of benefits2019-06-30$0
Net investment gain/loss from pooled separate accounts2019-06-30$360,570
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$311,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$259,297
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30VAZQUEZ & COMPANY
Accountancy firm EIN2019-06-30330700332
2018 : HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$0
Total income from all sources (including contributions)2018-06-30$1,116,777
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$289,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$288,206
Expenses. Certain deemed distributions of participant loans2018-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$529,302
Value of total assets at end of year2018-06-30$6,994,538
Value of total assets at beginning of year2018-06-30$6,167,165
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$1,198
Total interest from all sources2018-06-30$15,601
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$1,000,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$297,420
Participant contributions at end of year2018-06-30$235,330
Participant contributions at beginning of year2018-06-30$184,151
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$175
Other income not declared elsewhere2018-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$827,373
Value of net assets at end of year (total assets less liabilities)2018-06-30$6,994,538
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$6,167,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Investment advisory and management fees2018-06-30$1,198
Value of interest in pooled separate accounts at end of year2018-06-30$6,046,010
Value of interest in pooled separate accounts at beginning of year2018-06-30$5,137,600
Interest on participant loans2018-06-30$7,940
Interest earned on other investments2018-06-30$7,661
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$713,198
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$845,414
Expenses. Payments to insurance carriers foe the provision of benefits2018-06-30$0
Net investment gain/loss from pooled separate accounts2018-06-30$571,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$231,707
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$288,206
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30VAZQUEZ & COMPANY
Accountancy firm EIN2018-06-30330700332
2017 : HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$0
Total income from all sources (including contributions)2017-06-30$1,192,590
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$401,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$399,928
Expenses. Certain deemed distributions of participant loans2017-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$514,727
Value of total assets at end of year2017-06-30$6,167,165
Value of total assets at beginning of year2017-06-30$5,375,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$1,337
Total interest from all sources2017-06-30$16,439
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$1,000,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$286,164
Participant contributions at end of year2017-06-30$184,151
Participant contributions at beginning of year2017-06-30$173,537
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$8,326
Other income not declared elsewhere2017-06-30$0
Administrative expenses (other) incurred2017-06-30$1,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$791,325
Value of net assets at end of year (total assets less liabilities)2017-06-30$6,167,165
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$5,375,840
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$0
Value of interest in pooled separate accounts at end of year2017-06-30$5,137,600
Value of interest in pooled separate accounts at beginning of year2017-06-30$4,281,307
Interest on participant loans2017-06-30$7,229
Interest earned on other investments2017-06-30$9,210
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$845,414
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$920,996
Expenses. Payments to insurance carriers foe the provision of benefits2017-06-30$0
Net investment gain/loss from pooled separate accounts2017-06-30$661,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$220,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$399,928
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30VASQUEZ & COMPANY
Accountancy firm EIN2017-06-30330700332
2016 : HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$526,107
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$181,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$160,483
Expenses. Certain deemed distributions of participant loans2016-06-30$19,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$525,727
Value of total assets at end of year2016-06-30$5,375,840
Value of total assets at beginning of year2016-06-30$5,031,373
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$1,368
Total interest from all sources2016-06-30$16,609
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$1,000,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$272,814
Participant contributions at end of year2016-06-30$173,537
Participant contributions at beginning of year2016-06-30$212,360
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$33,699
Other income not declared elsewhere2016-06-30$0
Administrative expenses (other) incurred2016-06-30$1,368
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$344,467
Value of net assets at end of year (total assets less liabilities)2016-06-30$5,375,840
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$5,031,373
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$0
Value of interest in pooled separate accounts at end of year2016-06-30$4,281,307
Value of interest in pooled separate accounts at beginning of year2016-06-30$3,838,998
Interest on participant loans2016-06-30$7,708
Interest earned on other investments2016-06-30$8,901
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$920,996
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$980,015
Expenses. Payments to insurance carriers foe the provision of benefits2016-06-30$0
Net investment gain/loss from pooled separate accounts2016-06-30$-16,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$219,214
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$160,483
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30VASQUEZ & COMPANY
Accountancy firm EIN2016-06-30330700332
2015 : HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$519,540
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$211,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$192,711
Expenses. Certain deemed distributions of participant loans2015-06-30$15,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$312,858
Value of total assets at end of year2015-06-30$5,031,373
Value of total assets at beginning of year2015-06-30$4,723,197
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$2,783
Total interest from all sources2015-06-30$17,838
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$1,000,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$189,346
Participant contributions at end of year2015-06-30$212,360
Participant contributions at beginning of year2015-06-30$216,411
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$12,919
Administrative expenses (other) incurred2015-06-30$2,783
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$308,176
Value of net assets at end of year (total assets less liabilities)2015-06-30$5,031,373
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$4,723,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in pooled separate accounts at end of year2015-06-30$3,838,998
Value of interest in pooled separate accounts at beginning of year2015-06-30$3,564,060
Interest on participant loans2015-06-30$8,252
Interest earned on other investments2015-06-30$9,586
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$980,015
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$942,726
Expenses. Payments to insurance carriers foe the provision of benefits2015-06-30$0
Net investment gain/loss from pooled separate accounts2015-06-30$188,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$110,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$192,711
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30VASQUEZ & COMPANY
Accountancy firm EIN2015-06-30330700332
2014 : HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$933,314
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$246,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$246,495
Expenses. Certain deemed distributions of participant loans2014-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$327,644
Value of total assets at end of year2014-06-30$4,723,197
Value of total assets at beginning of year2014-06-30$4,036,378
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$0
Total interest from all sources2014-06-30$17,456
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$1,000,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$214,372
Participant contributions at end of year2014-06-30$216,411
Participant contributions at beginning of year2014-06-30$176,668
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$686,819
Value of net assets at end of year (total assets less liabilities)2014-06-30$4,723,197
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$4,036,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$3,564,060
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$2,897,910
Interest on participant loans2014-06-30$8,144
Interest earned on other investments2014-06-30$9,312
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$942,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$961,800
Expenses. Payments to insurance carriers foe the provision of benefits2014-06-30$0
Net investment gain/loss from pooled separate accounts2014-06-30$588,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$113,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$246,495
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30GERALD J. KASTNER, CPA
Accountancy firm EIN2014-06-30952402233
2013 : HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-06-30$712,829
Total of all expenses incurred2013-06-30$48,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$48,424
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$332,527
Value of total assets at end of year2013-06-30$4,036,378
Value of total assets at beginning of year2013-06-30$3,371,973
Total interest from all sources2013-06-30$18,050
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$1,000,000
Funding deficiency by the employer to the plan for this plan year2013-06-30$0
Minimum employer required contribution for this plan year2013-06-30$0
Amount contributed by the employer to the plan for this plan year2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$211,787
Participant contributions at end of year2013-06-30$176,668
Participant contributions at beginning of year2013-06-30$146,757
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$2,036
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$664,405
Value of net assets at end of year (total assets less liabilities)2013-06-30$4,036,378
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$3,371,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$2,897,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$2,360,661
Interest on participant loans2013-06-30$5,881
Interest earned on other investments2013-06-30$12,169
Value of interest in common/collective trusts at end of year2013-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$961,800
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$864,555
Net investment gain/loss from pooled separate accounts2013-06-30$362,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$118,704
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$48,424
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30No
Opinion of an independent qualified public accountant for this plan2013-06-30Unqualified
Accountancy firm name2013-06-30GERALD J. KASTNER, CPA
Accountancy firm EIN2013-06-30952402233
2012 : HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-06-30$395,656
Total of all expenses incurred2012-06-30$313,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$313,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$363,591
Value of total assets at end of year2012-06-30$3,371,973
Value of total assets at beginning of year2012-06-30$3,289,838
Total interest from all sources2012-06-30$21,137
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$1,000,000
Funding deficiency by the employer to the plan for this plan year2012-06-30$0
Minimum employer required contribution for this plan year2012-06-30$0
Amount contributed by the employer to the plan for this plan year2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$212,259
Participant contributions at end of year2012-06-30$146,757
Participant contributions at beginning of year2012-06-30$135,033
Income. Received or receivable in cash from other sources (including rollovers)2012-06-30$19,993
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$82,135
Value of net assets at end of year (total assets less liabilities)2012-06-30$3,371,973
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$3,289,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$2,360,661
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$2,439,484
Interest on participant loans2012-06-30$5,899
Interest earned on other investments2012-06-30$15,238
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$864,555
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$715,321
Net investment gain/loss from pooled separate accounts2012-06-30$10,928
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$131,339
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$313,521
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Unqualified
Accountancy firm name2012-06-30GERALD J. KASTNER, CPA
Accountancy firm EIN2012-06-30952402233
2011 : HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-06-30$892,236
Total of all expenses incurred2011-06-30$96,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$96,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$382,317
Value of total assets at end of year2011-06-30$3,289,838
Value of total assets at beginning of year2011-06-30$2,494,561
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$358
Total interest from all sources2011-06-30$18,705
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$1,000,000
Funding deficiency by the employer to the plan for this plan year2011-06-30$0
Minimum employer required contribution for this plan year2011-06-30$0
Amount contributed by the employer to the plan for this plan year2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$241,761
Participant contributions at end of year2011-06-30$135,033
Participant contributions at beginning of year2011-06-30$103,818
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$12,190
Administrative expenses (other) incurred2011-06-30$358
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$795,277
Value of net assets at end of year (total assets less liabilities)2011-06-30$3,289,838
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$2,494,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$2,439,484
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$1,772,988
Interest on participant loans2011-06-30$4,587
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$715,321
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$617,755
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$617,755
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$14,118
Net investment gain/loss from pooled separate accounts2011-06-30$491,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$128,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$96,601
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30No
Opinion of an independent qualified public accountant for this plan2011-06-30Unqualified
Accountancy firm name2011-06-30GERALD J. KASTNER, CPA
Accountancy firm EIN2011-06-30952402233

Form 5500 Responses for HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN

2021: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan benefit arrangement – InsuranceYes
2020: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan benefit arrangement – InsuranceYes
2019: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan benefit arrangement – InsuranceYes
2018: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan benefit arrangement – InsuranceYes
2017: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan benefit arrangement – InsuranceYes
2016: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2015: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2014: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2013: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2012: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2011: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement – InsuranceYes
2009: HUMAN SERVICES ASSOCIATION'S SAFE HARBOR 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010322F
Policy instance 1
Insurance contract or identification number010322F
Number of Individuals Covered309
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,836
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2836
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010322F
Policy instance 1
Insurance contract or identification number010322F
Number of Individuals Covered307
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,836
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2836
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010322F
Policy instance 1
Insurance contract or identification number010322F
Number of Individuals Covered303
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,235
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2235
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010322F
Policy instance 1
Insurance contract or identification number010322F
Number of Individuals Covered268
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,124
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2124
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010322F
Policy instance 1
Insurance contract or identification number010322F
Number of Individuals Covered262
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,282
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1282
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameLOS ANGELES REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010322F
Policy instance 1
Insurance contract or identification number010322F
Number of Individuals Covered147
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $519
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees519
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameLOS ANGELES REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010322F
Policy instance 1
Insurance contract or identification number010322F
Number of Individuals Covered114
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,396
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1396
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameLOS ANGELES REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010322F
Policy instance 1
Insurance contract or identification number010322F
Number of Individuals Covered104
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,324
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1324
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameLOS ANGELES REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010322 F
Policy instance 1
Insurance contract or identification number010322 F
Number of Individuals Covered103
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of fees paid to insurance companyUSD $1,597
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACTS
Amount paid for insurance broker fees97
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameBRIAN Q SEVERIN
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010322 F
Policy instance 1
Insurance contract or identification number010322 F
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of fees paid to insurance companyUSD $903
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACTS
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number010322 F
Policy instance 1
Insurance contract or identification number010322 F
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of fees paid to insurance companyUSD $1,093
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACTS

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