401k Plan data: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN plan

ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 401k Plan overview

Plan Name	ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN
Plan identification number	001

ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
Life insurance

401k Sponsoring company profile

ALPERT & ALPERT IRON & METAL, INC. has sponsored the creation of one or more 401k plans.

Company Name: ALPERT & ALPERT IRON & METAL, INC.

Employer identification number (EIN): 951860560

NAIC Classification: 331310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01 HOWARD FARBER 2021-10-12
001 2019-01-01 HOWARD FARBER 2020-10-14
001 2018-01-01 HOWARD FARBER 2019-10-14
001 2017-01-01
001 2016-01-01
001 2015-01-01 HOWARD FARBER
001 2014-01-01 HOWARD FARBER
001 2013-01-01 HOWARD FARBER
001 2012-01-01 HOWARD FARBER
001 2011-01-01 HOWARD FARBER
001 2010-01-01 HOWARD FARBER
001 2009-01-01 HOWARD FARBER

Plan Statistics for ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN

401k plan membership statisitcs for ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN

Measure Date Value
2020: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 108
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 62
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 31
Total of all active and inactive participants 2020-01-01 93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 93
Number of participants with account balances 2020-01-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 4
2019: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 106
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 70
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 38
Total of all active and inactive participants 2019-01-01 108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 108
Number of participants with account balances 2019-01-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 5
2018: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 102
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 73
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 29
Total of all active and inactive participants 2018-01-01 102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 102
Number of participants with account balances 2018-01-01 99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 7
2017: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 112
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 79
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 24
Total of all active and inactive participants 2017-01-01 103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 103
Number of participants with account balances 2017-01-01 102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 3
2016: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 122
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 80
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 29
Total of all active and inactive participants 2016-01-01 109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 109
Number of participants with account balances 2016-01-01 103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 11
2015: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 113
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 93
Number of retired or separated participants receiving benefits 2015-01-01 5
Number of other retired or separated participants entitled to future benefits 2015-01-01 23
Total of all active and inactive participants 2015-01-01 121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 121
Number of participants with account balances 2015-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2014: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 101
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 99
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 13
Total of all active and inactive participants 2014-01-01 112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 113
Number of participants with account balances 2014-01-01 113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 4
2013: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 89
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 85
Number of other retired or separated participants entitled to future benefits 2013-01-01 16
Total of all active and inactive participants 2013-01-01 101
Total participants 2013-01-01 101
Number of participants with account balances 2013-01-01 101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 5
2012: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 84
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 81
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 8
Total of all active and inactive participants 2012-01-01 89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 89
Number of participants with account balances 2012-01-01 89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 1
2011: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 79
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 71
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 13
Total of all active and inactive participants 2011-01-01 84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 84
Number of participants with account balances 2011-01-01 84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2010: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 81
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 69
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 10
Total of all active and inactive participants 2010-01-01 79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 79
Number of participants with account balances 2010-01-01 79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 2
2009: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 63
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 62
Number of retired or separated participants receiving benefits 2009-01-01 16
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 78
Number of participants with account balances 2009-01-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2020: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	108
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	62
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	31
Total of all active and inactive participants	2020-01-01	93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	93
Number of participants with account balances	2020-01-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	4
2019: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	106
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	70
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	38
Total of all active and inactive participants	2019-01-01	108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	108
Number of participants with account balances	2019-01-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	5
2018: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	102
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	73
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	29
Total of all active and inactive participants	2018-01-01	102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	102
Number of participants with account balances	2018-01-01	99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	7
2017: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	112
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	79
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	24
Total of all active and inactive participants	2017-01-01	103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	103
Number of participants with account balances	2017-01-01	102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	3
2016: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	122
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	80
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	29
Total of all active and inactive participants	2016-01-01	109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	109
Number of participants with account balances	2016-01-01	103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	11
2015: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	113
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	93
Number of retired or separated participants receiving benefits	2015-01-01	5
Number of other retired or separated participants entitled to future benefits	2015-01-01	23
Total of all active and inactive participants	2015-01-01	121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	121
Number of participants with account balances	2015-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	101
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	99
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	13
Total of all active and inactive participants	2014-01-01	112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	113
Number of participants with account balances	2014-01-01	113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	4
2013: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	89
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	85
Number of other retired or separated participants entitled to future benefits	2013-01-01	16
Total of all active and inactive participants	2013-01-01	101
Total participants	2013-01-01	101
Number of participants with account balances	2013-01-01	101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	5
2012: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	84
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	81
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	8
Total of all active and inactive participants	2012-01-01	89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	89
Number of participants with account balances	2012-01-01	89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	1
2011: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	79
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	71
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	13
Total of all active and inactive participants	2011-01-01	84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	84
Number of participants with account balances	2011-01-01	84
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2010: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	81
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	69
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	10
Total of all active and inactive participants	2010-01-01	79
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	79
Number of participants with account balances	2010-01-01	79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	2
2009: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	63
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	62
Number of retired or separated participants receiving benefits	2009-01-01	16
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	78
Number of participants with account balances	2009-01-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN

Measure	Date	Value
2020 : ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$380,107
Total unrealized appreciation/depreciation of assets	2020-12-31	$380,107
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$43,060
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$5,699
Total income from all sources (including contributions)	2020-12-31	$1,757,022
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,563,433
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,476,491
Value of total corrective distributions	2020-12-31	$22,044
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$237,769
Value of total assets at end of year	2020-12-31	$15,479,109
Value of total assets at beginning of year	2020-12-31	$15,248,159
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$64,898
Total interest from all sources	2020-12-31	$47,199
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$767,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$237,769
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$1,145,293
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$1,145,293
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$17,451
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Liabilities. Value of operating payables at end of year	2020-12-31	$0
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$193,589
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$15,436,049
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$15,242,460
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$64,898
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$8,394,089
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$7,975,936
Value of interest in pooled separate accounts at end of year	2020-12-31	$2,343,072
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$2,576,902
Income. Interest from US Government securities	2020-12-31	$8,127
Income. Interest from corporate debt instruments	2020-12-31	$38,622
Value of interest in common/collective trusts at end of year	2020-12-31	$0
Value of interest in common/collective trusts at beginning of year	2020-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$124,987
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$220,810
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$220,810
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$450
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$16
Asset value of US Government securities at end of year	2020-12-31	$1,890,532
Asset value of US Government securities at beginning of year	2020-12-31	$1,673,249
Net investment gain/loss from pooled separate accounts	2020-12-31	$324,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$0
Income. Dividends from preferred stock	2020-12-31	$80,476
Income. Dividends from common stock	2020-12-31	$686,595
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,476,491
Asset. Corporate debt instrument debt (other) at end of year	2020-12-31	$1,581,136
Asset. Corporate debt instrument debt (other) at beginning of year	2020-12-31	$1,655,953
Liabilities. Value of benefit claims payable at end of year	2020-12-31	$25,609
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$5,699
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	LEE CPA AUDIT GROUP
Accountancy firm EIN	2020-12-31	814637885
2019 : ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$1,832,359
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$1,832,359
Total unrealized appreciation/depreciation of assets	2019-12-31	$1,832,359
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$5,699
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$5,699
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$41,187
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$41,187
Total income from all sources (including contributions)	2019-12-31	$2,949,893
Total income from all sources (including contributions)	2019-12-31	$2,949,893
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$3,308,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$3,215,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$3,215,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$299,748
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$299,748
Value of total assets at end of year	2019-12-31	$15,248,159
Value of total assets at end of year	2019-12-31	$15,248,159
Value of total assets at beginning of year	2019-12-31	$15,642,457
Value of total assets at beginning of year	2019-12-31	$15,642,457
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$93,530
Total interest from all sources	2019-12-31	$77,085
Total interest from all sources	2019-12-31	$77,085
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$383,158
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$383,158
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$261,775
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$261,775
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$286,039
Contributions received from participants	2019-12-31	$286,039
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$1,145,293
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$1,145,293
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$1,113,437
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$1,113,437
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$13,709
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$13,709
Other income not declared elsewhere	2019-12-31	$31,856
Other income not declared elsewhere	2019-12-31	$31,856
Liabilities. Value of operating payables at end of year	2019-12-31	$0
Liabilities. Value of operating payables at end of year	2019-12-31	$0
Liabilities. Value of operating payables at beginning of year	2019-12-31	$8,769
Liabilities. Value of operating payables at beginning of year	2019-12-31	$8,769
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$8,769
Total non interest bearing cash at beginning of year	2019-12-31	$8,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$-358,810
Value of net income/loss	2019-12-31	$-358,810
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$15,242,460
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$15,242,460
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$15,601,270
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$15,601,270
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$93,530
Investment advisory and management fees	2019-12-31	$93,530
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$7,975,936
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$7,975,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$10,377,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$10,377,434
Value of interest in pooled separate accounts at end of year	2019-12-31	$2,576,902
Value of interest in pooled separate accounts at end of year	2019-12-31	$2,576,902
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Income. Interest from US Government securities	2019-12-31	$43,683
Income. Interest from corporate debt instruments	2019-12-31	$23,788
Income. Interest from corporate debt instruments	2019-12-31	$23,788
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at end of year	2019-12-31	$0
Value of interest in common/collective trusts at beginning of year	2019-12-31	$82,465
Value of interest in common/collective trusts at beginning of year	2019-12-31	$82,465
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$220,810
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$220,810
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$158,418
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$158,418
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$9,614
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$9,614
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$16
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$16
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$0
Asset value of US Government securities at end of year	2019-12-31	$1,673,249
Asset value of US Government securities at end of year	2019-12-31	$1,673,249
Asset value of US Government securities at beginning of year	2019-12-31	$1,047,906
Asset value of US Government securities at beginning of year	2019-12-31	$1,047,906
Net investment gain/loss from pooled separate accounts	2019-12-31	$325,349
Net investment gain or loss from common/collective trusts	2019-12-31	$338
Net investment gain or loss from common/collective trusts	2019-12-31	$338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$175,000
Employer contributions (assets) at beginning of year	2019-12-31	$175,000
Income. Dividends from common stock	2019-12-31	$121,383
Income. Dividends from common stock	2019-12-31	$121,383
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$3,215,173
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$3,215,173
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$1,655,953
Asset. Corporate debt instrument debt (other) at end of year	2019-12-31	$1,655,953
Asset. Corporate debt instrument debt (other) at beginning of year	2019-12-31	$2,679,028
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$5,699
Liabilities. Value of benefit claims payable at end of year	2019-12-31	$5,699
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$32,418
Liabilities. Value of benefit claims payable at beginning of year	2019-12-31	$32,418
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	WINDES, INC
Accountancy firm name	2019-12-31	WINDES, INC
Accountancy firm EIN	2019-12-31	953001179
Accountancy firm EIN	2019-12-31	953001179
2018 : ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$39,437
Total unrealized appreciation/depreciation of assets	2018-12-31	$39,437
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$41,187
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$743
Total income from all sources (including contributions)	2018-12-31	$-560,502
Total loss/gain on sale of assets	2018-12-31	$-416,874
Total of all expenses incurred	2018-12-31	$678,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$574,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$580,275
Value of total assets at end of year	2018-12-31	$15,642,457
Value of total assets at beginning of year	2018-12-31	$16,840,636
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$103,671
Total interest from all sources	2018-12-31	$122,260
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$605,943
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$261,497
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$7,649
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$1,113,437
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$1,081,077
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$143,778
Other income not declared elsewhere	2018-12-31	$32,360
Liabilities. Value of operating payables at end of year	2018-12-31	$8,769
Liabilities. Value of operating payables at beginning of year	2018-12-31	$743
Total non interest bearing cash at end of year	2018-12-31	$8,769
Total non interest bearing cash at beginning of year	2018-12-31	$753
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,238,623
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$15,601,270
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$16,839,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$103,671
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$10,377,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$11,366,865
Income. Interest from US Government securities	2018-12-31	$22,228
Income. Interest from corporate debt instruments	2018-12-31	$97,110
Value of interest in common/collective trusts at end of year	2018-12-31	$82,465
Value of interest in common/collective trusts at beginning of year	2018-12-31	$28,268
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$158,418
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$211,392
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$211,392
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$2,922
Asset value of US Government securities at end of year	2018-12-31	$1,047,906
Asset value of US Government securities at beginning of year	2018-12-31	$1,066,866
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,525,368
Net investment gain or loss from common/collective trusts	2018-12-31	$1,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$175,000
Employer contributions (assets) at end of year	2018-12-31	$175,000
Employer contributions (assets) at beginning of year	2018-12-31	$309,000
Income. Dividends from common stock	2018-12-31	$605,943
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$574,450
Asset. Corporate debt instrument debt (other) at end of year	2018-12-31	$2,679,028
Asset. Corporate debt instrument debt (other) at beginning of year	2018-12-31	$2,768,766
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Liabilities. Value of benefit claims payable at end of year	2018-12-31	$32,418
Liabilities. Value of benefit claims payable at beginning of year	2018-12-31	$0
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$5,355,080
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$5,771,954
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WINDES, INC
Accountancy firm EIN	2018-12-31	953001179
2017 : ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$48,838
Total unrealized appreciation/depreciation of assets	2017-12-31	$48,838
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$743
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,047,287
Total loss/gain on sale of assets	2017-12-31	$21,506
Total of all expenses incurred	2017-12-31	$2,546,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,443,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$728,050
Value of total assets at end of year	2017-12-31	$16,840,636
Value of total assets at beginning of year	2017-12-31	$16,338,802
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$102,817
Total interest from all sources	2017-12-31	$89,421
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$501,208
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$501,208
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$278,100
Participant contributions at end of year	2017-12-31	$7,649
Participant contributions at beginning of year	2017-12-31	$6,601
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$1,081,077
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$1,048,404
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$140,950
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$32,673
Liabilities. Value of operating payables at end of year	2017-12-31	$743
Total non interest bearing cash at end of year	2017-12-31	$753
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$501,091
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$16,839,893
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$16,338,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$99,397
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$11,366,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$11,426,205
Income. Interest from US Government securities	2017-12-31	$28,410
Income. Interest from corporate debt instruments	2017-12-31	$59,169
Value of interest in common/collective trusts at end of year	2017-12-31	$28,268
Value of interest in common/collective trusts at beginning of year	2017-12-31	$164,579
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$211,392
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$131,251
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$131,251
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$1,842
Asset value of US Government securities at end of year	2017-12-31	$1,066,866
Asset value of US Government securities at beginning of year	2017-12-31	$1,680,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,624,923
Net investment gain or loss from common/collective trusts	2017-12-31	$668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$309,000
Employer contributions (assets) at end of year	2017-12-31	$309,000
Employer contributions (assets) at beginning of year	2017-12-31	$150,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,443,379
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$2,768,766
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$1,731,749
Contract administrator fees	2017-12-31	$3,420
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$8,084,233
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$8,062,727
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WINDES, INC.
Accountancy firm EIN	2017-12-31	953001179
2016 : ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$-21,729
Total unrealized appreciation/depreciation of assets	2016-12-31	$-21,729
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$1,658,572
Total loss/gain on sale of assets	2016-12-31	$85,661
Total of all expenses incurred	2016-12-31	$1,913,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,808,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$457,734
Value of total assets at end of year	2016-12-31	$16,338,802
Value of total assets at beginning of year	2016-12-31	$16,593,268
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$104,528
Total interest from all sources	2016-12-31	$117,800
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$412,903
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$412,903
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$306,604
Participant contributions at end of year	2016-12-31	$6,601
Participant contributions at beginning of year	2016-12-31	$7,157
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$1,048,404
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$906,876
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,130
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$1,018
Other income not declared elsewhere	2016-12-31	$141,527
Administrative expenses (other) incurred	2016-12-31	$1,210
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-254,466
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$16,338,802
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$16,593,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$103,318
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$11,426,205
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$11,213,278
Interest on participant loans	2016-12-31	$9
Income. Interest from US Government securities	2016-12-31	$19,822
Income. Interest from corporate debt instruments	2016-12-31	$97,850
Value of interest in common/collective trusts at end of year	2016-12-31	$164,579
Value of interest in common/collective trusts at beginning of year	2016-12-31	$159,046
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$131,251
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$149,796
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$149,796
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$119
Asset value of US Government securities at end of year	2016-12-31	$1,680,013
Asset value of US Government securities at beginning of year	2016-12-31	$1,532,957
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$464,676
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$150,000
Employer contributions (assets) at end of year	2016-12-31	$150,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,808,510
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$1,731,749
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$2,623,140
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$4,030,026
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$3,944,365
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WINDES, INC.
Accountancy firm EIN	2016-12-31	953001179
2015 : ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$2,238,595
Total income from all sources	2015-12-31	$-121,446
Expenses. Total of all expenses incurred	2015-12-31	$7,010,732
Benefits paid (including direct rollovers)	2015-12-31	$6,913,474
Total plan assets at end of year	2015-12-31	$16,593,268
Total plan assets at beginning of year	2015-12-31	$21,486,851
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$122,445
Expenses. Other expenses not covered elsewhere	2015-12-31	$210
Other income received	2015-12-31	$-243,891
Net income (gross income less expenses)	2015-12-31	$-7,132,178
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$16,593,268
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$21,486,851
Assets. Value of participant loans	2015-12-31	$1,018
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$97,048
2014 : ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$980,830
Expenses. Total of all expenses incurred	2014-12-31	$941,818
Benefits paid (including direct rollovers)	2014-12-31	$842,631
Total plan assets at end of year	2014-12-31	$21,486,975
Total plan assets at beginning of year	2014-12-31	$21,447,963
Value of fidelity bond covering the plan	2014-12-31	$500,000
Assets. Value of loans (other than to participants)	2014-12-31	$119,173
Expenses. Other expenses not covered elsewhere	2014-12-31	$1,740
Other income received	2014-12-31	$980,830
Net income (gross income less expenses)	2014-12-31	$39,012
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$21,486,975
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$21,447,963
Assets. Value of participant loans	2014-12-31	$2,835
Total contributions received or receivable from employer(s)	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$97,447
2013 : ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$2,522,617
Total income from all sources	2013-12-31	$2,133,267
Expenses. Total of all expenses incurred	2013-12-31	$969,707
Benefits paid (including direct rollovers)	2013-12-31	$885,432
Total plan assets at end of year	2013-12-31	$21,447,963
Total plan assets at beginning of year	2013-12-31	$17,761,786
Value of fidelity bond covering the plan	2013-12-31	$500,000
Assets. Value of loans (other than to participants)	2013-12-31	$157,958
Expenses. Other expenses not covered elsewhere	2013-12-31	$-809
Other income received	2013-12-31	$1,883,267
Net income (gross income less expenses)	2013-12-31	$1,163,560
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$21,447,963
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$17,761,786
Assets. Value of participant loans	2013-12-31	$5,147
Total contributions received or receivable from employer(s)	2013-12-31	$250,000
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$85,084
2012 : ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$1,863,012
Expenses. Total of all expenses incurred	2012-12-31	$962,010
Benefits paid (including direct rollovers)	2012-12-31	$878,842
Total plan assets at end of year	2012-12-31	$17,761,786
Total plan assets at beginning of year	2012-12-31	$16,860,784
Value of fidelity bond covering the plan	2012-12-31	$500,000
Assets. Value of loans (other than to participants)	2012-12-31	$194,490
Expenses. Other expenses not covered elsewhere	2012-12-31	$206
Other income received	2012-12-31	$1,388,012
Net income (gross income less expenses)	2012-12-31	$901,002
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$17,761,786
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$16,860,784
Assets. Value of participant loans	2012-12-31	$7,279
Total contributions received or receivable from employer(s)	2012-12-31	$475,000
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$82,962
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
2011 : ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$525,903
Expenses. Total of all expenses incurred	2011-12-31	$756,875
Benefits paid (including direct rollovers)	2011-12-31	$673,298
Total plan assets at end of year	2011-12-31	$16,860,784
Total plan assets at beginning of year	2011-12-31	$17,091,756
Value of fidelity bond covering the plan	2011-12-31	$500,000
Assets. Value of loans (other than to participants)	2011-12-31	$228,900
Other income received	2011-12-31	$-224,097
Net income (gross income less expenses)	2011-12-31	$-230,972
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$16,860,784
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$17,091,756
Assets. Value of participant loans	2011-12-31	$9,420
Total contributions received or receivable from employer(s)	2011-12-31	$750,000
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$83,577
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
2010 : ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$3,327,523
Expenses. Total of all expenses incurred	2010-12-31	$1,301,640
Benefits paid (including direct rollovers)	2010-12-31	$1,224,041
Total plan assets at end of year	2010-12-31	$17,091,756
Total plan assets at beginning of year	2010-12-31	$15,065,873
Value of fidelity bond covering the plan	2010-12-31	$500,000
Assets. Value of loans (other than to participants)	2010-12-31	$261,310
Other income received	2010-12-31	$2,374,091
Net income (gross income less expenses)	2010-12-31	$2,025,883
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$17,091,756
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$15,065,873
Assets. Value of participant loans	2010-12-31	$12,171
Total contributions received or receivable from employer(s)	2010-12-31	$953,432
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$77,599
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$0
Amount contributed by the employer to the plan for this plan year	2010-12-31	$0
2009 : ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$1
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$0
Amount contributed by the employer to the plan for this plan year	2009-12-31	$0

Form 5500 Responses for ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN

2020: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ALPERT & ALPERT IRON & METAL, INC. 401(K) & PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )

Policy contract number

3071876

Policy instance

Insurance contract or identification number	3071876
Number of Individuals Covered	1
Insurance policy start date	2020-02-14
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

843791

Policy instance

Insurance contract or identification number	843791
Number of Individuals Covered	102
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $4,621
Total amount of fees paid to insurance company	USD $1,079
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,621
Insurance broker organization code?	3
Amount paid for insurance broker fees	1079
Additional information about fees paid to insurance broker	ADMINISTRATIVE ALLOWANCE

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

1286247

Policy instance

Insurance contract or identification number	1286247
Number of Individuals Covered	1
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )

Policy contract number

3071579

Policy instance

Insurance contract or identification number	3071579
Number of Individuals Covered	1
Insurance policy start date	2020-02-14
Insurance policy end date	2020-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )

Policy contract number

3071876

Policy instance

Insurance contract or identification number	3071876
Number of Individuals Covered	1
Insurance policy start date	2019-02-14
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

843791

Policy instance

Insurance contract or identification number	843791
Number of Individuals Covered	96
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $72,274
Total amount of fees paid to insurance company	USD $5,544
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $62,575
Insurance broker organization code?	3
Amount paid for insurance broker fees	5544
Additional information about fees paid to insurance broker	ADMINISTRATIVE ALLOWANCE

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

1286247

Policy instance

Insurance contract or identification number	1286247
Number of Individuals Covered	1
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )

Policy contract number

3071579

Policy instance

Insurance contract or identification number	3071579
Number of Individuals Covered	1
Insurance policy start date	2019-02-14
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )

Policy contract number

3071579

Policy instance

Insurance contract or identification number	3071579
Number of Individuals Covered	2
Insurance policy start date	2018-02-14
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

38365

Policy instance

Insurance contract or identification number	38365
Number of Individuals Covered	1
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

38365

Policy instance

Insurance contract or identification number	38365
Number of Individuals Covered	1
Insurance policy start date	2016-10-01
Insurance policy end date	2017-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Insurance broker organization code?	3
Insurance broker name	MICHAEL B. ALTMAN

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )

Policy contract number

3071579

Policy instance

Insurance contract or identification number	3071579
Number of Individuals Covered	2
Insurance policy start date	2017-02-14
Insurance policy end date	2018-02-13
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Insurance broker organization code?	3
Insurance broker name	THE GUARDIAN LIFE INSURANCE COMPANY

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

38365

Policy instance

Insurance contract or identification number	38365
Insurance policy start date	2014-10-01
Insurance policy end date	2014-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	Yes
Insurance broker name	MICHAEL B. ALTMAN

THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 )

Policy contract number

Policy instance

Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	Yes
Insurance broker organization code?	3
Insurance broker name	THE GUARDIAN LIFE INSURANCE COMPANY

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

38365

Policy instance

Insurance contract or identification number	38365
Insurance policy start date	2013-10-01
Insurance policy end date	2014-09-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $264
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $21,107
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	264
Additional information about fees paid to insurance broker	PERSISTENCY FEES AND OTHER
Insurance broker organization code?	3
Insurance broker name	MICHAEL B. ALTMAN

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

38365

Policy instance

Insurance contract or identification number	38365
Insurance policy start date	2013-10-01
Insurance policy end date	2014-09-30
Total amount of fees paid to insurance company	USD $264
Welfare Benefit Premiums Paid to Carrier	USD $21,107
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	264
Additional information about fees paid to insurance broker	PERSISTENCY FEES AND OTHER
Insurance broker organization code?	3
Insurance broker name	MICHAEL B. ALTMAN

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

38365

Policy instance

Insurance contract or identification number	38365
Number of Individuals Covered	1
Insurance policy start date	2012-10-01
Insurance policy end date	2013-09-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Insurance broker organization code?	3
Insurance broker name	MICHAEL B. ALTMAN

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

38365

Policy instance

Insurance contract or identification number	38365
Number of Individuals Covered	1
Insurance policy start date	2010-10-01
Insurance policy end date	2011-09-30
Total amount of commissions paid to insurance broker	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

38365

Policy instance

Insurance contract or identification number	38365
Number of Individuals Covered	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ALPERT & ALPERT IRON & METAL, INC.
Employer identification number (EIN):	951860560
NAIC Classification:	331310

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01	HOWARD FARBER	2021-10-12
001	2019-01-01	HOWARD FARBER	2020-10-14
001	2018-01-01	HOWARD FARBER	2019-10-14
001	2017-01-01
001	2016-01-01
001	2015-01-01	HOWARD FARBER
001	2014-01-01	HOWARD FARBER
001	2013-01-01	HOWARD FARBER
001	2012-01-01	HOWARD FARBER
001	2011-01-01	HOWARD FARBER
001	2010-01-01	HOWARD FARBER
001	2009-01-01	HOWARD FARBER