401k Plan data: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN plan

C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 401k Plan overview

Plan Name	C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN
Plan identification number	001

C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

C.J. SEGERSTROM & SONS has sponsored the creation of one or more 401k plans.

Company Name: C.J. SEGERSTROM & SONS

Employer identification number (EIN): 951877493

NAIC Classification: 531120
NAIC Description: Lessors of Nonresidential Buildings (except Miniwarehouses)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-11-01 MARK HEIM MARK HEIM 2016-05-25
001 2013-11-01 MARK HEIM MARK HEIM 2015-08-13
001 2012-11-01 MARK HEIM MARK HEIM 2014-07-30
001 2011-11-01 MARK HEIM
001 2010-11-01 MARK HEIM
001 2009-11-01 MARK HEIM
001 2008-11-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-11-01	MARK HEIM	MARK HEIM	2016-05-25
001	2013-11-01	MARK HEIM	MARK HEIM	2015-08-13
001	2012-11-01	MARK HEIM	MARK HEIM	2014-07-30
001	2011-11-01	MARK HEIM
001	2010-11-01	MARK HEIM
001	2009-11-01	MARK HEIM
001	2008-11-01

Plan Statistics for C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN

401k plan membership statisitcs for C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN

Measure Date Value
2014: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2014 401k membership
Total participants, beginning-of-year 2014-11-01 362
Total number of active participants reported on line 7a of the Form 5500 2014-11-01 0
Number of retired or separated participants receiving benefits 2014-11-01 0
Number of other retired or separated participants entitled to future benefits 2014-11-01 0
Total of all active and inactive participants 2014-11-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-11-01 0
Total participants 2014-11-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-11-01 0
2013: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2013 401k membership
Total participants, beginning-of-year 2013-11-01 417
Total number of active participants reported on line 7a of the Form 5500 2013-11-01 203
Number of retired or separated participants receiving benefits 2013-11-01 80
Number of other retired or separated participants entitled to future benefits 2013-11-01 67
Total of all active and inactive participants 2013-11-01 350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-11-01 12
Total participants 2013-11-01 362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-11-01 0
2012: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2012 401k membership
Total participants, beginning-of-year 2012-11-01 434
Total number of active participants reported on line 7a of the Form 5500 2012-11-01 241
Number of retired or separated participants receiving benefits 2012-11-01 64
Number of other retired or separated participants entitled to future benefits 2012-11-01 100
Total of all active and inactive participants 2012-11-01 405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-11-01 12
Total participants 2012-11-01 417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-11-01 12
2011: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2011 401k membership
Total participants, beginning-of-year 2011-11-01 437
Total number of active participants reported on line 7a of the Form 5500 2011-11-01 268
Number of retired or separated participants receiving benefits 2011-11-01 57
Number of other retired or separated participants entitled to future benefits 2011-11-01 98
Total of all active and inactive participants 2011-11-01 423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-11-01 11
Total participants 2011-11-01 434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-11-01 23
2010: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2010 401k membership
Total participants, beginning-of-year 2010-11-01 430
Total number of active participants reported on line 7a of the Form 5500 2010-11-01 275
Number of retired or separated participants receiving benefits 2010-11-01 54
Number of other retired or separated participants entitled to future benefits 2010-11-01 93
Total of all active and inactive participants 2010-11-01 422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-11-01 12
Total participants 2010-11-01 434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-11-01 18
2009: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2009 401k membership
Total participants, beginning-of-year 2009-11-01 436
Total number of active participants reported on line 7a of the Form 5500 2009-11-01 277
Number of retired or separated participants receiving benefits 2009-11-01 47
Number of other retired or separated participants entitled to future benefits 2009-11-01 90
Total of all active and inactive participants 2009-11-01 414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-11-01 11
Total participants 2009-11-01 425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-11-01 17

Measure	Date	Value
2014: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2014 401k membership
Total participants, beginning-of-year	2014-11-01	362
Total number of active participants reported on line 7a of the Form 5500	2014-11-01	0
Number of retired or separated participants receiving benefits	2014-11-01	0
Number of other retired or separated participants entitled to future benefits	2014-11-01	0
Total of all active and inactive participants	2014-11-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-11-01	0
Total participants	2014-11-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-11-01	0
2013: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2013 401k membership
Total participants, beginning-of-year	2013-11-01	417
Total number of active participants reported on line 7a of the Form 5500	2013-11-01	203
Number of retired or separated participants receiving benefits	2013-11-01	80
Number of other retired or separated participants entitled to future benefits	2013-11-01	67
Total of all active and inactive participants	2013-11-01	350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-11-01	12
Total participants	2013-11-01	362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-11-01	0
2012: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2012 401k membership
Total participants, beginning-of-year	2012-11-01	434
Total number of active participants reported on line 7a of the Form 5500	2012-11-01	241
Number of retired or separated participants receiving benefits	2012-11-01	64
Number of other retired or separated participants entitled to future benefits	2012-11-01	100
Total of all active and inactive participants	2012-11-01	405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-11-01	12
Total participants	2012-11-01	417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-11-01	12
2011: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2011 401k membership
Total participants, beginning-of-year	2011-11-01	437
Total number of active participants reported on line 7a of the Form 5500	2011-11-01	268
Number of retired or separated participants receiving benefits	2011-11-01	57
Number of other retired or separated participants entitled to future benefits	2011-11-01	98
Total of all active and inactive participants	2011-11-01	423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-11-01	11
Total participants	2011-11-01	434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-11-01	23
2010: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2010 401k membership
Total participants, beginning-of-year	2010-11-01	430
Total number of active participants reported on line 7a of the Form 5500	2010-11-01	275
Number of retired or separated participants receiving benefits	2010-11-01	54
Number of other retired or separated participants entitled to future benefits	2010-11-01	93
Total of all active and inactive participants	2010-11-01	422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-11-01	12
Total participants	2010-11-01	434
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-11-01	18
2009: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2009 401k membership
Total participants, beginning-of-year	2009-11-01	436
Total number of active participants reported on line 7a of the Form 5500	2009-11-01	277
Number of retired or separated participants receiving benefits	2009-11-01	47
Number of other retired or separated participants entitled to future benefits	2009-11-01	90
Total of all active and inactive participants	2009-11-01	414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-11-01	11
Total participants	2009-11-01	425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-11-01	17

Financial Data on C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN

Measure	Date	Value
2015 : C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-10-31	$0
Total income from all sources (including contributions)	2015-10-31	$1,817,626
Total loss/gain on sale of assets	2015-10-31	$1,547,333
Total of all expenses incurred	2015-10-31	$36,256,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-10-31	$36,223,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-10-31	$170,406
Value of total assets at end of year	2015-10-31	$0
Value of total assets at beginning of year	2015-10-31	$34,438,856
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-10-31	$33,403
Total interest from all sources	2015-10-31	$92,684
Total dividends received (eg from common stock, registered investment company shares)	2015-10-31	$557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-10-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-10-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-10-31	$557
Administrative expenses professional fees incurred	2015-10-31	$7,434
Was this plan covered by a fidelity bond	2015-10-31	Yes
Value of fidelity bond cover	2015-10-31	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-10-31	No
Other income not declared elsewhere	2015-10-31	$6,646
Administrative expenses (other) incurred	2015-10-31	$25,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-10-31	No
Value of net income/loss	2015-10-31	$-34,438,856
Value of net assets at end of year (total assets less liabilities)	2015-10-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-10-31	$34,438,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-10-31	No
Were any leases to which the plan was party in default or uncollectible	2015-10-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-10-31	$859,888
Interest earned on other investments	2015-10-31	$14,554
Income. Interest from US Government securities	2015-10-31	$78,130
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-10-31	$48,142
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-10-31	$48,142
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-10-31	$394,891
Expenses. Payments to insurance carriers foe the provision of benefits	2015-10-31	$19,400,868
Asset value of US Government securities at beginning of year	2015-10-31	$33,135,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-10-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-10-31	No
Has the plan failed to provide any benefit when due under the plan	2015-10-31	No
Contributions received in cash from employer	2015-10-31	$170,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-10-31	$16,822,211
Did the plan have assets held for investment	2015-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-10-31	Yes
Aggregate proceeds on sale of assets	2015-10-31	$72,191,223
Aggregate carrying amount (costs) on sale of assets	2015-10-31	$70,643,890
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-10-31	Disclaimer
Accountancy firm name	2015-10-31	THOMAS H. RIDGE, CPA
Accountancy firm EIN	2015-10-31	460657947
2014 : C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-10-31	$354,782
Total unrealized appreciation/depreciation of assets	2014-10-31	$354,782
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-31	$0
Total income from all sources (including contributions)	2014-10-31	$4,112,593
Total loss/gain on sale of assets	2014-10-31	$562,823
Total of all expenses incurred	2014-10-31	$3,882,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-10-31	$3,834,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-10-31	$0
Value of total assets at end of year	2014-10-31	$34,438,856
Value of total assets at beginning of year	2014-10-31	$34,209,033
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-10-31	$48,521
Total interest from all sources	2014-10-31	$29,973
Total dividends received (eg from common stock, registered investment company shares)	2014-10-31	$737,735
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-10-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-10-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-10-31	$679,394
Was this plan covered by a fidelity bond	2014-10-31	Yes
Value of fidelity bond cover	2014-10-31	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-10-31	No
Other income not declared elsewhere	2014-10-31	$180
Administrative expenses (other) incurred	2014-10-31	$18,076
Total non interest bearing cash at beginning of year	2014-10-31	$7,390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-31	No
Value of net income/loss	2014-10-31	$229,823
Value of net assets at end of year (total assets less liabilities)	2014-10-31	$34,438,856
Value of net assets at beginning of year (total assets less liabilities)	2014-10-31	$34,209,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-10-31	No
Were any leases to which the plan was party in default or uncollectible	2014-10-31	No
Investment advisory and management fees	2014-10-31	$30,445
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-10-31	$859,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-10-31	$26,292,103
Interest earned on other investments	2014-10-31	$29,881
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-10-31	$48,142
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-10-31	$161,541
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-10-31	$161,541
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-10-31	$92
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-10-31	$394,891
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-10-31	$564,627
Asset value of US Government securities at end of year	2014-10-31	$33,135,935
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-10-31	$2,427,100
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-10-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-10-31	No
Has the plan failed to provide any benefit when due under the plan	2014-10-31	No
Employer contributions (assets) at beginning of year	2014-10-31	$1,500,000
Income. Dividends from common stock	2014-10-31	$58,341
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-10-31	$3,834,249
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-10-31	$5,683,372
Did the plan have assets held for investment	2014-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-10-31	No
Aggregate proceeds on sale of assets	2014-10-31	$12,720,720
Aggregate carrying amount (costs) on sale of assets	2014-10-31	$12,157,897
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-10-31	Disclaimer
Accountancy firm name	2014-10-31	THOMAS H. RIDGE, CPA
Accountancy firm EIN	2014-10-31	460657947
2013 : C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-10-31	$1,127,991
Total unrealized appreciation/depreciation of assets	2013-10-31	$1,127,991
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-10-31	$0
Total income from all sources (including contributions)	2013-10-31	$7,264,108
Total loss/gain on sale of assets	2013-10-31	$248,060
Total of all expenses incurred	2013-10-31	$1,187,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-10-31	$1,099,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-10-31	$1,500,000
Value of total assets at end of year	2013-10-31	$34,209,033
Value of total assets at beginning of year	2013-10-31	$28,132,129
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-10-31	$87,626
Total interest from all sources	2013-10-31	$16,337
Total dividends received (eg from common stock, registered investment company shares)	2013-10-31	$771,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-10-31	$694,171
Was this plan covered by a fidelity bond	2013-10-31	Yes
Value of fidelity bond cover	2013-10-31	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-10-31	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-10-31	$628
Other income not declared elsewhere	2013-10-31	$130
Administrative expenses (other) incurred	2013-10-31	$43,490
Total non interest bearing cash at end of year	2013-10-31	$7,390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-10-31	No
Value of net income/loss	2013-10-31	$6,076,904
Value of net assets at end of year (total assets less liabilities)	2013-10-31	$34,209,033
Value of net assets at beginning of year (total assets less liabilities)	2013-10-31	$28,132,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-10-31	No
Were any leases to which the plan was party in default or uncollectible	2013-10-31	No
Investment advisory and management fees	2013-10-31	$44,136
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-10-31	$26,292,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-10-31	$24,324,439
Interest earned on other investments	2013-10-31	$16,304
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-10-31	$161,541
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-10-31	$33
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-10-31	$564,627
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-10-31	$402,122
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-10-31	$3,599,862
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-10-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-10-31	No
Has the plan failed to provide any benefit when due under the plan	2013-10-31	No
Contributions received in cash from employer	2013-10-31	$1,500,000
Employer contributions (assets) at end of year	2013-10-31	$1,500,000
Employer contributions (assets) at beginning of year	2013-10-31	$1,255,000
Income. Dividends from common stock	2013-10-31	$77,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-10-31	$1,099,578
Assets. Corporate common stocks other than exployer securities at end of year	2013-10-31	$5,683,372
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-10-31	$2,149,940
Did the plan have assets held for investment	2013-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-10-31	No
Aggregate proceeds on sale of assets	2013-10-31	$7,491,347
Aggregate carrying amount (costs) on sale of assets	2013-10-31	$7,243,287
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-10-31	Disclaimer
Accountancy firm name	2013-10-31	THOMAS H. RIDGE, CPA
Accountancy firm EIN	2013-10-31	460657947
2012 : C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-10-31	$213,366
Total unrealized appreciation/depreciation of assets	2012-10-31	$213,366
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-10-31	$26,546
Total income from all sources (including contributions)	2012-10-31	$4,111,129
Total loss/gain on sale of assets	2012-10-31	$30,801
Total of all expenses incurred	2012-10-31	$993,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-10-31	$931,780
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-10-31	$1,655,000
Value of total assets at end of year	2012-10-31	$28,132,129
Value of total assets at beginning of year	2012-10-31	$25,040,879
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-10-31	$61,553
Total interest from all sources	2012-10-31	$12,753
Total dividends received (eg from common stock, registered investment company shares)	2012-10-31	$749,633
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-10-31	$712,138
Was this plan covered by a fidelity bond	2012-10-31	Yes
Value of fidelity bond cover	2012-10-31	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-10-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-10-31	$628
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-10-31	$18,584
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-10-31	$26,546
Other income not declared elsewhere	2012-10-31	$1,155
Administrative expenses (other) incurred	2012-10-31	$9,988
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-10-31	No
Value of net income/loss	2012-10-31	$3,117,796
Value of net assets at end of year (total assets less liabilities)	2012-10-31	$28,132,129
Value of net assets at beginning of year (total assets less liabilities)	2012-10-31	$25,014,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-10-31	No
Were any leases to which the plan was party in default or uncollectible	2012-10-31	No
Investment advisory and management fees	2012-10-31	$51,565
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-10-31	$24,324,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-10-31	$19,566,297
Interest earned on other investments	2012-10-31	$12,630
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-10-31	$601,702
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-10-31	$601,702
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-10-31	$123
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-10-31	$402,122
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-10-31	$331,260
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-10-31	$1,448,421
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-10-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-10-31	No
Has the plan failed to provide any benefit when due under the plan	2012-10-31	No
Contributions received in cash from employer	2012-10-31	$1,655,000
Employer contributions (assets) at end of year	2012-10-31	$1,255,000
Employer contributions (assets) at beginning of year	2012-10-31	$1,000,000
Income. Dividends from common stock	2012-10-31	$37,495
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-10-31	$931,780
Assets. Corporate common stocks other than exployer securities at end of year	2012-10-31	$2,149,940
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-10-31	$3,523,036
Did the plan have assets held for investment	2012-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-10-31	No
Aggregate proceeds on sale of assets	2012-10-31	$3,647,918
Aggregate carrying amount (costs) on sale of assets	2012-10-31	$3,617,117
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-10-31	Disclaimer
Accountancy firm name	2012-10-31	THOMAS H. RIDGE, CPA
Accountancy firm EIN	2012-10-31	460657947
2011 : C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-10-31	$185,168
Total unrealized appreciation/depreciation of assets	2011-10-31	$185,168
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-10-31	$26,546
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-10-31	$15,982
Total income from all sources (including contributions)	2011-10-31	$2,239,693
Total loss/gain on sale of assets	2011-10-31	$-133,633
Total of all expenses incurred	2011-10-31	$885,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-10-31	$807,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-10-31	$1,890,000
Value of total assets at end of year	2011-10-31	$25,040,879
Value of total assets at beginning of year	2011-10-31	$23,676,370
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-10-31	$78,009
Total interest from all sources	2011-10-31	$14,322
Total dividends received (eg from common stock, registered investment company shares)	2011-10-31	$661,797
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-10-31	$627,729
Was this plan covered by a fidelity bond	2011-10-31	Yes
Value of fidelity bond cover	2011-10-31	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-10-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-10-31	$18,584
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-10-31	$17,288
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-10-31	$26,546
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-10-31	$15,982
Other income not declared elsewhere	2011-10-31	$47
Administrative expenses (other) incurred	2011-10-31	$9,814
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-10-31	No
Value of net income/loss	2011-10-31	$1,353,945
Value of net assets at end of year (total assets less liabilities)	2011-10-31	$25,014,333
Value of net assets at beginning of year (total assets less liabilities)	2011-10-31	$23,660,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-10-31	No
Were any leases to which the plan was party in default or uncollectible	2011-10-31	No
Investment advisory and management fees	2011-10-31	$68,195
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-10-31	$19,566,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-10-31	$18,826,712
Interest earned on other investments	2011-10-31	$14,212
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-10-31	$601,702
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-10-31	$694,945
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-10-31	$694,945
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-10-31	$110
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-10-31	$331,260
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-10-31	$159,601
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-10-31	$-378,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-10-31	No
Was there a failure to transmit to the plan any participant contributions	2011-10-31	No
Has the plan failed to provide any benefit when due under the plan	2011-10-31	No
Contributions received in cash from employer	2011-10-31	$1,890,000
Employer contributions (assets) at end of year	2011-10-31	$1,000,000
Employer contributions (assets) at beginning of year	2011-10-31	$710,000
Income. Dividends from common stock	2011-10-31	$34,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-10-31	$807,739
Assets. Corporate common stocks other than exployer securities at end of year	2011-10-31	$3,523,036
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-10-31	$3,267,824
Did the plan have assets held for investment	2011-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-10-31	No
Aggregate proceeds on sale of assets	2011-10-31	$3,950,039
Aggregate carrying amount (costs) on sale of assets	2011-10-31	$4,083,672
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-10-31	Disclaimer
Accountancy firm name	2011-10-31	THOMAS H RIDGE, CPA
Accountancy firm EIN	2011-10-31	460657947
2010 : C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-10-31	$0

Form 5500 Responses for C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN

2014: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2014 form 5500 responses
2014-11-01	Type of plan entity	Mulitple employer plan
2014-11-01	Submission has been amended	No
2014-11-01	This submission is the final filing	Yes
2014-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-11-01	Plan is a collectively bargained plan	No
2014-11-01	Plan funding arrangement – Insurance	Yes
2014-11-01	Plan funding arrangement – Trust	Yes
2014-11-01	Plan benefit arrangement – Insurance	Yes
2013: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2013 form 5500 responses
2013-11-01	Type of plan entity	Mulitple employer plan
2013-11-01	Submission has been amended	No
2013-11-01	This submission is the final filing	No
2013-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-11-01	Plan is a collectively bargained plan	No
2013-11-01	Plan funding arrangement – Insurance	Yes
2013-11-01	Plan funding arrangement – Trust	Yes
2013-11-01	Plan benefit arrangement – Insurance	Yes
2012: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2012 form 5500 responses
2012-11-01	Type of plan entity	Mulitple employer plan
2012-11-01	Submission has been amended	No
2012-11-01	This submission is the final filing	No
2012-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-11-01	Plan is a collectively bargained plan	No
2012-11-01	Plan funding arrangement – Insurance	Yes
2012-11-01	Plan funding arrangement – Trust	Yes
2012-11-01	Plan benefit arrangement – Insurance	Yes
2011: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2011 form 5500 responses
2011-11-01	Type of plan entity	Mulitple employer plan
2011-11-01	Submission has been amended	No
2011-11-01	This submission is the final filing	No
2011-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-11-01	Plan is a collectively bargained plan	No
2011-11-01	Plan funding arrangement – Insurance	Yes
2011-11-01	Plan funding arrangement – Trust	Yes
2011-11-01	Plan benefit arrangement – Insurance	Yes
2010: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2010 form 5500 responses
2010-11-01	Type of plan entity	Mulitple employer plan
2010-11-01	Submission has been amended	No
2010-11-01	This submission is the final filing	No
2010-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-11-01	Plan is a collectively bargained plan	No
2010-11-01	Plan funding arrangement – Insurance	Yes
2010-11-01	Plan funding arrangement – Trust	Yes
2010-11-01	Plan benefit arrangement – Insurance	Yes
2009: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2009 form 5500 responses
2009-11-01	Type of plan entity	Mulitple employer plan
2009-11-01	Submission has been amended	No
2009-11-01	This submission is the final filing	No
2009-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-11-01	Plan is a collectively bargained plan	No
2009-11-01	Plan funding arrangement – Insurance	Yes
2009-11-01	Plan funding arrangement – Trust	Yes
2009-11-01	Plan benefit arrangement – Insurance	Yes
2008: C.J. SEGERSTROM & SONS RETIREMENT INCOME PLAN 2008 form 5500 responses
2008-11-01	Type of plan entity	Mulitple employer plan
2008-11-01	Submission has been amended	No
2008-11-01	This submission is the final filing	No
2008-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-11-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

015774

Policy instance

Insurance contract or identification number	015774
Number of Individuals Covered	0
Insurance policy start date	2014-11-01
Insurance policy end date	2015-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

015774

Policy instance

Insurance contract or identification number	015774
Number of Individuals Covered	362
Insurance policy start date	2013-11-01
Insurance policy end date	2014-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

015774

Policy instance

Insurance contract or identification number	015774
Number of Individuals Covered	417
Insurance policy start date	2012-11-01
Insurance policy end date	2013-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

015774

Policy instance

Insurance contract or identification number	015774
Number of Individuals Covered	434
Insurance policy start date	2011-11-01
Insurance policy end date	2102-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

015774

Policy instance

Insurance contract or identification number	015774
Number of Individuals Covered	434
Insurance policy start date	2010-11-01
Insurance policy end date	2011-10-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

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Company Name:	C.J. SEGERSTROM & SONS
Employer identification number (EIN):	951877493
NAIC Classification:	531120
NAIC Description:	Lessors of Nonresidential Buildings (except Miniwarehouses)