Logo

MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameMOFFATT & NICHOL 401(K) PROFIT SHARING PLAN
Plan identification number 001

MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MOFFATT & NICHOL has sponsored the creation of one or more 401k plans.

Company Name:MOFFATT & NICHOL
Employer identification number (EIN):951951343
NAIC Classification:541330
NAIC Description:Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012024-01-01ERIC REAVES
0012023-01-01
0012023-01-01
0012023-01-01FELICIA CORBETT
0012023-01-01FELICIA CORBETT
0012022-01-01
0012022-01-01
0012022-01-01FELICIA CORBETT
0012021-01-01
0012021-01-01FELICIA CORBETT
0012020-01-01
0012019-01-01
0012017-01-01KIMBERLE MARQUARDT
0012016-01-01KIMBERLE MARQUARDT
0012015-01-01SHERRY HENNES
0012014-01-01SHERRY HENNES
0012013-01-01SHERRY HENNES
0012012-01-01SHERRY HENNES
0012011-01-01SHERRY HENNES
0012009-01-01SHERRY HENNES

Plan Statistics for MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN

Measure Date Value
2023: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-011,012
Total number of active participants reported on line 7a of the Form 55002023-01-01933
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01180
Total of all active and inactive participants2023-01-011,113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-014
Total participants2023-01-011,117
Number of participants with account balances2023-01-011,025
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0151
2022: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01923
Total number of active participants reported on line 7a of the Form 55002022-01-01832
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01176
Total of all active and inactive participants2022-01-011,008
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-014
Total participants2022-01-011,012
Number of participants with account balances2022-01-01901
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0143
2021: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01919
Total number of active participants reported on line 7a of the Form 55002021-01-01755
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01167
Total of all active and inactive participants2021-01-01922
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01923
Number of participants with account balances2021-01-01797
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0139
2020: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01894
Total number of active participants reported on line 7a of the Form 55002020-01-01761
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01157
Total of all active and inactive participants2020-01-01918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01919
Number of participants with account balances2020-01-01763
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0134
2019: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01807
Total number of active participants reported on line 7a of the Form 55002019-01-01750
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01144
Total of all active and inactive participants2019-01-01894
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01894
Number of participants with account balances2019-01-01741
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0118
2017: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01691
Total number of active participants reported on line 7a of the Form 55002017-01-01582
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01137
Total of all active and inactive participants2017-01-01719
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01721
Number of participants with account balances2017-01-01613
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0126
2016: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01684
Total number of active participants reported on line 7a of the Form 55002016-01-01554
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01135
Total of all active and inactive participants2016-01-01689
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01691
Number of participants with account balances2016-01-01601
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0127
2015: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01651
Total number of active participants reported on line 7a of the Form 55002015-01-01575
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01107
Total of all active and inactive participants2015-01-01682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01684
Number of participants with account balances2015-01-01573
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0124
2014: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01627
Total number of active participants reported on line 7a of the Form 55002014-01-01555
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0194
Total of all active and inactive participants2014-01-01649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01651
Number of participants with account balances2014-01-01539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0114
2013: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01552
Total number of active participants reported on line 7a of the Form 55002013-01-01540
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0186
Total of all active and inactive participants2013-01-01626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01627
Number of participants with account balances2013-01-01511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0112
2012: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01518
Total number of active participants reported on line 7a of the Form 55002012-01-01465
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0186
Total of all active and inactive participants2012-01-01551
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01552
Number of participants with account balances2012-01-01475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0110
2011: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01528
Total number of active participants reported on line 7a of the Form 55002011-01-01427
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0191
Total of all active and inactive participants2011-01-01518
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01518
Number of participants with account balances2011-01-01457
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0112
2009: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01520
Total number of active participants reported on line 7a of the Form 55002009-01-01442
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0175
Total of all active and inactive participants2009-01-01517
Total participants2009-01-01517
Number of participants with account balances2009-01-01453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0110

Financial Data on MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN

Measure Date Value
2023 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$47,404,295
Total of all expenses incurred2023-12-31$6,644,004
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$6,470,854
Expenses. Certain deemed distributions of participant loans2023-12-31$12,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$16,953,212
Value of total assets at end of year2023-12-31$194,097,635
Value of total assets at beginning of year2023-12-31$153,337,344
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$160,740
Total interest from all sources2023-12-31$60,900
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$4,413,914
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$4,413,914
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$2,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$9,595,349
Participant contributions at end of year2023-12-31$1,266,343
Participant contributions at beginning of year2023-12-31$1,386,900
Assets. Other investments not covered elsewhere at end of year2023-12-31$8,643,928
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$6,325,577
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$3,329,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$40,760,291
Value of net assets at end of year (total assets less liabilities)2023-12-31$194,097,635
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$153,337,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$23,707
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$173,321,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$135,539,978
Interest on participant loans2023-12-31$60,900
Value of interest in common/collective trusts at end of year2023-12-31$10,682,626
Value of interest in common/collective trusts at beginning of year2023-12-31$10,084,889
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$25,723,978
Net investment gain or loss from common/collective trusts2023-12-31$252,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$4,028,208
Employer contributions (assets) at end of year2023-12-31$183,500
Employer contributions (assets) at beginning of year2023-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$6,470,854
Contract administrator fees2023-12-31$51,047
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Disclaimer
Accountancy firm name2023-12-31BAKER TILLY US, LLP
Accountancy firm EIN2023-12-31301413443
Total income from all sources (including contributions)2023-01-01$47,404,295
Total of all expenses incurred2023-01-01$6,644,004
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$6,470,854
Expenses. Certain deemed distributions of participant loans2023-01-01$12,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$16,953,212
Value of total assets at end of year2023-01-01$194,097,635
Value of total assets at beginning of year2023-01-01$153,337,344
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$160,740
Total interest from all sources2023-01-01$60,900
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$4,413,914
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$4,413,914
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$2,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$9,595,349
Participant contributions at end of year2023-01-01$1,266,343
Participant contributions at beginning of year2023-01-01$1,386,900
Assets. Other investments not covered elsewhere at end of year2023-01-01$8,643,928
Assets. Other investments not covered elsewhere at beginning of year2023-01-01$6,325,577
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$3,329,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$40,760,291
Value of net assets at end of year (total assets less liabilities)2023-01-01$194,097,635
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$153,337,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Investment advisory and management fees2023-01-01$23,707
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$173,321,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$135,539,978
Interest on participant loans2023-01-01$60,900
Value of interest in common/collective trusts at end of year2023-01-01$10,682,626
Value of interest in common/collective trusts at beginning of year2023-01-01$10,084,889
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$25,723,978
Net investment gain or loss from common/collective trusts2023-01-01$252,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$4,028,208
Employer contributions (assets) at end of year2023-01-01$183,500
Employer contributions (assets) at beginning of year2023-01-01$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$6,470,854
Contract administrator fees2023-01-01$51,047
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01BAKER TILLY US, LLP
Accountancy firm EIN2023-01-01301413443
2022 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-16,648,782
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,992,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,926,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$14,291,175
Value of total assets at end of year2022-12-31$153,337,344
Value of total assets at beginning of year2022-12-31$176,978,319
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$66,025
Total interest from all sources2022-12-31$49,229
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$4,936,662
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$4,936,662
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$8,092,713
Participant contributions at end of year2022-12-31$1,386,900
Participant contributions at beginning of year2022-12-31$1,326,492
Assets. Other investments not covered elsewhere at end of year2022-12-31$6,325,577
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$5,858,195
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,775,543
Other income not declared elsewhere2022-12-31$-1,185,659
Administrative expenses (other) incurred2022-12-31$65,356
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-23,640,975
Value of net assets at end of year (total assets less liabilities)2022-12-31$153,337,344
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$176,978,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$669
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$135,539,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$157,909,941
Interest on participant loans2022-12-31$49,229
Value of interest in common/collective trusts at end of year2022-12-31$10,084,889
Value of interest in common/collective trusts at beginning of year2022-12-31$11,883,691
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-34,945,237
Net investment gain or loss from common/collective trusts2022-12-31$205,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,422,919
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,926,168
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31390859910
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-16,648,782
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$6,992,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$6,926,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$14,291,175
Value of total assets at end of year2022-01-01$153,337,344
Value of total assets at beginning of year2022-01-01$176,978,319
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$66,025
Total interest from all sources2022-01-01$49,229
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$4,936,662
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$4,936,662
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$2,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$8,092,713
Participant contributions at end of year2022-01-01$1,386,900
Participant contributions at beginning of year2022-01-01$1,326,492
Assets. Other investments not covered elsewhere at end of year2022-01-01$6,325,577
Assets. Other investments not covered elsewhere at beginning of year2022-01-01$5,858,195
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$2,775,543
Other income not declared elsewhere2022-01-01$-1,185,659
Administrative expenses (other) incurred2022-01-01$65,356
Total non interest bearing cash at end of year2022-01-01$0
Total non interest bearing cash at beginning of year2022-01-01$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-23,640,975
Value of net assets at end of year (total assets less liabilities)2022-01-01$153,337,344
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$176,978,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Investment advisory and management fees2022-01-01$669
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$135,539,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$157,909,941
Interest on participant loans2022-01-01$49,229
Value of interest in common/collective trusts at end of year2022-01-01$10,084,889
Value of interest in common/collective trusts at beginning of year2022-01-01$11,883,691
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-34,945,237
Net investment gain or loss from common/collective trusts2022-01-01$205,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$3,422,919
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$6,926,168
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01BAKER TILLY US, LLP
Accountancy firm EIN2022-01-01390859910
2021 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$36,931,671
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$7,654,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,647,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$15,202,567
Value of total assets at end of year2021-12-31$176,978,319
Value of total assets at beginning of year2021-12-31$147,700,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$7,006
Total interest from all sources2021-12-31$52,392
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$10,979,350
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$10,979,350
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$6,905,102
Participant contributions at end of year2021-12-31$1,326,492
Participant contributions at beginning of year2021-12-31$1,354,527
Assets. Other investments not covered elsewhere at end of year2021-12-31$5,858,195
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$4,043,475
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$5,358,173
Other income not declared elsewhere2021-12-31$830,478
Administrative expenses (other) incurred2021-12-31$6,653
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$451
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$29,277,349
Value of net assets at end of year (total assets less liabilities)2021-12-31$176,978,319
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$147,700,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$353
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$157,909,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$130,515,025
Interest on participant loans2021-12-31$52,392
Value of interest in common/collective trusts at end of year2021-12-31$11,883,691
Value of interest in common/collective trusts at beginning of year2021-12-31$11,787,492
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$9,596,293
Net investment gain or loss from common/collective trusts2021-12-31$270,591
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,939,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,647,316
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$32,673,862
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$9,179,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,162,281
Expenses. Certain deemed distributions of participant loans2020-12-31$12,410
Value of total corrective distributions2020-12-31$2,466
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$10,368,240
Value of total assets at end of year2020-12-31$147,700,970
Value of total assets at beginning of year2020-12-31$124,206,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,130
Total interest from all sources2020-12-31$57,734
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$5,968,647
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$5,968,647
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$6,281,521
Participant contributions at end of year2020-12-31$1,354,527
Participant contributions at beginning of year2020-12-31$1,407,201
Assets. Other investments not covered elsewhere at end of year2020-12-31$4,043,475
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$3,694,992
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,335,727
Other income not declared elsewhere2020-12-31$618,100
Administrative expenses (other) incurred2020-12-31$1,977
Total non interest bearing cash at end of year2020-12-31$451
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$23,494,575
Value of net assets at end of year (total assets less liabilities)2020-12-31$147,700,970
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$124,206,395
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$153
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$130,515,025
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$111,322,473
Interest on participant loans2020-12-31$57,734
Value of interest in common/collective trusts at end of year2020-12-31$11,787,492
Value of interest in common/collective trusts at beginning of year2020-12-31$7,781,729
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$15,393,916
Net investment gain or loss from common/collective trusts2020-12-31$267,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,750,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,162,281
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BATER TILLY, US LLP
Accountancy firm EIN2020-12-31390859910
2019 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$36,236,757
Total income from all sources (including contributions)2019-12-31$36,236,757
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$7,759,715
Total of all expenses incurred2019-12-31$7,759,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,719,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,719,530
Expenses. Certain deemed distributions of participant loans2019-12-31$12,410
Expenses. Certain deemed distributions of participant loans2019-12-31$12,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$14,427,967
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$14,427,967
Value of total assets at end of year2019-12-31$124,206,395
Value of total assets at end of year2019-12-31$124,206,395
Value of total assets at beginning of year2019-12-31$95,729,353
Value of total assets at beginning of year2019-12-31$95,729,353
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$27,775
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$27,775
Total interest from all sources2019-12-31$55,476
Total interest from all sources2019-12-31$55,476
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,054,457
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$5,054,457
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,054,457
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,054,457
Administrative expenses professional fees incurred2019-12-31$10,000
Administrative expenses professional fees incurred2019-12-31$10,000
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$5,756,234
Contributions received from participants2019-12-31$5,756,234
Participant contributions at end of year2019-12-31$1,407,201
Participant contributions at end of year2019-12-31$1,407,201
Participant contributions at beginning of year2019-12-31$1,268,566
Participant contributions at beginning of year2019-12-31$1,268,566
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,694,992
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,694,992
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,858,110
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,858,110
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$6,054,532
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$6,054,532
Other income not declared elsewhere2019-12-31$699,307
Other income not declared elsewhere2019-12-31$699,307
Administrative expenses (other) incurred2019-12-31$2,775
Administrative expenses (other) incurred2019-12-31$2,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$28,477,042
Value of net income/loss2019-12-31$28,477,042
Value of net assets at end of year (total assets less liabilities)2019-12-31$124,206,395
Value of net assets at end of year (total assets less liabilities)2019-12-31$124,206,395
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$95,729,353
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$95,729,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$15,000
Investment advisory and management fees2019-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$111,322,473
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$111,322,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$83,380,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$83,380,813
Interest on participant loans2019-12-31$55,476
Interest on participant loans2019-12-31$55,476
Value of interest in common/collective trusts at end of year2019-12-31$7,781,729
Value of interest in common/collective trusts at end of year2019-12-31$7,781,729
Value of interest in common/collective trusts at beginning of year2019-12-31$7,221,864
Value of interest in common/collective trusts at beginning of year2019-12-31$7,221,864
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$15,782,371
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$15,782,371
Net investment gain or loss from common/collective trusts2019-12-31$217,179
Net investment gain or loss from common/collective trusts2019-12-31$217,179
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,617,201
Contributions received in cash from employer2019-12-31$2,617,201
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,719,530
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,719,530
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SQUAR, MILNER, PETERSON LLP
Accountancy firm name2019-12-31SQUAR, MILNER, PETERSON LLP
Accountancy firm EIN2019-12-31330835986
Accountancy firm EIN2019-12-31330835986
2018 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,931,900
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,726,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,708,417
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$8,377,019
Value of total assets at end of year2018-12-31$95,729,353
Value of total assets at beginning of year2018-12-31$98,523,495
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$17,625
Total interest from all sources2018-12-31$44,472
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$5,488,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$5,488,146
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,001,008
Participant contributions at end of year2018-12-31$1,268,566
Participant contributions at beginning of year2018-12-31$1,173,647
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,858,110
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$4,347,449
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,084,519
Other income not declared elsewhere2018-12-31$-63,483
Administrative expenses (other) incurred2018-12-31$2,625
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$17,170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,794,142
Value of net assets at end of year (total assets less liabilities)2018-12-31$95,729,353
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$98,523,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$15,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$83,380,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$85,563,865
Interest on participant loans2018-12-31$44,472
Value of interest in common/collective trusts at end of year2018-12-31$7,221,864
Value of interest in common/collective trusts at beginning of year2018-12-31$7,421,364
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-11,090,228
Net investment gain or loss from common/collective trusts2018-12-31$175,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,291,492
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,708,417
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SQUAR MILNER LLP
Accountancy firm EIN2018-12-31330835986
2017 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$21,669,496
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,849,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,830,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,212,677
Value of total assets at end of year2017-12-31$98,523,495
Value of total assets at beginning of year2017-12-31$83,703,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$19,325
Total interest from all sources2017-12-31$41,408
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,761,572
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,761,572
Administrative expenses professional fees incurred2017-12-31$9,500
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,595,066
Participant contributions at end of year2017-12-31$1,173,647
Participant contributions at beginning of year2017-12-31$1,220,984
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$4,347,449
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$3,543,905
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$539,245
Other income not declared elsewhere2017-12-31$398,000
Administrative expenses (other) incurred2017-12-31$2,325
Total non interest bearing cash at end of year2017-12-31$17,170
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$14,819,718
Value of net assets at end of year (total assets less liabilities)2017-12-31$98,523,495
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$83,703,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Investment advisory and management fees2017-12-31$7,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$85,563,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$72,044,089
Interest on participant loans2017-12-31$41,408
Value of interest in common/collective trusts at end of year2017-12-31$7,421,364
Value of interest in common/collective trusts at beginning of year2017-12-31$6,894,799
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$10,129,802
Net investment gain or loss from common/collective trusts2017-12-31$126,037
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,078,366
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,830,453
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SQUAR MILNER LLP
Accountancy firm EIN2017-12-31330835986
2016 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$12,589,521
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$7,386,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$7,380,343
Value of total corrective distributions2016-12-31$1,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,370,793
Value of total assets at end of year2016-12-31$83,703,777
Value of total assets at beginning of year2016-12-31$78,500,619
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,850
Total interest from all sources2016-12-31$38,090
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,310,094
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,310,094
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,614,947
Participant contributions at end of year2016-12-31$1,220,984
Participant contributions at beginning of year2016-12-31$1,165,549
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$3,543,905
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$3,267,403
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$649,093
Other income not declared elsewhere2016-12-31$136,009
Administrative expenses (other) incurred2016-12-31$4,850
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,203,158
Value of net assets at end of year (total assets less liabilities)2016-12-31$83,703,777
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$78,500,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$72,044,089
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$68,090,028
Interest on participant loans2016-12-31$38,090
Value of interest in common/collective trusts at end of year2016-12-31$6,894,799
Value of interest in common/collective trusts at beginning of year2016-12-31$5,801,089
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,638,138
Net investment gain or loss from common/collective trusts2016-12-31$96,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,106,753
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$176,550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$7,380,343
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SQUAR MILNER LLP
Accountancy firm EIN2016-12-31330835986
2015 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$7,067,812
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,335,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,322,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$7,299,666
Value of total assets at end of year2015-12-31$78,500,619
Value of total assets at beginning of year2015-12-31$76,768,519
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$13,086
Total interest from all sources2015-12-31$36,759
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,350,200
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,350,200
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,539,495
Participant contributions at end of year2015-12-31$1,165,549
Participant contributions at beginning of year2015-12-31$1,195,742
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$3,267,403
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$2,996,603
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$657,682
Other income not declared elsewhere2015-12-31$-23,976
Administrative expenses (other) incurred2015-12-31$3,550
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,732,100
Value of net assets at end of year (total assets less liabilities)2015-12-31$78,500,619
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$76,768,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$9,536
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$68,090,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$66,567,638
Interest on participant loans2015-12-31$36,759
Value of interest in common/collective trusts at end of year2015-12-31$5,801,089
Value of interest in common/collective trusts at beginning of year2015-12-31$6,008,536
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,684,389
Net investment gain or loss from common/collective trusts2015-12-31$89,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,102,489
Employer contributions (assets) at end of year2015-12-31$176,550
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,322,626
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SQUAR MILNER LLP
Accountancy firm EIN2015-12-31330835986
2014 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$10,284,850
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,738,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,725,742
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,541,301
Value of total assets at end of year2014-12-31$76,768,519
Value of total assets at beginning of year2014-12-31$70,222,668
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$13,257
Total interest from all sources2014-12-31$34,977
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,114,462
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,114,462
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,384,132
Participant contributions at end of year2014-12-31$1,195,742
Participant contributions at beginning of year2014-12-31$1,249,717
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$3,438
Assets. Other investments not covered elsewhere at end of year2014-12-31$2,996,603
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,933,587
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$197,661
Other income not declared elsewhere2014-12-31$99,635
Administrative expenses (other) incurred2014-12-31$3,475
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$193
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,545,851
Value of net assets at end of year (total assets less liabilities)2014-12-31$76,768,519
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$70,222,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$9,782
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$66,567,638
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$61,832,954
Interest on participant loans2014-12-31$34,977
Value of interest in common/collective trusts at end of year2014-12-31$6,008,536
Value of interest in common/collective trusts at beginning of year2014-12-31$5,202,779
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$397,431
Net investment gain or loss from common/collective trusts2014-12-31$97,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,959,508
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,725,742
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SQUAR MILNER LLP
Accountancy firm EIN2014-12-31330835986
2013 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$17,056,408
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,489,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,476,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,192,973
Value of total assets at end of year2013-12-31$70,222,668
Value of total assets at beginning of year2013-12-31$56,655,485
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,495
Total interest from all sources2013-12-31$35,032
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,158,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,158,303
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,117,054
Participant contributions at end of year2013-12-31$1,249,717
Participant contributions at beginning of year2013-12-31$956,070
Participant contributions at end of year2013-12-31$3,438
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,933,587
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,087,184
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$299,180
Other income not declared elsewhere2013-12-31$162,992
Administrative expenses (other) incurred2013-12-31$4,225
Total non interest bearing cash at end of year2013-12-31$193
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,567,183
Value of net assets at end of year (total assets less liabilities)2013-12-31$70,222,668
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$56,655,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$8,270
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$61,832,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$49,434,781
Interest on participant loans2013-12-31$35,032
Value of interest in common/collective trusts at end of year2013-12-31$5,202,779
Value of interest in common/collective trusts at beginning of year2013-12-31$5,177,450
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,411,577
Net investment gain or loss from common/collective trusts2013-12-31$95,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,776,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,476,730
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SQUAR MILNER
Accountancy firm EIN2013-12-31330835986
2012 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$12,282,359
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,840,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,830,123
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,455,775
Value of total assets at end of year2012-12-31$56,655,485
Value of total assets at beginning of year2012-12-31$47,213,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$10,540
Total interest from all sources2012-12-31$31,207
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,870,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,870,795
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,767,734
Participant contributions at end of year2012-12-31$956,070
Participant contributions at beginning of year2012-12-31$882,532
Participant contributions at beginning of year2012-12-31$10,841
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,087,184
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,012,774
Other income not declared elsewhere2012-12-31$20,605
Administrative expenses (other) incurred2012-12-31$1,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$9,441,696
Value of net assets at end of year (total assets less liabilities)2012-12-31$56,655,485
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$47,213,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$900
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$49,434,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$46,320,416
Interest on participant loans2012-12-31$31,207
Value of interest in common/collective trusts at end of year2012-12-31$5,177,450
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,843,607
Net investment gain or loss from common/collective trusts2012-12-31$60,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,675,267
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,830,123
Contract administrator fees2012-12-31$8,440
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31VASQUEZ & COMPANY LLP
Accountancy firm EIN2012-12-31330700332
2011 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,225,759
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,381,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,348,944
Expenses. Certain deemed distributions of participant loans2011-12-31$16,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,510,773
Value of total assets at end of year2011-12-31$47,213,789
Value of total assets at beginning of year2011-12-31$44,369,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$15,360
Total interest from all sources2011-12-31$31,068
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,420,671
Participant contributions at end of year2011-12-31$882,532
Participant contributions at beginning of year2011-12-31$777,316
Participant contributions at end of year2011-12-31$10,841
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$499,601
Other income not declared elsewhere2011-12-31$81,234
Administrative expenses (other) incurred2011-12-31$45
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$7,215
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,844,594
Value of net assets at end of year (total assets less liabilities)2011-12-31$47,213,789
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$44,369,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$2,034
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$46,320,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$43,584,664
Interest on participant loans2011-12-31$31,068
Net investment gain/loss from pooled separate accounts2011-12-31$-1,397,316
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,590,501
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,348,944
Contract administrator fees2011-12-31$13,281
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31VAZQUEZ & COMPANY LLP
Accountancy firm EIN2011-12-31330700332
2010 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$9,639,858
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,404,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,387,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,160,214
Value of total assets at end of year2010-12-31$44,369,195
Value of total assets at beginning of year2010-12-31$37,133,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$16,425
Total interest from all sources2010-12-31$73,395
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,340,153
Participant contributions at end of year2010-12-31$777,316
Participant contributions at beginning of year2010-12-31$687,011
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$273,541
Administrative expenses (other) incurred2010-12-31$414
Total non interest bearing cash at end of year2010-12-31$7,215
Total non interest bearing cash at beginning of year2010-12-31$6,298
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$7,235,502
Value of net assets at end of year (total assets less liabilities)2010-12-31$44,369,195
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$37,133,693
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$1,736
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$43,584,664
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$36,440,384
Interest on participant loans2010-12-31$31,786
Interest earned on other investments2010-12-31$41,609
Net investment gain/loss from pooled separate accounts2010-12-31$4,406,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,546,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,387,931
Contract administrator fees2010-12-31$14,275
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31VAZQUEZ & COMPANY LLP
Accountancy firm EIN2010-12-31330700332
2009 : MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN

2023: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2017: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: MOFFATT & NICHOL 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number39910
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number39910
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number39910
Policy instance 1

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
US 401k Lookup     VAT Lookup