401k Plan data: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN plan

NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan Name	NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN
Plan identification number	001

NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NEAL T. BAKER ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.

Company Name: NEAL T. BAKER ENTERPRISES, INC.

Employer identification number (EIN): 951960882

NAIC Classification: 236110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-04-01
001 2014-04-01
001 2013-04-01 CAROL BAKER CAROL BAKER 2015-01-12
001 2012-04-01 CAROL BAKER CAROL BAKER 2014-01-09
001 2011-04-01 CAROL BAKER CAROL BAKER 2013-01-07
001 2009-04-01 CAROL BAKER CAROL BAKER 2011-01-10

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-04-01
001	2014-04-01
001	2013-04-01	CAROL BAKER	CAROL BAKER	2015-01-12
001	2012-04-01	CAROL BAKER	CAROL BAKER	2014-01-09
001	2011-04-01	CAROL BAKER	CAROL BAKER	2013-01-07
001	2009-04-01	CAROL BAKER	CAROL BAKER	2011-01-10

Plan Statistics for NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN

Measure Date Value
2015: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-04-01 815
Total number of active participants reported on line 7a of the Form 5500 2015-04-01 753
Number of retired or separated participants receiving benefits 2015-04-01 0
Number of other retired or separated participants entitled to future benefits 2015-04-01 33
Total of all active and inactive participants 2015-04-01 786
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-04-01 0
Total participants 2015-04-01 786
Number of participants with account balances 2015-04-01 326
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-04-01 13
2014: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-04-01 815
Total number of active participants reported on line 7a of the Form 5500 2014-04-01 789
Number of retired or separated participants receiving benefits 2014-04-01 0
Number of other retired or separated participants entitled to future benefits 2014-04-01 26
Total of all active and inactive participants 2014-04-01 815
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-04-01 0
Total participants 2014-04-01 815
Number of participants with account balances 2014-04-01 313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-04-01 8
2013: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-04-01 907
Total number of active participants reported on line 7a of the Form 5500 2013-04-01 787
Number of retired or separated participants receiving benefits 2013-04-01 0
Number of other retired or separated participants entitled to future benefits 2013-04-01 28
Total of all active and inactive participants 2013-04-01 815
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-04-01 0
Total participants 2013-04-01 815
Number of participants with account balances 2013-04-01 319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-04-01 10
2012: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-04-01 863
Total number of active participants reported on line 7a of the Form 5500 2012-04-01 821
Number of retired or separated participants receiving benefits 2012-04-01 0
Number of other retired or separated participants entitled to future benefits 2012-04-01 86
Total of all active and inactive participants 2012-04-01 907
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-04-01 0
Total participants 2012-04-01 907
Number of participants with account balances 2012-04-01 379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-04-01 7
2011: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-04-01 836
Total number of active participants reported on line 7a of the Form 5500 2011-04-01 778
Number of retired or separated participants receiving benefits 2011-04-01 0
Number of other retired or separated participants entitled to future benefits 2011-04-01 85
Total of all active and inactive participants 2011-04-01 863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-04-01 0
Total participants 2011-04-01 863
Number of participants with account balances 2011-04-01 338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-04-01 4
2009: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-04-01 824
Total number of active participants reported on line 7a of the Form 5500 2009-04-01 726
Number of retired or separated participants receiving benefits 2009-04-01 0
Number of other retired or separated participants entitled to future benefits 2009-04-01 111
Total of all active and inactive participants 2009-04-01 837
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-04-01 0
Total participants 2009-04-01 837
Number of participants with account balances 2009-04-01 356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-04-01 7

Measure	Date	Value
2015: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-04-01	815
Total number of active participants reported on line 7a of the Form 5500	2015-04-01	753
Number of retired or separated participants receiving benefits	2015-04-01	0
Number of other retired or separated participants entitled to future benefits	2015-04-01	33
Total of all active and inactive participants	2015-04-01	786
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-04-01	0
Total participants	2015-04-01	786
Number of participants with account balances	2015-04-01	326
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-04-01	13
2014: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-04-01	815
Total number of active participants reported on line 7a of the Form 5500	2014-04-01	789
Number of retired or separated participants receiving benefits	2014-04-01	0
Number of other retired or separated participants entitled to future benefits	2014-04-01	26
Total of all active and inactive participants	2014-04-01	815
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-04-01	0
Total participants	2014-04-01	815
Number of participants with account balances	2014-04-01	313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-04-01	8
2013: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-04-01	907
Total number of active participants reported on line 7a of the Form 5500	2013-04-01	787
Number of retired or separated participants receiving benefits	2013-04-01	0
Number of other retired or separated participants entitled to future benefits	2013-04-01	28
Total of all active and inactive participants	2013-04-01	815
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-04-01	0
Total participants	2013-04-01	815
Number of participants with account balances	2013-04-01	319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-04-01	10
2012: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-04-01	863
Total number of active participants reported on line 7a of the Form 5500	2012-04-01	821
Number of retired or separated participants receiving benefits	2012-04-01	0
Number of other retired or separated participants entitled to future benefits	2012-04-01	86
Total of all active and inactive participants	2012-04-01	907
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-04-01	0
Total participants	2012-04-01	907
Number of participants with account balances	2012-04-01	379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-04-01	7
2011: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-04-01	836
Total number of active participants reported on line 7a of the Form 5500	2011-04-01	778
Number of retired or separated participants receiving benefits	2011-04-01	0
Number of other retired or separated participants entitled to future benefits	2011-04-01	85
Total of all active and inactive participants	2011-04-01	863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-04-01	0
Total participants	2011-04-01	863
Number of participants with account balances	2011-04-01	338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-04-01	4
2009: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-04-01	824
Total number of active participants reported on line 7a of the Form 5500	2009-04-01	726
Number of retired or separated participants receiving benefits	2009-04-01	0
Number of other retired or separated participants entitled to future benefits	2009-04-01	111
Total of all active and inactive participants	2009-04-01	837
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-04-01	0
Total participants	2009-04-01	837
Number of participants with account balances	2009-04-01	356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-04-01	7

Financial Data on NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN

Measure	Date	Value
2016 : NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-03-31	$0
Total income from all sources (including contributions)	2016-03-31	$510,210
Total loss/gain on sale of assets	2016-03-31	$0
Total of all expenses incurred	2016-03-31	$798,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-03-31	$790,296
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-03-31	$945,129
Value of total assets at end of year	2016-03-31	$14,645,452
Value of total assets at beginning of year	2016-03-31	$14,934,228
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-03-31	$8,690
Total interest from all sources	2016-03-31	$27,120
Total dividends received (eg from common stock, registered investment company shares)	2016-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-03-31	No
Was this plan covered by a fidelity bond	2016-03-31	Yes
Value of fidelity bond cover	2016-03-31	$500,000
If this is an individual account plan, was there a blackout period	2016-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-03-31	No
Contributions received from participants	2016-03-31	$658,357
Participant contributions at end of year	2016-03-31	$629,112
Participant contributions at beginning of year	2016-03-31	$704,608
Participant contributions at end of year	2016-03-31	$0
Participant contributions at beginning of year	2016-03-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-03-31	$606,106
Assets. Other investments not covered elsewhere at beginning of year	2016-03-31	$577,050
Other income not declared elsewhere	2016-03-31	$31,151
Total non interest bearing cash at end of year	2016-03-31	$2,891
Total non interest bearing cash at beginning of year	2016-03-31	$3,645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-03-31	No
Value of net income/loss	2016-03-31	$-288,776
Value of net assets at end of year (total assets less liabilities)	2016-03-31	$14,645,452
Value of net assets at beginning of year (total assets less liabilities)	2016-03-31	$14,934,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-03-31	No
Were any leases to which the plan was party in default or uncollectible	2016-03-31	No
Investment advisory and management fees	2016-03-31	$3,560
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-03-31	$13,015,325
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-03-31	$13,270,885
Interest on participant loans	2016-03-31	$26,852
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-03-31	$268
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-03-31	$105,246
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-03-31	$107,967
Expenses. Payments to insurance carriers foe the provision of benefits	2016-03-31	$20,330
Net investment gain/loss from pooled separate accounts	2016-03-31	$-493,190
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-03-31	No
Was there a failure to transmit to the plan any participant contributions	2016-03-31	No
Has the plan failed to provide any benefit when due under the plan	2016-03-31	No
Contributions received in cash from employer	2016-03-31	$286,772
Employer contributions (assets) at end of year	2016-03-31	$286,772
Employer contributions (assets) at beginning of year	2016-03-31	$270,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-03-31	$769,966
Contract administrator fees	2016-03-31	$5,130
Did the plan have assets held for investment	2016-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-03-31	Disclaimer
Accountancy firm name	2016-03-31	EADIE & PAYNE, LLP
Accountancy firm EIN	2016-03-31	951754234
2015 : NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-03-31	$0
Total income from all sources (including contributions)	2015-03-31	$1,695,640
Total loss/gain on sale of assets	2015-03-31	$145
Total of all expenses incurred	2015-03-31	$569,671
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-03-31	$560,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-03-31	$906,513
Value of total assets at end of year	2015-03-31	$14,934,228
Value of total assets at beginning of year	2015-03-31	$13,808,259
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-03-31	$9,212
Total interest from all sources	2015-03-31	$29,743
Total dividends received (eg from common stock, registered investment company shares)	2015-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-03-31	No
Was this plan covered by a fidelity bond	2015-03-31	Yes
Value of fidelity bond cover	2015-03-31	$500,000
If this is an individual account plan, was there a blackout period	2015-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-03-31	No
Contributions received from participants	2015-03-31	$616,440
Participant contributions at end of year	2015-03-31	$704,608
Participant contributions at beginning of year	2015-03-31	$715,453
Participant contributions at end of year	2015-03-31	$0
Participant contributions at beginning of year	2015-03-31	$20
Assets. Other investments not covered elsewhere at end of year	2015-03-31	$577,050
Assets. Other investments not covered elsewhere at beginning of year	2015-03-31	$558,171
Income. Received or receivable in cash from other sources (including rollovers)	2015-03-31	$20,000
Other income not declared elsewhere	2015-03-31	$31,299
Total non interest bearing cash at end of year	2015-03-31	$3,645
Total non interest bearing cash at beginning of year	2015-03-31	$1,213
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-03-31	No
Value of net income/loss	2015-03-31	$1,125,969
Value of net assets at end of year (total assets less liabilities)	2015-03-31	$14,934,228
Value of net assets at beginning of year (total assets less liabilities)	2015-03-31	$13,808,259
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-03-31	No
Were any leases to which the plan was party in default or uncollectible	2015-03-31	No
Investment advisory and management fees	2015-03-31	$3,572
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-03-31	$13,270,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-03-31	$12,166,858
Interest on participant loans	2015-03-31	$29,532
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-03-31	$211
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-03-31	$107,967
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-03-31	$112,193
Expenses. Payments to insurance carriers foe the provision of benefits	2015-03-31	$23,318
Net investment gain/loss from pooled separate accounts	2015-03-31	$727,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-03-31	No
Was there a failure to transmit to the plan any participant contributions	2015-03-31	No
Has the plan failed to provide any benefit when due under the plan	2015-03-31	No
Contributions received in cash from employer	2015-03-31	$270,073
Employer contributions (assets) at end of year	2015-03-31	$270,073
Employer contributions (assets) at beginning of year	2015-03-31	$254,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-03-31	$537,141
Contract administrator fees	2015-03-31	$5,640
Did the plan have assets held for investment	2015-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-03-31	No
Aggregate proceeds on sale of assets	2015-03-31	$11,013
Aggregate carrying amount (costs) on sale of assets	2015-03-31	$10,868
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-03-31	Disclaimer
Accountancy firm name	2015-03-31	EADIE & PAYNE, LLP
Accountancy firm EIN	2015-03-31	951754234
2014 : NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-03-31	$0
Total income from all sources (including contributions)	2014-03-31	$2,343,579
Total loss/gain on sale of assets	2014-03-31	$0
Total of all expenses incurred	2014-03-31	$735,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-03-31	$723,990
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-03-31	$816,385
Value of total assets at end of year	2014-03-31	$13,808,259
Value of total assets at beginning of year	2014-03-31	$12,200,558
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-03-31	$11,888
Total interest from all sources	2014-03-31	$28,277
Total dividends received (eg from common stock, registered investment company shares)	2014-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-03-31	No
Was this plan covered by a fidelity bond	2014-03-31	Yes
Value of fidelity bond cover	2014-03-31	$500,000
If this is an individual account plan, was there a blackout period	2014-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-03-31	No
Contributions received from participants	2014-03-31	$562,034
Participant contributions at end of year	2014-03-31	$715,453
Participant contributions at beginning of year	2014-03-31	$707,474
Participant contributions at end of year	2014-03-31	$20
Assets. Other investments not covered elsewhere at end of year	2014-03-31	$558,171
Assets. Other investments not covered elsewhere at beginning of year	2014-03-31	$528,081
Other income not declared elsewhere	2014-03-31	$30,089
Total non interest bearing cash at end of year	2014-03-31	$1,213
Total non interest bearing cash at beginning of year	2014-03-31	$1,704
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-03-31	No
Value of net income/loss	2014-03-31	$1,607,701
Value of net assets at end of year (total assets less liabilities)	2014-03-31	$13,808,259
Value of net assets at beginning of year (total assets less liabilities)	2014-03-31	$12,200,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-03-31	No
Were any leases to which the plan was party in default or uncollectible	2014-03-31	No
Investment advisory and management fees	2014-03-31	$3,438
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-03-31	$12,166,858
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-03-31	$10,624,709
Interest on participant loans	2014-03-31	$27,882
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-03-31	$395
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-03-31	$112,193
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-03-31	$104,209
Expenses. Payments to insurance carriers foe the provision of benefits	2014-03-31	$23,849
Net investment gain/loss from pooled separate accounts	2014-03-31	$1,468,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-03-31	No
Was there a failure to transmit to the plan any participant contributions	2014-03-31	No
Has the plan failed to provide any benefit when due under the plan	2014-03-31	No
Contributions received in cash from employer	2014-03-31	$254,351
Employer contributions (assets) at end of year	2014-03-31	$254,351
Employer contributions (assets) at beginning of year	2014-03-31	$234,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-03-31	$700,141
Contract administrator fees	2014-03-31	$8,450
Did the plan have assets held for investment	2014-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-03-31	Disclaimer
Accountancy firm name	2014-03-31	EADIE & PAYNE, LLP
Accountancy firm EIN	2014-03-31	951754234
2013 : NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-03-31	$1,143
Total income from all sources (including contributions)	2013-03-31	$1,671,827
Total loss/gain on sale of assets	2013-03-31	$0
Total of all expenses incurred	2013-03-31	$418,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-03-31	$410,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-03-31	$747,441
Value of total assets at end of year	2013-03-31	$12,200,558
Value of total assets at beginning of year	2013-03-31	$10,948,219
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-03-31	$7,764
Total interest from all sources	2013-03-31	$29,212
Total dividends received (eg from common stock, registered investment company shares)	2013-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-03-31	No
Was this plan covered by a fidelity bond	2013-03-31	Yes
Value of fidelity bond cover	2013-03-31	$500,000
If this is an individual account plan, was there a blackout period	2013-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-03-31	No
Contributions received from participants	2013-03-31	$513,061
Participant contributions at end of year	2013-03-31	$707,474
Participant contributions at beginning of year	2013-03-31	$676,659
Assets. Other investments not covered elsewhere at end of year	2013-03-31	$528,081
Assets. Other investments not covered elsewhere at beginning of year	2013-03-31	$498,315
Other income not declared elsewhere	2013-03-31	$29,758
Liabilities. Value of operating payables at beginning of year	2013-03-31	$1,143
Total non interest bearing cash at end of year	2013-03-31	$1,704
Total non interest bearing cash at beginning of year	2013-03-31	$524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-03-31	No
Value of net income/loss	2013-03-31	$1,253,482
Value of net assets at end of year (total assets less liabilities)	2013-03-31	$12,200,558
Value of net assets at beginning of year (total assets less liabilities)	2013-03-31	$10,947,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-03-31	No
Were any leases to which the plan was party in default or uncollectible	2013-03-31	No
Investment advisory and management fees	2013-03-31	$3,414
Value of interest in pooled separate accounts at end of year	2013-03-31	$10,624,709
Value of interest in pooled separate accounts at beginning of year	2013-03-31	$9,447,069
Interest on participant loans	2013-03-31	$28,549
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-03-31	$663
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-03-31	$104,209
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-03-31	$97,742
Expenses. Payments to insurance carriers foe the provision of benefits	2013-03-31	$23,038
Net investment gain/loss from pooled separate accounts	2013-03-31	$865,416
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-03-31	No
Was there a failure to transmit to the plan any participant contributions	2013-03-31	No
Has the plan failed to provide any benefit when due under the plan	2013-03-31	No
Contributions received in cash from employer	2013-03-31	$234,380
Employer contributions (assets) at end of year	2013-03-31	$234,381
Employer contributions (assets) at beginning of year	2013-03-31	$227,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-03-31	$387,543
Contract administrator fees	2013-03-31	$4,350
Did the plan have assets held for investment	2013-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-03-31	Disclaimer
Accountancy firm name	2013-03-31	EADIE & PAYNE, LLP
Accountancy firm EIN	2013-03-31	951754234
2012 : NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-03-31	$1,143
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-03-31	$2,495
Total income from all sources (including contributions)	2012-03-31	$985,758
Total loss/gain on sale of assets	2012-03-31	$0
Total of all expenses incurred	2012-03-31	$474,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-03-31	$452,394
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-03-31	$724,435
Value of total assets at end of year	2012-03-31	$10,948,219
Value of total assets at beginning of year	2012-03-31	$10,438,702
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-03-31	$22,495
Total interest from all sources	2012-03-31	$31,379
Total dividends received (eg from common stock, registered investment company shares)	2012-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-03-31	No
Was this plan covered by a fidelity bond	2012-03-31	Yes
Value of fidelity bond cover	2012-03-31	$500,000
If this is an individual account plan, was there a blackout period	2012-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-03-31	No
Contributions received from participants	2012-03-31	$496,525
Participant contributions at end of year	2012-03-31	$676,659
Participant contributions at beginning of year	2012-03-31	$612,664
Assets. Other investments not covered elsewhere at end of year	2012-03-31	$498,315
Assets. Other investments not covered elsewhere at beginning of year	2012-03-31	$467,934
Other income not declared elsewhere	2012-03-31	$30,643
Liabilities. Value of operating payables at end of year	2012-03-31	$1,143
Liabilities. Value of operating payables at beginning of year	2012-03-31	$2,495
Total non interest bearing cash at end of year	2012-03-31	$524
Total non interest bearing cash at beginning of year	2012-03-31	$4,816
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-03-31	No
Value of net income/loss	2012-03-31	$510,869
Value of net assets at end of year (total assets less liabilities)	2012-03-31	$10,947,076
Value of net assets at beginning of year (total assets less liabilities)	2012-03-31	$10,436,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-03-31	No
Were any leases to which the plan was party in default or uncollectible	2012-03-31	No
Investment advisory and management fees	2012-03-31	$16,753
Value of interest in pooled separate accounts at end of year	2012-03-31	$9,447,069
Value of interest in pooled separate accounts at beginning of year	2012-03-31	$9,039,461
Interest on participant loans	2012-03-31	$30,111
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-03-31	$1,268
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-03-31	$97,742
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-03-31	$99,996
Expenses. Payments to insurance carriers foe the provision of benefits	2012-03-31	$21,984
Net investment gain/loss from pooled separate accounts	2012-03-31	$199,301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-03-31	No
Was there a failure to transmit to the plan any participant contributions	2012-03-31	No
Has the plan failed to provide any benefit when due under the plan	2012-03-31	No
Contributions received in cash from employer	2012-03-31	$227,910
Employer contributions (assets) at end of year	2012-03-31	$227,910
Employer contributions (assets) at beginning of year	2012-03-31	$213,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-03-31	$430,410
Contract administrator fees	2012-03-31	$5,742
Did the plan have assets held for investment	2012-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-03-31	Disclaimer
Accountancy firm name	2012-03-31	EADIE & PAYNE, LLP
Accountancy firm EIN	2012-03-31	951754234
2011 : NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-03-31	$2,495
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-03-31	$0
Total income from all sources (including contributions)	2011-03-31	$1,747,825
Total loss/gain on sale of assets	2011-03-31	$181
Total of all expenses incurred	2011-03-31	$129,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-03-31	$102,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-03-31	$672,565
Value of total assets at end of year	2011-03-31	$10,438,702
Value of total assets at beginning of year	2011-03-31	$8,818,077
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-03-31	$27,557
Total interest from all sources	2011-03-31	$28,831
Total dividends received (eg from common stock, registered investment company shares)	2011-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-03-31	No
Was this plan covered by a fidelity bond	2011-03-31	Yes
Value of fidelity bond cover	2011-03-31	$500,000
If this is an individual account plan, was there a blackout period	2011-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-03-31	No
Contributions received from participants	2011-03-31	$458,734
Participant contributions at end of year	2011-03-31	$612,664
Participant contributions at beginning of year	2011-03-31	$478,434
Assets. Other investments not covered elsewhere at end of year	2011-03-31	$467,934
Assets. Other investments not covered elsewhere at beginning of year	2011-03-31	$566,914
Other income not declared elsewhere	2011-03-31	$30,653
Liabilities. Value of operating payables at end of year	2011-03-31	$2,495
Total non interest bearing cash at end of year	2011-03-31	$4,816
Total non interest bearing cash at beginning of year	2011-03-31	$3,450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-03-31	No
Value of net income/loss	2011-03-31	$1,618,130
Value of net assets at end of year (total assets less liabilities)	2011-03-31	$10,436,207
Value of net assets at beginning of year (total assets less liabilities)	2011-03-31	$8,818,077
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-03-31	No
Were any leases to which the plan was party in default or uncollectible	2011-03-31	No
Investment advisory and management fees	2011-03-31	$20,412
Value of interest in pooled separate accounts at end of year	2011-03-31	$9,039,461
Value of interest in pooled separate accounts at beginning of year	2011-03-31	$7,461,283
Interest on participant loans	2011-03-31	$26,539
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-03-31	$2,292
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-03-31	$99,996
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-03-31	$98,318
Expenses. Payments to insurance carriers foe the provision of benefits	2011-03-31	$18,814
Net investment gain/loss from pooled separate accounts	2011-03-31	$1,015,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-03-31	No
Was there a failure to transmit to the plan any participant contributions	2011-03-31	No
Has the plan failed to provide any benefit when due under the plan	2011-03-31	No
Contributions received in cash from employer	2011-03-31	$213,831
Employer contributions (assets) at end of year	2011-03-31	$213,831
Employer contributions (assets) at beginning of year	2011-03-31	$209,678
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-03-31	$83,324
Contract administrator fees	2011-03-31	$7,145
Did the plan have assets held for investment	2011-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-03-31	No
Aggregate proceeds on sale of assets	2011-03-31	$129,713
Aggregate carrying amount (costs) on sale of assets	2011-03-31	$129,532
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-03-31	Disclaimer
Accountancy firm name	2011-03-31	EADIE & PAYNE, LLP
Accountancy firm EIN	2011-03-31	951754234
2010 : NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-03-31	$0

Form 5500 Responses for NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN

2015: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-04-01	Type of plan entity	Single employer plan
2015-04-01	Submission has been amended	No
2015-04-01	This submission is the final filing	No
2015-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-04-01	Plan is a collectively bargained plan	No
2015-04-01	Plan funding arrangement – Insurance	Yes
2015-04-01	Plan funding arrangement – Trust	Yes
2015-04-01	Plan benefit arrangement – Insurance	Yes
2015-04-01	Plan benefit arrangement - Trust	Yes
2014: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-04-01	Type of plan entity	Single employer plan
2014-04-01	Submission has been amended	No
2014-04-01	This submission is the final filing	No
2014-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-04-01	Plan is a collectively bargained plan	No
2014-04-01	Plan funding arrangement – Insurance	Yes
2014-04-01	Plan funding arrangement – Trust	Yes
2014-04-01	Plan benefit arrangement – Insurance	Yes
2014-04-01	Plan benefit arrangement - Trust	Yes
2013: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-04-01	Type of plan entity	Single employer plan
2013-04-01	Submission has been amended	No
2013-04-01	This submission is the final filing	No
2013-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-04-01	Plan is a collectively bargained plan	No
2013-04-01	Plan funding arrangement – Insurance	Yes
2013-04-01	Plan funding arrangement – Trust	Yes
2013-04-01	Plan benefit arrangement – Insurance	Yes
2013-04-01	Plan benefit arrangement - Trust	Yes
2012: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2012 form 5500 responses
2012-04-01	Type of plan entity	Single employer plan
2012-04-01	Submission has been amended	No
2012-04-01	This submission is the final filing	No
2012-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-04-01	Plan is a collectively bargained plan	No
2012-04-01	Plan funding arrangement – Insurance	Yes
2012-04-01	Plan funding arrangement – Trust	Yes
2012-04-01	Plan benefit arrangement – Insurance	Yes
2012-04-01	Plan benefit arrangement - Trust	Yes
2011: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2011 form 5500 responses
2011-04-01	Type of plan entity	Single employer plan
2011-04-01	Submission has been amended	No
2011-04-01	This submission is the final filing	No
2011-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-04-01	Plan is a collectively bargained plan	No
2011-04-01	Plan funding arrangement – Insurance	Yes
2011-04-01	Plan funding arrangement – Trust	Yes
2011-04-01	Plan benefit arrangement – Insurance	Yes
2011-04-01	Plan benefit arrangement - Trust	Yes
2009: NEAL T. BAKER ENTERPRISES, INC. PROFIT SHARING 401(K) PLAN 2009 form 5500 responses
2009-04-01	Type of plan entity	Single employer plan
2009-04-01	Submission has been amended	No
2009-04-01	This submission is the final filing	No
2009-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-04-01	Plan is a collectively bargained plan	No
2009-04-01	Plan funding arrangement – Insurance	Yes
2009-04-01	Plan funding arrangement – Trust	Yes
2009-04-01	Plan benefit arrangement – Insurance	Yes
2009-04-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NEAL T. BAKER ENTERPRISES, INC.
Employer identification number (EIN):	951960882
NAIC Classification:	236110