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DIODES, INC. 401(K) PLAN 401k Plan overview

Plan NameDIODES, INC. 401(K) PLAN
Plan identification number 001

DIODES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

DIODES INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name:DIODES INCORPORATED
Employer identification number (EIN):952039518
NAIC Classification:334410

Additional information about DIODES INCORPORATED

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2006-09-29
Company Identification Number: 0800714577
Legal Registered Office Address: 4949 HEDGCOXE RD STE 200

PLANO
United States of America (USA)
75024

More information about DIODES INCORPORATED

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIODES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01LARRY P. KATZ
0012016-01-01LARRY P. KATZ RICHARD D. WHITE2017-10-09
0012015-01-01LARRY P. KATZ EMILY DAVIS2016-08-10
0012014-01-01LARRY P. KATZ EMILY DAVIS2015-09-24
0012013-01-01LARRY P. KATZ EMILY DAVIS2014-10-08
0012012-01-01LARRY KATZ
0012011-01-01LARRY KATZ LARRY KATZ2012-10-12
0012010-01-01LARRY KATZ
0012009-01-01NANCY ROGERS

Plan Statistics for DIODES, INC. 401(K) PLAN

401k plan membership statisitcs for DIODES, INC. 401(K) PLAN

Measure Date Value
2022: DIODES, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01431
Total number of active participants reported on line 7a of the Form 55002022-01-01438
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-01200
Total of all active and inactive participants2022-01-01641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01641
Number of participants with account balances2022-01-01631
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: DIODES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01413
Total number of active participants reported on line 7a of the Form 55002021-01-01218
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-01210
Total of all active and inactive participants2021-01-01431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01431
Number of participants with account balances2021-01-01431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-017
2020: DIODES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01420
Total number of active participants reported on line 7a of the Form 55002020-01-01220
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-01190
Total of all active and inactive participants2020-01-01413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01413
Number of participants with account balances2020-01-01412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: DIODES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01505
Total number of active participants reported on line 7a of the Form 55002019-01-01223
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01195
Total of all active and inactive participants2019-01-01420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01420
Number of participants with account balances2019-01-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: DIODES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01576
Total number of active participants reported on line 7a of the Form 55002018-01-01221
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-01282
Total of all active and inactive participants2018-01-01505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01505
Number of participants with account balances2018-01-01505
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: DIODES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01412
Total number of active participants reported on line 7a of the Form 55002017-01-01241
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01334
Total of all active and inactive participants2017-01-01576
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01576
Number of participants with account balances2017-01-01576
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0112
2016: DIODES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01437
Total number of active participants reported on line 7a of the Form 55002016-01-01327
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0185
Total of all active and inactive participants2016-01-01412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01412
Number of participants with account balances2016-01-01412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-018
2015: DIODES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01527
Total number of active participants reported on line 7a of the Form 55002015-01-01334
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01103
Total of all active and inactive participants2015-01-01437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01437
Number of participants with account balances2015-01-01432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0114
2014: DIODES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01411
Total number of active participants reported on line 7a of the Form 55002014-01-01330
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01194
Total of all active and inactive participants2014-01-01524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01524
Number of participants with account balances2014-01-01516
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: DIODES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01414
Total number of active participants reported on line 7a of the Form 55002013-01-01318
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0193
Total of all active and inactive participants2013-01-01411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01411
Number of participants with account balances2013-01-01401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-018
2012: DIODES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01401
Total number of active participants reported on line 7a of the Form 55002012-01-01321
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0193
Total of all active and inactive participants2012-01-01414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01414
Number of participants with account balances2012-01-01409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0121
2011: DIODES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01378
Total number of active participants reported on line 7a of the Form 55002011-01-01307
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0194
Total of all active and inactive participants2011-01-01401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01401
Number of participants with account balances2011-01-01392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0130
2010: DIODES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01369
Total number of active participants reported on line 7a of the Form 55002010-01-01279
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0199
Total of all active and inactive participants2010-01-01378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01378
Number of participants with account balances2010-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0115
2009: DIODES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01439
Total number of active participants reported on line 7a of the Form 55002009-01-01258
Number of retired or separated participants receiving benefits2009-01-016
Number of other retired or separated participants entitled to future benefits2009-01-01103
Total of all active and inactive participants2009-01-01367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01369
Number of participants with account balances2009-01-01327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0137

Financial Data on DIODES, INC. 401(K) PLAN

Measure Date Value
2022 : DIODES, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$5,674,841
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,420,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,316,335
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$22,782,174
Value of total assets at end of year2022-12-31$103,313,934
Value of total assets at beginning of year2022-12-31$104,059,507
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$104,079
Total interest from all sources2022-12-31$215,722
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,118,210
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,118,210
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,769,543
Participant contributions at end of year2022-12-31$608,891
Participant contributions at beginning of year2022-12-31$299,328
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$16,775,707
Other income not declared elsewhere2022-12-31$251,220
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-745,573
Value of net assets at end of year (total assets less liabilities)2022-12-31$103,313,934
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$104,059,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$57,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$63,213,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$52,358,847
Value of interest in pooled separate accounts at end of year2022-12-31$25,189,684
Value of interest in pooled separate accounts at beginning of year2022-12-31$41,718,087
Interest on participant loans2022-12-31$18,401
Interest earned on other investments2022-12-31$197,321
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$14,301,474
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$9,683,245
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-9,759,397
Net investment gain/loss from pooled separate accounts2022-12-31$-8,933,088
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,236,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,316,335
Contract administrator fees2022-12-31$46,579
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RUSSON JOHNSTON LLP
Accountancy firm EIN2022-12-31300840934
2021 : DIODES, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$19,284,083
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,921,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,794,017
Expenses. Certain deemed distributions of participant loans2021-12-31$-104
Value of total corrective distributions2021-12-31$112
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,969,409
Value of total assets at end of year2021-12-31$104,059,507
Value of total assets at beginning of year2021-12-31$88,696,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$127,454
Total interest from all sources2021-12-31$170,616
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$747,324
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$747,324
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,880,773
Participant contributions at end of year2021-12-31$299,328
Participant contributions at beginning of year2021-12-31$404,809
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$149,830
Other income not declared elsewhere2021-12-31$-2
Administrative expenses (other) incurred2021-12-31$127,454
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$15,362,604
Value of net assets at end of year (total assets less liabilities)2021-12-31$104,059,507
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$88,696,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$52,358,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$40,593,694
Value of interest in pooled separate accounts at end of year2021-12-31$41,718,087
Value of interest in pooled separate accounts at beginning of year2021-12-31$37,210,446
Interest on participant loans2021-12-31$15,509
Interest earned on other investments2021-12-31$155,107
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$9,683,245
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$10,487,954
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$7,248,368
Net investment gain/loss from pooled separate accounts2021-12-31$6,148,368
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$938,806
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,794,017
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RUSSON JOHNSTON LLP
Accountancy firm EIN2021-12-31300840934
2020 : DIODES, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$18,801,499
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,154,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,019,886
Expenses. Certain deemed distributions of participant loans2020-12-31$4,200
Value of total corrective distributions2020-12-31$590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,832,268
Value of total assets at end of year2020-12-31$88,696,903
Value of total assets at beginning of year2020-12-31$74,050,094
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$130,014
Total interest from all sources2020-12-31$197,125
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$609,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$609,794
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,775,074
Participant contributions at end of year2020-12-31$404,809
Participant contributions at beginning of year2020-12-31$493,788
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$140,336
Other income not declared elsewhere2020-12-31$-16,486
Administrative expenses (other) incurred2020-12-31$130,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$14,646,809
Value of net assets at end of year (total assets less liabilities)2020-12-31$88,696,903
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$74,050,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$40,593,694
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$36,407,284
Value of interest in pooled separate accounts at end of year2020-12-31$37,210,446
Value of interest in pooled separate accounts at beginning of year2020-12-31$28,875,811
Interest on participant loans2020-12-31$21,044
Interest earned on other investments2020-12-31$176,081
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$10,487,954
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$8,273,211
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,263,827
Net investment gain/loss from pooled separate accounts2020-12-31$8,914,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$916,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,019,886
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RUSSON JOHNSTON LLP
Accountancy firm EIN2020-12-31300840934
2019 : DIODES, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$18,987,875
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,408,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,285,622
Value of total corrective distributions2019-12-31$3,481
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,663,279
Value of total assets at end of year2019-12-31$74,050,094
Value of total assets at beginning of year2019-12-31$57,470,759
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$119,437
Total interest from all sources2019-12-31$164,971
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$666,746
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$666,746
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,657,798
Participant contributions at end of year2019-12-31$493,788
Participant contributions at beginning of year2019-12-31$425,608
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$80,963
Other income not declared elsewhere2019-12-31$-20,557
Administrative expenses (other) incurred2019-12-31$119,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$16,579,335
Value of net assets at end of year (total assets less liabilities)2019-12-31$74,050,094
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$57,470,759
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$36,407,284
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$30,434,808
Value of interest in pooled separate accounts at end of year2019-12-31$28,875,811
Value of interest in pooled separate accounts at beginning of year2019-12-31$19,715,790
Interest on participant loans2019-12-31$20,825
Interest earned on other investments2019-12-31$144,146
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$8,273,211
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$6,894,553
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,627,656
Net investment gain/loss from pooled separate accounts2019-12-31$6,885,780
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$924,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,285,622
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RUSSON + JOHNSTON LLP
Accountancy firm EIN2019-12-31300840934
2018 : DIODES, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,091,310
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$9,340,160
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$9,099,991
Value of total corrective distributions2018-12-31$9,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,818,693
Value of total assets at end of year2018-12-31$57,470,759
Value of total assets at beginning of year2018-12-31$64,719,609
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$230,584
Total interest from all sources2018-12-31$142,748
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$597,654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$597,654
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,484,924
Participant contributions at end of year2018-12-31$425,608
Participant contributions at beginning of year2018-12-31$786,277
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$473,007
Other income not declared elsewhere2018-12-31$61,645
Administrative expenses (other) incurred2018-12-31$230,584
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-7,248,850
Value of net assets at end of year (total assets less liabilities)2018-12-31$57,470,759
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$64,719,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$30,434,808
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$33,950,780
Value of interest in pooled separate accounts at end of year2018-12-31$19,715,790
Value of interest in pooled separate accounts at beginning of year2018-12-31$22,241,206
Interest on participant loans2018-12-31$19,732
Interest earned on other investments2018-12-31$123,016
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$6,894,553
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$7,741,346
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,983,972
Net investment gain/loss from pooled separate accounts2018-12-31$-545,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$860,762
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$9,099,991
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RUSSON & JOHNSTON LLP
Accountancy firm EIN2018-12-31300840934
2017 : DIODES, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$18,805,963
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$15,272,225
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$5,987,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,758,115
Expenses. Certain deemed distributions of participant loans2017-12-31$630
Value of total corrective distributions2017-12-31$32,427
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,892,494
Value of total assets at end of year2017-12-31$64,719,609
Value of total assets at beginning of year2017-12-31$36,628,647
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$196,054
Total interest from all sources2017-12-31$141,854
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$570,765
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$570,765
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,450,063
Participant contributions at end of year2017-12-31$786,277
Participant contributions at beginning of year2017-12-31$891,713
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$356,398
Other income not declared elsewhere2017-12-31$55,510
Administrative expenses (other) incurred2017-12-31$196,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$9,284,999
Value of net assets at end of year (total assets less liabilities)2017-12-31$64,719,609
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$36,628,647
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$33,950,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$16,809,285
Value of interest in pooled separate accounts at end of year2017-12-31$22,241,206
Value of interest in pooled separate accounts at beginning of year2017-12-31$14,981,349
Interest on participant loans2017-12-31$31,638
Interest earned on other investments2017-12-31$93,578
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$16,638
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$7,741,346
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,946,300
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,468,050
Net investment gain/loss from pooled separate accounts2017-12-31$4,143,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,086,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,758,115
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RUSSON AND JOHNSTON, LLP
Accountancy firm EIN2017-12-31300840934
2016 : DIODES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,304,881
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,621,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,460,376
Value of total corrective distributions2016-12-31$3,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,698,192
Value of total assets at end of year2016-12-31$36,628,647
Value of total assets at beginning of year2016-12-31$31,945,267
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$157,360
Total interest from all sources2016-12-31$95,709
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$280,381
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$280,381
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,793,463
Participant contributions at end of year2016-12-31$891,713
Participant contributions at beginning of year2016-12-31$854,550
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$153,106
Other income not declared elsewhere2016-12-31$45,712
Administrative expenses (other) incurred2016-12-31$157,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,683,380
Value of net assets at end of year (total assets less liabilities)2016-12-31$36,628,647
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$31,945,267
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$16,809,285
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,131,577
Value of interest in pooled separate accounts at end of year2016-12-31$14,981,349
Value of interest in pooled separate accounts at beginning of year2016-12-31$15,720,812
Interest on participant loans2016-12-31$28,928
Interest earned on other investments2016-12-31$66,781
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,946,300
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,238,328
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,096,265
Net investment gain/loss from pooled separate accounts2016-12-31$1,088,622
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$751,623
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,460,376
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RUSSON AND JOHNSTON, LLP
Accountancy firm EIN2016-12-31300840934
2015 : DIODES, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,275,827
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,096,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,086,089
Expenses. Certain deemed distributions of participant loans2015-12-31$-28,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,421,737
Value of total assets at end of year2015-12-31$31,945,267
Value of total assets at beginning of year2015-12-31$30,766,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$38,985
Total interest from all sources2015-12-31$53,186
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$181,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$181,343
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,572,716
Participant contributions at end of year2015-12-31$854,550
Participant contributions at beginning of year2015-12-31$750,448
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$138,787
Other income not declared elsewhere2015-12-31$43,267
Administrative expenses (other) incurred2015-12-31$38,985
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,178,952
Value of net assets at end of year (total assets less liabilities)2015-12-31$31,945,267
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$30,766,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,131,577
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,386,027
Value of interest in pooled separate accounts at end of year2015-12-31$15,720,812
Value of interest in pooled separate accounts at beginning of year2015-12-31$19,688,237
Interest earned on other investments2015-12-31$53,186
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,238,328
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,941,603
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-187,158
Net investment gain/loss from pooled separate accounts2015-12-31$-236,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$710,234
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,086,089
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RUSSON AND JOHNSTON, LLP
Accountancy firm EIN2015-12-31300840934
2014 : DIODES, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,353,464
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,036,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$936,926
Value of total corrective distributions2014-12-31$87,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,498,162
Value of total assets at end of year2014-12-31$30,766,315
Value of total assets at beginning of year2014-12-31$26,449,092
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,639
Total interest from all sources2014-12-31$76,853
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$93,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$93,162
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,723,465
Participant contributions at end of year2014-12-31$750,448
Participant contributions at beginning of year2014-12-31$643,829
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$12,839
Other income not declared elsewhere2014-12-31$-30,513
Administrative expenses (other) incurred2014-12-31$11,639
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,317,223
Value of net assets at end of year (total assets less liabilities)2014-12-31$30,766,315
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$26,449,092
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,386,027
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,316,812
Value of interest in pooled separate accounts at end of year2014-12-31$19,688,237
Value of interest in pooled separate accounts at beginning of year2014-12-31$15,757,782
Interest on participant loans2014-12-31$25,353
Interest earned on other investments2014-12-31$51,500
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,941,603
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,730,669
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$531,212
Net investment gain/loss from pooled separate accounts2014-12-31$1,184,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$761,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$936,926
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31RUSSON AND JOHNSTON, LLP
Accountancy firm EIN2014-12-31300840934
2013 : DIODES, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,396,210
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,096,741
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,007,273
Expenses. Certain deemed distributions of participant loans2013-12-31$1,414
Value of total corrective distributions2013-12-31$80,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,962,794
Value of total assets at end of year2013-12-31$26,449,092
Value of total assets at beginning of year2013-12-31$21,149,623
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,789
Total interest from all sources2013-12-31$62,070
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$73,673
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$73,673
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,299,979
Participant contributions at end of year2013-12-31$643,829
Participant contributions at beginning of year2013-12-31$571,113
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$40
Other income not declared elsewhere2013-12-31$25,348
Administrative expenses (other) incurred2013-12-31$7,789
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,299,469
Value of net assets at end of year (total assets less liabilities)2013-12-31$26,449,092
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$21,149,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,316,812
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,411,260
Value of interest in pooled separate accounts at end of year2013-12-31$15,757,782
Value of interest in pooled separate accounts at beginning of year2013-12-31$12,887,794
Interest on participant loans2013-12-31$20,691
Interest earned on other investments2013-12-31$41,379
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,730,669
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,279,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,136,982
Net investment gain/loss from pooled separate accounts2013-12-31$3,135,343
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$662,775
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,007,273
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CNM LLP
Accountancy firm EIN2013-12-31651202484
2012 : DIODES, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,302,424
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,358,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,350,416
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,800,854
Value of total assets at end of year2012-12-31$21,149,623
Value of total assets at beginning of year2012-12-31$17,205,502
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,887
Total interest from all sources2012-12-31$59,656
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$77,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$77,930
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,030,912
Participant contributions at end of year2012-12-31$571,113
Participant contributions at beginning of year2012-12-31$410,221
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$210,913
Other income not declared elsewhere2012-12-31$31,663
Administrative expenses (other) incurred2012-12-31$7,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,944,121
Value of net assets at end of year (total assets less liabilities)2012-12-31$21,149,623
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$17,205,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,411,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,383,250
Value of interest in pooled separate accounts at end of year2012-12-31$12,887,794
Value of interest in pooled separate accounts at beginning of year2012-12-31$10,508,312
Interest on participant loans2012-12-31$15,983
Interest earned on other investments2012-12-31$43,673
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,279,456
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,903,719
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$728,559
Net investment gain/loss from pooled separate accounts2012-12-31$1,603,762
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$559,029
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,350,416
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CNM LLP
Accountancy firm EIN2012-12-31651202484
2011 : DIODES, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,075,739
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,301,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,289,883
Expenses. Certain deemed distributions of participant loans2011-12-31$25
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,375,773
Value of total assets at end of year2011-12-31$17,205,502
Value of total assets at beginning of year2011-12-31$15,431,487
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$11,816
Total interest from all sources2011-12-31$42,061
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$63,517
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$63,517
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,882,315
Participant contributions at end of year2011-12-31$410,221
Participant contributions at beginning of year2011-12-31$391,660
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$119,934
Other income not declared elsewhere2011-12-31$12,144
Administrative expenses (other) incurred2011-12-31$11,816
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,774,015
Value of net assets at end of year (total assets less liabilities)2011-12-31$17,205,502
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$15,431,487
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,383,250
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,188,421
Value of interest in pooled separate accounts at end of year2011-12-31$10,508,312
Value of interest in pooled separate accounts at beginning of year2011-12-31$9,472,523
Interest on participant loans2011-12-31$13,853
Interest earned on other investments2011-12-31$28,208
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,903,719
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$378,883
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-280,333
Net investment gain/loss from pooled separate accounts2011-12-31$-137,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,373,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,289,883
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CNM LLP
Accountancy firm EIN2011-12-31651202484
2010 : DIODES, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,465
Total income from all sources (including contributions)2010-12-31$3,635,641
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,340,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,200,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,893,891
Value of total assets at end of year2010-12-31$15,431,487
Value of total assets at beginning of year2010-12-31$14,139,297
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$140,607
Total interest from all sources2010-12-31$17,279
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$23,172
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$23,172
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,569,582
Participant contributions at end of year2010-12-31$391,660
Participant contributions at beginning of year2010-12-31$432,676
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$2,465
Other income not declared elsewhere2010-12-31$23,756
Administrative expenses (other) incurred2010-12-31$140,607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,294,655
Value of net assets at end of year (total assets less liabilities)2010-12-31$15,431,487
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$14,136,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,188,421
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$9,472,523
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$16,430
Interest earned on other investments2010-12-31$849
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$13,525,312
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$181,309
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$181,309
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$378,883
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$135,985
Net investment gain/loss from pooled separate accounts2010-12-31$348,636
Net investment gain or loss from common/collective trusts2010-12-31$1,192,922
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$324,309
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,200,379
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CNM LLP
Accountancy firm EIN2010-12-31651202484
2009 : DIODES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for DIODES, INC. 401(K) PLAN

2022: DIODES, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DIODES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DIODES, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DIODES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DIODES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DIODES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DIODES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DIODES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DIODES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DIODES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DIODES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DIODES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: DIODES, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: DIODES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041638
Policy instance 1
Insurance contract or identification number041638
Number of Individuals Covered641
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041638
Policy instance 1
Insurance contract or identification number041638
Number of Individuals Covered431
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041638
Policy instance 1
Insurance contract or identification number041638
Number of Individuals Covered413
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041638
Policy instance 1
Insurance contract or identification number041638
Number of Individuals Covered420
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041638
Policy instance 1
Insurance contract or identification number041638
Number of Individuals Covered505
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041638
Policy instance 1
Insurance contract or identification number041638
Number of Individuals Covered576
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41638
Policy instance 1
Insurance contract or identification number41638
Number of Individuals Covered437
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41638
Policy instance 1
Insurance contract or identification number41638
Number of Individuals Covered524
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41638
Policy instance 1
Insurance contract or identification number41638
Number of Individuals Covered411
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41638
Policy instance 1
Insurance contract or identification number41638
Number of Individuals Covered409
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41638
Policy instance 1
Insurance contract or identification number41638
Number of Individuals Covered401
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41638
Policy instance 1
Insurance contract or identification number41638
Number of Individuals Covered378
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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