401k Plan data: SERRA MANUFACTURING CORPORATION'S 401(K) PLAN plan

SERRA MANUFACTURING CORPORATION'S 401(K) PLAN 401k Plan overview

Plan Name	SERRA MANUFACTURING CORPORATION'S 401(K) PLAN
Plan identification number	002

SERRA MANUFACTURING CORPORATION'S 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SERRA MANUFACTURING CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: SERRA MANUFACTURING CORPORATION

Employer identification number (EIN): 952060679

NAIC Classification: 332110

Additional information about SERRA MANUFACTURING CORPORATION

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C0387156

More information about SERRA MANUFACTURING CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SERRA MANUFACTURING CORPORATION'S 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-07-01 KRIS HERNANDEZ 2023-11-13
002 2021-07-01 CINDY BLOCH 2022-11-30
002 2020-07-01 CINDY BLOCH 2022-03-08
002 2019-07-01 KRIS HERNANDEZ 2020-12-28
002 2018-07-01 CHRISTOPHER DIERINGER 2019-12-11
002 2017-07-01 KRIS HERNANDEZ 2018-11-28
002 2016-07-01 KRIS HERNANDEZ 2017-11-17
002 2015-07-01 KRIS HERNANDEZ 2017-03-14
002 2014-07-01 KRIS HERNANDEZ 2016-04-05 KRIS HERNANDEZ 2016-04-05
002 2013-07-01 DOMINICK PELLEGRINO 2015-02-17 DOMINICK PELLEGRINO 2015-02-17
002 2012-07-01 DOMINICK PELLEGRINO
002 2011-07-01 DOMINICK PELLEGRINO
002 2009-07-01 DOMINICK PELLEGRINO
002 2009-07-01 DOMINICK PELLEGRINO

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-07-01	KRIS HERNANDEZ	2023-11-13
002	2021-07-01	CINDY BLOCH	2022-11-30
002	2020-07-01	CINDY BLOCH	2022-03-08
002	2019-07-01	KRIS HERNANDEZ	2020-12-28
002	2018-07-01	CHRISTOPHER DIERINGER	2019-12-11
002	2017-07-01	KRIS HERNANDEZ	2018-11-28
002	2016-07-01	KRIS HERNANDEZ	2017-11-17
002	2015-07-01	KRIS HERNANDEZ	2017-03-14
002	2014-07-01	KRIS HERNANDEZ	2016-04-05	KRIS HERNANDEZ	2016-04-05
002	2013-07-01	DOMINICK PELLEGRINO	2015-02-17	DOMINICK PELLEGRINO	2015-02-17
002	2012-07-01	DOMINICK PELLEGRINO
002	2011-07-01	DOMINICK PELLEGRINO
002	2009-07-01	DOMINICK PELLEGRINO
002	2009-07-01	DOMINICK PELLEGRINO

Plan Statistics for SERRA MANUFACTURING CORPORATION'S 401(K) PLAN

401k plan membership statisitcs for SERRA MANUFACTURING CORPORATION'S 401(K) PLAN

Measure Date Value
2012: SERRA MANUFACTURING CORPORATION'S 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 45
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 42
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 3
Total of all active and inactive participants 2012-07-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 45
Number of participants with account balances 2012-07-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: SERRA MANUFACTURING CORPORATION'S 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 44
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 42
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 3
Total of all active and inactive participants 2011-07-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 45
Number of participants with account balances 2011-07-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2009: SERRA MANUFACTURING CORPORATION'S 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 50
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 41
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 4
Total of all active and inactive participants 2009-07-01 45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 45
Number of participants with account balances 2009-07-01 43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0

Measure	Date	Value
2012: SERRA MANUFACTURING CORPORATION'S 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	45
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	42
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	3
Total of all active and inactive participants	2012-07-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	45
Number of participants with account balances	2012-07-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: SERRA MANUFACTURING CORPORATION'S 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	44
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	42
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	3
Total of all active and inactive participants	2011-07-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	45
Number of participants with account balances	2011-07-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2009: SERRA MANUFACTURING CORPORATION'S 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	50
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	41
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	4
Total of all active and inactive participants	2009-07-01	45
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	45
Number of participants with account balances	2009-07-01	43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0

Financial Data on SERRA MANUFACTURING CORPORATION'S 401(K) PLAN

Measure	Date	Value
2013 : SERRA MANUFACTURING CORPORATION'S 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-06-30	$625,019
Expenses. Total of all expenses incurred	2013-06-30	$224,611
Benefits paid (including direct rollovers)	2013-06-30	$223,770
Total plan assets at end of year	2013-06-30	$5,165,487
Total plan assets at beginning of year	2013-06-30	$4,765,079
Value of fidelity bond covering the plan	2013-06-30	$400,000
Total contributions received or receivable from participants	2013-06-30	$179,450
Other income received	2013-06-30	$266,119
Net income (gross income less expenses)	2013-06-30	$400,408
Net plan assets at end of year (total assets less liabilities)	2013-06-30	$5,165,487
Net plan assets at beginning of year (total assets less liabilities)	2013-06-30	$4,765,079
Assets. Value of participant loans	2013-06-30	$222,918
Total contributions received or receivable from employer(s)	2013-06-30	$179,450
Expenses. Administrative service providers (salaries,fees and commissions)	2013-06-30	$841
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
2012 : SERRA MANUFACTURING CORPORATION'S 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-06-30	$475,554
Expenses. Total of all expenses incurred	2012-06-30	$269,794
Benefits paid (including direct rollovers)	2012-06-30	$265,848
Total plan assets at end of year	2012-06-30	$4,765,079
Total plan assets at beginning of year	2012-06-30	$4,559,319
Value of fidelity bond covering the plan	2012-06-30	$400,000
Total contributions received or receivable from participants	2012-06-30	$183,544
Other income received	2012-06-30	$108,466
Net income (gross income less expenses)	2012-06-30	$205,760
Net plan assets at end of year (total assets less liabilities)	2012-06-30	$4,765,079
Net plan assets at beginning of year (total assets less liabilities)	2012-06-30	$4,559,319
Assets. Value of participant loans	2012-06-30	$222,811
Total contributions received or receivable from employer(s)	2012-06-30	$183,544
Expenses. Administrative service providers (salaries,fees and commissions)	2012-06-30	$3,946
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
2011 : SERRA MANUFACTURING CORPORATION'S 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-06-30	$729,896
Expenses. Total of all expenses incurred	2011-06-30	$294,197
Benefits paid (including direct rollovers)	2011-06-30	$290,017
Total plan assets at end of year	2011-06-30	$4,559,319
Total plan assets at beginning of year	2011-06-30	$4,123,620
Value of fidelity bond covering the plan	2011-06-30	$400,000
Total contributions received or receivable from participants	2011-06-30	$154,246
Contributions received from other sources (not participants or employers)	2011-06-30	$46,101
Other income received	2011-06-30	$375,303
Net income (gross income less expenses)	2011-06-30	$435,699
Net plan assets at end of year (total assets less liabilities)	2011-06-30	$4,559,319
Net plan assets at beginning of year (total assets less liabilities)	2011-06-30	$4,123,620
Assets. Value of participant loans	2011-06-30	$227,027
Total contributions received or receivable from employer(s)	2011-06-30	$154,246
Expenses. Administrative service providers (salaries,fees and commissions)	2011-06-30	$4,180
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
2010 : SERRA MANUFACTURING CORPORATION'S 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for SERRA MANUFACTURING CORPORATION'S 401(K) PLAN

2012: SERRA MANUFACTURING CORPORATION'S 401(K) PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: SERRA MANUFACTURING CORPORATION'S 401(K) PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2009: SERRA MANUFACTURING CORPORATION'S 401(K) PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

31631-001

Policy instance

Insurance contract or identification number	31631-001
Number of Individuals Covered	45
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $23,565
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	23565
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	JOHN P. OVERLAND CLU

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

31631-001

Policy instance

Insurance contract or identification number	31631-001
Number of Individuals Covered	45
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $22,176
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

31631-001

Policy instance

Insurance contract or identification number	31631-001
Number of Individuals Covered	44
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $20,383
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	SERRA MANUFACTURING CORPORATION
Employer identification number (EIN):	952060679
NAIC Classification:	332110

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C0387156