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MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 401k Plan overview

Plan NameMOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401(
Plan identification number 001

MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MOSELEY ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:MOSELEY ASSOCIATES, INC.
Employer identification number (EIN):952140062
NAIC Classification:334200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401(

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01BRUCE TARR BRUCE TARR2017-07-28
0012015-01-01BRUCE TARR BRUCE TARR2016-09-19
0012014-01-01BRUCE TARR BRUCE TARR2015-09-15
0012013-01-01BRUCE TARR BRUCE TARR2014-09-15
0012012-01-01BRUCE TARR
0012011-01-01BRUCE TARR
0012010-01-01BRUCE TARR
0012009-01-01BRUCE TARR

Plan Statistics for MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401(

401k plan membership statisitcs for MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401(

Measure Date Value
2016: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2016 401k membership
Total participants, beginning-of-year2016-01-01250
Total number of active participants reported on line 7a of the Form 55002016-01-01151
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0164
Total of all active and inactive participants2016-01-01217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01217
Number of participants with account balances2016-01-01202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2015 401k membership
Total participants, beginning-of-year2015-01-01323
Total number of active participants reported on line 7a of the Form 55002015-01-01179
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-0169
Total of all active and inactive participants2015-01-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01250
Number of participants with account balances2015-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2014 401k membership
Total participants, beginning-of-year2014-01-01200
Total number of active participants reported on line 7a of the Form 55002014-01-01129
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-0162
Total of all active and inactive participants2014-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01194
Number of participants with account balances2014-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2013 401k membership
Total participants, beginning-of-year2013-01-01177
Total number of active participants reported on line 7a of the Form 55002013-01-01128
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-0170
Total of all active and inactive participants2013-01-01200
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01200
Number of participants with account balances2013-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2012 401k membership
Total participants, beginning-of-year2012-01-01178
Total number of active participants reported on line 7a of the Form 55002012-01-01111
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0164
Total of all active and inactive participants2012-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01177
Number of participants with account balances2012-01-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2011 401k membership
Total participants, beginning-of-year2011-01-01178
Total number of active participants reported on line 7a of the Form 55002011-01-01111
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0167
Total of all active and inactive participants2011-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01178
Number of participants with account balances2011-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2010 401k membership
Total participants, beginning-of-year2010-01-01185
Total number of active participants reported on line 7a of the Form 55002010-01-01113
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0164
Total of all active and inactive participants2010-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01178
Number of participants with account balances2010-01-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2009 401k membership
Total participants, beginning-of-year2009-01-01189
Total number of active participants reported on line 7a of the Form 55002009-01-01113
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0168
Total of all active and inactive participants2009-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01181
Number of participants with account balances2009-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401(

Measure Date Value
2016 : MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,191,313
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,048,120
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,034,812
Value of total corrective distributions2016-12-31$10,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,486,916
Value of total assets at end of year2016-12-31$23,038,649
Value of total assets at beginning of year2016-12-31$22,895,456
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,347
Total interest from all sources2016-12-31$4,484
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$813,834
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$813,834
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,439,322
Participant contributions at end of year2016-12-31$160,351
Participant contributions at beginning of year2016-12-31$95,284
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,000
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$45,969
Administrative expenses (other) incurred2016-12-31$2,347
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$143,193
Value of net assets at end of year (total assets less liabilities)2016-12-31$23,038,649
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$22,895,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$21,445,816
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$18,853,667
Interest on participant loans2016-12-31$4,484
Value of interest in common/collective trusts at end of year2016-12-31$1,430,482
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,946,505
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$879,728
Net investment gain or loss from common/collective trusts2016-12-31$6,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,034,812
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MCGOWAN GUNTERMAN
Accountancy firm EIN2016-12-31953680171
2015 : MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,175,586
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$916,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$914,662
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,239,323
Value of total assets at end of year2015-12-31$22,895,456
Value of total assets at beginning of year2015-12-31$19,636,182
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,650
Total interest from all sources2015-12-31$113,988
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,029,949
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,029,949
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,350,844
Participant contributions at end of year2015-12-31$95,284
Participant contributions at beginning of year2015-12-31$109,812
Participant contributions at beginning of year2015-12-31$384
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,888,479
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,259,274
Value of net assets at end of year (total assets less liabilities)2015-12-31$22,895,456
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$19,636,182
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$18,853,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$15,959,981
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$4,328
Interest earned on other investments2015-12-31$109,660
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,946,505
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$3,566,005
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,207,674
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$914,662
Contract administrator fees2015-12-31$1,650
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MCGOWAN GUNTERMAN
Accountancy firm EIN2015-12-31953680171
2014 : MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,414,538
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,294,090
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,291,576
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$909
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,362,085
Value of total assets at end of year2014-12-31$19,636,182
Value of total assets at beginning of year2014-12-31$19,515,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,605
Total interest from all sources2014-12-31$107,718
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$983,493
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$983,493
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,233,969
Participant contributions at end of year2014-12-31$109,812
Participant contributions at beginning of year2014-12-31$112,417
Participant contributions at end of year2014-12-31$384
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$101,727
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$128,116
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Other income not declared elsewhere2014-12-31$839
Administrative expenses (other) incurred2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$120,448
Value of net assets at end of year (total assets less liabilities)2014-12-31$19,636,182
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$19,515,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$15,959,981
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$15,913,670
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$3,878
Interest earned on other investments2014-12-31$103,840
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$3,566,005
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,387,920
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-39,597
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,291,576
Contract administrator fees2014-12-31$1,605
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGOWAN GUNTERMANN
Accountancy firm EIN2014-12-31953680171
2013 : MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,669,505
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$743,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$741,954
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$132
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,584,406
Value of total assets at end of year2013-12-31$19,515,734
Value of total assets at beginning of year2013-12-31$15,589,890
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,575
Total interest from all sources2013-12-31$102,824
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$648,225
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$648,225
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,203,841
Participant contributions at end of year2013-12-31$112,417
Participant contributions at beginning of year2013-12-31$136,643
Assets. Other investments not covered elsewhere at end of year2013-12-31$101,727
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$49,389
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$158,749
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Other income not declared elsewhere2013-12-31$7,562
Administrative expenses (other) incurred2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,925,844
Value of net assets at end of year (total assets less liabilities)2013-12-31$19,515,734
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$15,589,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$15,913,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,329,697
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$5,791
Interest earned on other investments2013-12-31$97,033
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,387,920
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,074,161
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,326,488
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$221,816
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$741,954
Contract administrator fees2013-12-31$1,575
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGOWAN GUNTERMANN
Accountancy firm EIN2013-12-31953680171
2012 : MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,946,827
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$779,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$777,741
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,331,484
Value of total assets at end of year2012-12-31$15,811,706
Value of total assets at beginning of year2012-12-31$13,644,095
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,475
Total interest from all sources2012-12-31$5,338
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,039,004
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$70,664
Assets. Loans (other than to participants) at end of year2012-12-31$136,643
Assets. Loans (other than to participants) at beginning of year2012-12-31$73,833
Administrative expenses (other) incurred2012-12-31$1,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,167,611
Value of net assets at end of year (total assets less liabilities)2012-12-31$15,811,706
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,644,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,329,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$10,260,969
Income. Interest from loans (other than to participants)2012-12-31$5,338
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,123,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$3,099,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,610,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$221,816
Employer contributions (assets) at end of year2012-12-31$221,816
Employer contributions (assets) at beginning of year2012-12-31$210,240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$777,741
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCGOWAN GUNTERMANN
Accountancy firm EIN2012-12-31953680171
2011 : MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$945,476
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$651,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$650,865
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,128,146
Value of total assets at end of year2011-12-31$13,644,095
Value of total assets at beginning of year2011-12-31$13,350,324
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$840
Total interest from all sources2011-12-31$3,885
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$917,906
Assets. Loans (other than to participants) at end of year2011-12-31$73,833
Assets. Loans (other than to participants) at beginning of year2011-12-31$108,319
Administrative expenses (other) incurred2011-12-31$840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$293,771
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,644,095
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$13,350,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$10,260,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$10,387,186
Interest on participant loans2011-12-31$3,885
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$3,099,053
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,854,819
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-186,555
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$210,240
Employer contributions (assets) at end of year2011-12-31$210,240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$650,865
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCGOWAN GUNTERMANN
Accountancy firm EIN2011-12-31953680171
2010 : MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,505,424
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$441,824
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$404,399
Value of total corrective distributions2010-12-31$35,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,105,239
Value of total assets at end of year2010-12-31$13,350,311
Value of total assets at beginning of year2010-12-31$11,286,711
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,475
Total interest from all sources2010-12-31$-16,234
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$946,397
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$158,842
Assets. Loans (other than to participants) at end of year2010-12-31$108,306
Assets. Loans (other than to participants) at beginning of year2010-12-31$97,505
Administrative expenses (other) incurred2010-12-31$1,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,063,600
Value of net assets at end of year (total assets less liabilities)2010-12-31$13,350,311
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$11,286,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$10,387,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,882,506
Interest on participant loans2010-12-31$5,818
Interest earned on other investments2010-12-31$-22,052
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,854,819
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,306,700
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,416,419
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$404,399
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCGOWAN GUNTERMMANN
Accountancy firm EIN2010-12-31953680171

Form 5500 Responses for MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401(

2016: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MOSELEY ASSOCIATES INC., EMPLOYEES RETIREMENT 401( 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60007
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60007
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60007
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60007-1
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60007-1
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60007-1
Policy instance 1

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