CARLTON FORGE WORKS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CARLTON FORGE WORKS (A CORPORATION) 401(K) PLAN
| Measure | Date | Value |
|---|
| 2011 : CARLTON FORGE WORKS (A CORPORATION) 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-09-30 | $0 |
| Total transfer of assets from this plan | 2011-09-30 | $11,129,583 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total income from all sources (including contributions) | 2011-09-30 | $1,310,049 |
| Total loss/gain on sale of assets | 2011-09-30 | $0 |
| Total of all expenses incurred | 2011-09-30 | $1,733,700 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $1,714,588 |
| Expenses. Certain deemed distributions of participant loans | 2011-09-30 | $19,112 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $1,171,603 |
| Value of total assets at end of year | 2011-09-30 | $0 |
| Value of total assets at beginning of year | 2011-09-30 | $11,553,234 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $0 |
| Total interest from all sources | 2011-09-30 | $149,201 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
| Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
| Value of fidelity bond cover | 2011-09-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-09-30 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
| Contributions received from participants | 2011-09-30 | $1,069,389 |
| Participant contributions at end of year | 2011-09-30 | $0 |
| Participant contributions at beginning of year | 2011-09-30 | $570,691 |
| Assets. Other investments not covered elsewhere at end of year | 2011-09-30 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-09-30 | $7,198,953 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-09-30 | $949 |
| Other income not declared elsewhere | 2011-09-30 | $-10,755 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Value of net income/loss | 2011-09-30 | $-423,651 |
| Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $11,553,234 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
| Interest on participant loans | 2011-09-30 | $26,390 |
| Interest earned on other investments | 2011-09-30 | $122,811 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-09-30 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-09-30 | $3,783,590 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
| Contributions received in cash from employer | 2011-09-30 | $101,265 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $1,714,588 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-09-30 | Yes |
| Did the plan have assets held for investment | 2011-09-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Disclaimer |
| Accountancy firm name | 2011-09-30 | KMJ CORBIN & COMPANY LLP |
| Accountancy firm EIN | 2011-09-30 | 810569753 |
| 2010 : CARLTON FORGE WORKS (A CORPORATION) 401(K) PLAN 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-09-30 | $0 |
| 2010: CARLTON FORGE WORKS (A CORPORATION) 401(K) PLAN 2010 form 5500 responses |
|---|
| 2010-10-01 | Type of plan entity | Single employer plan |
| 2010-10-01 | Submission has been amended | Yes |
| 2010-10-01 | This submission is the final filing | Yes |
| 2010-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-10-01 | Plan is a collectively bargained plan | No |
| 2010-10-01 | Plan funding arrangement – Insurance | Yes |
| 2010-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2009: CARLTON FORGE WORKS (A CORPORATION) 401(K) PLAN 2009 form 5500 responses |
|---|
| 2009-10-01 | Type of plan entity | Single employer plan |
| 2009-10-01 | Submission has been amended | No |
| 2009-10-01 | This submission is the final filing | No |
| 2009-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-10-01 | Plan is a collectively bargained plan | No |
| 2009-10-01 | Plan funding arrangement – Insurance | Yes |
| 2009-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2008: CARLTON FORGE WORKS (A CORPORATION) 401(K) PLAN 2008 form 5500 responses |
|---|
| 2008-10-01 | Type of plan entity | Single employer plan |
| 2008-10-01 | Submission has been amended | No |
| 2008-10-01 | This submission is the final filing | No |
| 2008-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2008-10-01 | Plan is a collectively bargained plan | No |
