NICE NORTH AMERICA LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NORTEK SECURITY & CONTROL 401K PLAN
| Measure | Date | Value |
|---|
| 2015 : NORTEK SECURITY & CONTROL 401K PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-05-01 | $0 |
| Total transfer of assets to this plan | 2015-05-01 | $53,064 |
| Total transfer of assets from this plan | 2015-05-01 | $28,795,611 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-05-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-05-01 | $0 |
| Total income from all sources (including contributions) | 2015-05-01 | $2,396,009 |
| Total loss/gain on sale of assets | 2015-05-01 | $0 |
| Total of all expenses incurred | 2015-05-01 | $1,404,618 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-05-01 | $1,404,618 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-05-01 | $1,460,085 |
| Value of total assets at end of year | 2015-05-01 | $0 |
| Value of total assets at beginning of year | 2015-05-01 | $27,751,156 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-05-01 | $0 |
| Total interest from all sources | 2015-05-01 | $31,404 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-05-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-05-01 | No |
| Was this plan covered by a fidelity bond | 2015-05-01 | Yes |
| Value of fidelity bond cover | 2015-05-01 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-05-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-05-01 | No |
| Contributions received from participants | 2015-05-01 | $1,081,362 |
| Participant contributions at end of year | 2015-05-01 | $0 |
| Participant contributions at beginning of year | 2015-05-01 | $27,609 |
| Participant contributions at end of year | 2015-05-01 | $0 |
| Participant contributions at beginning of year | 2015-05-01 | $108,044 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-05-01 | $55,970 |
| Total non interest bearing cash at beginning of year | 2015-05-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-05-01 | No |
| Value of net income/loss | 2015-05-01 | $991,391 |
| Value of net assets at end of year (total assets less liabilities) | 2015-05-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-05-01 | $27,751,156 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-05-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-05-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-05-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-05-01 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-05-01 | $7,248,325 |
| Interest on participant loans | 2015-05-01 | $370 |
| Interest earned on other investments | 2015-05-01 | $31,034 |
| Value of interest in common/collective trusts at end of year | 2015-05-01 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2015-05-01 | $20,332,270 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-05-01 | $301,042 |
| Net investment gain or loss from common/collective trusts | 2015-05-01 | $603,478 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-05-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-05-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2015-05-01 | No |
| Contributions received in cash from employer | 2015-05-01 | $322,753 |
| Employer contributions (assets) at end of year | 2015-05-01 | $0 |
| Employer contributions (assets) at beginning of year | 2015-05-01 | $34,908 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-05-01 | $1,404,618 |
| Did the plan have assets held for investment | 2015-05-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-05-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-05-01 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-05-01 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-05-01 | Disclaimer |
| Accountancy firm name | 2015-05-01 | DISANTO PRIEST & COMPANY |
| Accountancy firm EIN | 2015-05-01 | 571139864 |
| 2014 : NORTEK SECURITY & CONTROL 401K PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $1,670,214 |
| Total transfer of assets from this plan | 2014-12-31 | $2,163,382 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $35,692 |
| Total income from all sources (including contributions) | 2014-12-31 | $6,078,835 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $2,430,098 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,430,098 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $4,456,203 |
| Value of total assets at end of year | 2014-12-31 | $27,751,156 |
| Value of total assets at beginning of year | 2014-12-31 | $24,631,279 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $0 |
| Total interest from all sources | 2014-12-31 | $360,899 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $3,310,431 |
| Participant contributions at end of year | 2014-12-31 | $27,609 |
| Participant contributions at beginning of year | 2014-12-31 | $14,588 |
| Participant contributions at end of year | 2014-12-31 | $108,044 |
| Participant contributions at beginning of year | 2014-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $106,330 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $21,297 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $14,395 |
| Total non interest bearing cash at end of year | 2014-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $29,336 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $3,648,737 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $27,751,156 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $24,595,587 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $7,248,325 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $5,625,600 |
| Interest on participant loans | 2014-12-31 | $1,141 |
| Interest earned on other investments | 2014-12-31 | $359,758 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $20,332,270 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $18,932,336 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $82,871 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $1,178,862 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $1,039,442 |
| Employer contributions (assets) at end of year | 2014-12-31 | $34,908 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $8,122 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,430,098 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $21,297 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | DISANTO PRIEST & CO. |
| Accountancy firm EIN | 2014-12-31 | 571139864 |
| 2013 : NORTEK SECURITY & CONTROL 401K PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $2,143,449 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $35,692 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $474 |
| Total income from all sources (including contributions) | 2013-12-31 | $6,905,694 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $3,062,495 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $3,062,495 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,628,022 |
| Value of total assets at end of year | 2013-12-31 | $24,631,279 |
| Value of total assets at beginning of year | 2013-12-31 | $18,609,413 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
| Total interest from all sources | 2013-12-31 | $136,086 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $2,205,491 |
| Participant contributions at end of year | 2013-12-31 | $14,588 |
| Participant contributions at end of year | 2013-12-31 | $0 |
| Participant contributions at beginning of year | 2013-12-31 | $97,973 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,067,644 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $21,297 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $14,395 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $474 |
| Total non interest bearing cash at end of year | 2013-12-31 | $29,336 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $692 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $3,843,199 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $24,595,587 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $18,608,939 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $5,625,600 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $3,476,608 |
| Interest on participant loans | 2013-12-31 | $474 |
| Interest earned on other investments | 2013-12-31 | $135,612 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $18,932,336 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $15,017,741 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $900,451 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $2,241,135 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $354,887 |
| Employer contributions (assets) at end of year | 2013-12-31 | $8,122 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $16,399 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $3,062,495 |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $21,297 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | ERNST & YOUNG |
| Accountancy firm EIN | 2013-12-31 | 346565596 |
| 2012 : NORTEK SECURITY & CONTROL 401K PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total transfer of assets from this plan | 2012-12-31 | $33,406 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $474 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $8,570 |
| Total income from all sources (including contributions) | 2012-12-31 | $4,116,440 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $4,288,115 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $4,288,115 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,944,802 |
| Value of total assets at end of year | 2012-12-31 | $18,609,413 |
| Value of total assets at beginning of year | 2012-12-31 | $18,822,590 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
| Total interest from all sources | 2012-12-31 | $182,658 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $1,713,816 |
| Participant contributions at beginning of year | 2012-12-31 | $0 |
| Participant contributions at end of year | 2012-12-31 | $97,973 |
| Participant contributions at beginning of year | 2012-12-31 | $72,510 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $474 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $8,570 |
| Total non interest bearing cash at end of year | 2012-12-31 | $692 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $8,570 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-171,675 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $18,608,939 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $18,814,020 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $3,476,608 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $14,813,035 |
| Interest earned on other investments | 2012-12-31 | $182,658 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $15,017,741 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $3,919,136 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,189,821 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $799,159 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $230,986 |
| Employer contributions (assets) at end of year | 2012-12-31 | $16,399 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $9,339 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $4,288,115 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | ERNST & YOUNG |
| Accountancy firm EIN | 2012-12-31 | 346565596 |
| 2011 : NORTEK SECURITY & CONTROL 401K PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets to this plan | 2011-12-31 | $5,241,562 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $8,570 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $1,513,563 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $1,430,595 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,430,595 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,763,784 |
| Value of total assets at end of year | 2011-12-31 | $18,822,590 |
| Value of total assets at beginning of year | 2011-12-31 | $13,489,490 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
| Total interest from all sources | 2011-12-31 | $250,754 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,553,872 |
| Participant contributions at end of year | 2011-12-31 | $0 |
| Participant contributions at beginning of year | 2011-12-31 | $0 |
| Participant contributions at end of year | 2011-12-31 | $72,510 |
| Participant contributions at beginning of year | 2011-12-31 | $4,953 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $8,570 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $0 |
| Total non interest bearing cash at end of year | 2011-12-31 | $8,570 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $82,968 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $18,814,020 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $13,489,490 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $14,813,035 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $10,638,975 |
| Interest earned on other investments | 2011-12-31 | $250,754 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $3,919,136 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $2,845,562 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-500,975 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $209,912 |
| Employer contributions (assets) at end of year | 2011-12-31 | $9,339 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,430,595 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | ERNST & YOUNG |
| Accountancy firm EIN | 2011-12-31 | 346565596 |
| 2010 : NORTEK SECURITY & CONTROL 401K PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total transfer of assets to this plan | 2010-12-31 | $501,274 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $12,616 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,107,739 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $918,184 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $918,184 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $890,223 |
| Value of total assets at end of year | 2010-12-31 | $13,489,490 |
| Value of total assets at beginning of year | 2010-12-31 | $11,811,277 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
| Total interest from all sources | 2010-12-31 | $265,009 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $890,181 |
| Participant contributions at end of year | 2010-12-31 | $0 |
| Participant contributions at beginning of year | 2010-12-31 | $1,120 |
| Participant contributions at end of year | 2010-12-31 | $4,953 |
| Participant contributions at beginning of year | 2010-12-31 | $13,419 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $12,616 |
| Total non interest bearing cash at end of year | 2010-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $12,616 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,189,555 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $13,489,490 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $11,798,661 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $10,638,975 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $9,265,514 |
| Interest earned on other investments | 2010-12-31 | $265,009 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $2,845,562 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $2,518,608 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $952,507 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $42 |
| Employer contributions (assets) at end of year | 2010-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $918,184 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | ERNST & YOUNG |
| Accountancy firm EIN | 2010-12-31 | 346565596 |
