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THE SALK INSTITUTE RETIREMENT PLAN 401k Plan overview

Plan NameTHE SALK INSTITUTE RETIREMENT PLAN
Plan identification number 001

THE SALK INSTITUTE RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

SALK INSTITUTE FOR BIOLOGICAL STUDIES has sponsored the creation of one or more 401k plans.

Company Name:SALK INSTITUTE FOR BIOLOGICAL STUDIES
Employer identification number (EIN):952160097
NAIC Classification:541700

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SALK INSTITUTE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01KIM E. WITMER
0012017-01-01KIM E. WITMER
0012017-01-01KIM E. WITMER
0012016-01-01KIM E. WITMER
0012015-01-01KIM E. WITMER
0012014-01-01KIM E. WITMER
0012013-01-01KIM E. WITMER
0012012-01-01KIM E. WITMER
0012011-01-01KIM E. WITMER
0012010-01-01KIM WITMER
0012009-01-01KIM WITMER
0012009-01-01KIM WITMER

Plan Statistics for THE SALK INSTITUTE RETIREMENT PLAN

401k plan membership statisitcs for THE SALK INSTITUTE RETIREMENT PLAN

Measure Date Value
2022: THE SALK INSTITUTE RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,943
Total number of active participants reported on line 7a of the Form 55002022-01-01876
Number of other retired or separated participants entitled to future benefits2022-01-011,032
Total of all active and inactive participants2022-01-011,908
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0126
Total participants2022-01-011,934
Number of participants with account balances2022-01-011,934
2021: THE SALK INSTITUTE RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,779
Total number of active participants reported on line 7a of the Form 55002021-01-01880
Number of other retired or separated participants entitled to future benefits2021-01-011,112
Total of all active and inactive participants2021-01-011,992
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0127
Total participants2021-01-012,019
Number of participants with account balances2021-01-011,943
2020: THE SALK INSTITUTE RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,649
Total number of active participants reported on line 7a of the Form 55002020-01-01874
Number of other retired or separated participants entitled to future benefits2020-01-01979
Total of all active and inactive participants2020-01-011,853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0114
Total participants2020-01-011,867
Number of participants with account balances2020-01-011,779
2019: THE SALK INSTITUTE RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,162
Total number of active participants reported on line 7a of the Form 55002019-01-01895
Number of other retired or separated participants entitled to future benefits2019-01-01902
Total of all active and inactive participants2019-01-011,797
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0114
Total participants2019-01-011,811
Number of participants with account balances2019-01-011,649
2018: THE SALK INSTITUTE RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,126
Total number of active participants reported on line 7a of the Form 55002018-01-01828
Number of other retired or separated participants entitled to future benefits2018-01-01674
Total of all active and inactive participants2018-01-011,502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0111
Total participants2018-01-011,513
Number of participants with account balances2018-01-011,162
2017: THE SALK INSTITUTE RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,077
Total number of active participants reported on line 7a of the Form 55002017-01-01789
Number of other retired or separated participants entitled to future benefits2017-01-01663
Total of all active and inactive participants2017-01-011,452
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-019
Total participants2017-01-011,461
Number of participants with account balances2017-01-011,461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011,126
2016: THE SALK INSTITUTE RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,014
Total number of active participants reported on line 7a of the Form 55002016-01-01806
Number of other retired or separated participants entitled to future benefits2016-01-01616
Total of all active and inactive participants2016-01-011,422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-019
Total participants2016-01-011,431
Number of participants with account balances2016-01-011,077
2015: THE SALK INSTITUTE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,010
Total number of active participants reported on line 7a of the Form 55002015-01-01796
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01529
Total of all active and inactive participants2015-01-011,325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-011,332
Number of participants with account balances2015-01-011,007
2014: THE SALK INSTITUTE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,101
Total number of active participants reported on line 7a of the Form 55002014-01-01746
Number of other retired or separated participants entitled to future benefits2014-01-01552
Total of all active and inactive participants2014-01-011,298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-018
Total participants2014-01-011,306
Number of participants with account balances2014-01-01997
2013: THE SALK INSTITUTE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,142
Total number of active participants reported on line 7a of the Form 55002013-01-01772
Number of other retired or separated participants entitled to future benefits2013-01-01600
Total of all active and inactive participants2013-01-011,372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-017
Total participants2013-01-011,379
Number of participants with account balances2013-01-011,101
2012: THE SALK INSTITUTE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,248
Total number of active participants reported on line 7a of the Form 55002012-01-01769
Number of other retired or separated participants entitled to future benefits2012-01-01639
Total of all active and inactive participants2012-01-011,408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-018
Total participants2012-01-011,416
Number of participants with account balances2012-01-011,142
2011: THE SALK INSTITUTE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,262
Total number of active participants reported on line 7a of the Form 55002011-01-01802
Number of other retired or separated participants entitled to future benefits2011-01-01711
Total of all active and inactive participants2011-01-011,513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-015
Total participants2011-01-011,518
Number of participants with account balances2011-01-011,248
2010: THE SALK INSTITUTE RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,102
Total number of active participants reported on line 7a of the Form 55002010-01-01788
Number of other retired or separated participants entitled to future benefits2010-01-01684
Total of all active and inactive participants2010-01-011,472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-015
Total participants2010-01-011,477
Number of participants with account balances2010-01-011,262
2009: THE SALK INSTITUTE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,071
Total number of active participants reported on line 7a of the Form 55002009-01-01421
Number of other retired or separated participants entitled to future benefits2009-01-01676
Total of all active and inactive participants2009-01-011,097
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-015
Total participants2009-01-011,102
Number of participants with account balances2009-01-011,102

Financial Data on THE SALK INSTITUTE RETIREMENT PLAN

Measure Date Value
2022 : THE SALK INSTITUTE RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-39,774,092
Total of all expenses incurred2022-12-31$16,605,922
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$16,433,849
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,750,184
Value of total assets at end of year2022-12-31$263,583,203
Value of total assets at beginning of year2022-12-31$319,963,217
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$172,073
Total interest from all sources2022-12-31$1,871,044
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,651,648
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,651,648
Administrative expenses professional fees incurred2022-12-31$13,063
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$4,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,515,780
Participant contributions at end of year2022-12-31$340,487
Participant contributions at beginning of year2022-12-31$211,531
Assets. Other investments not covered elsewhere at end of year2022-12-31$5,448,904
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$8,688,703
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$573,735
Other income not declared elsewhere2022-12-31$255,994
Administrative expenses (other) incurred2022-12-31$136,460
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-56,380,014
Value of net assets at end of year (total assets less liabilities)2022-12-31$263,583,203
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$319,963,217
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$22,550
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$192,081,737
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$245,189,485
Value of interest in pooled separate accounts at end of year2022-12-31$3,734,602
Value of interest in pooled separate accounts at beginning of year2022-12-31$3,384,864
Interest on participant loans2022-12-31$7,607
Interest earned on other investments2022-12-31$1,863,437
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$61,977,473
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$62,488,634
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$593,398
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-54,591,045
Net investment gain/loss from pooled separate accounts2022-12-31$288,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,660,669
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$15,840,451
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS, LLP
Accountancy firm EIN2022-12-31910189318
2021 : THE SALK INSTITUTE RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$52,645,709
Total of all expenses incurred2021-12-31$16,521,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$16,297,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$14,500,243
Value of total assets at end of year2021-12-31$319,963,217
Value of total assets at beginning of year2021-12-31$283,838,604
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$223,214
Total interest from all sources2021-12-31$2,028,163
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,273,079
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,273,079
Administrative expenses professional fees incurred2021-12-31$10,238
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$4,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,287,686
Participant contributions at end of year2021-12-31$211,531
Participant contributions at beginning of year2021-12-31$343,712
Assets. Other investments not covered elsewhere at end of year2021-12-31$8,688,703
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$6,428,128
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$5,636,770
Other income not declared elsewhere2021-12-31$294,050
Administrative expenses (other) incurred2021-12-31$190,976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$36,124,613
Value of net assets at end of year (total assets less liabilities)2021-12-31$319,963,217
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$283,838,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$22,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$245,189,485
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$208,311,134
Value of interest in pooled separate accounts at end of year2021-12-31$3,384,864
Value of interest in pooled separate accounts at beginning of year2021-12-31$3,446,729
Interest on participant loans2021-12-31$10,216
Interest earned on other investments2021-12-31$2,017,947
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$62,488,634
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$65,308,901
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$289,184
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$31,004,740
Net investment gain/loss from pooled separate accounts2021-12-31$545,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,575,787
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$16,008,698
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : THE SALK INSTITUTE RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$51,766,308
Total of all expenses incurred2020-12-31$14,964,472
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$14,813,381
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$12,033,314
Value of total assets at end of year2020-12-31$283,838,604
Value of total assets at beginning of year2020-12-31$247,036,768
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$151,091
Total interest from all sources2020-12-31$2,374,362
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$5,289,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$5,289,335
Administrative expenses professional fees incurred2020-12-31$10,800
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$4,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,189,862
Participant contributions at end of year2020-12-31$343,712
Participant contributions at beginning of year2020-12-31$271,095
Assets. Other investments not covered elsewhere at end of year2020-12-31$6,428,128
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$6,074,933
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,281,638
Other income not declared elsewhere2020-12-31$184,766
Administrative expenses (other) incurred2020-12-31$118,291
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$36,801,836
Value of net assets at end of year (total assets less liabilities)2020-12-31$283,838,604
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$247,036,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$22,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$208,311,134
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$175,840,917
Value of interest in pooled separate accounts at end of year2020-12-31$3,446,729
Value of interest in pooled separate accounts at beginning of year2020-12-31$3,655,484
Interest on participant loans2020-12-31$15,571
Interest earned on other investments2020-12-31$2,358,791
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$65,308,901
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$61,194,339
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$347,815
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$31,915,456
Net investment gain/loss from pooled separate accounts2020-12-31$-30,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,561,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$14,465,566
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS,LLP
Accountancy firm EIN2020-12-31910189318
2019 : THE SALK INSTITUTE RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$47,210,014
Total of all expenses incurred2019-12-31$13,841,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$13,677,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,156,056
Value of total assets at end of year2019-12-31$247,036,768
Value of total assets at beginning of year2019-12-31$213,668,552
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$164,434
Total interest from all sources2019-12-31$2,321,095
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,471,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,471,695
Administrative expenses professional fees incurred2019-12-31$10,800
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$4,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,354,645
Participant contributions at end of year2019-12-31$271,095
Participant contributions at beginning of year2019-12-31$157,096
Assets. Other investments not covered elsewhere at end of year2019-12-31$6,074,933
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$4,910,747
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$804,159
Other income not declared elsewhere2019-12-31$160,965
Administrative expenses (other) incurred2019-12-31$153,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$33,368,216
Value of net assets at end of year (total assets less liabilities)2019-12-31$247,036,768
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$213,668,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$175,840,917
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$143,842,671
Value of interest in pooled separate accounts at end of year2019-12-31$3,655,484
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,496,918
Interest on participant loans2019-12-31$10,894
Interest earned on other investments2019-12-31$2,310,201
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$61,194,339
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$61,261,120
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$821,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$32,907,592
Net investment gain/loss from pooled separate accounts2019-12-31$192,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,997,252
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,855,389
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
2018 : THE SALK INSTITUTE RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$-516,701
Total of all expenses incurred2018-12-31$13,715,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$13,536,951
Expenses. Certain deemed distributions of participant loans2018-12-31$3,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,848,635
Value of total assets at end of year2018-12-31$213,668,552
Value of total assets at beginning of year2018-12-31$227,900,425
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$174,936
Total interest from all sources2018-12-31$2,388,495
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,617,276
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,617,276
Administrative expenses professional fees incurred2018-12-31$21,600
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$4,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,931,658
Participant contributions at end of year2018-12-31$157,096
Participant contributions at beginning of year2018-12-31$206,557
Assets. Other investments not covered elsewhere at end of year2018-12-31$4,910,747
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$4,840,616
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$208,510
Other income not declared elsewhere2018-12-31$437,983
Administrative expenses (other) incurred2018-12-31$153,336
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-14,231,873
Value of net assets at end of year (total assets less liabilities)2018-12-31$213,668,552
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$227,900,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$143,842,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$159,727,942
Value of interest in pooled separate accounts at end of year2018-12-31$3,496,918
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,604,593
Interest on participant loans2018-12-31$9,600
Interest earned on other investments2018-12-31$2,378,895
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$61,261,120
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$59,520,717
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$951,907
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-14,968,500
Net investment gain/loss from pooled separate accounts2018-12-31$159,410
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,708,467
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$12,585,044
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : THE SALK INSTITUTE RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$38,608,706
Total of all expenses incurred2017-12-31$9,310,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,179,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,792,079
Value of total assets at end of year2017-12-31$227,900,425
Value of total assets at beginning of year2017-12-31$198,601,810
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$130,456
Total interest from all sources2017-12-31$2,260,988
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,555,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,555,843
Administrative expenses professional fees incurred2017-12-31$20,470
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$4,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,630,656
Participant contributions at end of year2017-12-31$206,557
Participant contributions at beginning of year2017-12-31$114,398
Assets. Other investments not covered elsewhere at end of year2017-12-31$4,840,616
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$3,948,338
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$736,838
Other income not declared elsewhere2017-12-31$291,211
Administrative expenses (other) incurred2017-12-31$109,986
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$29,298,615
Value of net assets at end of year (total assets less liabilities)2017-12-31$227,900,425
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$198,601,810
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$159,727,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$133,203,658
Value of interest in pooled separate accounts at end of year2017-12-31$3,604,593
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,219,755
Interest on participant loans2017-12-31$5,534
Interest earned on other investments2017-12-31$2,255,454
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$59,520,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$58,115,661
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$197,230
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$26,559,749
Net investment gain/loss from pooled separate accounts2017-12-31$148,836
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,424,585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$8,982,405
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : THE SALK INSTITUTE RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$17,780,319
Total of all expenses incurred2016-12-31$11,516,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$11,367,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,054,671
Value of total assets at end of year2016-12-31$198,601,810
Value of total assets at beginning of year2016-12-31$192,337,523
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$148,237
Total interest from all sources2016-12-31$2,400,678
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,454,703
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,454,703
Administrative expenses professional fees incurred2016-12-31$20,450
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$4,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,408,556
Participant contributions at end of year2016-12-31$114,398
Participant contributions at beginning of year2016-12-31$135,565
Assets. Other investments not covered elsewhere at end of year2016-12-31$3,948,338
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,657,864
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$274,663
Other income not declared elsewhere2016-12-31$145,106
Administrative expenses (other) incurred2016-12-31$127,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,264,287
Value of net assets at end of year (total assets less liabilities)2016-12-31$198,601,810
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$192,337,523
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$133,203,658
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$130,544,371
Value of interest in pooled separate accounts at end of year2016-12-31$3,219,755
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,929,927
Interest on participant loans2016-12-31$5,122
Interest earned on other investments2016-12-31$2,395,556
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$58,115,661
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$57,069,796
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$783,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$6,569,880
Net investment gain/loss from pooled separate accounts2016-12-31$155,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,371,452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$10,584,448
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : THE SALK INSTITUTE RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$9,075,425
Total of all expenses incurred2015-12-31$11,157,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$11,042,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,893,460
Value of total assets at end of year2015-12-31$192,337,523
Value of total assets at beginning of year2015-12-31$194,419,453
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$115,154
Total interest from all sources2015-12-31$2,231,574
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,513,666
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,513,666
Administrative expenses professional fees incurred2015-12-31$21,100
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$4,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,337,667
Participant contributions at end of year2015-12-31$135,565
Participant contributions at beginning of year2015-12-31$93,095
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,657,864
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$3,326,962
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$140,724
Other income not declared elsewhere2015-12-31$106,882
Administrative expenses (other) incurred2015-12-31$94,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,081,930
Value of net assets at end of year (total assets less liabilities)2015-12-31$192,337,523
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$194,419,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$130,544,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$132,811,618
Value of interest in pooled separate accounts at end of year2015-12-31$2,929,927
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,571,998
Interest on participant loans2015-12-31$5,344
Interest earned on other investments2015-12-31$2,226,230
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$57,069,796
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$55,615,780
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,884,801
Net investment gain/loss from pooled separate accounts2015-12-31$214,644
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,415,069
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$11,042,201
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : THE SALK INSTITUTE RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$18,683,601
Total of all expenses incurred2014-12-31$14,220,456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$14,099,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,456,864
Value of total assets at end of year2014-12-31$194,419,453
Value of total assets at beginning of year2014-12-31$189,956,308
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$121,354
Total interest from all sources2014-12-31$2,258,413
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,666,762
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,666,762
Administrative expenses professional fees incurred2014-12-31$21,000
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$4,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,184,760
Participant contributions at end of year2014-12-31$93,095
Participant contributions at beginning of year2014-12-31$81,446
Assets. Other investments not covered elsewhere at end of year2014-12-31$3,326,962
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$855,012
Other income not declared elsewhere2014-12-31$131,837
Administrative expenses (other) incurred2014-12-31$100,354
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,463,145
Value of net assets at end of year (total assets less liabilities)2014-12-31$194,419,453
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$189,956,308
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$132,811,618
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$132,297,904
Value of interest in pooled separate accounts at end of year2014-12-31$2,571,998
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,844,346
Interest on participant loans2014-12-31$3,803
Interest earned on other investments2014-12-31$2,254,610
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$55,615,780
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$55,732,612
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$924,607
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$5,903,129
Net investment gain/loss from pooled separate accounts2014-12-31$266,596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,417,092
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$13,174,495
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318
2013 : THE SALK INSTITUTE RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$34,872,653
Total of all expenses incurred2013-12-31$9,305,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,237,264
Expenses. Certain deemed distributions of participant loans2013-12-31$1,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,018,334
Value of total assets at end of year2013-12-31$189,956,308
Value of total assets at beginning of year2013-12-31$164,389,018
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$66,278
Total interest from all sources2013-12-31$2,123,416
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,040,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,040,394
Administrative expenses professional fees incurred2013-12-31$16,871
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$4,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,989,699
Participant contributions at end of year2013-12-31$81,446
Participant contributions at beginning of year2013-12-31$74,151
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,110,239
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$100,360
Other income not declared elsewhere2013-12-31$72,883
Administrative expenses (other) incurred2013-12-31$49,407
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$25,567,290
Value of net assets at end of year (total assets less liabilities)2013-12-31$189,956,308
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$164,389,018
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$132,297,904
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$110,530,373
Value of interest in pooled separate accounts at end of year2013-12-31$1,844,346
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,533,502
Interest on participant loans2013-12-31$3,724
Interest earned on other investments2013-12-31$2,119,692
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$55,732,612
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$52,150,632
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$598,216
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$22,464,787
Net investment gain/loss from pooled separate accounts2013-12-31$152,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,918,396
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$8,639,048
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
2012 : THE SALK INSTITUTE RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$23,510,787
Total of all expenses incurred2012-12-31$16,926,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$16,922,804
Expenses. Certain deemed distributions of participant loans2012-12-31$768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,724,510
Value of total assets at end of year2012-12-31$164,389,018
Value of total assets at beginning of year2012-12-31$157,804,880
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,077
Total interest from all sources2012-12-31$2,014,904
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,608,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,608,382
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$4,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,956,315
Participant contributions at end of year2012-12-31$74,151
Participant contributions at beginning of year2012-12-31$94,406
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$429,907
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$100,360
Administrative expenses (other) incurred2012-12-31$3,077
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,584,138
Value of net assets at end of year (total assets less liabilities)2012-12-31$164,389,018
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$157,804,880
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$110,530,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$102,401,514
Value of interest in pooled separate accounts at end of year2012-12-31$1,533,502
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,045,484
Interest on participant loans2012-12-31$4,147
Interest earned on other investments2012-12-31$2,010,757
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$52,150,632
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$54,263,476
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$1,229,978
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$13,048,835
Net investment gain/loss from pooled separate accounts2012-12-31$114,156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,338,288
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$15,692,826
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS LLP
Accountancy firm EIN2012-12-31910189318
2011 : THE SALK INSTITUTE RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$6,578,957
Total of all expenses incurred2011-12-31$6,846,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,845,397
Expenses. Certain deemed distributions of participant loans2011-12-31$1,098
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,030,834
Value of total assets at end of year2011-12-31$157,804,880
Value of total assets at beginning of year2011-12-31$158,072,418
Total interest from all sources2011-12-31$2,057,674
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,485,214
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,485,214
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$4,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,894,340
Participant contributions at end of year2011-12-31$94,406
Participant contributions at beginning of year2011-12-31$66,917
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$778,663
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-267,538
Value of net assets at end of year (total assets less liabilities)2011-12-31$157,804,880
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$158,072,418
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$102,401,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$107,669,938
Value of interest in pooled separate accounts at end of year2011-12-31$1,045,484
Value of interest in pooled separate accounts at beginning of year2011-12-31$610,250
Interest on participant loans2011-12-31$3,608
Interest earned on other investments2011-12-31$2,054,066
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$54,263,476
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$49,725,313
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$820,920
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-4,090,703
Net investment gain/loss from pooled separate accounts2011-12-31$95,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,357,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,024,477
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS LLP
Accountancy firm EIN2011-12-31910189318
2010 : THE SALK INSTITUTE RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$20,944,037
Total of all expenses incurred2010-12-31$6,247,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,245,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,008,058
Value of total assets at end of year2010-12-31$158,072,418
Value of total assets at beginning of year2010-12-31$143,375,634
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,570
Total interest from all sources2010-12-31$1,857,173
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$839,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$839,807
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$4,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,787,326
Participant contributions at end of year2010-12-31$66,917
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$120,847
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$24,523,856
Administrative expenses (other) incurred2010-12-31$1,570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$14,696,784
Value of net assets at end of year (total assets less liabilities)2010-12-31$158,072,418
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$143,375,634
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$107,669,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$76,493,148
Value of interest in pooled separate accounts at end of year2010-12-31$610,250
Value of interest in pooled separate accounts at beginning of year2010-12-31$243,362
Interest on participant loans2010-12-31$3,436
Interest earned on other investments2010-12-31$1,853,737
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$49,725,313
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$42,115,268
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$631,297
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$12,178,212
Net investment gain/loss from pooled separate accounts2010-12-31$60,787
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,099,885
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$5,614,386
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS LLP
Accountancy firm EIN2010-12-31910189318

Form 5500 Responses for THE SALK INSTITUTE RETIREMENT PLAN

2022: THE SALK INSTITUTE RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE SALK INSTITUTE RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE SALK INSTITUTE RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE SALK INSTITUTE RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE SALK INSTITUTE RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE SALK INSTITUTE RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE SALK INSTITUTE RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE SALK INSTITUTE RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE SALK INSTITUTE RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE SALK INSTITUTE RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE SALK INSTITUTE RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE SALK INSTITUTE RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE SALK INSTITUTE RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE SALK INSTITUTE RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806692/711621
Policy instance 2
Insurance contract or identification number806692/711621
Number of Individuals Covered53
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104273
Policy instance 1
Insurance contract or identification number104273
Number of Individuals Covered604
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806692/711621
Policy instance 2
Insurance contract or identification number806692/711621
Number of Individuals Covered64
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104273
Policy instance 1
Insurance contract or identification number104273
Number of Individuals Covered635
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104273
Policy instance 1
Insurance contract or identification number104273
Number of Individuals Covered659
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806692/711621
Policy instance 2
Insurance contract or identification number806692/711621
Number of Individuals Covered73
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806692/711621
Policy instance 2
Insurance contract or identification number806692/711621
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104273
Policy instance 1
Insurance contract or identification number104273
Number of Individuals Covered673
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806692/711621
Policy instance 2
Insurance contract or identification number806692/711621
Number of Individuals Covered69
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104273
Policy instance 1
Insurance contract or identification number104273
Number of Individuals Covered688
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806692/711621
Policy instance 2
Insurance contract or identification number806692/711621
Number of Individuals Covered67
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX-EXEMPT SER
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104273
Policy instance 1
Insurance contract or identification number104273
Number of Individuals Covered706
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806692/711621
Policy instance 2
Insurance contract or identification number806692/711621
Number of Individuals Covered70
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX-EXEMPT SER
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104273
Policy instance 1
Insurance contract or identification number104273
Number of Individuals Covered722
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806692/711621
Policy instance 2
Insurance contract or identification number806692/711621
Number of Individuals Covered76
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,465
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6465
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX-EXEMPT SER
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104273
Policy instance 1
Insurance contract or identification number104273
Number of Individuals Covered742
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104273
Policy instance 1
Insurance contract or identification number104273
Number of Individuals Covered774
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806692/711621
Policy instance 2
Insurance contract or identification number806692/711621
Number of Individuals Covered80
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806692/711621
Policy instance 2
Insurance contract or identification number806692/711621
Number of Individuals Covered89
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,715
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees1715
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameFIDELITY INVESTMENTS TAX-EXEMPT SER
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104273
Policy instance 1
Insurance contract or identification number104273
Number of Individuals Covered850
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104273
Policy instance 1
Insurance contract or identification number104273
Number of Individuals Covered862
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number806692
Policy instance 2
Insurance contract or identification number806692
Number of Individuals Covered92
Insurance policy start date2011-03-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,529
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104273
Policy instance 1
Insurance contract or identification number104273
Number of Individuals Covered873
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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