USHIO AMERICA, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan USHIO AMERICA SAVINGS AND RETIREMENT PLAN
Measure | Date | Value |
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2023 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2023 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2023-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-03-31 | $0 |
Total income from all sources (including contributions) | 2023-03-31 | $-3,104,799 |
Total loss/gain on sale of assets | 2023-03-31 | $0 |
Total of all expenses incurred | 2023-03-31 | $11,182,548 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-03-31 | $11,069,389 |
Value of total corrective distributions | 2023-03-31 | $133 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-03-31 | $5,961,165 |
Value of total assets at end of year | 2023-03-31 | $114,651,928 |
Value of total assets at beginning of year | 2023-03-31 | $128,939,275 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-03-31 | $113,026 |
Total interest from all sources | 2023-03-31 | $35,141 |
Total dividends received (eg from common stock, registered investment company shares) | 2023-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-03-31 | No |
Was this plan covered by a fidelity bond | 2023-03-31 | Yes |
Value of fidelity bond cover | 2023-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2023-03-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2023-03-31 | No |
Contributions received from participants | 2023-03-31 | $3,123,983 |
Participant contributions at end of year | 2023-03-31 | $874,862 |
Participant contributions at beginning of year | 2023-03-31 | $899,592 |
Income. Received or receivable in cash from other sources (including rollovers) | 2023-03-31 | $1,685,013 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-03-31 | No |
Value of net income/loss | 2023-03-31 | $-14,287,347 |
Value of net assets at end of year (total assets less liabilities) | 2023-03-31 | $114,651,928 |
Value of net assets at beginning of year (total assets less liabilities) | 2023-03-31 | $128,939,275 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2023-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2023-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-03-31 | $113,777,066 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-03-31 | $128,039,683 |
Interest on participant loans | 2023-03-31 | $35,141 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-03-31 | $-9,101,105 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2023-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2023-03-31 | No |
Contributions received in cash from employer | 2023-03-31 | $1,152,169 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-03-31 | $11,069,389 |
Contract administrator fees | 2023-03-31 | $113,026 |
Did the plan have assets held for investment | 2023-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2023-03-31 | Unqualified |
Accountancy firm name | 2023-03-31 | LUCAS, HORSFALL, MURPHY & PINDROH |
Accountancy firm EIN | 2023-03-31 | 954659692 |
2022 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2022 401k financial data |
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Total income from all sources (including contributions) | 2022-03-31 | $9,567,894 |
Total of all expenses incurred | 2022-03-31 | $9,990,690 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-03-31 | $9,854,094 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-03-31 | $4,565,634 |
Value of total assets at end of year | 2022-03-31 | $128,939,275 |
Value of total assets at beginning of year | 2022-03-31 | $129,362,071 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-03-31 | $136,596 |
Total interest from all sources | 2022-03-31 | $30,109 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-03-31 | $7,123,653 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-03-31 | $7,123,653 |
Was this plan covered by a fidelity bond | 2022-03-31 | Yes |
Value of fidelity bond cover | 2022-03-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2022-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2022-03-31 | No |
Contributions received from participants | 2022-03-31 | $2,766,082 |
Participant contributions at end of year | 2022-03-31 | $899,592 |
Participant contributions at beginning of year | 2022-03-31 | $577,014 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-03-31 | $758,928 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-03-31 | No |
Value of net income/loss | 2022-03-31 | $-422,796 |
Value of net assets at end of year (total assets less liabilities) | 2022-03-31 | $128,939,275 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-03-31 | $129,362,071 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-03-31 | $128,039,683 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-03-31 | $128,785,057 |
Interest on participant loans | 2022-03-31 | $30,109 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-03-31 | $-2,151,502 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-03-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-03-31 | No |
Contributions received in cash from employer | 2022-03-31 | $1,040,624 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-03-31 | $9,854,094 |
Contract administrator fees | 2022-03-31 | $136,596 |
Did the plan have assets held for investment | 2022-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-03-31 | Unqualified |
Accountancy firm name | 2022-03-31 | LUCAS, HORSFALL, MURPHY & PINDROH |
Accountancy firm EIN | 2022-03-31 | 954659692 |
2021 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2021 401k financial data |
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Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-03-31 | $153 |
Total income from all sources (including contributions) | 2021-03-31 | $44,417,437 |
Total of all expenses incurred | 2021-03-31 | $11,726,135 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-03-31 | $11,632,865 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-03-31 | $3,914,309 |
Value of total assets at end of year | 2021-03-31 | $129,362,071 |
Value of total assets at beginning of year | 2021-03-31 | $96,670,922 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-03-31 | $93,270 |
Total interest from all sources | 2021-03-31 | $8,235 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-03-31 | $3,888,093 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-03-31 | $3,888,093 |
Was this plan covered by a fidelity bond | 2021-03-31 | Yes |
Value of fidelity bond cover | 2021-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-03-31 | No |
Contributions received from participants | 2021-03-31 | $2,764,472 |
Participant contributions at end of year | 2021-03-31 | $577,014 |
Participant contributions at beginning of year | 2021-03-31 | $0 |
Participant contributions at end of year | 2021-03-31 | $0 |
Participant contributions at beginning of year | 2021-03-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-03-31 | $99,102 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-03-31 | $153 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-03-31 | No |
Value of net income/loss | 2021-03-31 | $32,691,302 |
Value of net assets at end of year (total assets less liabilities) | 2021-03-31 | $129,362,071 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-03-31 | $96,670,769 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-03-31 | $128,785,057 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-03-31 | $96,523,685 |
Interest on participant loans | 2021-03-31 | $8,235 |
Income. Interest from loans (other than to participants) | 2021-03-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-03-31 | $36,606,800 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-03-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-03-31 | No |
Contributions received in cash from employer | 2021-03-31 | $1,050,735 |
Employer contributions (assets) at end of year | 2021-03-31 | $0 |
Employer contributions (assets) at beginning of year | 2021-03-31 | $147,237 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-03-31 | $11,632,865 |
Contract administrator fees | 2021-03-31 | $93,270 |
Did the plan have assets held for investment | 2021-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-03-31 | Disclaimer |
Accountancy firm name | 2021-03-31 | LUCAS, HORSFALL, MURPHY & PINDROH |
Accountancy firm EIN | 2021-03-31 | 954659692 |
2020 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2020 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-03-31 | $153 |
Total income from all sources (including contributions) | 2020-03-31 | $-1,059,071 |
Total of all expenses incurred | 2020-03-31 | $8,323,093 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-03-31 | $8,183,294 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-03-31 | $5,695,273 |
Value of total assets at end of year | 2020-03-31 | $96,670,922 |
Value of total assets at beginning of year | 2020-03-31 | $106,052,933 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-03-31 | $139,799 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-03-31 | $4,289,488 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-03-31 | $4,289,488 |
Was this plan covered by a fidelity bond | 2020-03-31 | Yes |
Value of fidelity bond cover | 2020-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-03-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-03-31 | No |
Contributions received from participants | 2020-03-31 | $3,725,896 |
Participant contributions at end of year | 2020-03-31 | $0 |
Participant contributions at beginning of year | 2020-03-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-03-31 | $485,717 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-03-31 | $153 |
Other income not declared elsewhere | 2020-03-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-03-31 | No |
Value of net income/loss | 2020-03-31 | $-9,382,164 |
Value of net assets at end of year (total assets less liabilities) | 2020-03-31 | $96,670,769 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-03-31 | $106,052,933 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-03-31 | $96,523,685 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-03-31 | $106,052,933 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-03-31 | $-11,043,832 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-03-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-03-31 | No |
Contributions received in cash from employer | 2020-03-31 | $1,483,660 |
Employer contributions (assets) at end of year | 2020-03-31 | $147,237 |
Employer contributions (assets) at beginning of year | 2020-03-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-03-31 | $8,183,294 |
Contract administrator fees | 2020-03-31 | $139,799 |
Did the plan have assets held for investment | 2020-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-03-31 | Disclaimer |
Accountancy firm name | 2020-03-31 | LUCAS, HORSFALL, MURPHY & PINDROH |
Accountancy firm EIN | 2020-03-31 | 954659692 |
2019 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2019 401k financial data |
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Total income from all sources (including contributions) | 2019-03-31 | $10,922,514 |
Total of all expenses incurred | 2019-03-31 | $8,043,433 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-03-31 | $7,928,835 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-03-31 | $5,774,711 |
Value of total assets at end of year | 2019-03-31 | $106,052,933 |
Value of total assets at beginning of year | 2019-03-31 | $103,173,852 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-03-31 | $114,598 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-03-31 | $4,359,565 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-03-31 | $4,359,565 |
Was this plan covered by a fidelity bond | 2019-03-31 | Yes |
Value of fidelity bond cover | 2019-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-03-31 | No |
Contributions received from participants | 2019-03-31 | $4,102,287 |
Participant contributions at beginning of year | 2019-03-31 | $0 |
Participant contributions at end of year | 2019-03-31 | $0 |
Participant contributions at beginning of year | 2019-03-31 | $1,204 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-03-31 | $249,321 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-03-31 | No |
Value of net income/loss | 2019-03-31 | $2,879,081 |
Value of net assets at end of year (total assets less liabilities) | 2019-03-31 | $106,052,933 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-03-31 | $103,173,852 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-03-31 | $106,052,933 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-03-31 | $103,037,582 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-03-31 | $788,238 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-03-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-03-31 | No |
Contributions received in cash from employer | 2019-03-31 | $1,423,103 |
Employer contributions (assets) at end of year | 2019-03-31 | $0 |
Employer contributions (assets) at beginning of year | 2019-03-31 | $135,066 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-03-31 | $7,928,835 |
Contract administrator fees | 2019-03-31 | $114,598 |
Did the plan have assets held for investment | 2019-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-03-31 | Disclaimer |
Accountancy firm name | 2019-03-31 | LUCAS, HORSFALL, MURPHY & PINDROH |
Accountancy firm EIN | 2019-03-31 | 954659692 |
2018 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2018 401k financial data |
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Total income from all sources (including contributions) | 2018-03-31 | $17,334,843 |
Total of all expenses incurred | 2018-03-31 | $6,871,115 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-03-31 | $6,837,465 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-03-31 | $6,858,209 |
Value of total assets at end of year | 2018-03-31 | $103,173,852 |
Value of total assets at beginning of year | 2018-03-31 | $92,710,124 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-03-31 | $33,650 |
Total interest from all sources | 2018-03-31 | $140 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-03-31 | $3,273,151 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-03-31 | $3,273,151 |
Was this plan covered by a fidelity bond | 2018-03-31 | Yes |
Value of fidelity bond cover | 2018-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-03-31 | No |
Contributions received from participants | 2018-03-31 | $4,168,536 |
Participant contributions at end of year | 2018-03-31 | $0 |
Participant contributions at beginning of year | 2018-03-31 | $8,701 |
Participant contributions at end of year | 2018-03-31 | $1,204 |
Participant contributions at beginning of year | 2018-03-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-03-31 | $1,133,845 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-03-31 | No |
Value of net income/loss | 2018-03-31 | $10,463,728 |
Value of net assets at end of year (total assets less liabilities) | 2018-03-31 | $103,173,852 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-03-31 | $92,710,124 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-03-31 | $103,037,582 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-03-31 | $91,212,270 |
Interest on participant loans | 2018-03-31 | $140 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-03-31 | $7,203,343 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-03-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-03-31 | No |
Contributions received in cash from employer | 2018-03-31 | $1,555,828 |
Employer contributions (assets) at end of year | 2018-03-31 | $135,066 |
Employer contributions (assets) at beginning of year | 2018-03-31 | $1,489,153 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-03-31 | $6,837,465 |
Contract administrator fees | 2018-03-31 | $33,650 |
Did the plan have assets held for investment | 2018-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-03-31 | Disclaimer |
Accountancy firm name | 2018-03-31 | AHLSTROM & BAKER CPAS |
Accountancy firm EIN | 2018-03-31 | 330138137 |
2017 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2017 401k financial data |
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Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-03-31 | $0 |
Total income from all sources (including contributions) | 2017-03-31 | $17,343,679 |
Total of all expenses incurred | 2017-03-31 | $7,259,544 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-03-31 | $7,195,874 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-03-31 | $7,247,643 |
Value of total assets at end of year | 2017-03-31 | $92,710,124 |
Value of total assets at beginning of year | 2017-03-31 | $82,625,989 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-03-31 | $63,670 |
Total interest from all sources | 2017-03-31 | $598 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-03-31 | $2,435,973 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-03-31 | $2,435,973 |
Was this plan covered by a fidelity bond | 2017-03-31 | Yes |
Value of fidelity bond cover | 2017-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-03-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-03-31 | No |
Contributions received from participants | 2017-03-31 | $4,185,328 |
Participant contributions at end of year | 2017-03-31 | $8,701 |
Participant contributions at beginning of year | 2017-03-31 | $18,958 |
Participant contributions at end of year | 2017-03-31 | $0 |
Participant contributions at beginning of year | 2017-03-31 | $41,899 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-03-31 | $159,895 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-03-31 | No |
Value of net income/loss | 2017-03-31 | $10,084,135 |
Value of net assets at end of year (total assets less liabilities) | 2017-03-31 | $92,710,124 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-03-31 | $82,625,989 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-03-31 | $91,212,270 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-03-31 | $79,613,482 |
Interest on participant loans | 2017-03-31 | $598 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-03-31 | $7,659,465 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-03-31 | No |
Contributions received in cash from employer | 2017-03-31 | $2,902,420 |
Employer contributions (assets) at end of year | 2017-03-31 | $1,489,153 |
Employer contributions (assets) at beginning of year | 2017-03-31 | $2,951,650 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-03-31 | $7,195,874 |
Contract administrator fees | 2017-03-31 | $63,670 |
Did the plan have assets held for investment | 2017-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-03-31 | Disclaimer |
Accountancy firm name | 2017-03-31 | AHLSTROM & BAKER CPAS |
Accountancy firm EIN | 2017-03-31 | 330138137 |
2016 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $0 |
Total income from all sources (including contributions) | 2016-03-31 | $7,257,447 |
Total loss/gain on sale of assets | 2016-03-31 | $0 |
Total of all expenses incurred | 2016-03-31 | $5,113,793 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-03-31 | $5,052,628 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-03-31 | $8,736,086 |
Value of total assets at end of year | 2016-03-31 | $82,625,989 |
Value of total assets at beginning of year | 2016-03-31 | $80,482,335 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-03-31 | $61,165 |
Total interest from all sources | 2016-03-31 | $1,024 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-03-31 | $3,286,457 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-03-31 | $3,286,457 |
Was this plan covered by a fidelity bond | 2016-03-31 | Yes |
Value of fidelity bond cover | 2016-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-03-31 | No |
Contributions received from participants | 2016-03-31 | $4,312,021 |
Participant contributions at end of year | 2016-03-31 | $18,958 |
Participant contributions at beginning of year | 2016-03-31 | $28,789 |
Participant contributions at end of year | 2016-03-31 | $41,899 |
Participant contributions at beginning of year | 2016-03-31 | $579 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-03-31 | $47,232 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-03-31 | No |
Value of net income/loss | 2016-03-31 | $2,143,654 |
Value of net assets at end of year (total assets less liabilities) | 2016-03-31 | $82,625,989 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-03-31 | $80,482,335 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-03-31 | $79,613,482 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-03-31 | $79,963,132 |
Interest on participant loans | 2016-03-31 | $1,024 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-03-31 | $-4,766,120 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-03-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-03-31 | No |
Contributions received in cash from employer | 2016-03-31 | $4,376,833 |
Employer contributions (assets) at end of year | 2016-03-31 | $2,951,650 |
Employer contributions (assets) at beginning of year | 2016-03-31 | $489,835 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-03-31 | $5,052,628 |
Contract administrator fees | 2016-03-31 | $61,165 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-03-31 | No |
Did the plan have assets held for investment | 2016-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-03-31 | Disclaimer |
Accountancy firm name | 2016-03-31 | AHLSTROM & BAKER CPAS |
Accountancy firm EIN | 2016-03-31 | 330138137 |
2015 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2015 401k financial data |
---|
Total transfer of assets to this plan | 2015-03-31 | $1,160,882 |
Total income from all sources (including contributions) | 2015-03-31 | $11,901,670 |
Total of all expenses incurred | 2015-03-31 | $4,200,049 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-03-31 | $4,142,748 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-03-31 | $5,679,173 |
Value of total assets at end of year | 2015-03-31 | $80,482,335 |
Value of total assets at beginning of year | 2015-03-31 | $71,619,832 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-03-31 | $57,301 |
Total interest from all sources | 2015-03-31 | $145 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-03-31 | $2,663,282 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-03-31 | $2,663,282 |
Was this plan covered by a fidelity bond | 2015-03-31 | Yes |
Value of fidelity bond cover | 2015-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-03-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-03-31 | No |
Contributions received from participants | 2015-03-31 | $3,672,678 |
Participant contributions at end of year | 2015-03-31 | $28,789 |
Participant contributions at end of year | 2015-03-31 | $579 |
Participant contributions at beginning of year | 2015-03-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-03-31 | $233,109 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-03-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-03-31 | No |
Value of net income/loss | 2015-03-31 | $7,701,621 |
Value of net assets at end of year (total assets less liabilities) | 2015-03-31 | $80,482,335 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-03-31 | $71,619,832 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-03-31 | $79,963,132 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-03-31 | $69,946,848 |
Interest earned on other investments | 2015-03-31 | $145 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-03-31 | $3,559,070 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-03-31 | No |
Contributions received in cash from employer | 2015-03-31 | $1,773,386 |
Employer contributions (assets) at end of year | 2015-03-31 | $489,835 |
Employer contributions (assets) at beginning of year | 2015-03-31 | $1,672,984 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-03-31 | $4,142,748 |
Contract administrator fees | 2015-03-31 | $57,301 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-03-31 | Yes |
Did the plan have assets held for investment | 2015-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-03-31 | Disclaimer |
Accountancy firm name | 2015-03-31 | AHLSTROM & BAKER CPAS |
Accountancy firm EIN | 2015-03-31 | 330138137 |
2014 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2014 401k financial data |
---|
Total income from all sources (including contributions) | 2014-03-31 | $15,334,242 |
Total of all expenses incurred | 2014-03-31 | $2,932,899 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-03-31 | $2,874,140 |
Value of total corrective distributions | 2014-03-31 | $3,008 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-03-31 | $6,589,860 |
Value of total assets at end of year | 2014-03-31 | $71,619,832 |
Value of total assets at beginning of year | 2014-03-31 | $59,218,489 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-03-31 | $55,751 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-03-31 | $1,695,459 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-03-31 | $1,695,459 |
Administrative expenses professional fees incurred | 2014-03-31 | $14,750 |
Was this plan covered by a fidelity bond | 2014-03-31 | Yes |
Value of fidelity bond cover | 2014-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-03-31 | No |
Contributions received from participants | 2014-03-31 | $3,638,754 |
Participant contributions at end of year | 2014-03-31 | $0 |
Participant contributions at beginning of year | 2014-03-31 | $162,673 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-03-31 | $54,170 |
Administrative expenses (other) incurred | 2014-03-31 | $30,726 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-31 | No |
Value of net income/loss | 2014-03-31 | $12,401,343 |
Value of net assets at end of year (total assets less liabilities) | 2014-03-31 | $71,619,832 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-03-31 | $59,218,489 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-03-31 | $69,946,848 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-03-31 | $57,363,934 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-03-31 | $7,048,923 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-03-31 | No |
Contributions received in cash from employer | 2014-03-31 | $2,896,936 |
Employer contributions (assets) at end of year | 2014-03-31 | $1,672,984 |
Employer contributions (assets) at beginning of year | 2014-03-31 | $1,691,882 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-03-31 | $2,874,140 |
Contract administrator fees | 2014-03-31 | $10,275 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-03-31 | No |
Did the plan have assets held for investment | 2014-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-03-31 | Disclaimer |
Accountancy firm name | 2014-03-31 | AHLSTROM & BARKER, CPAS |
Accountancy firm EIN | 2014-03-31 | 330138137 |
2013 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $1,750 |
Total income from all sources (including contributions) | 2013-03-31 | $11,468,022 |
Total loss/gain on sale of assets | 2013-03-31 | $0 |
Total of all expenses incurred | 2013-03-31 | $2,421,892 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-03-31 | $2,362,513 |
Value of total corrective distributions | 2013-03-31 | $3,137 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-03-31 | $6,343,472 |
Value of total assets at end of year | 2013-03-31 | $59,218,489 |
Value of total assets at beginning of year | 2013-03-31 | $50,174,109 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-03-31 | $56,242 |
Total interest from all sources | 2013-03-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-03-31 | $1,483,618 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-03-31 | $1,483,618 |
Administrative expenses professional fees incurred | 2013-03-31 | $16,750 |
Was this plan covered by a fidelity bond | 2013-03-31 | Yes |
Value of fidelity bond cover | 2013-03-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-03-31 | No |
Contributions received from participants | 2013-03-31 | $3,452,381 |
Participant contributions at end of year | 2013-03-31 | $162,673 |
Participant contributions at beginning of year | 2013-03-31 | $102,700 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-03-31 | $38,721 |
Other income not declared elsewhere | 2013-03-31 | $130 |
Administrative expenses (other) incurred | 2013-03-31 | $30,417 |
Liabilities. Value of operating payables at beginning of year | 2013-03-31 | $1,750 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
Value of net income/loss | 2013-03-31 | $9,046,130 |
Value of net assets at end of year (total assets less liabilities) | 2013-03-31 | $59,218,489 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-03-31 | $50,172,359 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-03-31 | $57,363,934 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-03-31 | $48,494,761 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-03-31 | $3,640,802 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-03-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-03-31 | No |
Contributions received in cash from employer | 2013-03-31 | $2,852,370 |
Employer contributions (assets) at end of year | 2013-03-31 | $1,691,882 |
Employer contributions (assets) at beginning of year | 2013-03-31 | $1,576,648 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-03-31 | $2,362,513 |
Contract administrator fees | 2013-03-31 | $9,075 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-03-31 | No |
Did the plan have assets held for investment | 2013-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-03-31 | Disclaimer |
Accountancy firm name | 2013-03-31 | AHLSTROM & BAKER, CPAS |
Accountancy firm EIN | 2013-03-31 | 330138137 |
2012 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $1,750 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $3,745 |
Total income from all sources (including contributions) | 2012-03-31 | $7,710,465 |
Total loss/gain on sale of assets | 2012-03-31 | $0 |
Total of all expenses incurred | 2012-03-31 | $1,742,163 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-03-31 | $1,688,990 |
Value of total corrective distributions | 2012-03-31 | $1,395 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-03-31 | $5,830,347 |
Value of total assets at end of year | 2012-03-31 | $50,174,109 |
Value of total assets at beginning of year | 2012-03-31 | $44,207,802 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-03-31 | $51,778 |
Total interest from all sources | 2012-03-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-03-31 | $985,166 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-03-31 | $985,166 |
Administrative expenses professional fees incurred | 2012-03-31 | $14,000 |
Was this plan covered by a fidelity bond | 2012-03-31 | Yes |
Value of fidelity bond cover | 2012-03-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-03-31 | No |
Contributions received from participants | 2012-03-31 | $3,202,852 |
Participant contributions at end of year | 2012-03-31 | $102,700 |
Participant contributions at beginning of year | 2012-03-31 | $94,965 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-03-31 | $2,373 |
Administrative expenses (other) incurred | 2012-03-31 | $29,603 |
Liabilities. Value of operating payables at end of year | 2012-03-31 | $1,750 |
Liabilities. Value of operating payables at beginning of year | 2012-03-31 | $3,745 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-03-31 | No |
Value of net income/loss | 2012-03-31 | $5,968,302 |
Value of net assets at end of year (total assets less liabilities) | 2012-03-31 | $50,172,359 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-03-31 | $44,204,057 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-03-31 | $48,494,761 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-03-31 | $42,188,165 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-03-31 | $894,952 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-03-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-03-31 | No |
Contributions received in cash from employer | 2012-03-31 | $2,625,122 |
Employer contributions (assets) at end of year | 2012-03-31 | $1,576,648 |
Employer contributions (assets) at beginning of year | 2012-03-31 | $1,924,672 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-03-31 | $1,688,990 |
Contract administrator fees | 2012-03-31 | $8,175 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-03-31 | No |
Did the plan have assets held for investment | 2012-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-03-31 | Disclaimer |
Accountancy firm name | 2012-03-31 | AHLSTROM & BAKER, CPA |
Accountancy firm EIN | 2012-03-31 | 330138137 |
2011 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-03-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $3,745 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $2,500 |
Total income from all sources (including contributions) | 2011-03-31 | $10,479,462 |
Total loss/gain on sale of assets | 2011-03-31 | $0 |
Total of all expenses incurred | 2011-03-31 | $1,772,797 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-03-31 | $1,717,794 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-03-31 | $5,759,914 |
Value of total assets at end of year | 2011-03-31 | $44,207,802 |
Value of total assets at beginning of year | 2011-03-31 | $35,499,892 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-03-31 | $55,003 |
Total interest from all sources | 2011-03-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-03-31 | $759,829 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-03-31 | $759,829 |
Administrative expenses professional fees incurred | 2011-03-31 | $13,025 |
Was this plan covered by a fidelity bond | 2011-03-31 | Yes |
Value of fidelity bond cover | 2011-03-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-03-31 | No |
Contributions received from participants | 2011-03-31 | $2,773,594 |
Participant contributions at end of year | 2011-03-31 | $94,965 |
Participant contributions at beginning of year | 2011-03-31 | $32,857 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-03-31 | $132,587 |
Administrative expenses (other) incurred | 2011-03-31 | $30,278 |
Liabilities. Value of operating payables at end of year | 2011-03-31 | $3,745 |
Liabilities. Value of operating payables at beginning of year | 2011-03-31 | $2,500 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
Value of net income/loss | 2011-03-31 | $8,706,665 |
Value of net assets at end of year (total assets less liabilities) | 2011-03-31 | $44,204,057 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-03-31 | $35,497,392 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-03-31 | $42,188,165 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-03-31 | $33,837,901 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-03-31 | $3,959,719 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-03-31 | No |
Contributions received in cash from employer | 2011-03-31 | $2,853,733 |
Employer contributions (assets) at end of year | 2011-03-31 | $1,924,672 |
Employer contributions (assets) at beginning of year | 2011-03-31 | $1,629,134 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-03-31 | $1,717,794 |
Contract administrator fees | 2011-03-31 | $11,700 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-03-31 | No |
Did the plan have assets held for investment | 2011-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-03-31 | Disclaimer |
Accountancy firm name | 2011-03-31 | AHLSTROM & BAKER, CPA |
Accountancy firm EIN | 2011-03-31 | 330138137 |