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USHIO AMERICA SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan NameUSHIO AMERICA SAVINGS AND RETIREMENT PLAN
Plan identification number 001

USHIO AMERICA SAVINGS AND RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

USHIO AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name:USHIO AMERICA, INC.
Employer identification number (EIN):952485252
NAIC Classification:335100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan USHIO AMERICA SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-04-01KRISTEN GREENE2024-01-16
0012021-04-01KRISTEN GREENE2023-01-13
0012020-04-01KRISTEN GREENE2022-01-14
0012019-04-01PETER NGUYEN2021-01-15
0012018-04-01PETER NGUYEN2020-01-09
0012017-04-01
0012016-04-01
0012015-04-01RAY CHIKAMI
0012014-04-01R.A. CHIKAMI
0012013-04-01R.A. CHIKAMI
0012012-04-01R. A. CHIKAMI
0012011-04-01RAY CHIKAMI
0012010-04-01R.A. CHIKAMI
0012009-04-01R.A. CHIKAMI R.A. CHIKAMI2011-01-14
0012009-04-01R.A. CHIKAMI R.A. CHIKAMI2011-01-17
0012009-04-01R.A. CHIKAMI R.A. CHIKAMI2011-01-14
0012009-04-01R.A. CHIKAMI R.A. CHIKAMI2011-01-17

Plan Statistics for USHIO AMERICA SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for USHIO AMERICA SAVINGS AND RETIREMENT PLAN

Measure Date Value
2022: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-04-01908
Total number of active participants reported on line 7a of the Form 55002022-04-01538
Number of retired or separated participants receiving benefits2022-04-0118
Number of other retired or separated participants entitled to future benefits2022-04-01363
Total of all active and inactive participants2022-04-01919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-04-014
Total participants2022-04-01923
Number of participants with account balances2022-04-01854
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-04-017
2021: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-04-01946
Total number of active participants reported on line 7a of the Form 55002021-04-01428
Number of other retired or separated participants entitled to future benefits2021-04-01479
Total of all active and inactive participants2021-04-01907
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-04-011
Total participants2021-04-01908
Number of participants with account balances2021-04-01866
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-04-015
2020: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-04-01974
Total number of active participants reported on line 7a of the Form 55002020-04-01442
Number of retired or separated participants receiving benefits2020-04-010
Number of other retired or separated participants entitled to future benefits2020-04-01499
Total of all active and inactive participants2020-04-01941
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-04-010
Total participants2020-04-01941
Number of participants with account balances2020-04-01911
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-04-016
2019: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-04-01717
Total number of active participants reported on line 7a of the Form 55002019-04-01517
Number of retired or separated participants receiving benefits2019-04-0165
Number of other retired or separated participants entitled to future benefits2019-04-01201
Total of all active and inactive participants2019-04-01783
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-04-011
Total participants2019-04-01784
Number of participants with account balances2019-04-01699
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-04-0111
2018: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-04-011,001
Total number of active participants reported on line 7a of the Form 55002018-04-01607
Number of retired or separated participants receiving benefits2018-04-0139
Number of other retired or separated participants entitled to future benefits2018-04-01659
Total of all active and inactive participants2018-04-011,305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-04-012
Total participants2018-04-011,307
Number of participants with account balances2018-04-01962
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-04-0141
2017: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-01978
Total number of active participants reported on line 7a of the Form 55002017-04-01827
Number of retired or separated participants receiving benefits2017-04-018
Number of other retired or separated participants entitled to future benefits2017-04-01166
Total of all active and inactive participants2017-04-011,001
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-04-010
Total participants2017-04-011,001
Number of participants with account balances2017-04-01986
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-04-0114
2016: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-01967
Total number of active participants reported on line 7a of the Form 55002016-04-01648
Number of retired or separated participants receiving benefits2016-04-010
Number of other retired or separated participants entitled to future benefits2016-04-01330
Total of all active and inactive participants2016-04-01978
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-010
Total participants2016-04-01978
Number of participants with account balances2016-04-01951
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-0130
2015: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-01927
Total number of active participants reported on line 7a of the Form 55002015-04-01675
Number of retired or separated participants receiving benefits2015-04-010
Number of other retired or separated participants entitled to future benefits2015-04-01285
Total of all active and inactive participants2015-04-01960
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-010
Total participants2015-04-01960
Number of participants with account balances2015-04-01935
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-0110
2014: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-01874
Total number of active participants reported on line 7a of the Form 55002014-04-01642
Number of retired or separated participants receiving benefits2014-04-010
Number of other retired or separated participants entitled to future benefits2014-04-01267
Total of all active and inactive participants2014-04-01909
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-010
Total participants2014-04-01909
Number of participants with account balances2014-04-01894
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-019
2013: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-01876
Total number of active participants reported on line 7a of the Form 55002013-04-01611
Number of retired or separated participants receiving benefits2013-04-010
Number of other retired or separated participants entitled to future benefits2013-04-01259
Total of all active and inactive participants2013-04-01870
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-010
Total participants2013-04-01870
Number of participants with account balances2013-04-01870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-0123
2012: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01851
Total number of active participants reported on line 7a of the Form 55002012-04-01614
Number of retired or separated participants receiving benefits2012-04-011
Number of other retired or separated participants entitled to future benefits2012-04-01244
Total of all active and inactive participants2012-04-01859
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-012
Total participants2012-04-01861
Number of participants with account balances2012-04-01860
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-0114
2011: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-01820
Total number of active participants reported on line 7a of the Form 55002011-04-01589
Number of retired or separated participants receiving benefits2011-04-011
Number of other retired or separated participants entitled to future benefits2011-04-01241
Total of all active and inactive participants2011-04-01831
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-012
Total participants2011-04-01833
Number of participants with account balances2011-04-01833
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-0112
2010: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-04-01822
Total number of active participants reported on line 7a of the Form 55002010-04-01569
Number of retired or separated participants receiving benefits2010-04-012
Number of other retired or separated participants entitled to future benefits2010-04-01226
Total of all active and inactive participants2010-04-01797
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-04-012
Total participants2010-04-01799
Number of participants with account balances2010-04-01795
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-04-0120
2009: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-01728
Total number of active participants reported on line 7a of the Form 55002009-04-01712
Number of retired or separated participants receiving benefits2009-04-012
Number of other retired or separated participants entitled to future benefits2009-04-0194
Total of all active and inactive participants2009-04-01808
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-013
Total participants2009-04-01811
Number of participants with account balances2009-04-01757
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-018

Financial Data on USHIO AMERICA SAVINGS AND RETIREMENT PLAN

Measure Date Value
2023 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total income from all sources (including contributions)2023-03-31$-3,104,799
Total loss/gain on sale of assets2023-03-31$0
Total of all expenses incurred2023-03-31$11,182,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-03-31$11,069,389
Value of total corrective distributions2023-03-31$133
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-03-31$5,961,165
Value of total assets at end of year2023-03-31$114,651,928
Value of total assets at beginning of year2023-03-31$128,939,275
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-03-31$113,026
Total interest from all sources2023-03-31$35,141
Total dividends received (eg from common stock, registered investment company shares)2023-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-03-31No
Was this plan covered by a fidelity bond2023-03-31Yes
Value of fidelity bond cover2023-03-31$1,000,000
If this is an individual account plan, was there a blackout period2023-03-31No
Were there any nonexempt tranactions with any party-in-interest2023-03-31No
Contributions received from participants2023-03-31$3,123,983
Participant contributions at end of year2023-03-31$874,862
Participant contributions at beginning of year2023-03-31$899,592
Income. Received or receivable in cash from other sources (including rollovers)2023-03-31$1,685,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Value of net income/loss2023-03-31$-14,287,347
Value of net assets at end of year (total assets less liabilities)2023-03-31$114,651,928
Value of net assets at beginning of year (total assets less liabilities)2023-03-31$128,939,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-03-31No
Were any leases to which the plan was party in default or uncollectible2023-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-03-31$113,777,066
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-03-31$128,039,683
Interest on participant loans2023-03-31$35,141
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-03-31$-9,101,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-03-31No
Was there a failure to transmit to the plan any participant contributions2023-03-31No
Has the plan failed to provide any benefit when due under the plan2023-03-31No
Contributions received in cash from employer2023-03-31$1,152,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-03-31$11,069,389
Contract administrator fees2023-03-31$113,026
Did the plan have assets held for investment2023-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-03-31No
Opinion of an independent qualified public accountant for this plan2023-03-31Unqualified
Accountancy firm name2023-03-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2023-03-31954659692
2022 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-03-31$9,567,894
Total of all expenses incurred2022-03-31$9,990,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-03-31$9,854,094
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-03-31$4,565,634
Value of total assets at end of year2022-03-31$128,939,275
Value of total assets at beginning of year2022-03-31$129,362,071
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-03-31$136,596
Total interest from all sources2022-03-31$30,109
Total dividends received (eg from common stock, registered investment company shares)2022-03-31$7,123,653
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-03-31$7,123,653
Was this plan covered by a fidelity bond2022-03-31Yes
Value of fidelity bond cover2022-03-31$500,000
If this is an individual account plan, was there a blackout period2022-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-03-31$0
Were there any nonexempt tranactions with any party-in-interest2022-03-31No
Contributions received from participants2022-03-31$2,766,082
Participant contributions at end of year2022-03-31$899,592
Participant contributions at beginning of year2022-03-31$577,014
Income. Received or receivable in cash from other sources (including rollovers)2022-03-31$758,928
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Value of net income/loss2022-03-31$-422,796
Value of net assets at end of year (total assets less liabilities)2022-03-31$128,939,275
Value of net assets at beginning of year (total assets less liabilities)2022-03-31$129,362,071
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-03-31No
Were any leases to which the plan was party in default or uncollectible2022-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-03-31$128,039,683
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-03-31$128,785,057
Interest on participant loans2022-03-31$30,109
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-03-31$-2,151,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-03-31No
Was there a failure to transmit to the plan any participant contributions2022-03-31Yes
Has the plan failed to provide any benefit when due under the plan2022-03-31No
Contributions received in cash from employer2022-03-31$1,040,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-03-31$9,854,094
Contract administrator fees2022-03-31$136,596
Did the plan have assets held for investment2022-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-03-31No
Opinion of an independent qualified public accountant for this plan2022-03-31Unqualified
Accountancy firm name2022-03-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2022-03-31954659692
2021 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2021 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$153
Total income from all sources (including contributions)2021-03-31$44,417,437
Total of all expenses incurred2021-03-31$11,726,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-03-31$11,632,865
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-03-31$3,914,309
Value of total assets at end of year2021-03-31$129,362,071
Value of total assets at beginning of year2021-03-31$96,670,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-03-31$93,270
Total interest from all sources2021-03-31$8,235
Total dividends received (eg from common stock, registered investment company shares)2021-03-31$3,888,093
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-03-31$3,888,093
Was this plan covered by a fidelity bond2021-03-31Yes
Value of fidelity bond cover2021-03-31$1,000,000
If this is an individual account plan, was there a blackout period2021-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-03-31$0
Were there any nonexempt tranactions with any party-in-interest2021-03-31No
Contributions received from participants2021-03-31$2,764,472
Participant contributions at end of year2021-03-31$577,014
Participant contributions at beginning of year2021-03-31$0
Participant contributions at end of year2021-03-31$0
Participant contributions at beginning of year2021-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-03-31$99,102
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-03-31$153
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Value of net income/loss2021-03-31$32,691,302
Value of net assets at end of year (total assets less liabilities)2021-03-31$129,362,071
Value of net assets at beginning of year (total assets less liabilities)2021-03-31$96,670,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-03-31No
Were any leases to which the plan was party in default or uncollectible2021-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-03-31$128,785,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-03-31$96,523,685
Interest on participant loans2021-03-31$8,235
Income. Interest from loans (other than to participants)2021-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-03-31$36,606,800
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-03-31No
Was there a failure to transmit to the plan any participant contributions2021-03-31Yes
Has the plan failed to provide any benefit when due under the plan2021-03-31No
Contributions received in cash from employer2021-03-31$1,050,735
Employer contributions (assets) at end of year2021-03-31$0
Employer contributions (assets) at beginning of year2021-03-31$147,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-03-31$11,632,865
Contract administrator fees2021-03-31$93,270
Did the plan have assets held for investment2021-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-03-31No
Opinion of an independent qualified public accountant for this plan2021-03-31Disclaimer
Accountancy firm name2021-03-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2021-03-31954659692
2020 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$153
Total income from all sources (including contributions)2020-03-31$-1,059,071
Total of all expenses incurred2020-03-31$8,323,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$8,183,294
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$5,695,273
Value of total assets at end of year2020-03-31$96,670,922
Value of total assets at beginning of year2020-03-31$106,052,933
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$139,799
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$4,289,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-03-31$4,289,488
Was this plan covered by a fidelity bond2020-03-31Yes
Value of fidelity bond cover2020-03-31$1,000,000
If this is an individual account plan, was there a blackout period2020-03-31No
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Contributions received from participants2020-03-31$3,725,896
Participant contributions at end of year2020-03-31$0
Participant contributions at beginning of year2020-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-03-31$485,717
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-03-31$153
Other income not declared elsewhere2020-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Value of net income/loss2020-03-31$-9,382,164
Value of net assets at end of year (total assets less liabilities)2020-03-31$96,670,769
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$106,052,933
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-03-31$96,523,685
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-03-31$106,052,933
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-03-31$-11,043,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31Yes
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Contributions received in cash from employer2020-03-31$1,483,660
Employer contributions (assets) at end of year2020-03-31$147,237
Employer contributions (assets) at beginning of year2020-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$8,183,294
Contract administrator fees2020-03-31$139,799
Did the plan have assets held for investment2020-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Accountancy firm name2020-03-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2020-03-31954659692
2019 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-03-31$10,922,514
Total of all expenses incurred2019-03-31$8,043,433
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-03-31$7,928,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-03-31$5,774,711
Value of total assets at end of year2019-03-31$106,052,933
Value of total assets at beginning of year2019-03-31$103,173,852
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-03-31$114,598
Total dividends received (eg from common stock, registered investment company shares)2019-03-31$4,359,565
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-03-31$4,359,565
Was this plan covered by a fidelity bond2019-03-31Yes
Value of fidelity bond cover2019-03-31$1,000,000
If this is an individual account plan, was there a blackout period2019-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-03-31$0
Were there any nonexempt tranactions with any party-in-interest2019-03-31No
Contributions received from participants2019-03-31$4,102,287
Participant contributions at beginning of year2019-03-31$0
Participant contributions at end of year2019-03-31$0
Participant contributions at beginning of year2019-03-31$1,204
Income. Received or receivable in cash from other sources (including rollovers)2019-03-31$249,321
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Value of net income/loss2019-03-31$2,879,081
Value of net assets at end of year (total assets less liabilities)2019-03-31$106,052,933
Value of net assets at beginning of year (total assets less liabilities)2019-03-31$103,173,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-03-31No
Were any leases to which the plan was party in default or uncollectible2019-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-03-31$106,052,933
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-03-31$103,037,582
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-03-31$788,238
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-03-31No
Was there a failure to transmit to the plan any participant contributions2019-03-31Yes
Has the plan failed to provide any benefit when due under the plan2019-03-31No
Contributions received in cash from employer2019-03-31$1,423,103
Employer contributions (assets) at end of year2019-03-31$0
Employer contributions (assets) at beginning of year2019-03-31$135,066
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-03-31$7,928,835
Contract administrator fees2019-03-31$114,598
Did the plan have assets held for investment2019-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-03-31Yes
Opinion of an independent qualified public accountant for this plan2019-03-31Disclaimer
Accountancy firm name2019-03-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2019-03-31954659692
2018 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-03-31$17,334,843
Total of all expenses incurred2018-03-31$6,871,115
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-03-31$6,837,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-03-31$6,858,209
Value of total assets at end of year2018-03-31$103,173,852
Value of total assets at beginning of year2018-03-31$92,710,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-03-31$33,650
Total interest from all sources2018-03-31$140
Total dividends received (eg from common stock, registered investment company shares)2018-03-31$3,273,151
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-03-31$3,273,151
Was this plan covered by a fidelity bond2018-03-31Yes
Value of fidelity bond cover2018-03-31$1,000,000
If this is an individual account plan, was there a blackout period2018-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
Were there any nonexempt tranactions with any party-in-interest2018-03-31No
Contributions received from participants2018-03-31$4,168,536
Participant contributions at end of year2018-03-31$0
Participant contributions at beginning of year2018-03-31$8,701
Participant contributions at end of year2018-03-31$1,204
Participant contributions at beginning of year2018-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-03-31$1,133,845
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Value of net income/loss2018-03-31$10,463,728
Value of net assets at end of year (total assets less liabilities)2018-03-31$103,173,852
Value of net assets at beginning of year (total assets less liabilities)2018-03-31$92,710,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-03-31No
Were any leases to which the plan was party in default or uncollectible2018-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-03-31$103,037,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-03-31$91,212,270
Interest on participant loans2018-03-31$140
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-03-31$7,203,343
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-03-31No
Was there a failure to transmit to the plan any participant contributions2018-03-31Yes
Has the plan failed to provide any benefit when due under the plan2018-03-31No
Contributions received in cash from employer2018-03-31$1,555,828
Employer contributions (assets) at end of year2018-03-31$135,066
Employer contributions (assets) at beginning of year2018-03-31$1,489,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-03-31$6,837,465
Contract administrator fees2018-03-31$33,650
Did the plan have assets held for investment2018-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-03-31Yes
Opinion of an independent qualified public accountant for this plan2018-03-31Disclaimer
Accountancy firm name2018-03-31AHLSTROM & BAKER CPAS
Accountancy firm EIN2018-03-31330138137
2017 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2017 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total income from all sources (including contributions)2017-03-31$17,343,679
Total of all expenses incurred2017-03-31$7,259,544
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$7,195,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$7,247,643
Value of total assets at end of year2017-03-31$92,710,124
Value of total assets at beginning of year2017-03-31$82,625,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$63,670
Total interest from all sources2017-03-31$598
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$2,435,973
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-03-31$2,435,973
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$1,000,000
If this is an individual account plan, was there a blackout period2017-03-31No
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Contributions received from participants2017-03-31$4,185,328
Participant contributions at end of year2017-03-31$8,701
Participant contributions at beginning of year2017-03-31$18,958
Participant contributions at end of year2017-03-31$0
Participant contributions at beginning of year2017-03-31$41,899
Income. Received or receivable in cash from other sources (including rollovers)2017-03-31$159,895
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$10,084,135
Value of net assets at end of year (total assets less liabilities)2017-03-31$92,710,124
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$82,625,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-03-31$91,212,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-03-31$79,613,482
Interest on participant loans2017-03-31$598
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-03-31$7,659,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Contributions received in cash from employer2017-03-31$2,902,420
Employer contributions (assets) at end of year2017-03-31$1,489,153
Employer contributions (assets) at beginning of year2017-03-31$2,951,650
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$7,195,874
Contract administrator fees2017-03-31$63,670
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31AHLSTROM & BAKER CPAS
Accountancy firm EIN2017-03-31330138137
2016 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total income from all sources (including contributions)2016-03-31$7,257,447
Total loss/gain on sale of assets2016-03-31$0
Total of all expenses incurred2016-03-31$5,113,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$5,052,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$8,736,086
Value of total assets at end of year2016-03-31$82,625,989
Value of total assets at beginning of year2016-03-31$80,482,335
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$61,165
Total interest from all sources2016-03-31$1,024
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$3,286,457
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-03-31$3,286,457
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$1,000,000
If this is an individual account plan, was there a blackout period2016-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Contributions received from participants2016-03-31$4,312,021
Participant contributions at end of year2016-03-31$18,958
Participant contributions at beginning of year2016-03-31$28,789
Participant contributions at end of year2016-03-31$41,899
Participant contributions at beginning of year2016-03-31$579
Income. Received or receivable in cash from other sources (including rollovers)2016-03-31$47,232
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$2,143,654
Value of net assets at end of year (total assets less liabilities)2016-03-31$82,625,989
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$80,482,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-03-31$79,613,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-03-31$79,963,132
Interest on participant loans2016-03-31$1,024
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-03-31$-4,766,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31No
Was there a failure to transmit to the plan any participant contributions2016-03-31Yes
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Contributions received in cash from employer2016-03-31$4,376,833
Employer contributions (assets) at end of year2016-03-31$2,951,650
Employer contributions (assets) at beginning of year2016-03-31$489,835
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$5,052,628
Contract administrator fees2016-03-31$61,165
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-03-31No
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31Yes
Opinion of an independent qualified public accountant for this plan2016-03-31Disclaimer
Accountancy firm name2016-03-31AHLSTROM & BAKER CPAS
Accountancy firm EIN2016-03-31330138137
2015 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Total transfer of assets to this plan2015-03-31$1,160,882
Total income from all sources (including contributions)2015-03-31$11,901,670
Total of all expenses incurred2015-03-31$4,200,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$4,142,748
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$5,679,173
Value of total assets at end of year2015-03-31$80,482,335
Value of total assets at beginning of year2015-03-31$71,619,832
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$57,301
Total interest from all sources2015-03-31$145
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$2,663,282
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-03-31$2,663,282
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$1,000,000
If this is an individual account plan, was there a blackout period2015-03-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-03-31$0
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Contributions received from participants2015-03-31$3,672,678
Participant contributions at end of year2015-03-31$28,789
Participant contributions at end of year2015-03-31$579
Participant contributions at beginning of year2015-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-03-31$233,109
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$7,701,621
Value of net assets at end of year (total assets less liabilities)2015-03-31$80,482,335
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$71,619,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-03-31$79,963,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-03-31$69,946,848
Interest earned on other investments2015-03-31$145
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-03-31$3,559,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31No
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Contributions received in cash from employer2015-03-31$1,773,386
Employer contributions (assets) at end of year2015-03-31$489,835
Employer contributions (assets) at beginning of year2015-03-31$1,672,984
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$4,142,748
Contract administrator fees2015-03-31$57,301
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-03-31Yes
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31Yes
Opinion of an independent qualified public accountant for this plan2015-03-31Disclaimer
Accountancy firm name2015-03-31AHLSTROM & BAKER CPAS
Accountancy firm EIN2015-03-31330138137
2014 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-03-31$15,334,242
Total of all expenses incurred2014-03-31$2,932,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$2,874,140
Value of total corrective distributions2014-03-31$3,008
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$6,589,860
Value of total assets at end of year2014-03-31$71,619,832
Value of total assets at beginning of year2014-03-31$59,218,489
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$55,751
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$1,695,459
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-03-31$1,695,459
Administrative expenses professional fees incurred2014-03-31$14,750
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$1,000,000
If this is an individual account plan, was there a blackout period2014-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Contributions received from participants2014-03-31$3,638,754
Participant contributions at end of year2014-03-31$0
Participant contributions at beginning of year2014-03-31$162,673
Income. Received or receivable in cash from other sources (including rollovers)2014-03-31$54,170
Administrative expenses (other) incurred2014-03-31$30,726
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$12,401,343
Value of net assets at end of year (total assets less liabilities)2014-03-31$71,619,832
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$59,218,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-03-31$69,946,848
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-03-31$57,363,934
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-03-31$7,048,923
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31No
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Contributions received in cash from employer2014-03-31$2,896,936
Employer contributions (assets) at end of year2014-03-31$1,672,984
Employer contributions (assets) at beginning of year2014-03-31$1,691,882
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$2,874,140
Contract administrator fees2014-03-31$10,275
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-03-31No
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31AHLSTROM & BARKER, CPAS
Accountancy firm EIN2014-03-31330138137
2013 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$1,750
Total income from all sources (including contributions)2013-03-31$11,468,022
Total loss/gain on sale of assets2013-03-31$0
Total of all expenses incurred2013-03-31$2,421,892
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$2,362,513
Value of total corrective distributions2013-03-31$3,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$6,343,472
Value of total assets at end of year2013-03-31$59,218,489
Value of total assets at beginning of year2013-03-31$50,174,109
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$56,242
Total interest from all sources2013-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$1,483,618
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-03-31$1,483,618
Administrative expenses professional fees incurred2013-03-31$16,750
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$500,000
If this is an individual account plan, was there a blackout period2013-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Contributions received from participants2013-03-31$3,452,381
Participant contributions at end of year2013-03-31$162,673
Participant contributions at beginning of year2013-03-31$102,700
Income. Received or receivable in cash from other sources (including rollovers)2013-03-31$38,721
Other income not declared elsewhere2013-03-31$130
Administrative expenses (other) incurred2013-03-31$30,417
Liabilities. Value of operating payables at beginning of year2013-03-31$1,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$9,046,130
Value of net assets at end of year (total assets less liabilities)2013-03-31$59,218,489
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$50,172,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-03-31$57,363,934
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-03-31$48,494,761
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-03-31$3,640,802
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31No
Was there a failure to transmit to the plan any participant contributions2013-03-31Yes
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Contributions received in cash from employer2013-03-31$2,852,370
Employer contributions (assets) at end of year2013-03-31$1,691,882
Employer contributions (assets) at beginning of year2013-03-31$1,576,648
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$2,362,513
Contract administrator fees2013-03-31$9,075
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-03-31No
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31AHLSTROM & BAKER, CPAS
Accountancy firm EIN2013-03-31330138137
2012 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$1,750
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$3,745
Total income from all sources (including contributions)2012-03-31$7,710,465
Total loss/gain on sale of assets2012-03-31$0
Total of all expenses incurred2012-03-31$1,742,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$1,688,990
Value of total corrective distributions2012-03-31$1,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$5,830,347
Value of total assets at end of year2012-03-31$50,174,109
Value of total assets at beginning of year2012-03-31$44,207,802
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$51,778
Total interest from all sources2012-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-03-31$985,166
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-03-31$985,166
Administrative expenses professional fees incurred2012-03-31$14,000
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$500,000
If this is an individual account plan, was there a blackout period2012-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Contributions received from participants2012-03-31$3,202,852
Participant contributions at end of year2012-03-31$102,700
Participant contributions at beginning of year2012-03-31$94,965
Income. Received or receivable in cash from other sources (including rollovers)2012-03-31$2,373
Administrative expenses (other) incurred2012-03-31$29,603
Liabilities. Value of operating payables at end of year2012-03-31$1,750
Liabilities. Value of operating payables at beginning of year2012-03-31$3,745
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$5,968,302
Value of net assets at end of year (total assets less liabilities)2012-03-31$50,172,359
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$44,204,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-03-31$48,494,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-03-31$42,188,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-03-31$894,952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31No
Was there a failure to transmit to the plan any participant contributions2012-03-31Yes
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Contributions received in cash from employer2012-03-31$2,625,122
Employer contributions (assets) at end of year2012-03-31$1,576,648
Employer contributions (assets) at beginning of year2012-03-31$1,924,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$1,688,990
Contract administrator fees2012-03-31$8,175
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-03-31No
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31Yes
Opinion of an independent qualified public accountant for this plan2012-03-31Disclaimer
Accountancy firm name2012-03-31AHLSTROM & BAKER, CPA
Accountancy firm EIN2012-03-31330138137
2011 : USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$3,745
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$2,500
Total income from all sources (including contributions)2011-03-31$10,479,462
Total loss/gain on sale of assets2011-03-31$0
Total of all expenses incurred2011-03-31$1,772,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$1,717,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$5,759,914
Value of total assets at end of year2011-03-31$44,207,802
Value of total assets at beginning of year2011-03-31$35,499,892
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$55,003
Total interest from all sources2011-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$759,829
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-03-31$759,829
Administrative expenses professional fees incurred2011-03-31$13,025
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$500,000
If this is an individual account plan, was there a blackout period2011-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Contributions received from participants2011-03-31$2,773,594
Participant contributions at end of year2011-03-31$94,965
Participant contributions at beginning of year2011-03-31$32,857
Income. Received or receivable in cash from other sources (including rollovers)2011-03-31$132,587
Administrative expenses (other) incurred2011-03-31$30,278
Liabilities. Value of operating payables at end of year2011-03-31$3,745
Liabilities. Value of operating payables at beginning of year2011-03-31$2,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$8,706,665
Value of net assets at end of year (total assets less liabilities)2011-03-31$44,204,057
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$35,497,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-03-31$42,188,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-03-31$33,837,901
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-03-31$3,959,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Contributions received in cash from employer2011-03-31$2,853,733
Employer contributions (assets) at end of year2011-03-31$1,924,672
Employer contributions (assets) at beginning of year2011-03-31$1,629,134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$1,717,794
Contract administrator fees2011-03-31$11,700
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-03-31No
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31Yes
Opinion of an independent qualified public accountant for this plan2011-03-31Disclaimer
Accountancy firm name2011-03-31AHLSTROM & BAKER, CPA
Accountancy firm EIN2011-03-31330138137

Form 5500 Responses for USHIO AMERICA SAVINGS AND RETIREMENT PLAN

2022: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2022 form 5500 responses
2022-04-01Type of plan entitySingle employer plan
2022-04-01Submission has been amendedNo
2022-04-01This submission is the final filingNo
2022-04-01This return/report is a short plan year return/report (less than 12 months)No
2022-04-01Plan is a collectively bargained planNo
2022-04-01Plan funding arrangement – TrustYes
2022-04-01Plan benefit arrangement - TrustYes
2021: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2021 form 5500 responses
2021-04-01Type of plan entitySingle employer plan
2021-04-01Submission has been amendedNo
2021-04-01This submission is the final filingNo
2021-04-01This return/report is a short plan year return/report (less than 12 months)No
2021-04-01Plan is a collectively bargained planNo
2021-04-01Plan funding arrangement – TrustYes
2021-04-01Plan benefit arrangement - TrustYes
2020: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2020 form 5500 responses
2020-04-01Type of plan entitySingle employer plan
2020-04-01Submission has been amendedNo
2020-04-01This submission is the final filingNo
2020-04-01This return/report is a short plan year return/report (less than 12 months)No
2020-04-01Plan is a collectively bargained planNo
2020-04-01Plan funding arrangement – TrustYes
2020-04-01Plan benefit arrangement - TrustYes
2019: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01Submission has been amendedNo
2019-04-01This submission is the final filingNo
2019-04-01This return/report is a short plan year return/report (less than 12 months)No
2019-04-01Plan is a collectively bargained planNo
2019-04-01Plan funding arrangement – TrustYes
2019-04-01Plan benefit arrangement - TrustYes
2018: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01Submission has been amendedNo
2018-04-01This submission is the final filingNo
2018-04-01This return/report is a short plan year return/report (less than 12 months)No
2018-04-01Plan is a collectively bargained planNo
2018-04-01Plan funding arrangement – TrustYes
2018-04-01Plan benefit arrangement - TrustYes
2017: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Submission has been amendedNo
2017-04-01This submission is the final filingNo
2017-04-01This return/report is a short plan year return/report (less than 12 months)No
2017-04-01Plan is a collectively bargained planNo
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement - TrustYes
2016: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Submission has been amendedNo
2016-04-01This submission is the final filingNo
2016-04-01This return/report is a short plan year return/report (less than 12 months)No
2016-04-01Plan is a collectively bargained planNo
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement - TrustYes
2015: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planNo
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement - TrustYes
2014: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement - TrustYes
2013: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement - TrustYes
2012: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement - TrustYes
2011: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement - TrustYes
2010: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2010 form 5500 responses
2010-04-01Type of plan entitySingle employer plan
2010-04-01Submission has been amendedNo
2010-04-01This submission is the final filingNo
2010-04-01This return/report is a short plan year return/report (less than 12 months)No
2010-04-01Plan is a collectively bargained planNo
2010-04-01Plan funding arrangement – TrustYes
2010-04-01Plan benefit arrangement - TrustYes
2009: USHIO AMERICA SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedYes
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement - TrustYes

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