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WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 401k Plan overview

Plan NameWEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN
Plan identification number 002

WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WEDBUSH SECURITIES INC. has sponsored the creation of one or more 401k plans.

Company Name:WEDBUSH SECURITIES INC.
Employer identification number (EIN):952495390
NAIC Classification:523120
NAIC Description:Securities Brokerage

Additional information about WEDBUSH SECURITIES INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2002-07-11
Company Identification Number: 0800101940
Legal Registered Office Address: PO BOX 30014

LOS ANGELES
United States of America (USA)
90030

More information about WEDBUSH SECURITIES INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022019-01-01
0022019-01-01
0022018-01-01
0022018-01-01SAMANTHA KIRKMAN2019-10-15
0022018-01-01SAMANTHA KIRKMAN2019-10-15 DANIEL BILLINGS2019-10-15
0022017-01-01
0022016-01-01
0022016-01-01
0022015-01-01
0022014-01-01JULIA E. MCGEE
0022014-01-01STELLA Y. BI
0022013-01-01STELLA Y. BI
0022012-01-01AMY GAREFIS
0022011-01-01AMY GAREFIS
0022009-01-01HEATHER WILLIS

Plan Statistics for WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN

401k plan membership statisitcs for WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN

Measure Date Value
2022: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,111
Total number of active participants reported on line 7a of the Form 55002022-01-01806
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01326
Total of all active and inactive participants2022-01-011,132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0112
Total participants2022-01-011,144
Number of participants with account balances2022-01-011,045
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0114
2021: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,036
Total number of active participants reported on line 7a of the Form 55002021-01-01786
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01315
Total of all active and inactive participants2021-01-011,101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0110
Total participants2021-01-011,111
Number of participants with account balances2021-01-011,024
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0131
2020: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,065
Total number of active participants reported on line 7a of the Form 55002020-01-01770
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01258
Total of all active and inactive participants2020-01-011,028
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-018
Total participants2020-01-011,036
Number of participants with account balances2020-01-01948
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0130
2019: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01844
Total number of active participants reported on line 7a of the Form 55002019-01-01779
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01284
Total of all active and inactive participants2019-01-011,063
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-011,065
Number of participants with account balances2019-01-01917
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0141
2018: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01873
Total number of active participants reported on line 7a of the Form 55002018-01-01506
Number of retired or separated participants receiving benefits2018-01-0198
Number of other retired or separated participants entitled to future benefits2018-01-01233
Total of all active and inactive participants2018-01-01837
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-017
Total participants2018-01-01844
Number of participants with account balances2018-01-01761
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0122
2017: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01860
Total number of active participants reported on line 7a of the Form 55002017-01-01478
Number of retired or separated participants receiving benefits2017-01-01100
Number of other retired or separated participants entitled to future benefits2017-01-01259
Total of all active and inactive participants2017-01-01837
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-015
Total participants2017-01-01842
Number of participants with account balances2017-01-01808
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0134
2016: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01795
Total number of active participants reported on line 7a of the Form 55002016-01-01452
Number of retired or separated participants receiving benefits2016-01-0194
Number of other retired or separated participants entitled to future benefits2016-01-01229
Total of all active and inactive participants2016-01-01775
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-01780
Number of participants with account balances2016-01-01741
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0130
2015: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01809
Total number of active participants reported on line 7a of the Form 55002015-01-01464
Number of retired or separated participants receiving benefits2015-01-0131
Number of other retired or separated participants entitled to future benefits2015-01-01347
Total of all active and inactive participants2015-01-01842
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01844
Number of participants with account balances2015-01-01746
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01784
Total number of active participants reported on line 7a of the Form 55002014-01-01470
Number of retired or separated participants receiving benefits2014-01-0115
Number of other retired or separated participants entitled to future benefits2014-01-01323
Total of all active and inactive participants2014-01-01808
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01809
Number of participants with account balances2014-01-01683
2013: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01723
Total number of active participants reported on line 7a of the Form 55002013-01-01432
Number of retired or separated participants receiving benefits2013-01-0112
Number of other retired or separated participants entitled to future benefits2013-01-01272
Total of all active and inactive participants2013-01-01716
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01717
Number of participants with account balances2013-01-01641
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0140
2012: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01717
Total number of active participants reported on line 7a of the Form 55002012-01-01428
Number of retired or separated participants receiving benefits2012-01-016
Number of other retired or separated participants entitled to future benefits2012-01-01286
Total of all active and inactive participants2012-01-01720
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01721
Number of participants with account balances2012-01-01650
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0137
2011: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01679
Total number of active participants reported on line 7a of the Form 55002011-01-01426
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-01277
Total of all active and inactive participants2011-01-01707
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01708
Number of participants with account balances2011-01-01653
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0139
2009: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01678
Total number of active participants reported on line 7a of the Form 55002009-01-01415
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-01253
Total of all active and inactive participants2009-01-01671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-01674
Number of participants with account balances2009-01-01649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0137

Financial Data on WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN

Measure Date Value
2022 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-14,186,113
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$11,272,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$11,230,673
Value of total corrective distributions2022-12-31$5,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$13,428,765
Value of total assets at end of year2022-12-31$121,852,763
Value of total assets at beginning of year2022-12-31$147,311,221
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$36,414
Total interest from all sources2022-12-31$185,649
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,978,907
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,978,907
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$7,859,440
Participant contributions at end of year2022-12-31$1,457,501
Participant contributions at beginning of year2022-12-31$1,680,386
Assets. Other investments not covered elsewhere at end of year2022-12-31$31,719,317
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$46,407,216
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$631,952
Other income not declared elsewhere2022-12-31$-10,792,888
Administrative expenses (other) incurred2022-12-31$34,361
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-25,458,458
Value of net assets at end of year (total assets less liabilities)2022-12-31$121,852,763
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$147,311,221
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$37,920
Assets. partnership/joint venture interests at beginning of year2022-12-31$34,606
Investment advisory and management fees2022-12-31$2,053
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$75,858,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$87,678,936
Interest on participant loans2022-12-31$87,832
Value of interest in common/collective trusts at end of year2022-12-31$1,166,401
Value of interest in common/collective trusts at beginning of year2022-12-31$752,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$6,675,948
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$5,197,307
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$5,197,307
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$97,817
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-20,004,446
Net investment gain or loss from common/collective trusts2022-12-31$17,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,937,373
Employer contributions (assets) at end of year2022-12-31$4,937,373
Employer contributions (assets) at beginning of year2022-12-31$5,560,451
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$11,230,673
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HEDMAN PARTNERS LLP
Accountancy firm EIN2022-12-31854036357
2021 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$413,524
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$32,430,170
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$11,384,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,353,615
Value of total corrective distributions2021-12-31$161
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$14,993,186
Value of total assets at end of year2021-12-31$147,311,221
Value of total assets at beginning of year2021-12-31$125,851,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$30,603
Total interest from all sources2021-12-31$88,022
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,397,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,397,230
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$7,310,848
Participant contributions at end of year2021-12-31$1,680,386
Participant contributions at beginning of year2021-12-31$1,600,921
Assets. Other investments not covered elsewhere at end of year2021-12-31$46,407,216
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$38,482,200
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,892,786
Other income not declared elsewhere2021-12-31$5,741,595
Administrative expenses (other) incurred2021-12-31$29,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$21,045,791
Value of net assets at end of year (total assets less liabilities)2021-12-31$147,311,221
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$125,851,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$34,606
Assets. partnership/joint venture interests at beginning of year2021-12-31$47,533
Investment advisory and management fees2021-12-31$1,268
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$87,678,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$78,167,964
Interest on participant loans2021-12-31$86,277
Value of interest in common/collective trusts at end of year2021-12-31$752,319
Value of interest in common/collective trusts at beginning of year2021-12-31$1,120,969
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$5,197,307
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$1,745
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$7,200,524
Net investment gain or loss from common/collective trusts2021-12-31$9,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$839,358
Contributions received in cash from employer2021-12-31$5,789,552
Employer contributions (assets) at end of year2021-12-31$5,560,451
Employer contributions (assets) at beginning of year2021-12-31$5,592,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,353,615
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HEDMAN PARTNERS LLP
Accountancy firm EIN2021-12-31854036357
2020 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$36,635,413
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,671,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,649,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$12,660,968
Value of total assets at end of year2020-12-31$125,851,906
Value of total assets at beginning of year2020-12-31$96,888,468
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$22,041
Total interest from all sources2020-12-31$103,633
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,177,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,177,347
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$20,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$6,107,504
Participant contributions at end of year2020-12-31$1,600,921
Participant contributions at beginning of year2020-12-31$1,147,332
Assets. Other investments not covered elsewhere at end of year2020-12-31$38,482,200
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$26,402,647
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$901,433
Other income not declared elsewhere2020-12-31$11,400,968
Administrative expenses (other) incurred2020-12-31$22,041
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$28,963,438
Value of net assets at end of year (total assets less liabilities)2020-12-31$125,851,906
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$96,888,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$47,533
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$78,167,964
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$19,089,232
Interest on participant loans2020-12-31$77,271
Value of interest in common/collective trusts at end of year2020-12-31$1,120,969
Value of interest in common/collective trusts at beginning of year2020-12-31$40,365,600
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$3,409,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$3,409,172
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$26,362
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,282,509
Net investment gain or loss from common/collective trusts2020-12-31$9,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$839,358
Assets. Invements in employer securities at beginning of year2020-12-31$1,073,374
Contributions received in cash from employer2020-12-31$5,652,031
Employer contributions (assets) at end of year2020-12-31$5,592,961
Employer contributions (assets) at beginning of year2020-12-31$5,401,111
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,649,934
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$51,172,773
Total transfer of assets to this plan2019-12-31$51,172,773
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$27,858,154
Total income from all sources (including contributions)2019-12-31$27,858,154
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$12,713,390
Total of all expenses incurred2019-12-31$12,713,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,694,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,694,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$11,896,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$11,896,841
Value of total assets at end of year2019-12-31$96,888,468
Value of total assets at end of year2019-12-31$96,888,468
Value of total assets at beginning of year2019-12-31$30,570,931
Value of total assets at beginning of year2019-12-31$30,570,931
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$19,365
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$19,365
Total interest from all sources2019-12-31$143,107
Total interest from all sources2019-12-31$143,107
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,683,130
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,683,130
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,683,130
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,683,130
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$20,000,000
Value of fidelity bond cover2019-12-31$20,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,988,178
Contributions received from participants2019-12-31$4,988,178
Participant contributions at end of year2019-12-31$1,147,332
Participant contributions at end of year2019-12-31$1,147,332
Participant contributions at beginning of year2019-12-31$667,941
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$58,652
Participant contributions at beginning of year2019-12-31$58,652
Assets. Other investments not covered elsewhere at end of year2019-12-31$26,402,647
Assets. Other investments not covered elsewhere at end of year2019-12-31$26,402,647
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$4,957,495
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,052,769
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,052,769
Administrative expenses (other) incurred2019-12-31$19,365
Administrative expenses (other) incurred2019-12-31$19,365
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$15,144,764
Value of net income/loss2019-12-31$15,144,764
Value of net assets at end of year (total assets less liabilities)2019-12-31$96,888,468
Value of net assets at end of year (total assets less liabilities)2019-12-31$96,888,468
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$30,570,931
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$30,570,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$19,089,232
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$19,089,232
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$17,730,079
Interest on participant loans2019-12-31$67,203
Interest on participant loans2019-12-31$67,203
Value of interest in common/collective trusts at end of year2019-12-31$40,365,600
Value of interest in common/collective trusts at end of year2019-12-31$40,365,600
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$3,409,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$3,409,172
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,942,394
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,942,394
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$75,904
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,635,615
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,635,615
Net investment gain or loss from common/collective trusts2019-12-31$4,499,461
Net investment gain or loss from common/collective trusts2019-12-31$4,499,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$1,073,374
Assets. Invements in employer securities at end of year2019-12-31$1,073,374
Assets. Invements in employer securities at beginning of year2019-12-31$112,003
Assets. Invements in employer securities at beginning of year2019-12-31$112,003
Contributions received in cash from employer2019-12-31$4,855,894
Contributions received in cash from employer2019-12-31$4,855,894
Employer contributions (assets) at end of year2019-12-31$5,401,111
Employer contributions (assets) at end of year2019-12-31$5,401,111
Employer contributions (assets) at beginning of year2019-12-31$1,102,367
Employer contributions (assets) at beginning of year2019-12-31$1,102,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,694,025
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,694,025
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
Accountancy firm EIN2019-12-31420714325
2018 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,755,915
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,527,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,527,899
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,248,204
Value of total assets at end of year2018-12-31$30,570,931
Value of total assets at beginning of year2018-12-31$31,342,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$36,256
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,460,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,460,380
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$20,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Amount of non-exempt transactions with any party-in-interest2018-12-31$1,077,258
Contributions received from participants2018-12-31$1,513,928
Participant contributions at end of year2018-12-31$667,941
Participant contributions at beginning of year2018-12-31$703,623
Participant contributions at end of year2018-12-31$58,652
Participant contributions at beginning of year2018-12-31$43,447
Assets. Other investments not covered elsewhere at end of year2018-12-31$4,957,495
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$4,164,692
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$228,133
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-771,984
Value of net assets at end of year (total assets less liabilities)2018-12-31$30,570,931
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$31,342,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$17,730,079
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$19,014,627
Interest on participant loans2018-12-31$36,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$5,942,394
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$5,057,427
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$5,057,427
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,988,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$112,003
Assets. Invements in employer securities at beginning of year2018-12-31$138,341
Contributions received in cash from employer2018-12-31$1,506,143
Employer contributions (assets) at end of year2018-12-31$1,102,367
Employer contributions (assets) at beginning of year2018-12-31$2,220,758
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,527,899
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,317,435
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,290,803
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,290,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,281,616
Value of total assets at end of year2017-12-31$31,342,915
Value of total assets at beginning of year2017-12-31$27,316,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$36,686
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,119,279
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,119,279
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31Yes
Amount of non-exempt transactions with any party-in-interest2017-12-31$1,077,258
Contributions received from participants2017-12-31$1,388,064
Participant contributions at end of year2017-12-31$703,623
Participant contributions at beginning of year2017-12-31$684,012
Participant contributions at end of year2017-12-31$43,447
Participant contributions at beginning of year2017-12-31$45,604
Assets. Other investments not covered elsewhere at end of year2017-12-31$4,164,692
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$3,341,444
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$346,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,026,632
Value of net assets at end of year (total assets less liabilities)2017-12-31$31,342,915
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$27,316,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$848,756
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$19,014,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$16,892,925
Interest on participant loans2017-12-31$36,686
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$5,057,427
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$5,345,262
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$5,345,262
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,879,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$138,341
Assets. Invements in employer securities at beginning of year2017-12-31$158,280
Contributions received in cash from employer2017-12-31$1,547,276
Employer contributions (assets) at end of year2017-12-31$2,220,758
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,290,803
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,428,791
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,414,489
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,414,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,912,460
Value of total assets at end of year2016-12-31$27,032,019
Value of total assets at beginning of year2016-12-31$27,017,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$57,579
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$598,669
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,509,906
Participant contributions at end of year2016-12-31$684,012
Participant contributions at beginning of year2016-12-31$718,154
Participant contributions at end of year2016-12-31$311,225
Participant contributions at beginning of year2016-12-31$40,935
Assets. Other investments not covered elsewhere at end of year2016-12-31$3,341,451
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$2,901,361
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$358,543
Other income not declared elsewhere2016-12-31$39,468
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$14,302
Value of net assets at end of year (total assets less liabilities)2016-12-31$27,032,019
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$27,017,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$848,756
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$17,153,962
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$16,368,191
Interest on participant loans2016-12-31$38,558
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$4,483,541
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$4,367,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$4,367,031
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$19,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,419,284
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$1,057,828
Assets. Invements in employer securities at beginning of year2016-12-31$1,166,109
Contributions received in cash from employer2016-12-31$44,011
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$1,455,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,414,489
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31GGF, LLP
Accountancy firm EIN2016-12-31208097596
2015 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,688,329
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,759,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,759,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,715,888
Value of total assets at end of year2015-12-31$27,017,717
Value of total assets at beginning of year2015-12-31$27,088,997
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$36,858
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$865,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$865,771
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,163,335
Participant contributions at end of year2015-12-31$718,154
Participant contributions at beginning of year2015-12-31$689,170
Participant contributions at end of year2015-12-31$40,935
Participant contributions at beginning of year2015-12-31$12,634
Assets. Other investments not covered elsewhere at end of year2015-12-31$2,901,361
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$2,960,507
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$96,452
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$15,262
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-71,280
Value of net assets at end of year (total assets less liabilities)2015-12-31$27,017,717
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$27,088,997
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$16,368,191
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$16,972,795
Interest on participant loans2015-12-31$34,909
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$4,367,031
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$4,094,928
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$4,094,928
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,949
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-945,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$1,166,109
Assets. Invements in employer securities at beginning of year2015-12-31$1,085,322
Contributions received in cash from employer2015-12-31$1,456,101
Employer contributions (assets) at end of year2015-12-31$1,455,936
Employer contributions (assets) at beginning of year2015-12-31$1,273,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,759,609
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31GGF, LLP
Accountancy firm EIN2015-12-31208097596
2014 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,574,239
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$5,700,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,700,648
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,667,229
Value of total assets at end of year2014-12-31$27,088,997
Value of total assets at beginning of year2014-12-31$29,215,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$38,464
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,318,161
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,318,161
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,149,023
Participant contributions at end of year2014-12-31$689,170
Participant contributions at beginning of year2014-12-31$635,377
Participant contributions at end of year2014-12-31$12,634
Participant contributions at beginning of year2014-12-31$2,607
Assets. Other investments not covered elsewhere at end of year2014-12-31$2,960,507
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$2,626,663
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$244,565
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$127,327
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$150,274
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-2,126,409
Value of net assets at end of year (total assets less liabilities)2014-12-31$27,088,997
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$29,215,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$16,972,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$19,096,871
Interest on participant loans2014-12-31$37,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$4,094,928
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$4,350,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$4,350,243
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$690
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-576,942
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$1,085,322
Assets. Invements in employer securities at beginning of year2014-12-31$1,106,135
Contributions received in cash from employer2014-12-31$1,273,641
Employer contributions (assets) at end of year2014-12-31$1,273,641
Employer contributions (assets) at beginning of year2014-12-31$1,247,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,700,648
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31GGF, LLP
Accountancy firm EIN2014-12-31208097596
2013 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$6,932,141
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,868,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,868,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,357,509
Value of total assets at end of year2013-12-31$29,215,406
Value of total assets at beginning of year2013-12-31$24,151,658
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$34,188
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,077,057
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,077,057
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$959,981
Participant contributions at end of year2013-12-31$635,377
Participant contributions at beginning of year2013-12-31$575,173
Participant contributions at end of year2013-12-31$2,607
Participant contributions at beginning of year2013-12-31$1,273
Assets. Other investments not covered elsewhere at end of year2013-12-31$2,626,663
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,950,142
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$150,292
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$774
Other income not declared elsewhere2013-12-31$466,525
Total non interest bearing cash at end of year2013-12-31$150,274
Total non interest bearing cash at beginning of year2013-12-31$44,597
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,063,748
Value of net assets at end of year (total assets less liabilities)2013-12-31$29,215,406
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$24,151,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$19,096,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$15,429,815
Interest on participant loans2013-12-31$31,820
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$4,350,243
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$4,065,259
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$4,065,259
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$2,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,996,862
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$1,106,135
Assets. Invements in employer securities at beginning of year2013-12-31$853,918
Contributions received in cash from employer2013-12-31$1,247,236
Employer contributions (assets) at end of year2013-12-31$1,247,236
Employer contributions (assets) at beginning of year2013-12-31$1,230,707
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,868,393
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31GGF, LLP
Accountancy firm EIN2013-12-31208097596
2012 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,737,318
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,600,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,600,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,442,298
Value of total assets at end of year2012-12-31$24,151,658
Value of total assets at beginning of year2012-12-31$21,015,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$26,515
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$290,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$290,873
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,065,548
Participant contributions at end of year2012-12-31$575,173
Participant contributions at end of year2012-12-31$1,273
Participant contributions at beginning of year2012-12-31$2,289
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,950,142
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$1,459,197
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$146,043
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$774
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,152
Other income not declared elsewhere2012-12-31$197,301
Total non interest bearing cash at end of year2012-12-31$44,597
Total non interest bearing cash at beginning of year2012-12-31$310,354
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,136,347
Value of net assets at end of year (total assets less liabilities)2012-12-31$24,151,658
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$21,015,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$15,429,815
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$13,524,738
Interest on participant loans2012-12-31$21,046
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$4,065,259
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,233,045
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,233,045
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$5,469
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,780,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$853,918
Assets. Invements in employer securities at beginning of year2012-12-31$601,318
Contributions received in cash from employer2012-12-31$1,230,707
Employer contributions (assets) at end of year2012-12-31$1,230,707
Employer contributions (assets) at beginning of year2012-12-31$883,218
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,600,971
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31GGF, LLP
Accountancy firm EIN2012-12-31208097596
2011 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$935,711
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,492,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,492,981
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,102,378
Value of total assets at end of year2011-12-31$21,015,311
Value of total assets at beginning of year2011-12-31$21,572,581
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$3,334
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,072,418
Participant contributions at end of year2011-12-31$2,289
Participant contributions at beginning of year2011-12-31$4,636
Assets. Other investments not covered elsewhere at end of year2011-12-31$1,459,197
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$1,283,611
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$146,742
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,152
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$813
Other income not declared elsewhere2011-12-31$-167,857
Total non interest bearing cash at end of year2011-12-31$310,354
Total non interest bearing cash at beginning of year2011-12-31$333,628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-557,270
Value of net assets at end of year (total assets less liabilities)2011-12-31$21,015,311
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$21,572,581
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$13,524,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$14,381,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,233,045
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$4,019,129
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$4,019,129
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$3,334
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,002,144
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$601,318
Assets. Invements in employer securities at beginning of year2011-12-31$371,406
Contributions received in cash from employer2011-12-31$883,218
Employer contributions (assets) at end of year2011-12-31$883,218
Employer contributions (assets) at beginning of year2011-12-31$1,177,384
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,492,981
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31GGF, LLP
Accountancy firm EIN2011-12-31208097596
2010 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,253,585
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,068,591
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,068,591
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,226,118
Value of total assets at end of year2010-12-31$21,572,581
Value of total assets at beginning of year2010-12-31$19,387,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$4,892
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$979,256
Participant contributions at end of year2010-12-31$4,636
Participant contributions at beginning of year2010-12-31$4,045
Assets. Other investments not covered elsewhere at end of year2010-12-31$1,283,611
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$995,822
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$69,478
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$813
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$871
Other income not declared elsewhere2010-12-31$70,523
Total non interest bearing cash at end of year2010-12-31$333,628
Total non interest bearing cash at beginning of year2010-12-31$210,582
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,184,994
Value of net assets at end of year (total assets less liabilities)2010-12-31$21,572,581
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$19,387,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$14,381,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$12,448,445
Income. Interest from US Government securities2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$4,019,129
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$4,488,861
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$4,488,861
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$4,892
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,952,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$371,406
Assets. Invements in employer securities at beginning of year2010-12-31$163,166
Contributions received in cash from employer2010-12-31$1,177,384
Employer contributions (assets) at end of year2010-12-31$1,177,384
Employer contributions (assets) at beginning of year2010-12-31$1,075,795
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,068,591
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31GGF, LLP
Accountancy firm EIN2010-12-31208097596
2009 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN

2022: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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