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Plan Name | WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | WEDBUSH SECURITIES INC. |
Employer identification number (EIN): | 952495390 |
NAIC Classification: | 523120 |
NAIC Description: | Securities Brokerage |
Additional information about WEDBUSH SECURITIES INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2002-07-11 |
Company Identification Number: | 0800101940 |
Legal Registered Office Address: |
PO BOX 30014 LOS ANGELES United States of America (USA) 90030 |
More information about WEDBUSH SECURITIES INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2022-01-01 | ||||
002 | 2021-01-01 | ||||
002 | 2020-01-01 | ||||
002 | 2019-01-01 | ||||
002 | 2019-01-01 | ||||
002 | 2019-01-01 | ||||
002 | 2018-01-01 | ||||
002 | 2018-01-01 | SAMANTHA KIRKMAN | 2019-10-15 | ||
002 | 2018-01-01 | SAMANTHA KIRKMAN | 2019-10-15 | DANIEL BILLINGS | 2019-10-15 |
002 | 2017-01-01 | ||||
002 | 2016-01-01 | ||||
002 | 2016-01-01 | ||||
002 | 2015-01-01 | ||||
002 | 2014-01-01 | JULIA E. MCGEE | |||
002 | 2014-01-01 | STELLA Y. BI | |||
002 | 2013-01-01 | STELLA Y. BI | |||
002 | 2012-01-01 | AMY GAREFIS | |||
002 | 2011-01-01 | AMY GAREFIS | |||
002 | 2009-01-01 | HEATHER WILLIS |
Measure | Date | Value |
---|---|---|
2022: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 1,111 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 806 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 326 |
Total of all active and inactive participants | 2022-01-01 | 1,132 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 12 |
Total participants | 2022-01-01 | 1,144 |
Number of participants with account balances | 2022-01-01 | 1,045 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 14 |
2021: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 1,036 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 786 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 315 |
Total of all active and inactive participants | 2021-01-01 | 1,101 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 10 |
Total participants | 2021-01-01 | 1,111 |
Number of participants with account balances | 2021-01-01 | 1,024 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 31 |
2020: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 1,065 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 770 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 258 |
Total of all active and inactive participants | 2020-01-01 | 1,028 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 8 |
Total participants | 2020-01-01 | 1,036 |
Number of participants with account balances | 2020-01-01 | 948 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 30 |
2019: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 844 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 779 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 284 |
Total of all active and inactive participants | 2019-01-01 | 1,063 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 2 |
Total participants | 2019-01-01 | 1,065 |
Number of participants with account balances | 2019-01-01 | 917 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 41 |
2018: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 873 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 506 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 98 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 233 |
Total of all active and inactive participants | 2018-01-01 | 837 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 7 |
Total participants | 2018-01-01 | 844 |
Number of participants with account balances | 2018-01-01 | 761 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 22 |
2017: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 860 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 478 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 100 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 259 |
Total of all active and inactive participants | 2017-01-01 | 837 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 5 |
Total participants | 2017-01-01 | 842 |
Number of participants with account balances | 2017-01-01 | 808 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 34 |
2016: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 795 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 452 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 94 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 229 |
Total of all active and inactive participants | 2016-01-01 | 775 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 5 |
Total participants | 2016-01-01 | 780 |
Number of participants with account balances | 2016-01-01 | 741 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 30 |
2015: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 809 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 464 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 31 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 347 |
Total of all active and inactive participants | 2015-01-01 | 842 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 2 |
Total participants | 2015-01-01 | 844 |
Number of participants with account balances | 2015-01-01 | 746 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 2 |
2014: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 784 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 470 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 15 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 323 |
Total of all active and inactive participants | 2014-01-01 | 808 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 1 |
Total participants | 2014-01-01 | 809 |
Number of participants with account balances | 2014-01-01 | 683 |
2013: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 723 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 432 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 12 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 272 |
Total of all active and inactive participants | 2013-01-01 | 716 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 1 |
Total participants | 2013-01-01 | 717 |
Number of participants with account balances | 2013-01-01 | 641 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 40 |
2012: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 717 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 428 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 6 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 286 |
Total of all active and inactive participants | 2012-01-01 | 720 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 1 |
Total participants | 2012-01-01 | 721 |
Number of participants with account balances | 2012-01-01 | 650 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 37 |
2011: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 679 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 426 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 4 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 277 |
Total of all active and inactive participants | 2011-01-01 | 707 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 1 |
Total participants | 2011-01-01 | 708 |
Number of participants with account balances | 2011-01-01 | 653 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 39 |
2009: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 678 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 415 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 253 |
Total of all active and inactive participants | 2009-01-01 | 671 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 3 |
Total participants | 2009-01-01 | 674 |
Number of participants with account balances | 2009-01-01 | 649 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 37 |
Measure | Date | Value |
---|---|---|
2022 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-14,186,113 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $11,272,345 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $11,230,673 |
Value of total corrective distributions | 2022-12-31 | $5,258 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $13,428,765 |
Value of total assets at end of year | 2022-12-31 | $121,852,763 |
Value of total assets at beginning of year | 2022-12-31 | $147,311,221 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $36,414 |
Total interest from all sources | 2022-12-31 | $185,649 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,978,907 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,978,907 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $7,859,440 |
Participant contributions at end of year | 2022-12-31 | $1,457,501 |
Participant contributions at beginning of year | 2022-12-31 | $1,680,386 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $31,719,317 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $46,407,216 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $631,952 |
Other income not declared elsewhere | 2022-12-31 | $-10,792,888 |
Administrative expenses (other) incurred | 2022-12-31 | $34,361 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-25,458,458 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $121,852,763 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $147,311,221 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2022-12-31 | $37,920 |
Assets. partnership/joint venture interests at beginning of year | 2022-12-31 | $34,606 |
Investment advisory and management fees | 2022-12-31 | $2,053 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $75,858,303 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $87,678,936 |
Interest on participant loans | 2022-12-31 | $87,832 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $1,166,401 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $752,319 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $6,675,948 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $5,197,307 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $5,197,307 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $97,817 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-20,004,446 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $17,900 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $4,937,373 |
Employer contributions (assets) at end of year | 2022-12-31 | $4,937,373 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $5,560,451 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $11,230,673 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | HEDMAN PARTNERS LLP |
Accountancy firm EIN | 2022-12-31 | 854036357 |
2021 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $413,524 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $32,430,170 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $11,384,379 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $11,353,615 |
Value of total corrective distributions | 2021-12-31 | $161 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $14,993,186 |
Value of total assets at end of year | 2021-12-31 | $147,311,221 |
Value of total assets at beginning of year | 2021-12-31 | $125,851,906 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $30,603 |
Total interest from all sources | 2021-12-31 | $88,022 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $4,397,230 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $4,397,230 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $7,310,848 |
Participant contributions at end of year | 2021-12-31 | $1,680,386 |
Participant contributions at beginning of year | 2021-12-31 | $1,600,921 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $46,407,216 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $38,482,200 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,892,786 |
Other income not declared elsewhere | 2021-12-31 | $5,741,595 |
Administrative expenses (other) incurred | 2021-12-31 | $29,335 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $21,045,791 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $147,311,221 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $125,851,906 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2021-12-31 | $34,606 |
Assets. partnership/joint venture interests at beginning of year | 2021-12-31 | $47,533 |
Investment advisory and management fees | 2021-12-31 | $1,268 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $87,678,936 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $78,167,964 |
Interest on participant loans | 2021-12-31 | $86,277 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $752,319 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,120,969 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $5,197,307 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $1,745 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $7,200,524 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $9,613 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Assets. Invements in employer securities at end of year | 2021-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2021-12-31 | $839,358 |
Contributions received in cash from employer | 2021-12-31 | $5,789,552 |
Employer contributions (assets) at end of year | 2021-12-31 | $5,560,451 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $5,592,961 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $11,353,615 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | HEDMAN PARTNERS LLP |
Accountancy firm EIN | 2021-12-31 | 854036357 |
2020 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $36,635,413 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $7,671,975 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $7,649,934 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $12,660,968 |
Value of total assets at end of year | 2020-12-31 | $125,851,906 |
Value of total assets at beginning of year | 2020-12-31 | $96,888,468 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $22,041 |
Total interest from all sources | 2020-12-31 | $103,633 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $2,177,347 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $2,177,347 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $6,107,504 |
Participant contributions at end of year | 2020-12-31 | $1,600,921 |
Participant contributions at beginning of year | 2020-12-31 | $1,147,332 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $38,482,200 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $26,402,647 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $901,433 |
Other income not declared elsewhere | 2020-12-31 | $11,400,968 |
Administrative expenses (other) incurred | 2020-12-31 | $22,041 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $28,963,438 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $125,851,906 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $96,888,468 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2020-12-31 | $47,533 |
Assets. partnership/joint venture interests at beginning of year | 2020-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $78,167,964 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $19,089,232 |
Interest on participant loans | 2020-12-31 | $77,271 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,120,969 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $40,365,600 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $3,409,172 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $3,409,172 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $26,362 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $10,282,509 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $9,988 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Assets. Invements in employer securities at end of year | 2020-12-31 | $839,358 |
Assets. Invements in employer securities at beginning of year | 2020-12-31 | $1,073,374 |
Contributions received in cash from employer | 2020-12-31 | $5,652,031 |
Employer contributions (assets) at end of year | 2020-12-31 | $5,592,961 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $5,401,111 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $7,649,934 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | RSM US LLP |
Accountancy firm EIN | 2020-12-31 | 420714325 |
2019 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $51,172,773 |
Total transfer of assets to this plan | 2019-12-31 | $51,172,773 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $27,858,154 |
Total income from all sources (including contributions) | 2019-12-31 | $27,858,154 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $12,713,390 |
Total of all expenses incurred | 2019-12-31 | $12,713,390 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $12,694,025 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $12,694,025 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $11,896,841 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $11,896,841 |
Value of total assets at end of year | 2019-12-31 | $96,888,468 |
Value of total assets at end of year | 2019-12-31 | $96,888,468 |
Value of total assets at beginning of year | 2019-12-31 | $30,570,931 |
Value of total assets at beginning of year | 2019-12-31 | $30,570,931 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $19,365 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $19,365 |
Total interest from all sources | 2019-12-31 | $143,107 |
Total interest from all sources | 2019-12-31 | $143,107 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $3,683,130 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $3,683,130 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $3,683,130 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $3,683,130 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $20,000,000 |
Value of fidelity bond cover | 2019-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $4,988,178 |
Contributions received from participants | 2019-12-31 | $4,988,178 |
Participant contributions at end of year | 2019-12-31 | $1,147,332 |
Participant contributions at end of year | 2019-12-31 | $1,147,332 |
Participant contributions at beginning of year | 2019-12-31 | $667,941 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $58,652 |
Participant contributions at beginning of year | 2019-12-31 | $58,652 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $26,402,647 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $26,402,647 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $4,957,495 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $2,052,769 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $2,052,769 |
Administrative expenses (other) incurred | 2019-12-31 | $19,365 |
Administrative expenses (other) incurred | 2019-12-31 | $19,365 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $15,144,764 |
Value of net income/loss | 2019-12-31 | $15,144,764 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $96,888,468 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $96,888,468 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $30,570,931 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $30,570,931 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $19,089,232 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $19,089,232 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $17,730,079 |
Interest on participant loans | 2019-12-31 | $67,203 |
Interest on participant loans | 2019-12-31 | $67,203 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $40,365,600 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $40,365,600 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $3,409,172 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $3,409,172 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $5,942,394 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $5,942,394 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $75,904 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $7,635,615 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $7,635,615 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $4,499,461 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $4,499,461 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Assets. Invements in employer securities at end of year | 2019-12-31 | $1,073,374 |
Assets. Invements in employer securities at end of year | 2019-12-31 | $1,073,374 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $112,003 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $112,003 |
Contributions received in cash from employer | 2019-12-31 | $4,855,894 |
Contributions received in cash from employer | 2019-12-31 | $4,855,894 |
Employer contributions (assets) at end of year | 2019-12-31 | $5,401,111 |
Employer contributions (assets) at end of year | 2019-12-31 | $5,401,111 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $1,102,367 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $1,102,367 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $12,694,025 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $12,694,025 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | RSM US LLP |
Accountancy firm name | 2019-12-31 | RSM US LLP |
Accountancy firm EIN | 2019-12-31 | 420714325 |
Accountancy firm EIN | 2019-12-31 | 420714325 |
2018 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,755,915 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $2,527,899 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,527,899 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,248,204 |
Value of total assets at end of year | 2018-12-31 | $30,570,931 |
Value of total assets at beginning of year | 2018-12-31 | $31,342,915 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $0 |
Total interest from all sources | 2018-12-31 | $36,256 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,460,380 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,460,380 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Amount of non-exempt transactions with any party-in-interest | 2018-12-31 | $1,077,258 |
Contributions received from participants | 2018-12-31 | $1,513,928 |
Participant contributions at end of year | 2018-12-31 | $667,941 |
Participant contributions at beginning of year | 2018-12-31 | $703,623 |
Participant contributions at end of year | 2018-12-31 | $58,652 |
Participant contributions at beginning of year | 2018-12-31 | $43,447 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $4,957,495 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $4,164,692 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $228,133 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-771,984 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $30,570,931 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $31,342,915 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $17,730,079 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $19,014,627 |
Interest on participant loans | 2018-12-31 | $36,256 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $5,942,394 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $5,057,427 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $5,057,427 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,988,925 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Assets. Invements in employer securities at end of year | 2018-12-31 | $112,003 |
Assets. Invements in employer securities at beginning of year | 2018-12-31 | $138,341 |
Contributions received in cash from employer | 2018-12-31 | $1,506,143 |
Employer contributions (assets) at end of year | 2018-12-31 | $1,102,367 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $2,220,758 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,527,899 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | RSM US LLP |
Accountancy firm EIN | 2018-12-31 | 420714325 |
2017 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $7,317,435 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $3,290,803 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $3,290,803 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,281,616 |
Value of total assets at end of year | 2017-12-31 | $31,342,915 |
Value of total assets at beginning of year | 2017-12-31 | $27,316,283 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $0 |
Total interest from all sources | 2017-12-31 | $36,686 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,119,279 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,119,279 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | Yes |
Amount of non-exempt transactions with any party-in-interest | 2017-12-31 | $1,077,258 |
Contributions received from participants | 2017-12-31 | $1,388,064 |
Participant contributions at end of year | 2017-12-31 | $703,623 |
Participant contributions at beginning of year | 2017-12-31 | $684,012 |
Participant contributions at end of year | 2017-12-31 | $43,447 |
Participant contributions at beginning of year | 2017-12-31 | $45,604 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $4,164,692 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $3,341,444 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $346,276 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $4,026,632 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $31,342,915 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $27,316,283 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2017-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2017-12-31 | $848,756 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $19,014,627 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $16,892,925 |
Interest on participant loans | 2017-12-31 | $36,686 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $5,057,427 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $5,345,262 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $5,345,262 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,879,854 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Assets. Invements in employer securities at end of year | 2017-12-31 | $138,341 |
Assets. Invements in employer securities at beginning of year | 2017-12-31 | $158,280 |
Contributions received in cash from employer | 2017-12-31 | $1,547,276 |
Employer contributions (assets) at end of year | 2017-12-31 | $2,220,758 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $3,290,803 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | RSM US LLP |
Accountancy firm EIN | 2017-12-31 | 420714325 |
2016 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $3,428,791 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $3,414,489 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $3,414,489 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,912,460 |
Value of total assets at end of year | 2016-12-31 | $27,032,019 |
Value of total assets at beginning of year | 2016-12-31 | $27,017,717 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $0 |
Total interest from all sources | 2016-12-31 | $57,579 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $598,669 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,509,906 |
Participant contributions at end of year | 2016-12-31 | $684,012 |
Participant contributions at beginning of year | 2016-12-31 | $718,154 |
Participant contributions at end of year | 2016-12-31 | $311,225 |
Participant contributions at beginning of year | 2016-12-31 | $40,935 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $3,341,451 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $2,901,361 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $358,543 |
Other income not declared elsewhere | 2016-12-31 | $39,468 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $14,302 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $27,032,019 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $27,017,717 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2016-12-31 | $848,756 |
Assets. partnership/joint venture interests at beginning of year | 2016-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $17,153,962 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $16,368,191 |
Interest on participant loans | 2016-12-31 | $38,558 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $4,483,541 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $4,367,031 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $4,367,031 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $19,021 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,419,284 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Assets. Invements in employer securities at end of year | 2016-12-31 | $1,057,828 |
Assets. Invements in employer securities at beginning of year | 2016-12-31 | $1,166,109 |
Contributions received in cash from employer | 2016-12-31 | $44,011 |
Employer contributions (assets) at end of year | 2016-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $1,455,936 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $3,414,489 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | GGF, LLP |
Accountancy firm EIN | 2016-12-31 | 208097596 |
2015 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $2,688,329 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $2,759,609 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,759,609 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,715,888 |
Value of total assets at end of year | 2015-12-31 | $27,017,717 |
Value of total assets at beginning of year | 2015-12-31 | $27,088,997 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $0 |
Total interest from all sources | 2015-12-31 | $36,858 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $865,771 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $865,771 |
Administrative expenses professional fees incurred | 2015-12-31 | $0 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,163,335 |
Participant contributions at end of year | 2015-12-31 | $718,154 |
Participant contributions at beginning of year | 2015-12-31 | $689,170 |
Participant contributions at end of year | 2015-12-31 | $40,935 |
Participant contributions at beginning of year | 2015-12-31 | $12,634 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $2,901,361 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $2,960,507 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $96,452 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $0 |
Other income not declared elsewhere | 2015-12-31 | $15,262 |
Total non interest bearing cash at end of year | 2015-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-71,280 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $27,017,717 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $27,088,997 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $16,368,191 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $16,972,795 |
Interest on participant loans | 2015-12-31 | $34,909 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $4,367,031 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $4,094,928 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $4,094,928 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $1,949 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-945,450 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Assets. Invements in employer securities at end of year | 2015-12-31 | $1,166,109 |
Assets. Invements in employer securities at beginning of year | 2015-12-31 | $1,085,322 |
Contributions received in cash from employer | 2015-12-31 | $1,456,101 |
Employer contributions (assets) at end of year | 2015-12-31 | $1,455,936 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $1,273,641 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,759,609 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | GGF, LLP |
Accountancy firm EIN | 2015-12-31 | 208097596 |
2014 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $3,574,239 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $5,700,648 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $5,700,648 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,667,229 |
Value of total assets at end of year | 2014-12-31 | $27,088,997 |
Value of total assets at beginning of year | 2014-12-31 | $29,215,406 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $0 |
Total interest from all sources | 2014-12-31 | $38,464 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,318,161 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,318,161 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,149,023 |
Participant contributions at end of year | 2014-12-31 | $689,170 |
Participant contributions at beginning of year | 2014-12-31 | $635,377 |
Participant contributions at end of year | 2014-12-31 | $12,634 |
Participant contributions at beginning of year | 2014-12-31 | $2,607 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $2,960,507 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $2,626,663 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $244,565 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $0 |
Other income not declared elsewhere | 2014-12-31 | $127,327 |
Total non interest bearing cash at end of year | 2014-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $150,274 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-2,126,409 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $27,088,997 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $29,215,406 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $16,972,795 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $19,096,871 |
Interest on participant loans | 2014-12-31 | $37,774 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $4,094,928 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $4,350,243 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $4,350,243 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $690 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-576,942 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Assets. Invements in employer securities at end of year | 2014-12-31 | $1,085,322 |
Assets. Invements in employer securities at beginning of year | 2014-12-31 | $1,106,135 |
Contributions received in cash from employer | 2014-12-31 | $1,273,641 |
Employer contributions (assets) at end of year | 2014-12-31 | $1,273,641 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $1,247,236 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $5,700,648 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | GGF, LLP |
Accountancy firm EIN | 2014-12-31 | 208097596 |
2013 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $6,932,141 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,868,393 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,868,393 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,357,509 |
Value of total assets at end of year | 2013-12-31 | $29,215,406 |
Value of total assets at beginning of year | 2013-12-31 | $24,151,658 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
Total interest from all sources | 2013-12-31 | $34,188 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,077,057 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $1,077,057 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $959,981 |
Participant contributions at end of year | 2013-12-31 | $635,377 |
Participant contributions at beginning of year | 2013-12-31 | $575,173 |
Participant contributions at end of year | 2013-12-31 | $2,607 |
Participant contributions at beginning of year | 2013-12-31 | $1,273 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $2,626,663 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $1,950,142 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $150,292 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $774 |
Other income not declared elsewhere | 2013-12-31 | $466,525 |
Total non interest bearing cash at end of year | 2013-12-31 | $150,274 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $44,597 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $5,063,748 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $29,215,406 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $24,151,658 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $19,096,871 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $15,429,815 |
Interest on participant loans | 2013-12-31 | $31,820 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $4,350,243 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $4,065,259 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $4,065,259 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $2,368 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,996,862 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $1,106,135 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $853,918 |
Contributions received in cash from employer | 2013-12-31 | $1,247,236 |
Employer contributions (assets) at end of year | 2013-12-31 | $1,247,236 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $1,230,707 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,868,393 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | GGF, LLP |
Accountancy firm EIN | 2013-12-31 | 208097596 |
2012 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $4,737,318 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,600,971 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,600,971 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,442,298 |
Value of total assets at end of year | 2012-12-31 | $24,151,658 |
Value of total assets at beginning of year | 2012-12-31 | $21,015,311 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
Total interest from all sources | 2012-12-31 | $26,515 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $290,873 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $290,873 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $20,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,065,548 |
Participant contributions at end of year | 2012-12-31 | $575,173 |
Participant contributions at end of year | 2012-12-31 | $1,273 |
Participant contributions at beginning of year | 2012-12-31 | $2,289 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $1,950,142 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $1,459,197 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $146,043 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $774 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $1,152 |
Other income not declared elsewhere | 2012-12-31 | $197,301 |
Total non interest bearing cash at end of year | 2012-12-31 | $44,597 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $310,354 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $3,136,347 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $24,151,658 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $21,015,311 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $15,429,815 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $13,524,738 |
Interest on participant loans | 2012-12-31 | $21,046 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $4,065,259 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $4,233,045 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $4,233,045 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $5,469 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,780,331 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $853,918 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $601,318 |
Contributions received in cash from employer | 2012-12-31 | $1,230,707 |
Employer contributions (assets) at end of year | 2012-12-31 | $1,230,707 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $883,218 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,600,971 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | GGF, LLP |
Accountancy firm EIN | 2012-12-31 | 208097596 |
2011 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $935,711 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,492,981 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,492,981 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,102,378 |
Value of total assets at end of year | 2011-12-31 | $21,015,311 |
Value of total assets at beginning of year | 2011-12-31 | $21,572,581 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $3,334 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,072,418 |
Participant contributions at end of year | 2011-12-31 | $2,289 |
Participant contributions at beginning of year | 2011-12-31 | $4,636 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $1,459,197 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $1,283,611 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $146,742 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $1,152 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $813 |
Other income not declared elsewhere | 2011-12-31 | $-167,857 |
Total non interest bearing cash at end of year | 2011-12-31 | $310,354 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $333,628 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-557,270 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $21,015,311 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $21,572,581 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $13,524,738 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $14,381,974 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $4,233,045 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $4,019,129 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $4,019,129 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $3,334 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,002,144 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $601,318 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $371,406 |
Contributions received in cash from employer | 2011-12-31 | $883,218 |
Employer contributions (assets) at end of year | 2011-12-31 | $883,218 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $1,177,384 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,492,981 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | GGF, LLP |
Accountancy firm EIN | 2011-12-31 | 208097596 |
2010 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $4,253,585 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $2,068,591 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,068,591 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,226,118 |
Value of total assets at end of year | 2010-12-31 | $21,572,581 |
Value of total assets at beginning of year | 2010-12-31 | $19,387,587 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $4,892 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $979,256 |
Participant contributions at end of year | 2010-12-31 | $4,636 |
Participant contributions at beginning of year | 2010-12-31 | $4,045 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $1,283,611 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $995,822 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $69,478 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $813 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $871 |
Other income not declared elsewhere | 2010-12-31 | $70,523 |
Total non interest bearing cash at end of year | 2010-12-31 | $333,628 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $210,582 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $2,184,994 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $21,572,581 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $19,387,587 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $14,381,974 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $12,448,445 |
Income. Interest from US Government securities | 2010-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $4,019,129 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $4,488,861 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $4,488,861 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $4,892 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,952,052 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $371,406 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $163,166 |
Contributions received in cash from employer | 2010-12-31 | $1,177,384 |
Employer contributions (assets) at end of year | 2010-12-31 | $1,177,384 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $1,075,795 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,068,591 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | GGF, LLP |
Accountancy firm EIN | 2010-12-31 | 208097596 |
2009 : WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2022: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Mulitple employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Mulitple employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Mulitple employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Mulitple employer plan |
2019-01-01 | Submission has been amended | Yes |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | Yes |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | Yes |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: WEDBUSH SECURITIES INC. EMPLOYEES' PS RETIREMENT PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |