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SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan NameSURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN
Plan identification number 002

SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SURPLUS DISTRIBUTORS, INC. DBA COUNTRY GENERAL STORE has sponsored the creation of one or more 401k plans.

Company Name:SURPLUS DISTRIBUTORS, INC. DBA COUNTRY GENERAL STORE
Employer identification number (EIN):952589783
NAIC Classification:448140
NAIC Description:Family Clothing Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-03-01
0022021-03-01
0022020-03-01
0022019-03-01
0022019-03-01
0022018-03-01
0022017-03-01
0022016-03-01
0022015-03-01
0022014-03-01RICK L. STANOFF2015-09-10
0022013-03-01RICK L. STANOFF2014-09-16
0022012-03-01RICK L. STANOFF2013-12-03
0022011-03-01RICK L. STANOFF2013-08-12
0022010-03-01RICK L. STANOFF2013-08-12
0022008-03-01RICK L. STANOFF
0022007-03-01RICK L. STANOFF
0022006-03-01RICK L. STANOFF
0022005-03-01RICK L. STANOFF
0022004-03-01RICK L. STANOFF

Plan Statistics for SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN

Measure Date Value
2008: SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year2008-03-019
Total number of active participants reported on line 7a of the Form 55002008-03-016
Number of retired or separated participants receiving benefits2008-03-010
Number of other retired or separated participants entitled to future benefits2008-03-013
Total of all active and inactive participants2008-03-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-03-010
Total participants2008-03-019
Number of participants with account balances2008-03-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-03-011
2007: SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2007 401k membership
Total participants, beginning-of-year2007-03-019
Total number of active participants reported on line 7a of the Form 55002007-03-016
Number of retired or separated participants receiving benefits2007-03-010
Number of other retired or separated participants entitled to future benefits2007-03-013
Total of all active and inactive participants2007-03-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2007-03-010
Total participants2007-03-019
Number of participants with account balances2007-03-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2007-03-011
2006: SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2006 401k membership
Total participants, beginning-of-year2006-03-019
Total number of active participants reported on line 7a of the Form 55002006-03-016
Number of retired or separated participants receiving benefits2006-03-010
Number of other retired or separated participants entitled to future benefits2006-03-013
Total of all active and inactive participants2006-03-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2006-03-010
Total participants2006-03-019
Number of participants with account balances2006-03-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2006-03-011
2005: SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2005 401k membership
Total participants, beginning-of-year2005-03-019
Total number of active participants reported on line 7a of the Form 55002005-03-016
Number of retired or separated participants receiving benefits2005-03-010
Number of other retired or separated participants entitled to future benefits2005-03-013
Total of all active and inactive participants2005-03-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2005-03-010
Total participants2005-03-019
Number of participants with account balances2005-03-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2005-03-011
2004: SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2004 401k membership
Total participants, beginning-of-year2004-03-019
Total number of active participants reported on line 7a of the Form 55002004-03-016
Number of retired or separated participants receiving benefits2004-03-010
Number of other retired or separated participants entitled to future benefits2004-03-013
Total of all active and inactive participants2004-03-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2004-03-010
Total participants2004-03-019
Number of participants with account balances2004-03-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2004-03-011

Financial Data on SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN

Measure Date Value
2009 : SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2009 401k financial data
Transfers to/from the plan2009-02-28$0
Total plan liabilities at end of year2009-02-28$449
Total plan liabilities at beginning of year2009-02-28$449
Total income from all sources2009-02-28$-390,974
Expenses. Total of all expenses incurred2009-02-28$18,000
Benefits paid (including direct rollovers)2009-02-28$0
Total plan assets at end of year2009-02-28$750,909
Total plan assets at beginning of year2009-02-28$1,159,883
Value of fidelity bond covering the plan2009-02-28$50,000
Total contributions received or receivable from participants2009-02-28$12,360
Expenses. Other expenses not covered elsewhere2009-02-28$18,000
Contributions received from other sources (not participants or employers)2009-02-28$0
Other income received2009-02-28$-414,863
Noncash contributions received2009-02-28$0
Net income (gross income less expenses)2009-02-28$-408,974
Net plan assets at end of year (total assets less liabilities)2009-02-28$750,460
Net plan assets at beginning of year (total assets less liabilities)2009-02-28$1,159,434
Total contributions received or receivable from employer(s)2009-02-28$11,529
Value of certain deemed distributions of participant loans2009-02-28$0
Value of corrective distributions2009-02-28$0
Expenses. Administrative service providers (salaries,fees and commissions)2009-02-28$0
2008 : SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2008 401k financial data
Transfers to/from the plan2008-02-29$0
Total plan liabilities at end of year2008-02-29$449
Total plan liabilities at beginning of year2008-02-29$449
Total income from all sources2008-02-29$-6,348
Expenses. Total of all expenses incurred2008-02-29$18,000
Benefits paid (including direct rollovers)2008-02-29$0
Total plan assets at end of year2008-02-29$1,159,883
Total plan assets at beginning of year2008-02-29$1,184,231
Value of fidelity bond covering the plan2008-02-29$50,000
Total contributions received or receivable from participants2008-02-29$12,360
Expenses. Other expenses not covered elsewhere2008-02-29$18,000
Contributions received from other sources (not participants or employers)2008-02-29$0
Other income received2008-02-29$-36,373
Noncash contributions received2008-02-29$0
Net income (gross income less expenses)2008-02-29$-24,348
Net plan assets at end of year (total assets less liabilities)2008-02-29$1,159,434
Net plan assets at beginning of year (total assets less liabilities)2008-02-29$1,183,782
Total contributions received or receivable from employer(s)2008-02-29$17,665
Value of certain deemed distributions of participant loans2008-02-29$0
Value of corrective distributions2008-02-29$0
Expenses. Administrative service providers (salaries,fees and commissions)2008-02-29$0
2007 : SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2007 401k financial data
Transfers to/from the plan2007-02-28$0
Total plan liabilities at end of year2007-02-28$449
Total plan liabilities at beginning of year2007-02-28$449
Total income from all sources2007-02-28$108,036
Expenses. Total of all expenses incurred2007-02-28$18,000
Benefits paid (including direct rollovers)2007-02-28$0
Total plan assets at end of year2007-02-28$1,184,231
Total plan assets at beginning of year2007-02-28$1,094,195
Value of fidelity bond covering the plan2007-02-28$50,000
Total contributions received or receivable from participants2007-02-28$12,360
Expenses. Other expenses not covered elsewhere2007-02-28$18,000
Contributions received from other sources (not participants or employers)2007-02-28$0
Other income received2007-02-28$73,897
Noncash contributions received2007-02-28$0
Net income (gross income less expenses)2007-02-28$90,036
Net plan assets at end of year (total assets less liabilities)2007-02-28$1,183,782
Net plan assets at beginning of year (total assets less liabilities)2007-02-28$1,093,746
Total contributions received or receivable from employer(s)2007-02-28$21,779
Value of certain deemed distributions of participant loans2007-02-28$0
Value of corrective distributions2007-02-28$0
Expenses. Administrative service providers (salaries,fees and commissions)2007-02-28$0
2006 : SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2006 401k financial data
Transfers to/from the plan2006-02-28$0
Total plan liabilities at end of year2006-02-28$449
Total plan liabilities at beginning of year2006-02-28$449
Total income from all sources2006-02-28$163,927
Expenses. Total of all expenses incurred2006-02-28$18,000
Benefits paid (including direct rollovers)2006-02-28$0
Total plan assets at end of year2006-02-28$1,094,195
Total plan assets at beginning of year2006-02-28$948,268
Value of fidelity bond covering the plan2006-02-28$50,000
Total contributions received or receivable from participants2006-02-28$20,678
Expenses. Other expenses not covered elsewhere2006-02-28$18,000
Contributions received from other sources (not participants or employers)2006-02-28$0
Other income received2006-02-28$85,789
Noncash contributions received2006-02-28$0
Net income (gross income less expenses)2006-02-28$145,927
Net plan assets at end of year (total assets less liabilities)2006-02-28$1,093,746
Net plan assets at beginning of year (total assets less liabilities)2006-02-28$947,819
Total contributions received or receivable from employer(s)2006-02-28$57,460
Value of certain deemed distributions of participant loans2006-02-28$0
Value of corrective distributions2006-02-28$0
Expenses. Administrative service providers (salaries,fees and commissions)2006-02-28$0
2005 : SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2005 401k financial data
Transfers to/from the plan2005-02-28$0
Total plan liabilities at end of year2005-02-28$449
Total plan liabilities at beginning of year2005-02-28$0
Total income from all sources2005-02-28$300,047
Expenses. Total of all expenses incurred2005-02-28$17,500
Benefits paid (including direct rollovers)2005-02-28$0
Total plan assets at end of year2005-02-28$948,268
Total plan assets at beginning of year2005-02-28$665,272
Value of fidelity bond covering the plan2005-02-28$50,000
Total contributions received or receivable from participants2005-02-28$13,670
Expenses. Other expenses not covered elsewhere2005-02-28$17,500
Contributions received from other sources (not participants or employers)2005-02-28$140,005
Other income received2005-02-28$118,360
Noncash contributions received2005-02-28$0
Net income (gross income less expenses)2005-02-28$282,547
Net plan assets at end of year (total assets less liabilities)2005-02-28$947,819
Net plan assets at beginning of year (total assets less liabilities)2005-02-28$665,272
Total contributions received or receivable from employer(s)2005-02-28$28,012
Value of certain deemed distributions of participant loans2005-02-28$0
Value of corrective distributions2005-02-28$0
Expenses. Administrative service providers (salaries,fees and commissions)2005-02-28$0

Form 5500 Responses for SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN

2008: SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2008 form 5500 responses
2008-03-01Type of plan entitySingle employer plan
2008-03-01Submission has been amendedNo
2008-03-01This submission is the final filingNo
2008-03-01This return/report is a short plan year return/report (less than 12 months)No
2008-03-01Plan is a collectively bargained planNo
2008-03-01Plan funding arrangement – TrustYes
2008-03-01Plan benefit arrangement - TrustYes
2007: SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2007 form 5500 responses
2007-03-01Type of plan entitySingle employer plan
2007-03-01Submission has been amendedNo
2007-03-01This submission is the final filingNo
2007-03-01This return/report is a short plan year return/report (less than 12 months)No
2007-03-01Plan is a collectively bargained planNo
2007-03-01Plan funding arrangement – TrustYes
2007-03-01Plan benefit arrangement - TrustYes
2006: SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2006 form 5500 responses
2006-03-01Type of plan entitySingle employer plan
2006-03-01Submission has been amendedNo
2006-03-01This submission is the final filingNo
2006-03-01This return/report is a short plan year return/report (less than 12 months)No
2006-03-01Plan is a collectively bargained planNo
2006-03-01Plan funding arrangement – TrustYes
2006-03-01Plan benefit arrangement - TrustYes
2005: SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2005 form 5500 responses
2005-03-01Type of plan entitySingle employer plan
2005-03-01Submission has been amendedNo
2005-03-01This submission is the final filingNo
2005-03-01This return/report is a short plan year return/report (less than 12 months)No
2005-03-01Plan is a collectively bargained planNo
2005-03-01Plan funding arrangement – TrustYes
2005-03-01Plan benefit arrangement - TrustYes
2004: SURPLUS DISTRIBUTORS, INC. PROFIT SHARING 401(K) PLAN 2004 form 5500 responses
2004-03-01Type of plan entitySingle employer plan
2004-03-01Submission has been amendedNo
2004-03-01This submission is the final filingNo
2004-03-01This return/report is a short plan year return/report (less than 12 months)No
2004-03-01Plan is a collectively bargained planNo
2004-03-01Plan funding arrangement – TrustYes
2004-03-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number91674144
Policy instance 1
Insurance contract or identification number91674144
Number of Individuals Covered9
Insurance policy start date2008-03-01
Insurance policy end date2009-02-28
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameANDREW W ZISKIN
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number91674144
Policy instance 1
Insurance contract or identification number91674144
Number of Individuals Covered9
Insurance policy start date2007-03-01
Insurance policy end date2008-02-29
Total amount of commissions paid to insurance brokerUSD $120
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $120
Insurance broker organization code?3
Insurance broker nameANDREW W ZISKIN
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number91674144
Policy instance 1
Insurance contract or identification number91674144
Number of Individuals Covered9
Insurance policy start date2006-03-01
Insurance policy end date2007-02-28
Total amount of commissions paid to insurance brokerUSD $160
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $160
Insurance broker organization code?3
Insurance broker nameANDREW W ZISKIN
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number91674144
Policy instance 1
Insurance contract or identification number91674144
Number of Individuals Covered9
Insurance policy start date2005-03-01
Insurance policy end date2006-02-28
Total amount of commissions paid to insurance brokerUSD $160
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $160
Insurance broker organization code?3
Insurance broker nameANDREW W ZISKIN
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number91674144
Policy instance 1
Insurance contract or identification number91674144
Number of Individuals Covered8
Insurance policy start date2004-03-01
Insurance policy end date2005-02-28
Total amount of commissions paid to insurance brokerUSD $301
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $301
Insurance broker organization code?3
Insurance broker nameANDREW W ZISKIN

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